2018-11-14T21:01:11-06:00 2017-12-31 WITHUMSMITHBROWNPC 4600 EAST WEST HWY 900 BETHESDA MD 208143423 990 2017-01-01 360710830 AIR LINE PILOTS ASSOCIATION INTERNATIONAL % ELIZABETH ROBINSON AIRL 7036894170 535 HERNDON PARKWAY HERNDON VA 20170 W RANDOLPH HELLING VP FINANCE/TREASURER 4047880479 2018-11-14 true RICHARD L RUVELSON P00234075 3012726000 209.190.253.84 22006220183185000152 2018-11-14 P 6FEF7533050CB5982ABF9A0B6BBFFF90F5EB6DD4 CDE1CE6B985DE454D8332C6A12207530D84425F4 2017 2019-02-21 02:37:17Z CAPTAIN TIMOTHY G CANOLL 535 HERNDON PARKWAY HERNDON VA 20170 244015216 false X HTTP://WWW.ALPA.ORG X 1931 VA THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PROMOTE THE INTERESTS OF THE AIRLINE PILOTING PROFESSION AND TO SAFEGUARD THE RIGHTS, INDIVIDUALLY AND COLLECTIVELY, OF ITS MEMBERS. 203 199 337 425 367282 -15597 0 0 182950939 193646209 3391604 3795071 384632 3187613 186727175 200628893 138253 307557 0 0 68947841 70921444 0 0 0 77551131 83795522 146637225 155024523 40089950 45604370 167418863 204611325 87238072 89965682 80180791 114645643 X THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PROMOTE THE INTERESTS OF THE AIRLINE PILOTING PROFESSION AND TO SAFEGUARD THE RIGHTS, INDIVIDUALLY AND COLLECTIVELY, OF ITS MEMBERS. false false See Schedule O See Schedule O See Schedule O false false false true false false false true false true false false false true true false true false true true true false false false false false true false true false false false false false false false false false false false true true true false true X 169 0 true 337 true true true true CA CJ false false false false X 203 199 false false true false true true false true true false true true false true false true true true true true true false X ELIZABETH ROBINSON 7036894170 535 HERNDON PARKWAY HERNDON VA 20170 X SEE SCH O FOR LIST BOARD OF DIRECTORS 1.0 0.0 X 0 0 0 TIMOTHY CANOLL PRESIDENT 60.0 5.0 X 1117689 0 62585 JOE DEPETE FIRST VICE-PRESIDENT 50.0 5.0 X 192332 0 0 WILLIAM COUETTE VP ADMINISTRATION/SECRETARY 50.0 5.0 X 149714 0 0 W RANDOLPH HELLING VP FINANCE/TREASURER 50.0 5.0 X 129000 0 0 LORI GARVER GENERAL MANAGER 40.0 5.0 X 518849 0 34908 DAVID KRIEGER MANAGING DIRECTOR 40.0 0.0 X 496780 0 63771 ELIZABETH ROBINSON DIR. OF FINANCE/CFO 40.0 5.0 X 391340 0 32067 RICARDO DOMINGUEZ EXECUTIVE ADMINISTRATOR 40.0 0.0 X 145831 0 0 DAN ADAMUS EXECUTIVE VICE PRESIDENT 10.0 0.0 X 6341 0 0 MATTHEW CHADWICK EXECUTIVE VICE PRESIDENT 10.0 0.0 X 4500 0 0 SEAN CREED EXECUTIVE VICE PRESIDENT 10.0 0.0 X 1500 0 0 MIKE HAMILTON EXECUTIVE VICE PRESIDENT 10.0 0.0 X 6000 0 0 KAREN LACY EXECUTIVE VICE PRESIDENT 10.0 0.0 X 4000 0 0 ANDREW MASSEY EXECUTIVE VICE PRESIDENT 10.0 0.0 X 6000 0 0 MICHAEL MCMACKIN EXECUTIVE VICE PRESIDENT 10.0 0.0 X 6000 0 0 RICHARD MEIER EXECUTIVE VICE PRESIDENT 10.0 0.0 X 2188 0 0 RUSSELL SKLENKA EXECUTIVE VICE PRESIDENT 10.0 0.0 X 6000 0 0 BRUCE YORK SR. ADVISOR & CHIEF NEGOTIATOR 40.0 0.0 X 1046979 0 68840 JONATHAN COHEN CHIEF COUNSEL/DIRECTOR, LEGAL 40.0 0.0 X 511499 0 62104 ANA MCAHRON-SCHULZ DIR OF ECONOMIC & FINANCIAL 40.0 0.0 X 497477 0 67298 ELIZABETH GINSBURG DIRECTOR OF REPRESENTATION 