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PUBLIC SCHOOLS 300000 NOBLE NETWORK OF CHARTER SCHOOLS 1 NORTH STATE STREE CHICAGO IL 60602 NONE PUBLIC CHARITY BROAD PRIZE FOR PUBLIC CHARTER SCHOOLS STUDENT SUPPORT FOR COLLEGE-READINESS 90000 OAKLAND SCHOOL FOR THE ARTS & HUMANITIES 530 18TH STREET OAKLAND CA 94612 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2500 OPPORTUNITY 180 1980 FESTIVAL PLAZA DRIVE 300 LAS VEGAS NV 89135 NONE PUBLIC CHARITY PROMOTING A HIGH QUALITY PUBLIC CHARTER SCHOOL COMMUNITY 60000 OUR LA 2454 LYRIC AVE LOS ANGELES CA 90027 NONE PUBLIC CHARITY SUPPORT FOR BRIDGING THE DIVIDE: TOM BRADLEY DOCUMENTARY 1000 PS ARTS 1728 ABBOT KINNEY BLVD 101 VENICE CA 90291 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 PARENTS ASSOCIATION COLFAX ELEMENTARY 11724 ADDISON STREET NORTH HOLLYWOOD CA 91607 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 PARTNERSHIP FOR EDUCATIONAL JUSTICE 222 BROADWAY NEW YORK NY 10038 NONE PUBLIC CHARITY SUPPORT FOR PROJECT TO PROTECT NEW YORK'S MOST VULNERABLE STUDENTS 200000 PARTNERSHIP FOR LOS ANGELES SCHOOLS 1541 WILSHIRE BOULEVARD LOS ANGELES CA 90017 NONE PUBLIC CHARITY SUPPORT FOR PARENT ADVOCACY AND COMMUNITY ENGAGEMENT 150000 PATIENT CARE FOUNDATION OF LA COUNTY 801 SOUTH GRAND AVENUE LOS ANGELES CA 90017 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 PEPPERDINE UNIVERSITY 24255 PACIFIC COAST HIGHWAY MALIBU CA 90263 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2500 PERFORMA 100 WEST 23RD STREET NEW YORK NY 10011 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 PHI DELTA KAPPA INTERNATIONAL 1525 WILSON BLVD SUITE 705 ARLINGTON VA 22209 NONE PUBLIC CHARITY EDUCATION MEDIA COVERAGE PROGRAM SUPPORT 30000 PITZER COLLEGE 1050 NORTH MILLS AVENUE CLAREMONT CA 91711 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 500000 POLICY INNOVATORS IN EDUCATION NETWORK 510 1ST AVENUE NORTH MINNEAPOLIS MN 55403 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 250000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 124 MOUNT AUBURN STREET CAMBRIDGE MA 02138 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 25000 PROGRESSIVE POLICY INSTITUTE 600 PENNSYLVANIA AVENUE SE WASHINGTON DC 20003 NONE PUBLIC CHARITY PROJECT ON REINVENTING PUBLIC EDUCATION 50000 RAPE FOUNDATION 1223 WILSHIRE BLVD SUITE 410 SANTA MONICA CA 90403 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 RESULTS IN EDUCATION FOUNDATION 1360 N MILWAUKEE AVENUE 3 CHICAGO IL 60622 NONE PRIV OP FDN GENERAL OPERATING SUPPORT FOR EDUCATION POST 980000 RX FOR READING 355 SOUTH GRAND AVENUE LOS ANGELES CA 90071 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 50000 SAINT JOHN'S HOSPITAL FOUNDATION 1328 22ND STREET SANTA MONICA CA 90404 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 SCHOLARSHIP AMERICA INC ONE SCHOLARSHIP WAY ST PETER MN 56082 NONE PUBLIC CHARITY ADMINISTRATION AND DISTRIBUTION OF THE BROAD PRIZE SCHOLARSHIPS 567837 UNITED WAY 450 NORTH GRAND AVENUE LOS ANGELES CA 90012 NONE PUBLIC CHARITY SUPPORT FOR THE SCHOOL OF VISUAL AND PERFORMING ARTS 264000 SEMINOLE COUNTY PUBLIC SCHOOLS 400 EAST LAKE MARY BOULEVARD SANFORD FL 32773 NONE GOVT DIAGNOSTIC SITE VISIT USING THE BROAD PRIZE FRAMEWORK FOR DISTRICT EXCELLENCE 7503 SKIRBALL CULTURAL CENTER 2701 N SEPULVEDA BLVD LOS ANGELES CA 90049 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 20000 SPECIAL FORCES CHARITABLE TRUST 9 PARTRIDGE HILL LN ESSEX