2018-05-14T10:18:18-05:00 2017-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2016-07-01 250717890 CHATHAM UNIVERSITY CHAT 4123651100 WOODLAND ROAD PITTSBURGH PA 15232 WALTER FOWLER SENIOR VP FINANCE & ADMIN 4123651100 2018-05-04 1 SUSAN M KIRSCH P00341397 4122613644 2016 2022-09-23 18:48:47Z DR DAVID L FINEGOLD WOODLAND ROAD PITTSBURGH PA 15232 81801524 0 X WWW.CHATHAM.EDU X 1869 PA PROVISION OF UNDERGRADUATE AND GRADUATE EDUCATION. 30 28 1643 500 170183 0 6855135 5225831 54650961 58377849 1809894 2926806 537174 -106296 63853164 66424190 12290896 13875299 0 0 31714969 33547309 96869 0 1823216 24496572 26829517 68599306 74252125 -4746142 -7827935 221864024 219918347 86307061 86880245 135556963 133038102 X CHATHAM UNIVERSITY PREPARES WOMEN AND MEN TO BE WORLD READY: TO BUILD LIVES OF PURPOSE AND VALUE AND FULFILLING WORK. IN ADDITION TO APPROPRIATE PROFESSIONAL SKILLS AND LIBERAL ARTS LEARNING, CHATHAM BELIEVES THAT WORLD READINESS MEANS BEING AN INFORMED AND ENGAGED CITIZEN IN ONE'S COMMUNITIES; RECOGNIZING AND RESPECTING DIVERSITY OF CULTURE, IDENTITY AND OPINION; AND LIVING SUSTAINABLY ON THE PLANET. 0 0 46255666 13875299 52235367 ACADEMIC AND INSTRUCTIONAL EDUCATION: SEE SCHEDULE OACADEMIC AND INSTRUCTIONAL EDUCATION: ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION, CHATHAM UNIVERSITY IS A COED INSTITUTION THAT GRANTS BACHELOR, MASTER AND DOCTORATE LEVEL DEGREES THROUGH FOUR DISTINCTIVE SCHOOLS AND COLLEGES: THE FALK SCHOOL OF SUSTAINABILITY & ENVIRONMENT (HOUSED WITHIN OUR EDEN HALL CAMPUS, THE WORLD'S FIRST ACADEMIC COMMUNITY BUILT FROM THE GROUND UP FOR THE STUDY AND PRACTICE OF SUSTAINABLE LIVING), THE SCHOOL OF HEALTH SCIENCES, THE SCHOOL OF ARTS, SCIENCE AND BUSINESS AND THE SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES. STUDENTS CAN CHOOSE FROM OVER 40 UNDERGRADUATE MAJORS AND OVER 20 MASTERS AND DOCTORAL PROGRAMS, AND ONLINE COURSES OF STUDY. THE UNIVERSITY'S TOTAL ENROLLMENT AS OF FALL 2017 WAS 2,269 STUDENTS.STUDENT AND COMMUNITY SERVICES: CHATHAM UNIVERSITY STRIVES TO DEVELOP THE WHOLE STUDENT - BOTH IN AND OUTSIDE THE CLASSROOM. WE OFFER ON- AND OFF-CAMPUS OPPORTUNITIES FOR PROFESSIONAL SKILL-BUILDING AND EXPERIENTIAL LEARNING. INTERNSHIPS AND MENTORSHIPS OFFER SUPPORT AND OUR INNOVATIVE FOUR PHASES TO YOUR FUTURE WORKS WITH STUDENTS STARTING IN THEIR FIRST YEAR TO EXPLORE THEIR INTERESTS AND PURSUE THEIR GOALS. STUDENT AFFAIRS PLAY AN INTEGRAL ROLE IN HELPING OUR STUDENTS ENHANCE THEIR PHYSICAL, MENTAL, AND SOCIAL WELL-BEING. STUDENTS HAVE A VARIETY OF OPPORTUNITIES HIGHLIGHTED IN THE ANNUAL ACTIVITIES CALENDAR FEATURING OVER 300 EVENTS AND HAPPENINGS THROUGHOUT THE YEAR. CHATHAM OFFERS A NCAA DIVISION III ATHLETIC PROGRAM FEATURING TEN WOMEN'S AND EIGHT MEN'S VARSITY SPORTS ANCHORED OUT OF OUR IMPRESSIVE 78,000 SQUARE FOOT ATHLETIC AND FITNESS CENTER. STUDENTS LIVING ON CAMPUS ARE WELCOMED INTO A LIVING AND LEARNING ENVIRONMENT WHERE WELLNESS AND A STRONG SENSE OF COMMUNITY PREVAIL. CHATHAM HAS BEEN SELECTED AS ONE OF ONLY 21 UNIVERSITIES FOR THE PRINCETON REVIEW'S GREEN HONOR ROLL, WHICH RECOGNIZES THE MOST ENVIRONMENTALLY RESPONSIBLE COLLEGES ACROSS THE UNITED STATES. CHATHAM EARNED A PERFECT GREEN RATING SCORE 99 OUT OF 99, WHICH MEASURES "A SCHOOL'S PERFORMANCE AS AN ENVIRONMENTALLY