2018-05-07T11:25:46-05:00 2017-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2016-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND CFO 4053211174 2018-05-04 1 W LYNDEL LACKEY P00234298 4058482020 2018-05-04 2016 2022-09-23 18:48:47Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 414266540 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 24 24 40 24 2220414 1990118 126048230 104728187 0 0 38540169 28727097 5737562 8205910 170325961 141661194 100922247 125711826 0 0 4458330 4569458 0 0 3656168 10120718 8727011 115501295 139008295 54824666 2652899 1600089423 1704746681 280925641 306960861 1319163782 1397785820 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFITCORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 26486295 26486295 386626 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 43138227 43138227 627782 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 33976300 33976300 494450 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 22367480 22111004 325508 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 22367480 22111004 325508 125968302 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 788 0 1 40 1 1 1 0 0 0 0 1 1 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CT DC FL GA IL IN MD MA MN NY OK OR VA WV WI X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 ELBY J BEAL TRUSTEE 1.00 X 0 0 0 JEB BOATMAN TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 ANN COSGROVE MD TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 CLIFF HUDSON TRUSTEE 1.00 X 0 0 0 KEITH JACKSON TRUSTEE 1.00 X 0 0 0 OSCAR JACKSON TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 BILL G LANCE JR TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 TOMMY H MCCASLAND III TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 DAVID M MOFFETT VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 LARRY PINKERTON TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 LAURA RATLIFF TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 ROBERT J ROSS TRUSTEE 1.00 X 0 0 0 MICHAEL SAMIS CHAIR, TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR DDS TRUSTEE 1.00 X 0 0 0 CHARLES STEPHENSON TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT & CEO 39.00 1.00 X 487129 0 69284 BRAD JOHNSON VICE PRESIDENT & CIO 40.00 X 405668 0 57163 BONNIE KENNEDY VICE PRESIDENT & COO 40.00 X 251593 0 39708 TRENT WELLS VICE PRESIDENT & CFO 39.00 1.00 X 211623 0 41695 GARY BEADLES VICE PRESIDENT & GENERAL COUNCIL 40.00 X 132696 0 23710 KATHY HARLIN CORPORATE SECRETARY 40.00 X 121419 0 13905 LAWRENCE MANTIN DIRECTOR OF APPLICATION DEV. 40.00 X 132907 0 23455 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 121793 0 34362 JAMES VAUGHN CONTROLLER 40.00 X 123342 0 28380 JANA MORING DIRECTOR, DONOR RELATIONS 40.00 X 116020 0 26676 KAREN KOZIK DIRECTOR OF ADVANCEMENT SERVICES 40.00 X 107340 0 21433 2211530 0 379771 11 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 60691 INVESTMENT CONSULTANT 1615816 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 555855 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 06880 INVESTMENT MANAGER 410500 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 213198 EATON VANCE MANAGEMENT 2 INTERNATIONAL PLACE BOSTON MA 02110 INVESTMENT MANAGER 151793 8 104728187 104728187 6197839 6197839 4151128 4151128 295134604 272605346 22529258 22529258 22529258 OTHER INCOME 900099 2159747 1834368 325379 PARTNERSHIP INCOME (LOSS) 900099 1895035 1895035 4054782 141661194 1834368 2220414 32878225 103600822 103600822 22111004 22111004 2374239 2374239 1592365 1592365 189000 189000 214393 214393 199461 199461 311410 311410 26254 26254 96512 96512 2755681 2755681 71472 71472 1746 1746 41151 41151 354639 354639 121343 121343 8763 8763 123889 123889 136439 136439 TAXES - UBI 80805 80805 EXPENSES REIMBURSED TO 3656168 3656168 STUDENT AND FACULTY AWA 256476 256476 PRINTING 170674 170674 513589 513589 139008295 125968302 9383825 3656168 15929955 5380677 73495189 69682871 71183453 55166895 43586180 12798593 261041 224596 27855427 1961033 28050753 25894394 1320063757 1490075862 46570171 43776559 948924 1746234 1600089423 1704746681 12660863 13713644 268264778 293247217 280925641 306960861 X -4493031 -3391735 345387530 323481970 978269283 1077695585 1319163782 1397785820 1600089423 1704746681 2652899 75969139 0 X 0 1 X 1 0 X 89123241 121404535 149715452 126048230 104728187 591019645 89123241 121404535 149715452 126048230 104728187 591019645 13638854 577380791 12346606 13606055 14898164 10620671 10348967 61820463 407158 129774 250692 1990118 2777742 3969953 4765012 1178554 2631822 1834667 14380008 669997858 0.86180 0.84830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 40326563 X X X 0 997170253 26920998 128284941 32046288 12757289 9720902 1097851713 1006190149 26774347 -7232832 13958808 5506118 9096485 997170253 928126985 57299568 55134497 17450843 7745457 9174601 1006190149 798894217 31684603 137382245 20020838 11288494 8524748 928126985 724575787 18279417 103992439 25008574 15327835 7617017 798894217 0.01840 0.98160 0 0 24100042 24100042 2054973 1073091 981882 1700412 887942 812470 25894394 ASSETS HELD IN CUSTODY FOR OTHERS 292086421 CHARITABLE REMAINDER TRUST OBLIGATIONS 1160796 293247217 246750532 75969139 33075880 109045019 137705513 2755681 1200000 3955681 141661194 136254314 1700 1700 136252614 2755681 2755681 139008295 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 33,075,880. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,200,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,700. 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 33976300 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 26486295 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 43138227 FACILITIES AND EQUIPMENT 1 SCHOLARSHIPS 8806 22111004 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT & CEO 401629 0 73500 0 12000 0 50300 0 18984 0 556413 0 0 0 BRAD JOHNSON VICE PRESIDENT & CIO 260913 0 134020 0 10735 0 35566 0 21597 0 462831 0 0 0 BONNIE KENNEDY VICE PRESIDENT & COO 251593 0 0 0 0 0 32794 0 6914 0 291301 0 0 0 TRENT WELLS VICE PRESIDENT & CFO 182118 0 22428 0 7077 0 20200 0 21495 0 253318 0 0 0 GARY BEADLES VICE PRESIDENT & GENERAL COUNCIL 113882 0 14301 0 4513 0 16085 0 7625 0 156406 0 0 0 LAWRENCE MANTIN DIRECTOR OF APPLICATION DEV. 121147 0 11760 0 0 0 16095 0 7360 0 156362 0 0 0 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 109061 0 8120 0 4612 0 15810 0 18552 0 156155 0 0 0 JAMES VAUGHN CONTROLLER 108877 0 10290 0 4175 0 15250 0 13130 0 151722 0 0 0 MICHAEL JOSEPH MICHAEL JOSEPH IS A TRUSTEE FOR THE FOUNDATION 123934 MICHAEL IS A DIRECTOR AT MCAFEE & TAFT WHICH PROVIDED LEGAL SERVICES FOR THE FOUDNATION AND LEGAL FEES IN THE AMOUNT OF $123,934 WERE PAID. 0 FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 840564 29281086 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 249780 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 936706 29607137 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 95 44238 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION 1 CHARITABLE REMAINDER TRUSTS (36) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 1200000 CASH