2018-05-15T13:02:14-05:00 2017-06-30 010720052 MORRISON BROWN ARGIZ & FARRA LLC 1450 BRICKELL AVENUE 18TH FLOOR MIAMI FL 33131 990 2016-07-01 590949880 ST THOMAS UNIVERSITY INC STTH 3056286704 16401 NW 37 AVENUE MIAMI FL 33054 TERRENCE O'CONNOR VP FOR ADMINISTRATION AND CFO 3056286704 2018-05-14 1 RICK COVERT P00124528 3053735500 2016 2022-09-23 18:48:47Z TERRENCE O'CONNOR 16401 NW 37TH AVENUE MIAMI GARDENS FL 33054 64840512 0 X WWW.STU.EDU X 1961 FL ST. THOMAS UNIVERSITY IS A CATHOLIC UNIVERSITY WITH RICH CULTURAL AND INTERNATIONAL DIVERSITY COMMITTED TO THE ACADEMIC AND PROFESSIONAL SUCCESS OF ITS STUDENTS WHO BECOME ETHICAL LEADERS IN OUR GLOBAL COMMUNITY. 26 24 1445 215 0 0 12981906 6015204 48078121 47133291 982426 1427778 493825 565068 62536278 55141341 0 0 0 0 37957394 37128062 0 0 1325872 21167408 21814422 59124802 58942484 3411476 -3801143 89021145 87829913 40882609 41417746 48138536 46412167 ST. THOMAS UNIVERSITY IS A CATHOLIC UNIVERSITY WITH RICH CULTURAL AND INTERNATIONAL DIVERSITY COMMITTED TO THE ACADEMIC AND PROFESSIONAL SUCCESS OF ITS STUDENTS WHO BECOME ETHICAL LEADERS IN OUR GLOBAL COMMUNITY. 0 0 40835414 44630183 ST. THOMAS UNIVERSITY WAS ACCEPTED AS A MEMBER OF THE SOUTHERN ASSOCIATION OF COLLEGES AND SCHOOLS AND FIRST ACCREDITED BY THE COMMISSION ON COLLEGES IN 1968. ST THOMAS IS ACCREDITED TO AWARD BACHELORS, MASTERS AND JURIS DOCTOR DEGREES. THE FALL 2016 FTE (IPED DEFINITION) ENROLLMENT SHOWS A TOTAL OF 817 UNDERGRADUATE STUDENTS INCLUDING DUAL ENROLLMENT HIGH SCHOOL STUDENTS, 1094 GRADUATE STUDENTS, AND 601 LAW STUDENTS. TUITION FOR ACADEMIC YEAR 2016-2017 WAS $29,550 FOR FULL TIME UNDERGRADUATE STUDENTS AND $40,282 FOR FULL TIME LAW STUDENTS. GRADUATE TUITION RANGED BETWEEN $537 AND $912 PER CREDIT. CERTAIN PROGRAMS WERE OFFERED AT A DISCOUNTED RATE. 4157157 2987040 ST. THOMAS UNIVERSITY PROVIDES THE OPPORTUNITY FOR COMMUNITY LIVING BASED UPON THE CATHOLIC PHILOSOPHY OF MUTUAL RESPECT FOR THE RIGHTS OF EACH INDIVIDUAL. THE RESIDENCE HALL ARRANGEMENTS ENCOURAGE AUTONOMY, THE DEVELOPMENT OF INTERPERSONAL RELATIONSHIPS, ALONG WITH THE CONVINIENCE OF RESIDING ON CAMPUS. ST. THOMAS UNIVERSITY HAD 285 STUDENTS LIVING ON CAMPUS DURING FALL 2016 AND 279 DURING SPRING 2017. DURING SUMMER, IN COOPERATING WITH A LANUAGE ACADEMY, ST. THOMAS UNIVERSITY PROVIDES ROOM AND BOARD TO STUDENTS LEARNING ENGLISH. 2071720 HUMAN RIGHTS INSTITUTE - THE INSTITUTE IS FUNDED BY THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES PROVIDING IMMIGRATION LEGAL SERVICES TO QUALIFIED CUSTOMERS FREE OF CHARGE. ST. THOMAS UNIVERSITY IS REIMBURSED BY THE STATE OF FLORIDA DEPARTMENT OF CHILDREN AND FAMILIES (PASS THROUGH AGENCY) VIA CHURCH WORLD SERVICES. ST. THOMAS UNIVERSITY IS REIMBURSED BASED ON A NEGOTIATED FEE FOR SERVICES UP TO THE AMOUNT OF EXPENSES INCURRED. IN ADDITION TO REPORTING THE NUMBER OF CLIENTS SERVED, ST. THOMAS UNIVERSITY REPORTS OPERATIONAL EXPENSES OF THE HUMAN RIGHTS INSTITUTE ON A QUARTERLY BASIS. APPROXIMATELY 4,196 CLIENTS WERE SERVED IN FISCAL YEAR 2017. 