AWARE AND PREPARED INSTITUTION"FOR FIVE CONSECUTIVE YEARS, CHATHAM UNIVERSITY HAS BEEN ADMITTED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL (2012, 2013, 2014, 2015, 2016) FOR ENGAGING ITS STUDENTS, FACULTY, AND STAFF IN MEANINGFUL SERVICE THAT ACHIEVES MEASURABLE RESULTS IN THE COMMUNITY. A HEALTH AND COUNSELING CENTER ASSISTS STUDENTS IN NEED AND PROVIDES AN OPPORTUNITY FOR STUDENTS TO BETTER THEMSELVES THROUGH MANY PROGRAMS AND SERVICES.LIBRARY SERVICES: THE JENNIE KING MELLON LIBRARY HAS ADDED NEW RESOURCES THAT SUPPORT THE LEARNING AND TEACHING MISSION OF CHATHAM UNIVERSITY, INCLUDING A NUMBER OF FULL-TEXT JOURNAL DATABASES. THE LIBRARY STAFF CONTINUES TO DEVOTE SIGNIFICANT AMOUNTS OF TIME TO RESEARCH CONSULTATIONS. THE ARCHIVE COLLECTION HAS BENEFITTED FROM ENDOWED SUPPORT AND INCREASED STAFF HOURS TO AID IN DOCUMENTATION, ORGANIZATION, AND PRESERVATION. 2764477 6142482 AUXILIARY SERVICES: SEE SCHEDULE OIN MAY 2008, THE UNIVERSITY RECEIVED THE 388-ACRE EDEN HALL FARM CAMPUS AS A GIFT FROM THE EDEN HALL FOUNDATION. LOCATED NORTH OF PITTSBURGH IN RICHLAND TOWNSHIP AND APPROXIMATELY 45 MINUTES FROM CHATHAM'S HISTORIC SHADYSIDE CAMPUS, EDEN HALL CAMPUS IS HOME TO OUR FALK SCHOOL OF SUSTAINABILITY & ENVIRONMENT, AND OFFERS UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS AS WELL AS PROGRAMMING FOR THE SURROUNDING COMMUNITIES. THE UNIVERSITY OWNS THE OLDEST CIVIL WAR-ERA HOME ON FIFTH AVENUE, THE HOWE-CHILDS GATE HOUSE, WHICH NOW SERVES AS A GUEST HOUSE FOR UNIVERSITY VISITORS AS WELL AS HEADQUARTERS FOR THE CAMPUS ARBORETUM. THE UNIVERSITY IS HOME TO THE OLKES COLLECTION OF AFRICAN ART, ONE OF THE MOST SIGNIFICANT COLLECTIONS OF AFRICAN TRIBAL ART IN THE TRISTATE REGION. THE UNIVERSITY HOSTS NUMEROUS EVENTS ON CAMPUS INCLUDING: PROGRAMS FOR WOMEN IN BUSINESS AND POLITICS SPONSORED BY THE CENTER FOR WOMEN'S ENTREPRENEURSHIP AND PENNSYLVANIA CENTER FOR WOMEN IN POLITICS; A NUMBER OF GLOBAL FOCUS EVENTS; AND VARIOUS PERFORMING AND VISUAL ARTS EVENTS HELD THROUGHOUT THE ACADEMIC YEAR THAT ARE FREE AND OPEN TO THE PUBLIC. 49020143 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 2585 0 1 1643 1 1 1 1 CJ 0 0 0 0 0 0 0 0 X 30 28 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 PA CA X X JENNIFER HOERSTER 4123651145 WOODLAND ROAD PITTSBURGH PA 15232 X G NICHOLAS BECKWITH III TRUSTEE 3.00 1.00 X 0 15000 0 PAMELA BRADLEY TRUSTEE (ENTERED 10/2016) 3.00 0.00 X 0 0 0 BROOKS BROADHURST TRUSTEE 3.00 0.00 X 0 0 0 LOUISE R BROWN TRUSTEE 3.00 0.00 X 0 0 0 JANE BURGER TRUSTEE 3.00 0.00 X 0 0 0 ANNETTE CALGARO TRUSTEE 3.00 0.00 X 0 0 0 MARTHA H CARSON TRUSTEE 3.00 0.00 X 0 0 0 CARLA CASTAGNERO TRUSTEE 3.00 0.00 X 0 0 0 MICHELE RONE COOPER TRUSTEE (ENTERED 2/2017) 3.00 0.00 X 0 0 0 KATHI ELLIOT DNP TRUSTEE (ENTERED 2/2017) 3.00 0.00 X 0 0 0 SIGO FALK TRUSTEE 3.00 0.00 X 0 0 0 HEIDI FENTON TRUSTEE 3.00 0.00 X 0 0 0 LAURA FISHER TRUSTEE 3.00 0.00 X 0 0 0 FREDDIE FU MD DSC HON TRUSTEE 3.00 0.00 X 0 0 0 LOUISE TURAN GEORGE TRUSTEE 3.00 0.00 X 0 0 0 STEPHEN H GREER TRUSTEE 3.00 0.00 X 0 0 0 DIANE P HOLDER TRUSTEE (EXITED 4/2017) 3.00 0.00 X 0 0 0 CORDELIA SURAN JACOBS TRUSTEE 3.00 0.00 X 0 0 0 SARAH JUGOVIC TRUSTEE 3.00 0.00 X 0 0 0 JOANNE LAIPSON TRUSTEE 3.00 0.00 X 0 0 0 ARADHNA OLIPHANT TRUSTEE 3.00 0.00 X 0 0 0 HENRY J SIMONDS