2018-06-04T15:01:18-05:00 2017-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2016-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 ILENE H LANG INTERIM PRESIDENT 2125147600 2018-06-04 1 ROBERT R LYONS CPA P00227477 2125038800 2016 2022-09-23 18:48:47Z ILENE H LANG 120 WALL STREET NO 15 FL NEW YORK NY 10005 17880070 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 39 38 94 38 0 0 9927343 10004501 2276789 2185100 228461 500354 156 141 12432749 12690096 0 0 0 0 10217183 10392358 0 0 1403191 3787750 3689070 14004933 14081428 -1572184 -1391332 27976638 27436897 5339302 5839296 22637336 21597601 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 1888751 729097 MARKETING AND PUBLIC AFFAIRSTHE MARKETING DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA AND JAPAN BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS, AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PRODUCT, PUBLICATIONS, AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS MEDIA RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH AND ADVISORY KNOWLEDGE. 2564375 772835 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS, AND RACIAL/ETHNIC GROUPS. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING, AND ADVANCING WOMEN. CATALYST HAS CONDUCTED RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE, INDIA AND JAPAN. 2690798 586526 ADVISORY SERVICES - ADVISORY SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. IT DRIVES ENGAGEMENT AND IMPACT THROUGH: CONSULTING SERVICES, VITAL SIGNS, AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. IT SUPPORTS CATALYST'S RELATIONSHIPS WITH DONORS THROUGH INVOLVEMENT WITH RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, COMMUNICATIONS AND EVENTS. 3378492 96642 ALL OTHER PROGRAMS:NATIONAL EDUCATION AND INFORMATION CENTER AND SERVICES. 3378492 96642 10522416 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1 X 13 0 94 1 0 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 X 39 38 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 THOMAS J FALK DIRECTOR 1.00 X 0 0 0 JOHN BRYANT DIRECTOR 1.00 X 0 0 0 URSULA M BURNS DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 JAMES DIMON DIRECTOR 1.00 X 0 0 0 WILLIAM A DOWNE DIRECTOR 1.00 X 0 0 0 STEVE EASTERBROOK DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 SHERI S MCCOY DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR 1.00 X 0 0 0 MICHEL LANDEL DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 INDRA K NOOYI DIRECTOR 1.00 X 0 0 0 DENISE MORRISON DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT DIRECTOR 1.00 X 0 0 0 ERIC J FOSS DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 JULIE SWEET DIRECTOR 1.00 X 0 0 0 DAVID TAYLOR DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 PETER VOSER CHAIR 1.00 X X 0 0 0 MAGGIE WILDEROTTER SECRETARY 1.00 X X 0 0 0 MARILLYN A HEWSON DIRECTOR 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 JOHN B VEIHMEYER DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR 1.00 X 0 0 0 CHANDA KOCHHAR DIRECTOR 1.00 X 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 35.00 X X 276237 165991 0 JAQUELINE HINMAN TREASURER 1.00 X X 0 0 0 MARC LAUTENBACH DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 IAN READ DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 CHRISTOPHER J SWIFT DIRECTOR 1.00 X 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 234550 0 43730 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 35.00 X 192047 0 42288 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 35.00 X 175039 0 27633 JEANINE PRIME SENIOR VICE. PRESIDENT 35.00 X 173378 0 47307 CATHERINE CORLEY SENIOR VICE PRESIDENT 35.00 X 217422 0 55031 MARY BOUGHTON VICE PRESIDENT 35.00 X 154045 0 36581 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 157342 0 25766 EMMA SABIN VICE PRESIDENT 35.00 X 145125 0 47294 BRANDE STELLINGS VP CORPORATE BOARD SERV. 35.00 X 132606 0 44229 JENNIFER TARLOW VP HUMAN CAPITAL 35.00 X 157835 0 26205 2015626 165991 396064 31 0 1 0 WMFDP LLC PO BOX 12436 PORTLAND OR 97212 CONSULTING 167641 ADVAN SALES & MRKTN DBA MARLIN NETWORK POBOX 31001-1691 PASADENA CA 91110 CONSULTING 147806 BBH SOLUTION INC PO BOX 349 GLEN HEAD NY 11545 CONSULTING 102975 3 3539157 6465344 