47064291 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 1 77 0 1 1445 1 0 1 SP 0 0 0 1 1 0 0 X 26 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 FL X MARIBEL SMITH 3056286704 16401 NW 37TH AVENUE MIAMI GARDENS FL 33054 WINI AMATURO TRUSTEE 1.00 X 0 0 0 ANITA BRITT TRUSTEE 1.00 X 0 0 0 REV MSGR FRANKLYN M CASALE PRESIDENT 35.00 X X 91400 0 64485 BOB DICKINSON TRUSTEE 1.00 X 0 0 0 JOHN J DOONER CHAIR 1.00 X X 0 0 0 CONSTANCE M FERNANDEZ TRUSTEE 1.00 X 0 0 0 PAUL A GARCIA TRUSTEE 1.00 X 0 0 0 GARY GOLDBLOOM TRUSTEE 1.00 X 0 0 0 RAY GONZALEZ TRUSTEE 1.00 X 0 0 0 CYRUS M JOLLIVETTE SECRETARY 1.00 X X 0 0 0 JOSEPH P LACHER TRUSTEE 1.00 X 0 0 0 VICTOR H MENDELSON TRUSTEE 1.00 X 0 0 0 DOMINICK F MINIACI TRUSTEE 1.00 X 0 0 0 DOMINGO R MOREIRA TRUSTEE 1.00 X 0 0 0 MARIO MURGADO TRUSTEE 1.00 X 0 0 0 JOSE NAVARRO TRUSTEE 1.00 X 0 0 0 ALEX PENELAS TRUSTEE 1.00 X 0 0 0 MARCOS A PEREZ TRUSTEE 1.00 X 0 0 0 PETER PRIETO TRUSTEE 1.00 X 0 0 0 JORGE RICO TRUSTEE 1.00 X 0 0 0 LOURDES RIVAS TRUSTEE 1.00 X 0 0 0 ROBERT SANCHEZ TRUSTEE 1.00 X 0 0 0 GREGORY T SWIENTON TRUSTEE 1.00 X 0 0 0 MARIO TRUEBA TRUSTEE 1.00 X 0 0 0 MAUREEN SHEA TRUSTEE 1.00 X 0 0 0 MICHAEL T FAY TRUSTEE 1.00 X 0 0 0 IRMA BECERRA-FERNANDEZ PROVOST & CHIEF ACADEMIC O 35.00 X 300000 0 39284 TERRENCE O'CONNOR VP OF ADMINISTRATION/CHIEF 35.00 X 207000 0 35403 HILDA FERNANDEZ VICE PRESIDENT/UNIVERSITY 35.00 X 159000 0 20964 ALFREDO GARCIA LS DEAN 35.00 X 256000 0 42498 ROY BALLESTER LAW LIBRARY DIRECTOR 35.00 X 236992 0 23767 SOMNATH BHATTACHARYA DEAN, SCHOOL OF BUSINESS 35.00 X 225000 0 27081 ALFRED LIGHT PROFESSOR 35.00 X 214889 0 33690 SIEGFRIED WIESSNER PROFESSOR OF LAW 35.00 X 207268 0 29696 TAMARA LAWSON PROFESSOR 35.00 X 194616 0 25977 2092165 0 342845 54 0 1 0 HOTCHALK 1999 S BASCOM AVENUE CAMPBELL CA 95008 ONLINE PLATFORM 7219687 METZ CULINARY MANAGEMENT 2 WOODLAND DRIVE DALLAS PA 18612 FOOD SERVICES 1631491 MUSCO SPORTS LIGHTING LLC PO BOX 808 OSKALOOSA IA 52577 CONSTRUCTION 574690 G4S SECURE SOLUTIONS INC 5820 BLUE LAGOON DRIVE SUITE 300 MIAMI FL 33126 SECURITY 565478 BERMELLO AJAMIL & PARTNERS 2601 S BAYSHORE DR 1000 MIAMI FL 33133 ARCHITECTS 499620 17 129890 3258595 2626719 4940 6015204 TUITION AND FEES, NET 611710 44146251 44146251 ROOM AND BOARD 611710 2987040 2987040 47133291 851459 851459 5409 5409 102480 9156 93324 93324 93324 10202573 9626254 576319 576319 576319 46164 129890 63761 -17597 -17597 COMMISSION AND FEES 611710 135668 135668 MISCELLANEOUS ATHLETIC REVENUE 611710 27871 27871 FINANCIAL AID OVERHEAD 611710 10296 10296 310097 310097 483932 55141341 47617223 0 1508914 1249258 710793 397004 141461 28654494 24080458 3883340 690696 1047763 852277 169618 25868 4152865 3373238 654456 125171 2023682 1635426 332336 55920 135689 135689 102275 102275 42582 42582 470149 157803 311046 1300 998467 178302 811680 8485 1492003 874807 526171 91025 1479272 412853 1066419 2912937 2680886 218052 13999 1558007 1494666 34711 28630 1169678 1100495 67489 1694 3319513 3109091 199695 10727 699525 237659 459315 2551 CONTRACT SERVICES 2400477 1871392 