40.0 0.0 X 456828 0 68209 JAMES JOHNSON SR. MANAGING ATTORNEY 40.0 0.0 X 398119 0 76139 HOWARD HAGY DIR, ENGINEERING & AIR SAFETY 40.0 0.0 X 379311 0 82496 GC WARNER SR. MANAGING ATTORNEY 40.0 0.0 X 366763 0 67396 MARCUS MIGLIORE SR. MANAGING ATTORNEY 40.0 0.0 X 365065 0 66107 ARTHUR LUBY ASST. DIR. OF REPRESENTATION 40.0 0.0 X 363192 0 60773 KELLY COLLIE DIRECTOR, HUMAN RESOURCES 40.0 2.0 X 348410 0 63577 MARIE SCHWARTZ DIR OF STRATEGIC MBR DEV & RES 40.0 0.0 X 345172 0 63771 ANDREW SHOSTACK ASST. DIRECTOR, REPRESENTATION 40.0 0.0 X 343745 0 57226 RICHARD HARRELL DIR, INFORMATION TECH & SVCS 40.0 0.0 X 311983 0 63771 ELIZABETH BAKER DIR. OF GOVERNMENT AFFAIRS 40.0 0.0 X 306502 0 29700 STEVE HODGSON MGR, RETIREMENT & INSURANCE 40.0 5.0 X 293025 0 60178 DAVID WEAVER DIRECTOR, COMMUNICATIONS 40.0 0.0 X 284229 0 40405 ELIZABETH KOBY SR. MANAGING ATTORNEY 40.0 5.0 X 266470 0 59473 CATHERINE POWERS SUPERVISING ATTORNEY 40.0 5.0 X 224281 0 54350 ROBERT BAILEY SENIOR ATTORNEY 40.0 0.0 X 319218 0 75374 ELWYN WOODY SR. BENEFITS ATTORNEY 40.0 0.0 X 304955 0 60272 JOHN SCHLEDER SR. LABOR REL CNSL/MEC COORD 40.0 0.0 X 299919 0 60209 JANE SCHRAFT SR. LABOR REL CNSL/MEC COORD 40.0 0.0 X 292921 0 66739 ROBERT PLUNKETT SR. LABOR RELATIONS COUNSEL 40.0 0.0 X 276582 0 42405 11786709 0 1610143 188 false true false VIRTUAL FLIGHT SURGEONS INC 7000 S YOSEMITE STREET 110 CENTENNIAL CO 80112 AEROMEDICAL ADVISOR 2312557 COHEN WEISS SIMON 330 WEST 42ND STREET 25TH FLOOR NEW YORK NY 10036 LEGAL 1716380 KELLY PRESS INC 1701 CABIN BRANCH DRIVE CHEVERLY MD 20785 PRINTING 1350807 HOME FRONT COMMUNICATIONS LLC 1201 NEW YORK AVENUE NW STE 900 WASHINGTON DC 20005 MARKETING/ADVERTSG 1224969 APTIFY CORPORATION 7901 JONES BRANCH DR 5TH FLOOR MCLEAN VA 22102 SOFTWARE PUBLISHER 829832 26 0 MEMBERSHIP DUES 900099 190248962 190248962 PUBLICATIONS 541800 2396067 2219316 176751 MEMBER BENEFITS 900099 1001180 1001180 193646209 3641364 3641364 0 59774 59774 0 0 0 43526974 13056 43382979 3344 143995 9712 153707 153707 0 0 0 0 0 0 0 0 0 MISCELLANEOUS 900099 2937308 2937308 CONSULTING 900099 190531 190531 3127839 200628893 193469458 367282 6792153 265750 0 41807 0 0 11188073 0 42068539 0 0 0 3626358 11272120 2766354 0 1773429 280247 0 0 4376 8389416 978653 2434283 853647 0 5907759 13375901 0 5238807 0 0 1871915 2103545 FLIGHT PAY LOSS & RELATED 37668829 PER CAPITA DUES 1270135 PUBLICATIONS/SUBSCRIPTIONS 569502 REPAIRS AND MAINTENANCE 226697 848381 155024523 0 0 0 2054 2063 38585722 22341663 0 0 6315060 7482441 0 0 0 0 2485019 2496022 0 0 3007703 1794662 24661408 19655213 5733904 5006195 106456807 158327693 2374614 2470224 0 0 0 0 2457980 4690362 167418863 204611325 42746217 35454948 0 0 0 0 0 0 0 0 0 0 0 0 0 0 44491855 54510734 87238072 89965682 X 80180791 114645643 0 0 0 0 80180791 114645643 167418863 204611325 X 45604370 3576348 -14715866 X X false true X true false true false false true 2048059 12087 1676836 383310 false 5628827 4084667 1544160 19032581 15570546 3462035 5006195 0 NET UNFUNDED MEDICAL PLAN LIABILITY 35430733 DEFERRED LIABILITIES 16429602 NET UNFUNDED PENSION PLAN LIABILITY 2650399 54510734 X SCHEDULE D, PART