TRUSTEE 3.00 0.00 X 0 0 0 ANDREW STOCKEY TRUSTEE (EXITED 11/2016) 3.00 0.00 X 0 0 0 MARY B TEMPLETON ESQ TRUSTEE 3.00 0.00 X 0 0 0 BONNIE WESTBROOK VANKIRK TRUSTEE 3.00 0.00 X 0 0 0 NANCY FOLLETT WAICHLER TRUSTEE 3.00 0.00 X 0 0 0 JENNIFER POTTER WINTON CHAIR 3.50 0.00 X X 0 0 0 JANE G MURPHY PHD VICE CHAIR 3.50 0.00 X X 0 0 0 S MURRAY RUST III VICE CHAIR 3.50 0.00 X X 0 0 0 KENT MCELHATTAN TREASURER 3.50 0.00 X X 0 0 0 W DUFF MCCRADY SECRETARY 3.50 0.00 X X 0 0 0 DAVID FINEGOLD PRESIDENT 70.00 0.00 X X 250164 0 57940 WALTER B FOWLER SR. VP-FINANCE & ADMIN 60.00 0.10 X 256082 0 44269 DARLENE G MOTLEY DEAN, SCHOOL OF ARTS, SCIENCES 60.00 0.00 X 193713 0 37705 JENNA TEMPLETON VP OF ACADEMIC AFFAIRS 60.00 0.00 X 175768 0 35303 AMY BECHER VP FOR ENROLLMENT MANAGEMENT 60.00 0.00 X 163076 0 22664 PATRICIA DOWNEY DEAN, SCHOOL OF HEALTH SCIENCES 60.00 0.00 X 151095 0 29718 KEVIN FORTWENDEL VP FOR UNIVERSITY ADVANCEMENT 60.00 0.00 X 204603 0 27790 DR ESTHER L BARAZZONE PRESIDENT EMERITA 70.00 0.00 X 594479 0 44754 WILLIAM T CAMPBELL VP MARKETING & COMMUNICATIONS 60.00 0.00 X 167283 0 34678 PAUL D STEINHAUS CIO, DIRECTOR OF INFO TECH 60.00 0.00 X 142891 0 31183 PETER WALKER DEAN, FALK SCHOOL FOR SUSTAINABILITY 60.00 0.00 X 206127 0 38224 ZAUYAH WAITE VP OF STUDENT AFFAIRS & DEAN OF STUDENTS 60.00 0.00 X 136883 0 19417 2642164 15000 423645 28 0 1 0 SOTA CONSTRUCTION 80 UNION AVENUE BELLEVUE PA 15202 GENERAL CONTRACTOR 6650828 PARKHURST DINING SERVICES PO BOX 644091 PITTSBURGH PA 15264 FOOD SERVICE 3312369 INSIGHT INVESTMENTS LLC 260 N CHARLES LINDGERG SALT LAKE CITY UT 84116 LEASING COMPANY 821258 SPLASH MEDIA LLC 4705 W BARLIND DR PITTSBURGH PA 15227 ADVERTISING 560448 ROYALL AND COMPANY 1920 E PARHAM ROAD RICHMOND VA 23228 RECRUITING SERVICES 420189 35 230662 966229 4028940 1079149 5225831 TUITION AND FEES 900099 52235367 52235367 AUXILIARY ENTERPRISES 900099 6142482 6142482 58377849 1199160 180191 1018969 2769161 2875457 -106296 -106296 -10008 -96288 14229523 12501877 1727646 1727646 1727646 66424190 58377849 170183 2650327 23175 23175 13852124 13852124 2073880 1313192 677533 83155 750499 474339 246399 29761 25204252 16037375 8131289 1035588 1750220 1151511 512069 86640 1886194 1141662 687180 57352 1882264 1256533 547585 78146 325721 325721 116418 116418 60000 60000 175725 175725 6416715 2234651 4010407 171657 1554501 1362787 190964 750 658852 396262 190819 71771 2842457 38764 2803347 346 980867 737864 131551 111452 185635 63876 119439 2320 2060000 2060000 6240080 5940656 299424 658384 32000 626384 ACADEMIC DEPT PROGRAMS 1986023 1719157 266866 0 RENTAL EXPENSE 648017 453283 185963 8771 SUPPLIES EXPENSE 639138 309642 317610 11886 INTERNAL FOOD SERVICE 514328 421290 53613 39425 766656 732460 34196 74252125 49020143 23408766 1823216 8006878 11384420 3687775 1549968 3312333 2699903 636702 613011 585569 682664 205126491 79617535 127578508 125508956 45383316 47648509 28623394 25535131 4049549 4295785 221864024 219918347 7161765 6862023 1253872 1253872 5231433 5505625 61210349 59574182 7096769 6348095 4352873 7336448 86307061 86880245 X 46142419 38837446 29982286 33581343 59432258 60619313 135556963 133038102 221864024 219918347 -7827935 5309074 0 X X 0 1 X 1 1 1 X 17614973 22562049 6271722 6855135 5079922 58383801 17614973 22562049 6271722 6855135 5079922 58383801 22451466 35932335 4358980 4291087 4621083 4465123 3720966 21457239 79841040 268009449 0.45000 0.46300 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: BEQUEST DATE: 06/23/17 AMOUNT: 145909. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 60000 60000 74192125 74252125 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 10000 1078 46111 60000 117189 250000 250000 250000 250000 1000000 1500000 X X X 0 79022026 940819 7704769 1028704 4407788 255053 81976069 88198856 773289 -408649 995378 8408212 137880 79022026 89076110 390759 2691612 928220 2880720 150685 88198856 67237881 15727198 9161031 1151271 1668318 230411 89076110 64545893 580471 11326850 1068395 1637542 122396 73624881 0.12120 0.63810 0.24070 1 0 10059927 10059927 160464993 160464993 6987094 6987094 27614477 27614477 79617535 -79617535 125508956 LIMITED PARTNERSHIPS 14541249 F HEDGE FUNDS 3841122 F REAL ESTATE INVESTMENT FUND 7152760 F 25535131 CAPITAL LEASE OBLIGATION 7336448 7336448 X 60756597 5309074 2875457 8184531 52572066 13852124 13852124 66424190 63275458 2875457 2875457 60400001 13852124 13852124 74252125 PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS, AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH AND SCIENTIFIC PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS, AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH AND SCIENTIFIC PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENDITURES IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS MAINTAINED AND HELD BY THE UNIVERSITY ARE NOT REFLECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS. CONTRIBUTED COLLECTION ITEMS INTENDED FOR SALE BY THE UNIVERSITY ARE RECORDED AS AN ASSET AT THEIR ESTIMATED NET REALIZABLE VALUE. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF VARIOUS INVESTMENT FUNDS ESTABLISHED PRIMARILY FOR THE SUPPORT OF ITS MISSION. AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. THE BOARD OF TRUSTEES HAS ELECTED TO BE GOVERNED BY THE COMMONWEALTH OF PENNSYLVANIA'S ACT 141 (ACT 141). ACT 141 PERMITS ELECTION OF A TOTAL RETURN POLICY THAT ALLOWS A NONPROFIT TO CHOOSE TO TREAT A PERCENTAGE OF THE AVERAGE MARKET VALUE OF THE ENDOWMENT'S PERMANENTLY RESTRICTED INVESTMENTS AS INCOME EACH YEAR. HOWEVER, THE LONG-TERM PRESERVATION OF THE REAL VALUE OF THE ASSETS MUST BE TAKEN INTO CONSIDERATION WHEN THE BOARD ELECTS THE AMOUNT. ON AN ANNUAL BASIS, THE BOARD OF TRUSTEES MUST ELECT, IN WRITING, A SPENDING RATE OF BETWEEN 2% AND 7%. FOR THE YEAR ENDED JUNE 30, 2017, THE UNIVERSITY UTILIZED A 7.0% SPENDING RATE, BASED ON A THREE-YEAR AVERAGE OF HISTORICAL ENDOWMENT MARKET VALUES. THE LAST FISCAL YEAR USED TO DETERMINE THE TRANSFER FOR THE FISCAL YEAR ENDED JUNE 30, 2017 WAS THE FISCAL YEAR ENDED JUNE 30, 2016. THE UNIVERSITY CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS THE ORIGINAL VALUE OF GIFTS DONATED TO THE ENDOWMENT AND THE ORIGINAL VALUE OF SUBSEQUENT GIFTS TO THE ENDOWMENT. THE UNDISTRIBUTED AMOUNTS EARNED ARE INCLUDED IN TEMPORARILY RESTRICTED NET ASSETS. IN ACCORDANCE WITH ACT 141, THE UNIVERSITY HAS ADOPTED A WRITTEN INVESTMENT POLICY, OF WHICH A SECTION SPECIFICALLY RELATES TO THE ENDOWMENT. THE UNIVERSITY CONSIDERS THE FOLLOWING FACTORS IN MAKING A DETERMINATION TO SET A SPENDING RATE: 1. PROTECTING THE CORPUS