CT 06426 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2500 ST MATTHIAS HIGH SCHOOL 7851 GARDENDALE STREET DOWNEY CA 90242 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 ST PAUL THE APOSTLE SCHOOL 1536 SELBY AVE LOS ANGELES CA 90024 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 4000 STOP CANCER 2566 OVERLAND AVE SUITE 790 LOS ANGELES CA 90064 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1500 SUBIACO ACADEMY 405 NORTH SUBIACO AVENUE SUBIACO AR 72865 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 SUCCESS ACADEMY CHARTER SCHOOLS 34 WEST 118TH STREET 2ND FLOOR NEW YORK NY 10026 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 370000 SUMMIT PUBLIC SCHOOLS 455 5TH AVENUE REDWOOD CITY CA 94063 NONE PUBLIC CHARITY BLENDED LEARNING EXPANSION & CONVERSION SUPPORT 600000 SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE PA 19081 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 50000 TEACH FOR AMERICA 25 BROADWAY FLOOR 12 NEW YORK NY 10004 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 175000 TEACH FOR AMERICA 25 BROADWAY FLOOR 12 NEW YORK NY 10004 NONE PUBLIC CHARITY WASHINGTON D.C. PROGRAM SUPPORT 300000 TEXAS CHARTER SCHOOLS ASSOCIATION 700 LAVACA STREET AUSTIN TX 78701 NONE PUBLIC CHARITY LITIGATION SUPPORT 25000 THE 74 MEDIA INC 222 BROADWAY 19TH FLOOR NEW YORK NY 10038 NONE PUBLIC CHARITY SPANISH TRANSLATION SUPPORT FOR THE LA SCHOOL REPORT 50000 THE 74 MEDIA INC 222 BROADWAY 19TH FLOOR NEW YORK NY 10038 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT FOR THE 74 150000 THE ACME NETWORK SUITE T530 LOS ANGELES CA 90017 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 50000 STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 4000 THE BROAD 2121 AVENUE OF THE STARS LOS ANGELES CA 90067 NONE PRIV OP FDN GENERAL SUPPORT PLEDGE 7600000 THE BROAD INSTITUTE 7 CAMBRIDGE CTR CAMBRIDGE MA 02142 NONE PUBLIC CHARITY GENOMIC MEDICAL RESEARCH AND BIOMEDICINE 85000000 COLLEGE READY PROMISE 12 SIERRA AVENUE PIEDMONT CA 94611 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 33000 DETROIT INSTITUTE OF ARTS 5200 WOODWARD AVENUE DETROIT MI 48202 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 200000 JEWISH FEDERATIONUNITED JEWISH FUND 6505 WILSHIRE BLVD LOS ANGELES CA 90048 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 600000 LEADERSHIP CONFERENCE EDUCATION FUND 1629 K STREET NW WASHINGTON DC 20006 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 174463 THOMAS B FORDHAM INSTITUTE 1627 K STREET NW SUITE 600 WASHINGTON DC 20006 NONE PUBLIC CHARITY CHARTER QUALITY IMPROVEMENT PROJECT SUPPORT 100000 TONY BLAIR FAITH FOUNDATION - US 409 PROSPECT ST NEW HAVEN CT 06511 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 200000 U C REGENTS SAN FRANCISCO 513 PARNASSUS AVE SAN FRANCISCO CA 94143 NONE PUBLIC CHARITY REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCSF 300000 UCLA DAVID GEFFEN SCHOOL OF MEDICINE 675 CHARLES E YOUNG DR SOUTH LOS ANGELES CA 90095 NONE PUBLIC CHARITY UCLA INFLAMMATORY BOWEL DISEASE CLINICAL CARE PROGRAM 1000000 UCLA FOUNDATION 10920 WILSHIRE BLVD LOS ANGELES CA 90024 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 4000 UCLA MEDICINE - DIVISION OF DIGESTIVE DISEASES 100 UCLA MEDICAL PLAZA LOS ANGELES CA 90095 NONE PUBLIC CHARITY DRUG DISCOVERY PLATFORM PROJECT. 