2018-08-15T16:04:48-05:00 2017-09-30 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2016-10-01 061364513 CHILDREN'S FUND OF CONNECTICUT INC CHIL 8606791533 270 farmington avenue No 367 FARMINGTON CT 06032 Paul Suter VP for Finance & Operations 8606791533 2018-07-26 1 PAUL BALLASY P00852868 9592007000 2018-06-07 2016 2022-09-23 18:48:47Z Judith C Meyers 270 farmington avenue No 367 FARMINGTON CT 06032 13507910 0 X childrensfundofct.org X 1992 CT THE CHILDREN'S FUND OF CONNECTICUT, A PUBLIC CHARITABLE FOUNDATION, IS DEDICATED TO ENSURING THAT CHILDREN IN CONNECTICUT HAVE A STRONG START IN LIFE WITH ONGOING SUPPORTS TO PROMOTE THEIR OPTIMAL HEALTH AND WELL-BEING. 17 12 0 16 0 0 0 88 0 0 768840 1315575 0 0 768840 1315663 1406114 1417640 0 0 0 0 0 0 0 247595 265556 1653709 1683196 -884869 -367533 32429668 34966869 79028 124672 32350640 34842197 THE CHILDREN'S FUND OF CONNECTICUT, A PUBLIC CHARITABLE FOUNDATION, IS DEDICATED TO ENSURING THAT CHILDREN IN CONNECTICUT HAVE A STRONG START IN LIFE WITH ONGOING SUPPORTS TO PROMOTE THEIR OPTIMAL HEALTH AND WELL-BEING. 0 0 1417640 1417640 The Children's Fund champions sustainable improvements in children's health and mental health through innovative grant making. We gave grants to 15 organizations that used the funds to advance innovations in children's health, and mental health care and to promote professional development and best practices related to health and mental health of children. Our ultimate goal is for all children in Connecticut to have access to and benefit from a comprehensive, effective, community-based health and mental health care system. 1417640 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 X 17 12 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CT X Paul Suter 8606791533 270 Farmington Avenue Suite 367 farmington CT 06032 ANDREA BENIN MD board Member 0.50 55.50 X 0 468472 45093 Andy Agwunobi board Member 0.50 0.50 X 0 0 0 Charlene Russell-Tucker board Member 0.50 0.50 X 0 0 0 Eddie Keith Board Member 0.50 0.50 X 0 0 0 Galo Rodriguez board Member 0.50 0.50 X 0 0 0 George Lister board Member 0.50 0.50 X 0 0 0 Jennifer Carroll board Member 0.50 0.50 X 0 0 0 Jim Shmerling board Member 0.50 55.50 X 0 701470 28649 JUAN SALAZAR Chairman 0.50 55.50 X X 0 571752 44243 JUDITH MEYERS President 10.00 35.00 X X 0 223196 43594 Ken Spiegelman Board Member 0.50 0.50 X 0 0 0 Kevin Flaherty secretary 0.50 0.50 X X 0 0 0 Kevin Kelly board Member 0.50 0.50 X 0 0 0 Linda Mayes board Member 0.50 0.50 X 0 0 0 Margaret Grey 1st vice chair 0.50 0.50 X X 0 0 0 MOSES VARGAS board Member 0.50 55.50 X 0 332017 41810 Thomas Barnes treasurer 0.50 1.50 X X 0 0 0 Paul suter VP for finance & operation 10.00 35.00 X 0 146519 37424 0 2443426 240813 0 0 1 0 0 88 88 520928 520928 12986894 12192247 794647 794647 794647 1315663 0 0 1315575 1417640 1417640 58000 58000 9947 9947 9833 9833 185415 185415 253 253 1626 1626 Other expenses 482 482 1683196 1417640 265556 0 100 100 1004279 1106441 53129 56764 31372160 33803564 32429668 34966869 21528 24770 57500 99902 79028 124672 X 32350640 34842197 32350640 34842197 32429668 34966869 -367533 2859090 0 X X 0 1 X 1 0 X X 1 Connecticut Childrens Medical Center 060646755 3 1 5000 0 1 5000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 32099116 4030228 1500000 34629344 31548083 2051033 1500000 32099116 34484905 -1386822 1550000 31548083 33329283 2655622 1500000 34484905 30851368 3932915 1455000 33329283 1.00000 0 0 0 X Part V, Line 4: The endowment is to be used to fund innovative community-based primary and preventive health care initiatives in Connecticut, primarily focused on the underserved children in order to improve the quality of their lives. Part X, Line 2: THE ORGANIZATIONS HAVE NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2017 AND 2016. THE ORGANIZATIONS' FEDERAL INFORMATION RETURNS PRIOR TO FISCAL YEAR 2014 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. If the Organizations had unrelated business income taxes, they would recognize interest and penalties associated with any tax matters as part of the income tax provision and include accrued interest and penalties with the related tax liability in the consolidated statements of financial position. 1 CHILD HEALTH & DEVELOPMENT INSTITUTE OF CONNECTICUT INC 270 Farmington Avenue Suite 367 Farmington CT 06032 061504725 501(c)(3) 1263410 Support for the operations and programs of CHDI to enhance children's health CONNECTICUT COUNCIL FOR PHILANTHROPY 221 MAIN STREET HARTFORD CT 06106 237024016 501(c)(3) 6000 Support for the early childhood funders collaborative and leadership transit CONNECTICUT ASSOCIATION FOR INFANT MENTAL HEALTH 230 S FRONTAGE ROAD NEW HAVEN CT 06520 262749756 501(c)(3) 10000 To support competency guidelines that promote infant mental health Connecticut Children's Medical Center 282 Washington Street HARTFORD CT 06106 060646755 501(c)(3) 5000 Support Andrulonis child mental health lecture series Nami - CT 576 Farmington Ave HARTFORD CT 06105 222605701 501(c)(3) 5000 General Support Connecticut AsSOCIATION FOR Human Services 257 Hamilton St Suite 208 HARTFORD CT 06106 060653158 501(c)(3) 5000 General Support 6 Part I, Line 2: When seeking funding potential grantees must submit detailed financial budgets that list the expenses they anticipate that they will incur over the term of their project. If selected for funding, grantees are required to submit a final financial report that compares the budget submitted with the original proposal to the grantee's actual expenses. The grantees are to show only the budget amounts attributed to the Children's Fund of Connecticut (CFC) funding and how CFC funds were spent. Grantees are required to explain any significant variations between the original budget and actual expenses. Grants that are long-term in nature may have interim financial reporting requirements. 