OF THE ENDOWMENT FUND 2. PRESERVING THE SPENDING POWER OF THE ASSETS 3. OBTAINING MAXIMUM INVESTMENT RETURN WITH REASONABLE RISK AND OPERATIONAL CONSIDERATION 4. COMPLYING WITH APPLICABLE LAWS PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE IRC AND HAS FURTHER BEEN DETERMINED TO BE A NONPRIVATE FOUNDATION UNDER SECTIONS 509(A)(1) AND 170(B)(1)(A)(II) OF THE IRC. ACCORDINGLY, NO PROVISION FOR TAXES HAS BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX UNDER APPLICABLE STATE STATUTES. CHATHAM INVESTMENTS LLC HAS BEEN ORGANIZED AS AN LLC, WHICH IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, THE TAXABLE INCOME OR LOSS FROM THE RENEWABLE ENERGY MANAGEMENT ACTIVITIES OF CHATHAM INVESTMENTS LLC IS INCLUDED IN THE INCOME TAX RETURN OF THE UNIVERSITY. ACCORDINGLY, ANY INCOME FROM CHATHAM INVESTMENTS LLC THAT IS UNRELATED TO THE EXEMPT PURPOSES OF THE UNIVERSITY IS TREATED AS UNRELATED BUSINESS INCOME ON THE UNIVERSITY'S TAX RETURN. THE UNIVERSITY FOLLOWS THE CODIFICATION TOPIC ON INCOME TAXES. THE TOPIC PRESCRIBES A MINIMUM RECOGNITION THRESHOLD AND MEASUREMENT METHODOLOGY THAT A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY'S CONSOLIDATED STATEMENTS OF FINANCIAL POSITION AT JUNE 30, 2017 AND 2016 DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS; FURTHER, THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS. THE UNIVERSITY IS NO LONGER SUBJECT TO EXAMINATION OF ITS TAX RETURNS FOR YEARS BEFORE 2014. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 2,875,457. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS/FINANCIAL AID 13,852,124. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 2,875,457. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS/FINANCIAL AID 13,852,124. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE RACIALLY NONDISCRIMINATORY POLICY IS REFERENCED IN PRINT DOCUMENTS AND IS PROMINENTLY DISCLOSED ON THE UNIVERSITY'S WEB PAGE. SCHEDULE E, PART I, LINE 6 CHATHAM UNIVERSITY RECEIVES VARIOUS GRANTS FROM GOVERNMENTAL AGENCIES TO FUND SCHOLARSHIPS AND EDUCATIONAL PROGRAM DEVELOPMENT. IN ADDITION, STUDENTS AT CHATHAM UNIVERSITY RECEIVE FEDERAL AND STATE SPONSORED FINANCIAL AID FOR PAYMENT OF TUITION AND FEES. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS N/A 4036837 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 CHATHAM STUDY ABROAD PROGRAM (PORTUGAL) EDUCATIONAL ACTIVITIES 51134 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 CHATHAM STUDY ABROAD PROGRAM (SPAIN) EDUCATIONAL ACTIVITIES 46072 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 OT FIELD EXPERIENCE (ECUADOR) EDUCATIONAL ACTIVITIES 18240 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 CHATHAM STUDY ABROAD PROGRAM (JAPAN) EDUCATIONAL ACTIVITIES 33596 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 MFA FIELD SEMINAR EDUCATIONAL ACTIVITIES 44495 0 0 0 0 0 0 4230374 0 4230374 1 0 1 1 1 0 1 SCHWEITZER FELLOWSHIP PITTSBURGH 5614 ELGIN STREET PITTSBURGH PA 15206 463414778 501(C)(3) 5000 0 N/A N/A PROGRAM SUPPORT ALLEGHENY CONFERENCE ON COMMUNITY DEVELOPMENT 425 SIXTH AVENUE SUITE 1100 PITTSBURGH PA 152191811 250965213 501(C)(3) 15875 0 N/A N/A PROGRAM SUPPORT 2 0 EDUCATIONAL GRANTS AND SCHOLARSHIPS 936 13852124 0 N/A N/A PART I, LINE 2: THE OFFICES OF ENROLLMENT MANAGEMENT AND FINANCIAL