2018-07-19T13:02:51-05:00 2017-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2017-01-01 131945157 HUDSON INSTITUTE INC HUDS 2029742400 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 JOHN P WALTERS CHIEF OPERATING OFFICER 2029742400 2018-07-02 1 NATALIE R ANZZOLIN CPA P01329867 7033858888 2017 2022-09-23 18:48:47Z KENNETH R WEINSTEIN 1201 PENNSYLVANIA AVE NW NO 400 WASHINGTON DC 20004 26232832 0 X WWW.HUDSON.ORG X 1961 NY HUDSON INSTITUTE IS AN INDEPENDENT RESEARCH ORGANIZATION PROMOTING STRONG AND ENGAGED U.S. INTERNATIONAL LEADERSHIP IN PARTNERSHIP WITH OUR ALLIES. 13 13 69 463 0 0 7209307 17948431 939308 492140 1365194 1253174 -151550 -107440 9362259 19586305 0 0 0 0 7047610 7372423 41400 162750 1011495 6090620 7347197 13179630 14882370 -3817371 4703935 37521470 44242772 3980960 3763326 33540510 40479446 HUDSON INSTITUTE'S MISSION IS PRIMARILY TO PROMOTE AMERICAN LEADERSHIP AND GLOBAL ENGAGEMENT FOR A SECURE, FREE, AND PROSPEROUS FUTURE. 0 0 9404178 6456444 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUESRELATED TO NATIONAL SECURITY, HUMAN RIGHTS, AND FOREIGN POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 3453513 2117266 TO PROMOTE THE DISCUSSION AND EXCHANGE OF IDEAS ON ISSUES RELATED TO ECONOMICS AND DOMESTIC POLICY. (PLEASE SEE WWW.HUDSON.ORG FOR ADDITIONAL INFORMATION). 12857691 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 1 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 106 0 69 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL CO AR CA DC KY MD MA NH NY PA VA WA WI CT FL GA IL KS MI MN MS MO NV NJ NM NC OH OK OR SC TN UT WV X KENNETH WEINSTEIN 2029742400 1201 PENNSYLVANIA AVE NW SUITE 400 WASHINGTON DC 20004 WALTER P STERN CHAIRMAN EMERITUS 1.00 X 0 0 0 MARIE-JOSEE KRAVIS VICE CHAIR 1.00 X 0 0 0 SARAH MAY STERN CHAIR 8.00 X 0 0 0 THOMAS BARRY BOARD MEMBER 1.00 X 0 0 0 JEFFREY L BERENSON BOARD MEMBER 1.00 X 0 0 0 LINDEN S BLUE BOARD MEMBER 1.00 X 0 0 0 JACK DAVID BOARD MEMBER 1.00 X 0 0 0 ROBERT DUPUY BOARD MEMBER 1.00 X 0 0 0 LAURENCE LEEDS JR BOARD MEMBER 1.00 X 0 0 0 SHINYA KATANOZAKA BOARD MEMBER 1.00 X 0 0 0 RUSSELL PENNOYER BOARD MEMBER 1.00 X 0 0 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 50.00 X X 419897 0 55851 MARGARET WHITEHEAD BOARD MEMBER 1.00 X 0 0 0 GILBERT SCHARF BOARD MEMBER 1.00 X 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 50.00 X 321118 0 55062 JOHN P WALTERS CHIEF OPERATING OFFICER 50.00 X 408204 0 51230 STEVE CORDER DIR.FINANCE&TREASURER(FROM 12/17) 50.00 X 6834 0 1518 MICHAEL SPARROW DIR.FINANCE&TREASURER(THRU 11/17) 50.00 X 147753 0 14418 MATTHEW HUNTER DIR.STRATEGIC PARTNERSHIPS&SECRETARY 50.00 X 89169 0 7291 DANIEL MCKIVERGAN VP GOVERNMENT RELATIONS 50.00 X 194969 0 26551 R BRIAN BLAKE SENIOR FELLOW AND VP DEVELOPMENT 50.00 X 183393 0 22261 DAVID TELL DIR.PUBLIC AFFAIRS&SPECIAL PROJECTS 50.00 X 159213 0 40151 JOEL SCANLON DIRECTOR OF STUDIES 50.00 X 163019 0 16405 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 50.00 X 188547 0 42616 HILLEL FRADKIN SENIOR FELLOW 50.00 X 215340 0 43609 WALTER RUSSELL MEAD DISTINGUISHED FELLOW 50.00 X 284158 0 14436 ARTHUR HERMAN SENIOR FELLOW 50.00 X 194160 0 19254 MICHAEL DORAN SENIOR FELLOW 50.00 X 243665 0 36378 3219439 0 447031 21 0 1 0 AMERICAN PHILANTHROPIC 18 N CHURCH STREET 2 WEST CHESTER PA 19380 FUNDRAISING 181560 RAYMOND C