10004501 MARC LEADERS COHORT/WORKSHOPS 900099 741334 741334 ADVISORY SERVICES 900099 408562 408562 CONFERENCE REVENUE 900099 381150 381150 HONORARIA 900099 347806 347806 BLESSING WHITE COURSES 900099 99365 99365 206883 206883 2185100 301267 301267 141 141 4941973 4742886 199087 199087 199087 447088 3539157 447088 0 12690096 2185100 0 500495 1832588 1262077 291045 279466 6329100 4651406 1076107 601587 562391 427881 87337 47173 1153046 855932 195115 101999 515233 373817 87183 54233 71700 71700 79946 79946 688542 673591 7686 7265 36702 31568 2794 2340 775589 515438 130076 130075 316786 213799 7919 95068 274075 274075 498830 383388 57721 57721 REPAIRS AND MAINTENANCE 351127 324098 17657 9372 MISCELLANEOUS 336463 283881 38534 14048 PRINTING & DESIGN 143091 143091 BOOKS AND SUBSCRIPTIONS 54696 52027 1935 734 61523 56347 3066 2110 14081428 10522416 2155821 1403191 950463 630073 4343812 3266831 4288041 4813888 56916 562055 626735 4872803 3229775 2048247 1643028 11168882 12219453 4558222 4236889 27976638 27436897 3979952 4425331 49500 174800 1309850 1239165 5339302 5839296 X 10183349 10098284 2687491 898172 9766496 10601145 22637336 21597601 27976638 27436897 X -1391332 526224 -174627 X X 0 1 X 1 0 X 11565256 12818623 12793113 9927343 10004501 57108836 11565256 12818623 12793113 9927343 10004501 57108836 1110367 55998469 199269 163049 183692 248150 301267 1095427 58204263 6637327 0.96210 0.98480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9766496 5637 829012 10601145 9085284 10957 670671 416 9766496 9114287 140862 -169865 9085284 7953489 789727 371071 9114287 7246945 518630 187914 7953489 1.00000 0 0 1528634 594009 934625 2965334 2256931 708403 378835 378835 0 1643028 CERTIFICATES OF DEPOSIT 4236889 F 4236889 DEFERRED RENT OBLIGATION 1239165 1239165 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2017 AND 2016. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2017 AND 2016. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2017 AND 2016 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. AWARDS DINNER 3986245 3539157 447088 447088 3986245 3539157 447088 447088 447088 0 X X 0 0 0 0 0 0 0 1 0 DEBORAH GILLIS PRESIDENT & CEO 268737 165991 7500 0 0 0 0 0 0 0 276237 165991 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 229550 0 5000 0 0 0 22955 0 20775 0 278280 0 0 0 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 189547 0 2500 0 0 0 18955 0 23333 0 234335 0 0 0 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 172539 0 2500 0 0 0 17254 0 10379 0 202672 0 0 0 JEANINE PRIME SENIOR VICE. PRESIDENT 170878 0 2500 0 0 0 17088 0 30219 0 220685 0 0 0 CATHERINE CORLEY SENIOR VICE PRESIDENT 214922 0 2500 0 0 0 21492 0 33539 0 272453 0 0 0 MARY BOUGHTON VICE PRESIDENT 151545 0 2500 0 0 0 15155 0 21426 0 190626 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 154842 0 2500 0 0 0 15484 0 10282 0 183108 0 0 0 EMMA SABIN VICE PRESIDENT 142625 0 2500 0 0 0 14263 0 33031 0 192419 0 0 0 BRANDE STELLINGS VP CORPORATE BOARD SERV. 130106 0 2500 0 0 0 13010 0 31219 0 176835 0 0 0 JENNIFER TARLOW VP HUMAN CAPITAL 155335 0 2500 0 0 0 15536 0 10669 0 184040 0 0 0 PART I, LINE 7 PERFORMANCE RELATED TO MANAGING BUDGET EXPECTATIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNCOLLECTABLE CONTRIBUTIONS -174,627. FORM 990, PART XII LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 501 (C) (3) 7 CATALYST INC 1 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD 525 COLLINS STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS 501 (C) (3) 7 CATALYST INC 1 CATALYST EUROPE AG CO KPMG FIDES LANDISGYR-STRASSE 1 6300 ZUG SZ RESEARCH AND ADVISORY SZ CATALYST INC C 846629 2693218 1.00000 1 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN CATALYST INC C 98038 54461 1.00000 1 CATALYST JAPAN 4-3-9 NIHONBASHI MUROMACHI TOKYO CHOU-KU JA 103-0022 RESEARCH AND ADVISORY JA CATALYST INC C 196048 82394 1.00000 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST CANADA INC E 1248537 CATALYST CANADA INC O 65148 CATALYST EUROPE AG D 766550 CATALYST EUROPE AG O 50531 CATALYST JAPAN WOMEN RESEARCH AND CONSULTING LTD D 706426 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 53996 CATALYST WOMEN RESEARCH AND CONSULTINCY INDIA PRIVATE LTD D 478037