AID OVERSEE THE AWARDING OF BOTH NEED-BASED FINANCIAL AID AND MERIT-BASED SCHOLARSHIPS. ONCE A STUDENT HAS COMPLETED THE FINANCIAL AID APPLICATION PROCESS AND IS FOUND ELIGIBLE FOR NEED-BASED AND/OR MERIT BASED AID, THE STUDENT WILL RECEIVE A FINANCIAL AID PACKAGE DETAILING THE COMBINATION OF SOURCES USED TO PROVIDE FINANCIAL ASSISTANCE. GRANT FUNDS AWARDED TO STUDENTS ARE APPLIED DIRECTLY TO THEIR STUDENT ACCOUNTS. USAGE IS MONITORED BY VIRTUE OF DIRECT ACCOUNT POSTING. X X X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 DAVID FINEGOLD PRESIDENT 161636 0 70000 0 18528 0 30000 0 27940 0 308104 0 0 0 WALTER B FOWLER SR. VP-FINANCE & ADMIN 248894 0 2500 0 4688 0 25778 0 18491 0 300351 0 0 0 DARLENE G MOTLEY DEAN, SCHOOL OF ARTS, SCIENCES 191931 0 0 0 1782 0 19868 0 17837 0 231418 0 0 0 JENNA TEMPLETON VP OF ACADEMIC AFFAIRS 174316 0 0 0 1452 0 18025 0 17278 0 211071 0 0 0 AMY BECHER VP FOR ENROLLMENT MANAGEMENT 162117 0 0 0 959 0 16355 0 6309 0 185740 0 0 0 PATRICIA DOWNEY DEAN, SCHOOL OF HEALTH SCIENCES 149759 0 0 0 1336 0 15450 0 14268 0 180813 0 0 0 KEVIN FORTWENDEL VP FOR UNIVERSITY ADVANCEMENT 201021 0 2500 0 1082 0 20450 0 7340 0 232393 0 0 0 DR ESTHER L BARAZZONE PRESIDENT EMERITA 238324 0 60000 0 296155 0 26500 0 18254 0 639233 0 0 0 WILLIAM T CAMPBELL VP MARKETING & COMMUNICATIONS 166227 0 0 0 1056 0 17338 0 17340 0 201961 0 0 0 PAUL D STEINHAUS CIO, DIRECTOR OF INFO TECH 141383 0 0 0 1508 0 14717 0 16466 0 174074 0 0 0 PETER WALKER DEAN, FALK SCHOOL FOR SUSTAINABILITY 203211 0 0 0 2916 0 20910 0 17314 0 244351 0 0 0 ZAUYAH WAITE VP OF STUDENT AFFAIRS & DEAN OF STUDENTS 135717 0 0 0 1166 0 13586 0 5831 0 156300 0 0 0 PART I, LINE 1A SCHEDULE J SUPPLEMENTAL COMPENSATION INFORMATION: BASIC EMPLOYEE BENEFITS (INCLUDING HEALTH BENEFITS, LIFE INSURANCE, AND LONG-TERM CARE INSURANCE) ARE REPORTED ON SCHEDULE J, PART II, COLUMN (D). AS A CONDITION OF HIS EMPLOYMENT, DR. FINEGOLD IS REQUIRED TO RESIDE IN UNIVERSITY HOUSING. THE VALUE ATTRIBUTED TO HIS PERSONAL SPACE IS ALSO REPORTED ON SCHEDULE J, PART II, COLUMN (D). EMPLOYER CONTRIBUTIONS TO THE UNIVERSITY'S 403(B) PLAN, ARE REPORTED IN COLUMN (C). AMOUNTS REPORTED IN COLUMN (B)(III) ALSO INCLUDE INTERNAL REVENUE CODE SECTION 132 BENEFITS PROVIDED BY THE UNIVERSITY TO THE PRESIDENT. THE UNIVERSITY DOES NOT PROVIDE THE PRESIDENT WITH AN EXPENSE ACCOUNT FOR PERSONAL USE. SPOUSAL TRAVEL IS LIMITED BY THE TERMS OF THE PRESIDENT'S EMPLOYMENT AGREEMENT. CLUB MEMBERSHIPS: IN ORDER THAT THE PRESIDENT MAY ENTERTAIN POTENTIAL DONORS AND OTHER BUSINESS ASSOCIATES OF THE UNIVERSITY, THE UNIVERSITY PAYS OR REIMBURSES THE PRESIDENT FOR, THE PERIODIC DUES FOR MEMBERSHIP IN THE DUQUESNE CLUB AND PITTSBURGH GOLF CLUB. DIRECT EXPENSES FOR UTILIZATION OF THE CLUBS ARE THE PRESIDENT'S RESPONSIBILITY, EXCEPT WHEN ATTRIBUTABLE TO UNIVERSITY BUSINESS. PART I, LINE 7 DR. ESTHER BARAZZONE - $60,000 DR. DAVID FINDEGOLD - $70,000 WALTER B. FOWLER - $2,500 KEVIN FORTWENDEL - $2,500 A MCKEESPORT INDUSTRIAL DEVELOPMENT AUTHORITY 251448115 2008-09-29 10000000 CAPITAL PURCHASES AND RENOVATIONS 0 0 0 B ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 2012-02-29 35870000 SEE DESCRIPTION IN PART VI FOLLOWING 0 0 0 C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 2014-07-16 18000000 CONSTRUCTION