KENNEDY 713 VALENCIA ROAD VENICE FL 34285 CONSULTANT 175000 STELZER ASSOCIATES INC 0372 NORTH STARWOOD DRIVE ASPEN CO 81611 CONSULTANT 150707 SETH CROPSEY 5906 OVERLEA ROAD BETHESDA MD 20816 CONSULTANT 110323 SOLARIUM LLC 42661 LITTLE SORREL LANE LEESBURG VA 20176 CONSULTANT 105900 7 910655 17037776 7457157 17948431 INDEPENDENT RESEARCH 541900 492140 492140 492140 1151013 1151013 6585938 6483777 102161 102161 102161 55000 910655 162750 -107750 -107750 BOOK & PUBLICATION SALES 511130 310 310 310 19586305 492450 0 1145424 X 2384307 1901478 144080 338749 3912943 3664648 174473 73822 300785 244915 55870 379321 287424 27423 64474 395067 299356 28561 67150 63990 56808 7182 103318 84127 19191 162750 162750 35589 26734 5406 3449 2950837 2765749 40323 144765 305955 258456 45958 1541 329680 256188 34989 38503 1824780 1487494 337021 265 621755 540502 23398 57855 655523 612237 7148 36138 10311 8396 1915 260200 211868 48332 51474 41913 9561 PRINTING AND PUBLICATIO 118615 97350 2353 18912 PHOTOGRAPHY AND MEDIA P 15170 12048 3122 14882370 12857691 1013184 1011495 4356 3345 251990 1478051 799525 730477 89136 341278 181774 34987 2245275 629007 1866642 1616268 32877305 39889787 1450742 148579 37521470 44242772 2779400 2747197 1097618 1016129 103942 0 3980960 3763326 X 30673597 35650504 2866913 4828942 33540510 40479446 37521470 44242772 X 4703935 2280839 -45838 X X 0 1 X 1 0 X 12094778 11305549 18036772 7209307 17948431 66594837 12094778 11305549 18036772 7209307 17948431 66594837 27220697 39374140 734318 1157162 1999952 1142457 1151013 6184902 72779739 3437212 0.54100 0.51380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 30285409 6085299 3487601 1514000 38344309 27745163 41576 4025670 1527000 30285409 23135957 8094837 -2188833 1296798 27745163 22219452 2240936 904879 2229310 23135957 19930273 150405 3078799 940025 22219452 1.00000 0 0 1246882 183835 1063047 998393 445172 553221 1616268 X 22012484 2280839 2280839 19731645 17410 -162750 -145340 19586305 15073548 208588 208588 14864960 17410 17410 14882370 PART V, LINE 4: HUDSON USES ITS ENDOWMENT FUNDS TO PROVIDE A PREDICTABLE STREAM OF REVENUE FOR OPERATIONS WHILE SEEKING TO MAINTAIN AND EXPAND THE PRINCIPAL. PART X, LINE 2: THE INSTITUTE HAS NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. NO INTEREST AND PENALTIES HAVE BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES -162,750. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING DINNER EXPENSES NETTED AGAINST REVENUES 162,750. UNCOLLECTIBLE A/R 45,838. RUSSIA AND ITS NEIGHBORING STATES 0 1 PROGRAM SERVICES RESEARCH AND TEACHING ON GLOBAL SECURITY POLICY AND GEORGIAN CIVIL SOCIETY. 48644 0 1 0 0 0 1 48644 0 48644 0 0 0 0 0 0 X X X X X X X 1 AMERICAN PHILANTHROPIC 18 N CHURCH STREET 2 WEST CHESTER PA 19380 FUNDRAISING CONSULTING 0 0 181560 -181560 181560 -181560 AL AR CA CO CT DC FL GA IL KS KY MD MA MI MN MS MO NC NH NJ NM NV NY OH OK OR PA SC TN UT VA WA WI WV HERMAN KAHN AWARDS DINNER 965655 910655 55000 129299 33451 965655 910655 55000 129299 33451 162750 -107750 SCHEDULE G, PART I, LINE 2B, COLUMN (V) AMERICAN PHILANTHROPIC ASSISTS WITH PERFORMING BACK-OFFICE FUNDRAISING FUNCTIONS AND NO DIRECT GROSS RECEIPTS ARE ATTRIBUTABLE. X X X 0 0 0 0 0 0 0 1 0 KENNETH R WEINSTEIN PRESIDENT AND CEO 389897 0 30000 0 0 0 22680 0 33171 0 475748 0 0 0 LEWIS LIBBY SENIOR VICE PRESIDENT 