IV, LINE 1B ESCROW AND CUSTODIAL ARRANGEMENT: AIR LINE PILOTS ASSOCIATION, INTERNATIONAL ("ALPA"ASSOCIATION") COLLECTS ASSESSMENT PAYMENTS ON BEHALF OF THE MASTER EXECUTIVE COUNCIL (MEC) AND DEPOSITS COLLECTED FUNDS INTO SEPARATE MEC ACCOUNTS WHICH ALPA ADMINISTERS AND MAKES PAYMENTS OUT OF THE ACCOUNTS AS APPROVED BY THE MEC. THESE ACCOUNTS ARE NOT INCLUDED IN THE ALPA'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND FORM 990. SCHEDULE D, PART X, LINE 2 LIABILITY FOR UNCERTAIN TAX POSITION: The Association is exempt from federal income tax under Internal Revenue Code (the Code) Section 501(c)(5), though it is subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. Revenue from investments in partnerships, advertising and consulting is taxable as unrelated business income. The Association has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and to identify and evaluate other matters that may be considered tax positions. The Association is subject to routine audits by taxing jurisdictions; however, there are currently no audits in progress for any tax periods. The Association has determined that there are no material uncertain tax positions that require recognition or disclosure in the financial statements. In addition, there have been no tax related interest or penalties for the periods presented in these financial statements. Should such penalties and interest be incurred, the Associations policy is to recognize them as operating expenses. false North America 3 9 Program Services SEE PROGRAM SERVICES 2050501 North America Grantmaking 41807 Central America and the Caribbean Investments 7974619 Europe (Including Iceland and Greenland) Program Services SEE PROGRAM SERVICES 9266 East Asia and the Pacific Program Services SEE PROGRAM SERVICES 2772 3 9 3 9 10078965 10078965 North America CONTRIBUTION 7692 CHECK North America CONTRIBUTION 12195 CHECK 1 1 true false true false false false SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF ITS GRANTS: ALPA DOES NOT MONITOR THE USE OF GRANTS AFTER DISBURSEMENT. SCHEDULE F, PART I, LINE 3, COLUMN E TYPE OF ACTIVITY: CONDUCTS REPRESENTATIVE ACTIVITIES THAT PROMOTE AND PROTECT THE INTEREST OF AIR LINE PILOTS IN CANADA. SCHEDULE F, PART I, LINE 3, COLUMN F ACCOUNTING METHOD: THE EXPENDITURES, PER REGION, ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. false AERO CLUB OF WASHINGTON PO BOX 16295 WASHINGTON DC 20041 526054159 501(C)(6) 13800 CONTRIBUTION ALPA EMERGENCY RELIEF FUND INC 535 HERNDON PARKWAY HERNDON VA 20170 141936814 501(C)(3) 175000 CONTRIBUTION AMERICAN ASSOC OF AIRPORT EXECUTIVES 601 MADISON STREET ALEXANDRIA VA 22314 510094939 501(C)(6) 12000 CONTRIBUTION GREATER WASHINGTON AVIATION 3213 DUKE STREET ALEXANDRIA VA 22314 451579665 501(C)(3) 6500 CONTRIBUTION NATIONAL DEMOCRATIC CLUB 30 IVY STREET SE WASHINGTON DC 20003 530233594 501(C)(7) 6000 CONTRIBUTION AAAE FOUNDATION INC 601 MADISON STREET ALEXANDRIA VA 22314 516018128 501(C)(3) 10000 CONTRIBUTION 3 3 SCHEDULE I, PART I, LINE 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S.: ALPA'S GRANTS/ASSISTANCE ARE SPONSORSHIPS OR SCHOLARSHIPS FOR ONE-TIME EVENTS. ALPA