0 0 0 0 0 0 0 0 0 ANDREA BENIN MD board Member 0 354425 0 103460 0 10587 0 15900 0 29193 0 513565 0 0 Jim Shmerling board Member 0 693621 0 0 0 7849 0 10600 0 18049 0 730119 0 0 JUAN SALAZAR Chairman 0 423883 0 114500 0 33369 0 18550 0 25693 0 615995 0 0 JUDITH MEYERS President 0 222053 0 0 0 1143 0 22320 0 21274 0 266790 0 0 MOSES VARGAS board Member 0 278431 0 51565 0 2021 0 14575 0 27235 0 373827 0 0 Paul suter VP for finance & operation 0 146132 0 0 0 387 0 14652 0 22772 0 183943 0 0 Form 990, Part VI, Section A, line 3 The Child Health and Development Institute of Connecticut, Inc. a related 501(c)(3) organization, performs managment duties for The CHildren's FUnd of Connecticut, Inc. as directed by the Board of Directors. Form 990, Part VI, Section A, line 6 Connecticut Children's Medical Center (The "Member"), acting through its board of directors, shall be the sole member of the Children's Fund of Connecticut, Inc (the "Corporation") Form 990, Part VI, Section A, line 7a At the annual meeting, the member may elect directors, in accordance with the Corporation's certificate of incorporation and these bylaws, and shall transact such other business relating to the affairs of the Corporation as may properly come before the meeting. A majority of the directors shall be nominated by the Member, the balance of the elected directors shall be nominated by the Board Development Committee. The member and the Board development committee will collaboratively design a board of directors with appropriate geographic, ethnic and skill-set diversity. Form 990, Part VI, Section A, line 7b Subject to the approval of the Member, the board of directors at a meeting duly warned and held, by a vote of at least two-thirds of all directors then serving, may remove any director with or without cause, provided that the notice of such meeting shall include notice of the proposed removal. The director sought to be removed shall have no right to vote with respect to any such action. Form 990, Part VI, Section B, line 11b The following is the Children's Fund of Connecticut, Inc.'s Form 990 Review Process Policy - The Form 990 (tax return) will be prepared annually. Copies of the completed Form 990, with supporting schedules, will be distributed by the VP for Finance and Operations to the President and CEO for review and approval. Any corrections or changes will be noted and addressed. Once approved by the President and CEO, the VP for Finance and Operations will provide the Form 990 with supporting schedules to the Board of Directors. Once the Board of Directors has had a reasonable opportunity to review the Form 990, any corrections or changes will be noted and addressed. The VP for Finance and Operations will then process the filing of the Form 990 using e-file return procedures. Form 990, Part VI, Section B, line 12c The following is the Disclosure section of the Children's Fund of Connecticut, Inc.'s Conflict of Interest Policy - To promote the sound administration of this policy, all directors and officers of the Corporation complete annually (and update as appropriate), a disclosure statement that describes a transaction or arrangement that could reasonably give rise to a conflict of interest. The statement includes an itemization and description of the nature of any actual or potential conflict of interest and all material facts related thereto. Directors and officers are urged to be inclusive in this disclosure since the disclosure of potential conflicts is essential to ensuring appropriate, open discussion, even if a conflict of interest is eventually determined not to exist. If, after submitting an annual disclosure statement, an apparent or potential conflict arises within the spirit of this policy, directors and officers immediately disclose the situation in writing to the President. Disclosure statements are provided by and returned to the President. If a potential conflict of interest situation involves a pending transaction or arrangement on the part of the Corporation, such potential conflict is brought to the attention of the President prior to any action on the part of the Corporation. The President consults with the director or officer with the potential conflict and obtains information necessary for an ordinarily prudent person to make a judgment as to whether a conflict exists. The President exercises good faith judgment in determining whether an actual conflict of interest exists, and provides guidance to the director or officer with the potential conflict and/or to the Board, as applicable, as to the appropriate course of action. If a conflict exists or if the President determines that