184000 UNITED FRIENDS OF THE CHILDREN 1055 WILSHIRE BLVD LOS ANGELES CA 90017 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 UNITED NEGRO COLLEGE FUND INC 8260 WILLOW OAKS CORPORATE DRIVE FAIRFAX VA 22031 NONE PUBLIC CHARITY EDUCATION ADVOCACY SUPPORT 125000 UNITED WAY OF GREATER LOS ANGELES 523 WEST SIXTH STREET LOS ANGELES CA 90014 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 500000 UNIVERSITY KIDNEY RESEARCH ORGANIZATION 11111 SANTA MONICA BLVD LOS ANGELES CA 90025 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 UNIVERSITY OF CALIFORNIA LOS ANGELES 2147 MURPHEY HALL LOS ANGELES CA 90095 NONE PUBLIC CHARITY REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 300000 UNIVERSITY OF CALIFORNIA LOS ANGELES CHANCELLORS OFFICE LOS ANGELES CA 90095 NONE PUBLIC CHARITY REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT UCLA 1000000 UNIVERSITY OF DETROIT MERCY SCHOOL OF LAW DETROIT MI 48226 NONE PUBLIC CHARITY SUPPORT FOR THE LAW SCHOOL IN HONOR OF RICHARD D. ROHR 50000 UNIVERSITY OF SOUTHERN CALIFORNIA BUILDING ADM 352 LOS ANGELES CA 90089 NONE PUBLIC CHARITY REGENERATIVE MEDICINE AND STEM CELL RESEARCH AT USC 1100000 UNIVERSITY OF SOUTHERN CALIFORNIA BUILDING ADM 352 LOS ANGELES CA 90089 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 75000 VALIENTE COLLEGE PREPARATORY 8691 CALIFORNIA AVENUE SOUTH GATE CA 90280 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 VENICE FAMILY CLINIC 604 ROSE AVENUE VENICE CA 90291 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 VISION TO LEARN 11611 SAN VICENTE BLVD STE 500 LOS ANGELES CA 90049 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 250000 VISTAMAR SCHOOL 737 HAWAII STREET EL SEGUNDO CA 90245 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 25000 WELLESLEY COLLEGE 106 CENTRAL STREET WELLESLEY MA 02481 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 WESTWOOD KEHILLA 10523 SANTA MONICA BLVD LOS ANGELES CA 90025 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000 WHISKERS AND TAILS FOUNDATION 28332 PALOS VERDES DR E PALOS VERDES CA 90275 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 WILLIAM J CLINTON FOUNDATION 1200 PRESIDENT CLINTON AVE LITTLE ROCK AR 72207 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 450000 WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 90036 NONE PUBLIC CHARITY CONSTRUCTION AND OPERATING SUPPORT 450 WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS 1 WOODROW WILSON PLAZA WASHINGTON DC 20004 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 15000 WORLD JEWISH CONGRESS - AMERICAN SECTION 501 MADISON AVE NEW YORK NY 10022 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 WORLD MONUMENTS FUND 350 5TH AVE NEW YORK NY 10118 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 10000 YIVO INSTITUTE FOR JEWISH RESEARCH 15 W 16TH STREET NEW YORK NY 10011 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 20000 YOUNG PEOPLE'S LEADERSHIP FOUNDATION INC 59 EAST 54TH STREET NEW YORK NY 10022 NONE PUBLIC CHARITY SUPPORT FOR SCHOLARSHIP PROGRAM 1000 YOUTH POLICY INSTITUTE INC 6464 SUNSET BLVD LOS ANGELES CA 90028 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 2000 148406614 BIG BROTHERS BIG SISTERS 3150 NORTH SAN FERNANDO ROAD LOS ANGELES CA 90065 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 100000 JOHN F KENNEDY CENTER FOR PERFORMING ARTS 2700 F ST NW WASHINGTON DC 20566 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 35000 LEGAL AID FOUNDATION OF LOS ANGELES 1102 CRENSHAW BLVD LOS ANGELES CA 90019 