SPECIFIES THE PURPOSE OF THE GRANTS/ASSISTANCE IN THE AWARD LETTER WHEN IT IS DISBURSED. THE EXECUTIVE COUNCIL APPROVES ALL CONTRIBUTIONS AS PART OF THE BUDGETING PROCESS. ALPA DOES NOT MONITOR THE USE OF GRANTS AFTER DISBURSEMENT. X X X true true X X X X false true false TIMOTHY CANOLL PRESIDENT 506039 0 34527 577123 29700 0 40697 0 1188086 0 0 0 JOE DEPETE FIRST VICE-PRESIDENT 0 192332 0 0 0 0 192332 0 0 0 LORI GARVER GENERAL MANAGER 463709 0 31999 23141 29700 0 12385 0 560934 0 0 0 DAVID KRIEGER MANAGING DIRECTOR 406907 0 28872 61001 29700 0 38057 0 564537 0 0 0 ELIZABETH ROBINSON DIR. OF FINANCE/CFO 354109 0 26889 10342 29700 0 9559 0 430599 0 0 0 BRUCE YORK SR. ADVISOR & CHIEF NEGOTIATOR 453599 0 29878 563502 29700 0 42721 0 1119400 0 0 0 JONATHAN COHEN CHIEF COUNSEL/DIRECTOR, LEGAL 436853 0 31144 43502 29695 0 35841 0 577035 0 0 0 ANA MCAHRON-SCHULZ DIR OF ECONOMIC & FINANCIAL 344792 0 26814 125871 29358 0 40402 0 567237 0 0 0 ELIZABETH GINSBURG DIRECTOR OF REPRESENTATION 396142 0 28590 32096 29700 0 40060 0 526588 0 0 0 JAMES JOHNSON SR. MANAGING ATTORNEY 344663 0 26868 26588 29700 0 47534 0 475353 0 0 0 HOWARD HAGY DIR, ENGINEERING & AIR SAFETY 328498 0 26034 24779 29700 0 56101 0 465112 0 0 0 GC WARNER SR. MANAGING ATTORNEY 319586 0 25590 21587 29700 0 38837 0 435300 0 0 0 MARCUS MIGLIORE SR. MANAGING ATTORNEY 316945 0 25590 22530 29700 0 37548 0 432313 0 0 0 ARTHUR LUBY ASST. DIR. OF REPRESENTATION 313527 0 25239 24426 29700 0 32214 0 425106 0 0 0 KELLY COLLIE DIRECTOR, HUMAN RESOURCES 280428 0 23714 44268 29506 0 36880 0 414796 0 0 0 MARIE SCHWARTZ DIR OF STRATEGIC MBR DEV & RES 302641 0 24785 17746 29700 0 37193 0 412065 0 0 0 ANDREW SHOSTACK ASST. DIRECTOR, REPRESENTATION 298453 0 24578 20714 29700 0 28668 0 402113 0 0 0 RICHARD HARRELL DIR, INFORMATION TECH & SVCS 274078 0 23411 14494 29700 0 39122 0 380805 0 0 0 ELIZABETH BAKER DIR. OF GOVERNMENT AFFAIRS 278342 0 23333 4827 29700 0 3657 0 339859 0 0 0 STEVE HODGSON MGR, RETIREMENT & INSURANCE 259651 0 22658 10716 29700 0 31619 0 354344 0 0 0 DAVID WEAVER DIRECTOR, COMMUNICATIONS 276505 0 5327 2397 29700 0 16564 0 330493 0 0 0 ELIZABETH KOBY SR. MANAGING ATTORNEY 218041 0 25694 22735 28699 0 34602 0 329771 0 0 0 CATHERINE POWERS SUPERVISING ATTORNEY 212209 0 10321 1751 24588 0 30677 0 279546 0 0 0 ROBERT BAILEY SENIOR ATTORNEY 280912 0 23731 14575 29700 0 46884 0 395802 0 0 0 ELWYN WOODY SR. BENEFITS ATTORNEY 278312 0 23654 2989 29700 0 31782 0 366437 0 0 0 JOHN SCHLEDER SR. LABOR REL CNSL/MEC COORD 275669 0 22626 1624 29700 0 31719 0 361338 0 0 0 JANE SCHRAFT SR. LABOR REL CNSL/MEC COORD 266613 0 22500 3808 29700 0 38249 0 360870 0 0 0 ROBERT PLUNKETT SR. LABOR RELATIONS COUNSEL 250726 0 22095 3761 29700 0 13915 0 320197 0 0 0 SCHEDULE J, PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: A NATIONAL OFFICER WHO INCURS EXPENSES WHEN THEY MAINTAIN A PRIMARY RESIDENCE OUTSIDE OF THE WASHINGTON, DC AREA IS REIMBURSED FOR APPROPRIATE HOUSING, MEALS, AND INCIDENTAL EXPENSES WHILE IN THE WASHINGTON, DC AREA AND TRANSPORTATION BETWEEN HIS/HER PRIMARY RESIDENCE OUTSIDE THE WASHINGTON, DC AREA AND WASHINGTON, DC. THIS POLICY