OF EDEN HALL CAMPUS 0 0 0 A 10000000 230035 800000 9200000 2009 0 0 1 1 B 4525000 35870000 2559375 230000 33080625 1 1 1 1 C 598445 18000000 367054 10815860 6817086 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 1 0 0 0 0 0 B 0 0 0 0 1 0 0 0 0 C 0 0 0 0 0 0 0 0 0 A 0 B 0 C 0 SCHEDULE K, BOND ISSUE, BOND (B) ON FEBRUARY 29, 2012, ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY ISSUED $35,870,000 AGGREGATE PRINCIPAL OF ITS UNIVERSITY REVENUE BONDS SERIES A OF 2012 ON BEHALF OF THE UNIVERSITY FOR THE PURPOSE OF CURRENT REFUNDING OF THE 1998 SERIES A BONDS AND 2002 SERIES A BONDS, AND THE CURRENT AND ADVANCE REFUNDING OF THE 2002 SERIES A BONDS. THE SERIES A OF 2012 BONDS BEAR INTEREST AT RATES RANGING FROM 2.0% TO 5.0%. INTEREST PAYMENTS ARE REQUIRED SEMIANNUALLY. PRINCIPAL PAYMENTS ARE REQUIRED ON SEPTEMBER 1 OF EACH YEAR, WITH THE FINAL PAYMENT DUE ON SEPTEMBER 1, 2035. PARKHURST DINING SERVICES BOARD MEMBER 3312369 A BOARD MEMBER OF THE UNIVERSITY HAS A BUSINESS INTEREST IN AND IS EMPLOYED BY PARKHURST DINING SERVICES. PARKHURST PROVIDES ON CAMPUS DINING SERVICES. 0 X 22 1079149 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF THE CONTRIBUTIONS CHATHAM UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR THE YEAR ENDED JUNE 30, 2017. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL HAVE AUTHORITY TO ACT FOR THE BOARD OF TRUSTEES ON ALL MATTERS EXCEPT FOR THE FOLLOWING WHICH SHALL BE RESERVED FOR THE BOARD OF TRUSTEES (UNLESS THE BOARD OF TRUSTEES DIRECTS OTHERWISE): PRESIDENTIAL SELECTION AND TERMINATION; TRUSTEE AND BOARD OFFICER SELECTION; CHANGES IN INSTITUTIONAL MISSION AND PURPOSES; CHANGES TO THE CHATER; CHANGES TO THE BYLAWS; INCURRING OF CORPORATE INDEBTEDNESS IN EXCESS OF TEN PERCENT (10%) OF THE COLLEGE'S NET WORTH; SALE OF COLLEGE ASSETS OR TANGIBLE PROPERTY IN EXCESS OF ONE PERCENT (1%) OF THE COLLEGE'S NET WORTH; ADOPTION OF THE ANNUAL BUDGET; AND, CONFERRAL OF DEGREES. IN ADDITION TO ITS AUTHORITY TO TAKE ACTION ON MATTERS WHICH CANNOT OR SHOULD NOT BE DEFERRED TO THE BOARD'S NEXT SCHEDULED MEETING, PROCESS OR PROGRESS ON PLANNING GOALS, THE BOARD'S RESPONSIBILITY TO SUPPORT THE PRESIDENT AND ASSESS HER OR HIS PERFORMANCE AND SHALL REVIEW THE PRESIDENT'S COMPENSATION AND CONDITIONS OF EMPLOYMENT. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING INDIVIDUALS HAVE A BUSINESS RELATIONSHIP BY VIRTUE OF EMPLOYMENT BY OR CO-MEMBERSHIP ON THE BOARD OF DIRECTORS OF AN ENTITY (OR ENTITIES) UNRELATED TO CHATHAM UNIVERSITY: W. DUFF MCCRADY; G. NICHOLAS BECKWITH III; FREDDIE FU, M.D.; DIANE P. HOLDER; BROOKS BROADHURST; DAVID FINEGOLD FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY SENIOR FINANCE MANAGEMENT AND THE PRESIDENT IN DETAIL. THE FORM IS THEN DISCUSSED AND REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. FOLLOWING COMMITTEE LEVEL REVIEW, THE APPROVED DOCUMENT IS PROVIDED TO THE FULL MEMBERSHIP OF THE BOARD BEFORE ELECTRONIC SUBMISSION TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES SHALL DISCLOSE TO THE BOARD OF TRUSTEES ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICAL TIME. FURTHERMORE, THE TRUSTEE SHALL ABSENT HERSELF OR HIMSELF FROM DISCUSSIONS OF, AND ABSTAIN FROM VOTING ON, SUCH MATTERS UNDER CONSIDERATION BY THE BOARD OF TRUSTEES OR ITS