further review would be prudent, he or she shall seek the advice and approval of the Board in determining whether the situation or transaction is fair and serves the Corporation's best interests. Directors and officers who have declared or have been deemed to have a conflict of interest ("interested persons") refrain from consideration of proposed transactions or arrangements, unless for special reason the Board requests information or interpretations. The Corporation makes its decision as to whether to enter into a transaction or arrangement in conformity with the following determination process. a) An interested person may upon invitation make a presentation at the Board meeting, but after the presentation, he/she shall leave the meeting during the discussion of, and the vote on, the transaction or arrangement involving the possible conflict of interest. b) In the context of a transaction or arrangement, the President shall, if appropriate, appoint a disinterested director or committee of disinterested directors to investigate alternatives to the proposed transaction or arrangement. c) After exercising due diligence, the Board shall determine, if appropriate, whether the Corporation can obtain with reasonable efforts a more advantageous transaction or arrangement from a person or entity that would not give rise to a conflict of interest. d) If a more advantageous transaction or arrangement is not reasonably possible or appropriate under circumstances not producing a conflict of interest, the Board shall determine by a majority vote, but not fewer than two, of the disinterested directors, or as otherwise permitted by law, whether the transaction or arrangement is in the Corporation's best interest and is fair and reasonable; provided, however, if such conflicting interest transaction is approved by disinterested directors who do not satisfy a quorum or voting requirement applicable to the authorization of the action by reason of the Corporation's certificate of incorporation, bylaws or a provision of law, the action must be independently approved by such interested and disinterested directors as satisfy the applicable quorum or voting requirement. The Board will retain detailed minutes of any proceedings involving a potential conflict of interest transaction. Form 990, Part VI, Section B, line 15 The Children's Fund of Connecticut does not have employees but does have a compensation policy in the event that employees are hired. This policy applies to the process for determining compensation in compliance with IRS instructions for the CFC's CEO, top management official, other Officers or Key Emplyees. The process includes all of these elements: (1) review and approval by the Board of Directors or Executive Committee of the Children's Fund of Connecticut (CFC); (2) use of data as to comparable compensation; and (3) contemporaneous documentation and recordkeeping. 1. Review and approval. The compensation of the person is reviewed and approved by the Board of Directors or Executive Committee of CFC, provided that persons with conflicts of interest with respect to the compensation arrangement at issue are not involved in this review and approval. 2. Use of data as to comparable compensation. The compensation of the person is reviewed and approved using data as to comparable compensation for similarly qualified persons in functionally comparable positions at similarly situated organizations. 3. Contemporaneous documentation and recordkeeping. There is contemporaneous documentation and recordkeeping with respect to the deliberations and decisions regarding the compensation arrangement. Form 990, Part VI, Section C, line 19 The Children's Fund of Connecticut, Inc. (CFC) makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. Copies are provided to the public or the public may inspect the documents at CFC's office located at 270 Farmington Avenue, Suite 367, Farmington, CT 06032. Form 990, Part XII, Line 2C THERE HAVE BEEN NO CHANGES MADE TO THE ORGANIZATION'S SELECTION OR OVERSIGHT PROCESS DURING THE TAX YEAR. Connecticut Children's Medical Center Inc 282 Washington Street Hartford CT 06106 060646755 Children's Hospital CT 501(c)(3) Line 3 N/A 0 Connecticut Children's Medical Center Foundation Inc 282 Washington Street Hartford CT 06106 222619869 Manage endowment fund & solicit/receive contributions for CCMC CT 501(c)(3) Line 7 N/A 0 CCMC Affiliates Inc 282 Washington Street hartford CT 06106 222619870 Child Development and Special Education CT 501(c)(3) Line 10 N/A 0 Connecticut Children's Specialty Group 282 Washington Street hartford CT 06106 061446900 To provide medical care to the patients of CCMC CT 501(c)(3) Line 10 N/A 0 CCMC Corporation Inc 282 Washington Street hartford CT 06106 222619876 Further the programs and activities of CCMC CT 501(c)(3) Line 3 N/A 0 Child Health & Development Institute of Connecticut Inc 270 Farmington Avenue Suite 367 Farmington CT 06032 061504725 CHDI advances and informs improvements in primary and preventative pediatric CT 501(c)(3) Line 7 The Children's Fund of Connecticut Inc 1 CCMC VENTURES INC 282 Washington Street Hartford CT 06106 222619873 Health care support and services CT N/A C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0