HAS BEEN APPROVED BY THE ALPA BOARD OF DIRECTORS. AMOUNTS PROVIDED ARE REPORTED AS TAXABLE TO THE RECIPIENT. SCHEDULE J, PART I, LINE 1A DISCRETIONARY SPENDING ACCOUNT: THE NATIONAL OFFICERS RECEIVE A MONTHLY PAYMENT FOR REIMBURSEMENT OF EXTRAORDINARY EXPENSES, BOTH PERSONAL AND BUSINESS, ASSOCIATED WITH SERVICES IN AN ALPA NATIONAL OFFICER POSITION NOT UNDER AN ACCOUNTABLE PLAN. THIS PAYMENT WAS APPROVED BY THE ALPA BOARD OF DIRECTORS. SCHEDULE J, PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: ADDITIONAL TAXABLE COMPENSATION RELATED TO A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN WAS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(III) AS NOTED BELOW: (1) TIMOTHY G. CANOLL - $393,491 (2) BRUCE YORK - $510,343 SCHEDULE J, PART II PRESIDENT'S REPORTABLE COMPENSATION: THE PRESIDENT'S REPORTABLE COMPENSATION INCLUDED SALARY, TAXABLE ALLOWANCES AND NONQUALIFIED DEFERRED COMPENSATION. THE COMPENSATION PACKAGE WAS REVIEWED AND APPROVED BY ALPA BOARD OF DIRECTORS. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACTIVITY #1: Collective Bargaining: ALPA is the collective bargaining agent for over 58,000 airline pilots and professional flight engineers who make up 33 pilot groups in the United States and Canada. In addition to negotiating labor contracts, it processes grievances, arbitrations, and other contract administration-related activities. The year 2017 was a busy period for collective bargaining, as the association was engaged in negotiations to amend, create, or implement collective bargaining agreements at several ALPA carriers. FORM 990, PART III, LINE 4B PROGRAM SERVICE ACTIVITY #2: Government Affairs: As the voice of professional airline pilots, the association represents a pilot partisan agenda to Congress and to many administrative agencies, including the Department of Transportation, Federal Aviation Administration, Department of State, Department of Homeland Security and Transportation Security Administration. Key legislative issues for pilots in 2017 included the enforcement of Open Skies agreements and stopping flag of convenience operations in aviation; promoting safety in the reauthorization of the Federal Aviation Administration by advocating for hazardous materials safety when shipped by air, secondary cockpit barriers, maintaining safety regulations, and safe integration of unmanned aircraft systems (UAS); and funding for TSA security programs such as the Federal Flight Deck Officer program. FORM 990, PART III, LINE 4C PROGRAM SERVICE ACTIVITY #3: Aviation Safety: ALPA maintains a network of hundreds of pilot volunteers, supported by approximately two dozen staff professionals, organized into an extensive structure of local and national committees. Key safety issues in 2017 included: pilot fatigue, pilot training and qualification, airport and runway safety, various improvements to aviation security and pilot and passenger screening, safety management systems, and the results of key accident investigations. FORM 990, PART III, LINE 4D PROGRAM SERVICE ACTIVITY #4: Publications: The union's magazine, Air Line Pilot, is published 10 times per year