COMMITTEES. THE MINUTES OF SUCH MEETING SHALL REFLECT THAT A DISCLOSURE WAS MADE AND THAT THE TRUSTEE HAVING A CONFLICT, OR POSSIBLE CONFLICT, ABSTAINED FROM VOTING. ANY TRUSTEE WHO IS UNCERTAIN WHETHER A CONFLICT OF INTEREST MAY EXIST IN ANY MANNER MAY REQUEST THE BOARD OF TRUSTEES OR COMMITTEE TO RESOLVE THE QUESTION IN HER OR HIS ABSENCE BY MAJORITY VOTE. ANNUALLY, BOARD MEMBERS AND KEY EMPLOYEES SIGN A CONFLICT OF INTEREST DISCLOSURE FORM PROVIDED BY THE SECRETARY OF THE BOARD. THE SIGNED FORM IS THEN FORWARDED TO THE PRESIDENT'S OFFICE AND THE FINANCE DEPARTMENT TO BE LOGGED AND FILED FOR REFERENCE. ANY IDENTIFIED CONFLICTS ARE IMMEDIATELY BROUGHT TO THE ATTENTION OF THE EXECUTIVE COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS ESTABLISHED BY THE BOARD OF TRUSTEES THROUGH THE EXECUTIVE OR COMPENSATION COMMITTEE USING INDEPENDENT CONSULTANTS AND DATA FROM PEER INSTITUTIONS. COMPENSATION IS DOCUMENTED IN THE BOARD MINUTES AND IN A WRITTEN EMPLOYMENT CONTRACT. COMPENSATION LEVELS OF ALL EMPLOYEES, INCLUDING DIRECT REPORTS TO THE PRESIDENT, ARE MONITORED BY THE HUMAN RESOURCE DEPARTMENT, THE SENIOR VICE PRESIDENT OF FINANCE AND ADMINISTRATION, VICE PRESIDENT OF ACADEMIC AFFAIRS, AND THE PRESIDENT USING CUPA PEER INSTITUTION COMPARATIVE DATA ON AN ANNUAL BASIS. COMPENSATION INCREASES FOR DIRECT REPORTS TO THE PRESIDENT ARE GENERALLY INCLUDED IN THE ANNUAL MERIT BUDGET INCREASE POOL APPROVED BY THE BOARD OF TRUSTEES. FROM TIME TO TIME, THERE ARE EXTRAORDINARY COMPENSATION ISSUES RELATED TO DIRECT REPORTS TO THE PRESIDENTS AND IN THESE CASES, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES APPROVES ANY RELATED INCREASES, CONTRACTS, AGREEMENT SIDE LETTERS, OR SPECIAL CONSIDERATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S POLICIES, ORGANIZATIONAL DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE UNIVERSITY'S WEBSITE. FORM 990, PART VII, TRUSTEES EMERITI: THE FOLLOWING INDIVIDUAL IS AN EMERITI TRUSTEE WHO MAY ATTEND ALL MEETINGS OF THE BOARD AND COMMITTEES, BUT SHALL HAVE NO VOTING RIGHTS: HANNAH HONIG KAMIN. FORM 990, PART XII, LINE 2C, FINANCIAL STATEMENTS AND REPORTING: THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS APPROVES THE APPOINTMENT OF THE INDEPENDENT ACCOUNTING FIRM ENGAGED TO AUDIT THE UNIVERSITY'S FINANCIAL STATEMENTS ON AN ANNUAL BASIS. IN ADDITION, THE AUDIT COMMITTEE REVIEWS DRAFT FINANCIAL STATEMENTS AND RECEIVES A REPORT ON THE RESULTS OF THE AUDIT FROM THE INDEPENDENT ACCOUNTANT. THE AUDIT COMMITTEE IS ALSO UPDATED REGARDING THE AUDIT BY THE SENIOR VICE PRESIDENT OF FINANCE FOR FINANCE AND ADMINISTRATION AND BY THE ASSISTANT VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. CHATHAM INVESTMENTS LLC WOODLAND ROAD PITTSBURGH PA 15232 901022878 TO HOLD OWNERSHIP IN A SOLAR PV PROJECT PA 0 859392 CHATHAM UNIVERSITY COMMON ORCHARD SOUTH SOLAR LLC 22 RUTGERS ROAD PITTSBURGH PA 15205 383957080 TO HOLD OWNERSHIP IN A SOLAR PV PROJECT PA 0 0 N/A EDEN HALL SOLAR LLC 22 RUTGERS ROAD PITTSBURGH PA 15205 320421652 TO HOLD OWNERSHIP IN A SOLAR PV PROJECT PA 0 0 N/A THE DIETRICH FOUNDATION 600 GRANT STREET SUITE 5360 PITTSBURGH PA 15219 364711746 SUPPORT, BENEFIT, PERFORM THE FUNCTIONS OF AND CARRY OUT PURPOSES OF C.U. PA 501(C)(3) TYPE I N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0