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 200000 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 NONE PUBLIC CHARITY GENERAL OPERATING SUPPORT 1000000 1335000 14 369007 14 22746565 18 24584740 18 102489919 RETURN OF GRANT FUNDS 37160 0 150190231 37160 150227391 11B RETURN OF CHARITABLE GRANTS AND GRANT EXPENSE PAID IN A PREVIOUS YEAR 0 0 0 0 0 0 0 0 0 0 AUDIT FEES 101419 50709 50709 THE BROAD 221 SOUTH GRAND AVENUE LOS ANGELES CA 90012 2016-05-18 7600000 GENERAL SUPPORT FOR THE BROAD, A NONPROFIT CONTEMPORARY ART MUSEUM THAT OFFERS FREE PUBLIC ADMISSION. 7600000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. SEPTEMBER 2017 RESULTS IN EDUCATION FOUNDATION 909 THIRD AVENUE NEW YORK NY 10022 2016-02-26 980000 SUPPORT FOR A COMMUNICATIONS ORGANIZATION DEDICATED TO BUILDING SUPPORT FORSTUDENT-FOCUSED IMPROVEMENT IN K-12 PUBLIC EDUCATION. 980000 TO OUR KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED. SEPTEMBER 2017 LIST OF CONTROLLED ENTITIES PART VII-A, LINE 11 STATEMENT 14 AND 15NAME OF CONTROLLED ENTITY:ASHTON HOLDINGS2121 AVENUE OF THE STARS, STE 3000LOS ANGELES, CA 9006798-0579270CASH DISTRIB FROM INVEST PARTNERSHIP - $949,325CASH DISTRIB TO INVEST PARTNERSHIP - $55,000ASHTON HOLDINGS IS NOT AN EXCESS BUSINESS HOLDING FIXED INCOME FMV 138108809 138108809 EQUITY SECURITES FMV 200925546 200925546 INTERNATIONAL EQUITY FMV 90537981 90537981 MULTI STRATEGY FUNDS FMV 148876623 148876623 EQUITY HEDGE FUNDS FMV 105012442 105012442 EVENT/DISTRESSED FUNDS FMV 68223808 68223808 DISTRESSED PRIVATE EQUITY FMV 153313407 153313407 ENERGY FUNDS FMV 16261168 16261168 HIGH YIELD FUNDS FMV 38273365 38273365 LBO FUNDS FMV 334435122 334435122 MEZZANINE FUNDS FMV 64405 64405 REAL ESTATE FUNDS AND OTHER HARD ASSETS FMV 132024264 132024264 SECONDARIES FUNDS FMV 9910505 9910505 VENTURE CAPITAL FMV 142771383 142771383 DERIVATIVES FMV 14056093 14056093 LEASEHOLD IMPROVEMENTS 1560097 793713 766384 766384 FURNITURE & FIXTURES 370037 158587 211450 211450 COMPUTERS & EQUIPMENT 202709 109441 93268 93268 SOFTWARE 240846 237629 3217 3217 LEGAL FEES 191874 71593 101939 PROGRAM RELATED INVESTMENTS 9700469 7874453 7874453 OTHER CURRENT ASSETS 12998281 221120 221120 INVESTMENT REDEMPTION RECEIVABLE 35615890 122222183 122222183 UNREALIZED LOSS ON INVESTMENTS 67458564 INSURANCE 5517 0 5517 INVESTMENT MGMT FEES 3218931 649111 0 INVESTMENT EXPENSE - PARTNERSHIP PASS THROUGH 8937924 13722706 0 MEDIA & COMMUNICATIONS 46728 0 63018 ADMINISTRATION 154374 0 177038 GRANT RELATED BANK FEES 76265 0 76265 OTHER INVEST. INCOME - PARTNERSHIP PASS THROUGH (BOOK) 7961189 0 7961189 OTHER INVEST. INCOME - PARTNERSHIP PASS THROUGH (TAX) 0 10627648 0 ORDINARY INVESTMENT INCOME 16623551 10934324 16623551 RETURN OF GRANT FUNDS 37160 37160 DEFERRED TAX LIABILITY 4378497 3678731 ADMINISTRATION 7040 0 7040 PROGRAM SUPPORT 390145 0 410995 EQUIPMENT MAINTENANCE 14405 0 14686 ACCTG, TAX, HR, TECH & ADMN MGMT 3916242 2483105 994597 TECHNOLOGY 47263 0 59763 RECRUITING 16666 0 16666 OTHER INVESTMENT FEES 509100 509100 0 OTHER PROFESSIONAL FEES 31250 0 0 EXCISE, DEFERRED, FILING AND PROP TAX 298140 0 607 UNRELATED BUSINESS INCOME TAX 30064 0 0 ASHTON HOLDINGS 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 980579270 CASH DISTRIBUTION FROM INVESTMENT PARTNERSHIP 55000 949325 ASHTON HOLDINGS 2121 AVENUE OF THE STARS STE 3000 LOS ANGELES CA 90067 980579270 CASH DISTRIBUTION TO INVESTMENT PARTNERSHIP 55000 55000