321118 0 0 0 0 0 24000 0 31062 0 376180 0 0 0 JOHN P WALTERS CHIEF OPERATING OFFICER 378204 0 30000 0 0 0 24000 0 27230 0 459434 0 0 0 MICHAEL SPARROW DIR.FINANCE&TREASURER(THRU 11/17) 142753 0 5000 0 0 0 3087 0 11331 0 162171 0 0 0 DANIEL MCKIVERGAN VP GOVERNMENT RELATIONS 194969 0 0 0 0 0 6600 0 19951 0 221520 0 0 0 R BRIAN BLAKE SENIOR FELLOW AND VP DEVELOPMENT 183393 0 0 0 0 0 667 0 21594 0 205654 0 0 0 DAVID TELL DIR.PUBLIC AFFAIRS&SPECIAL PROJECTS 159213 0 0 0 0 0 13800 0 26351 0 199364 0 0 0 JOEL SCANLON DIRECTOR OF STUDIES 163019 0 0 0 0 0 7583 0 8822 0 179424 0 0 0 CHRISTOPHER DEMUTH DISTINGUISHED FELLOW 188547 0 0 0 0 0 16000 0 26616 0 231163 0 0 0 HILLEL FRADKIN SENIOR FELLOW 215340 0 0 0 0 0 18000 0 25609 0 258949 0 0 0 WALTER RUSSELL MEAD DISTINGUISHED FELLOW 284158 0 0 0 0 0 0 0 14436 0 298594 0 0 0 ARTHUR HERMAN SENIOR FELLOW 194160 0 0 0 0 0 0 0 19254 0 213414 0 0 0 MICHAEL DORAN SENIOR FELLOW 238665 0 5000 0 0 0 12832 0 23546 0 280043 0 0 0 PART I, LINE 7 THE COMPENSATION COMMITTEE OF THE BOARD DETERMINES THE AMOUNTS OF THE BONUSES GIVEN EACH YEAR. X 20 7457157 STOCK QUOTE 0 0 1 PART I, LINE 32B: WELLS FARGO AND MORGAN STANLEY SELL NON-CASH CONTRIBUTIONS OF PUBLICLY TRADED STOCK FOR HUDSON. FORM 990, PART VI, SECTION A, LINE 2 SARAH MAY STERN AND WALTER STERN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT AND RISK COMMITTEE, THE PRESIDENT, COO, AND DIRECTOR OF FINANCE, AND IT IS ALSO PROVIDED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY COVERS ALL MEMBERS OF THE BOARD AND ALL OFFICERS. COMPLIANCE WITH THE POLICY IS MONITORED BY THE CORPORATE SECRETARY WHO MAINTAINS THE DISCLOSURE FORMS. EACH YEAR, TRUSTEES AND CORPORATE OFFICERS ARE REQUIRED TO FILL OUT ANNUAL DISCLOSURE FORMS THAT ARE DESIGNED TO ELICIT POTENTIAL CONFLICTS OF INTEREST THAT MAY ARISE THROUGH DEALINGS OR RELATIONSHIPS WITH STAFF MEMBERS, TRUSTEES OR INSTITUTE VENDORS. THESE DISCLOSURES ARE REVIEWED BY THE CORPORATE SECRETARY, THE INSTITUTE PRESIDENT AND THE CHAIRMAN OF THE BOARD. THE BOARD CHAIRMAN REVIEWS EACH TRANSACTION TO COME BEFORE THE BOARD FOR POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. BOARD MEMBERS ARE ASKED TO RECUSE THEMSELVES FROM ANY VOTES THAT MAY ENTAIL A CONFLICT OF INTEREST. ANY IDENTIFIED CONFLICTS OF INTEREST AND APPROPRIATE RECUSALS ARE DOCUMENTED IN THE MINUTES OF EACH BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF ALL OFFICERS AND KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT MEMBERS OF THE COMPENSATION COMMITTEE. COMPARABILITY DATA USED IN THE REVIEW PROCESS IS OBTAINED FROM THE FORM 990 OF OTHER ORGANIZATIONS. THE DELIBERATIONS AND DECISIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD. THE COMPENSATION DETERMINATION PROCESS IS PERFORMED ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS/SUBCONTRACTORS: PROGRAM SERVICE EXPENSES 2,746,325. MANAGEMENT AND GENERAL EXPENSES 40,323. FUNDRAISING EXPENSES 144,765. TOTAL EXPENSES 2,931,413. EDITING/BOOK PUBLISHING: PROGRAM SERVICE EXPENSES 19,424. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 19,424. FORM 990, PART XI, LINE 9: UNCOLLECTIBLE A/R -45,838. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED. HUDSON ANALYTICAL SERVICES INC 1201 PENNSYLVANIA AVE NW NO400 WASHINGTON DC 20004 351645201 RESEARCH NY C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0