479082 50003 FOOD SERVICES 1344674 1344674 REPAIRS/MAINTENANCE 1230499 854379 373301 2819 TEXTBOOKS 939109 939109 1519566 1155983 288060 75523 58942484 47064291 10552321 1325872 236395 438799 190788 191738 11969851 9434114 1772977 2076929 8495 18884 299824 339821 91404452 48105365 45430859 43299087 25961316 29001316 3133174 3005945 17466 23280 89021145 87829913 8228392 8138011 1166930 940064 27689515 26736303 62000 1910000 3735772 3693368 40882609 41417746 X 19677667 16146518 21994017 23783368 6466852 6482281 48138536 46412167 89021145 87829913 -3801143 2074774 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 573146 X X HELD AS INVESTMENT 1 24157795 817368 3274737 1217280 29295 27003325 24933675 1120070 -163954 1696059 35937 24157795 22615394 1999976 676013 322270 35438 24933675 19496006 165050 3530524 305060 243854 27272 22615394 18005267 510239 1906287 254390 585369 86028 19496006 0.27000 0.24000 0.49000 1 0 183254 1703889 1887143 62146026 26715035 35430991 16084954 14253079 1831875 573146 10713183 7137251 4149078 43299087 CAPITAL LEASES 90186 DEPOSITS IN CUSTODY 282739 ANNUITY LIABILITY 189808 PERKINS LOAN 3130635 3693368 X 57246450 2074774 72917 2147691 55098759 42582 42582 55141341 58972819 0 58972819 42582 -72917 -30335 58942484 PART X, LINE 2: THE UNIVERSITY IS INCLUDED IN THE OFFICIAL CATHOLIC DIRECTORY, WHICH ENTITLES IT TO AN EXEMPTION FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, ACCORDINGLY, GENERALLY WOULD NOT INCUR INCOME TAXES. AS A RESULT, THE FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION FOR INCOME TAXES. THE UNIVERSITY RECOGNIZES AND MEASURES TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN ITS TAX RETURN BASED ON THEIR TECHNICAL MERIT AND ASSESSES THE LIKELIHOOD THAT THE POSITIONS WILL BE SUSTAINED UPON EXAMINATION BASED ON THE FACTS, CIRCUMSTANCES AND INFORMATION AVAILABLE AT THE END OF EACH PERIOD. INTEREST AND PENALTIES ON TAX LIABILITIES, IF ANY, WOULD BE RECORDED IN INTEREST EXPENSE AND OTHER NON-INTEREST EXPENSE, RESPECTIVELY. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES AND RENTAL EXPENSES PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES AND RENTAL EXPENSES PART III, LINE 4 COLLECTION OF DONATED ART WORK. PROCEEDS FROM SALES TO BE USED FOR SUPPORTING ST. THOMAS UNIVERSITY CAPITAL CAMPAIGN. PART V, LINE 4 ENDOWMENT EARNINGS ARE USED TO FUND SCHOLARSHIPS AND OTHER EDUCATIONAL PURPOSES. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ST. THOMAS UNIVERSITY ADMITS STUDENTS OF ANY SEX, RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL RIGHTS, PRIVILEGES, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE UNIVERSITY. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL OR ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL-ADMINISTERED PROGRAMS. SCHEDULE E, PART I, LINE 6 TOTAL FEDERAL AWARDS $56,365,072, COMPOSED OF $54,233,361 STUDENT FINANCIAL AID CLUSTER AND $2,131,711 OF OTHER FEDERAL GRANT CONTRACTS. TOTAL STATE AWARDS OF $1,892,813 IN STUDENT FINANCIAL AID. GOLF TOURNAMENT 119545 115200 4345 630 0 12043 17414 0 9813 CRAB DINNER 56509 14690 41819 0 0 3722 16302 415 3422 176054 129890 46164 630 15765 33716 415 13235 63761 -17597 X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 REV MSGR FRANKLYN M CASALE PRESIDENT 91400 0 0 0 0 0 6398 0 58087 0 155885 0 0 0 IRMA BECERRA-FERNANDEZ PROVOST & CHIEF ACADEMIC O 290000 0 10000 0 0 0 20300 0 18984 0 339284 0 0 0 TERRENCE O'CONNOR VP OF ADMINISTRATION/CHIEF 201000 0 0 0 6000 0 14070 0 21333 0 242403 0 0 0 HILDA FERNANDEZ VICE PRESIDENT/UNIVERSITY 153000 0 0 0 6000 0 10710 0 10254 0 179964 0 0 0 ALFREDO GARCIA LS DEAN 250000 0 0 0 6000 0 17500 0 24998 0 298498 0 0 0 ROY BALLESTER LAW LIBRARY DIRECTOR 236992 0 0 0 0 0 3795 0 19972 0 260759 0 0 0 SOMNATH BHATTACHARYA DEAN, SCHOOL OF BUSINESS 225000 0 0 0 0 0 15750 0 11331 0 252081 0 0 0 ALFRED LIGHT PROFESSOR 214889 0 0 0 0 0 13030 0 20660 0 248579 0 0 0 SIEGFRIED WIESSNER PROFESSOR OF LAW 207268 0 0 0 0 0 13005 0 16691 0 236964 0 0 0 TAMARA LAWSON PROFESSOR 194616 0 0 0 0 0 9222 0 16755 0 220593 0 0 0 PART I, LINE 1A CAR ALLOWANCE FOR THE VICE PRESIDENTS AND HOUSING ALLOWANCE FOR THE PRESIDENT. A HIGHER EDUCATION FACILITIES FINANCING AUTHORITY 900058227 34073TBC0 2015-06-17 29005000 REFINANCING BOND SERIES 2009 - FINANCING THE COST OF CERTAIN PROJECTS 0 0 0 A 29005000 473790 623357 27907853 2034 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 0 0 0 0 0 0 A 0 DOMINIC MINIACI PARAMOUNT REFRESHME BOARD MEMBER 25429 LEASE OF COFFEE MACHINES 0 SCHEDULE L, PART IV MR. DOMINIC MINIACI IS A MEMBER OF THE BOARD OF TRUSTEES AND HIS FAMILY BUSINESS, PARAMOUNT REFRESHMENTS, HAS A CONTRACT WITH ST. THOMAS UNIVERSITY ON A COMPETITIVE BID PROCESS. ST. THOMAS UNIVERSITY PAID PARAMOUNT REFRESHMENTS $25,429 DURING FISCAL YEAR 2017. X SILENT AUCTION 47 9115 CASH 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS EMAILED TO MEMBERS OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST STATEMENT IS SENT OUT BY HUMAN RESOURCES AT THE BEGGINING OF EACH SCHOOL YEAR. IT IS MANDATORY FOR ALL TRUSTEES, OFFICERS, FACULTY AND ADMINISTRATION TO SIGN THE STATEMENT, AND IF APPLICABLE, TO DISCLOSE INFORMATION WHICH MAY BE CONSIDERED A CONFLICT OF INTEREST. IN THE CASE OF FACULTY AND ADMINISTRATION, IT IS UP TO THE DEPARTMENT VP OR THE PROVOST TO HAVE A CONVERSATION WITH THE EMPLOYEE, TO DETERMINE IF THE CONFLICT DOES EXIST AND TO COME UP WITH SOLUTIONS TO RESOLVE THE CONFLICT. THE SIGNED STATEMENTS ARE MAINTAINED IN THE OFFICE OF HUMAN RESOURCES. FAILURE TO SUBMIT A CONFLICT OF INTEREST STATEMENT MAY CONSTITUTE CAUSE FOR DISMISSAL. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES MAY BE DETERMINED BY USE OF COMPENSATION SURVEYS AND MARKET ANALYSIS. GENERALLY, SALARIES ARE ESTABLISHED BY THE PRESIDENT OF THE UNIVERSITY OR THE DEPARTMENT DEANS WITH THE CONSENT OF THE PRESIDENT. A WRITTEN EMPLOYMENT CONTRACT IS GIVEN TO THE EMPLOYEES. OFFICER COMPENSATION IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 SUCH DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 SUCH DOCUMENTS ARE MADE AVAILABLE UPON REQUEST.