with a circulation of about 84,000 copies, mostly to members and retired pilots. Its content is a mixture of union news, industry trends, and technical safety and security-related information. Most of ALPA's 33 pilot groups including their individual local councils, publish and distribute both paper and e-mail newsletters with news and information of interest to their pilots. The Association occasionally publishes specialized newsletters on matters of urgent interest and also maintains an extensive website that carries news, announcements, and general information on both publically accessible homepage and a "member only" portion of the website. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS: On March 1, 2017 the Constitution and Bylaws were updated to reflect the October 2016 Board of Directors changes to Article III, Local Councils and Local Executive Councils, Section 3.G. Proxies, effective March 1, 2017. On July 12, 2017 the Constitution and Bylaws were updated to reflect the Board of Directors (processed via Email Ballot) changes to Article IV, V, VII, IX, X and XIV regarding balloting procedures. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS: ALPA REPRESENTS OVER 58,000 PILOT MEMBERS. ALPA HAS ONLY ONE CATEGORY OF ACTIVE MEMBERS. ALPA ALSO COLLECTS DUES FROM EXECUTIVE INACTIVE MEMBERS (AT A REDUCED RATE) AND "NON-MEMBERS" (AT ANOTHER REDUCED RATE). EXECUTIVE INACTIVE MEMBERS ARE ENTITLED TO ALL OF THE RIGHTS AND BENEFITS OF ACTIVE MEMBERS EXCEPT THEY MAY NOT VOTE, ASSUME OR HOLD ELECTIVE OR APPOINTIVE OFFICE (INCLUDING COMMITTEE ASSIGNMENTS), ATTEND MEETINGS OR BE INCLUDED ON THE ACTIVE MEMBER MAILING LIST. "NON-MEMBERS" ARE NOT MEMBERS OF ALPA WHO ARE NEVERTHELESS COMPELLED TO PAY UNION DUES OR FEES UNDER AN AGENCY SHOP AGREEMENT. NON-MEMBERS ARE ENTITLED TO A PRO RATA ADJUSTMENT FOR ANY EXPENSES THAT ARE NOT GERMANE. NON-MEMBERS ARE NOT ENTITLED TO ANY BENEFITS OF ALPA MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS WHO MAY ELECT: ALPA'S HIGHEST GOVERNING BODY IS THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD OF DIRECTORS ARE DIRECTLY ELECTED FROM LOCAL COUNCILS BY THE ACTIVE AND EXECUTIVE ACTIVE MEMBERS ASSIGNED TO THOSE LOCAL COUNCILS. THE MEMBERS OF OTHER ALPA GOVERNING BODIES - ALL OF WHICH ARE SUBSIDIARY TO THE BOARD OF DIRECTORS - ARE ELECTED BY THE MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS: THE ORGANIZATION ENGAGES WITH AN INDEPENDENT CERTIFIED ACCOUNTING FIRM TO PREPARE AND REVIEW THE ORGANIZATION'S FORM 990 BASED ON INFORMATION PROVIDED BY ALPA'S ACCOUNTING STAFF. THE RETURN IS REVIEWED BY THE SENIOR STAFF ACCOUNTANT, FINANCE DEPARTMENT MANAGEMENT STAFF, AND VICE PRESIDENT FINANCE/TREASURER OF ALPA. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY: (1) ALPA'S CONFLICT OF INTEREST POLICY IS REVIEWED WITH EMPLOYEES, A WRITTEN COPY IS INCLUDED IN EACH EMPLOYEE NEW HIRE KIT, A COPY IS INCLUDED IN THE EMPLOYEE HANDBOOK, AND THE POLICY IS POSTED ON THE EMPLOYEE STAFF CENTER WEBSITE. THE POLICY PROVIDES EXAMPLES OF SOME OF THE RELATIONSHIPS THAT SHOULD BE AVOIDED. THE POLICY REQUIRES THAT ALL EMPLOYEES AVOID CONFLICTS BETWEEN THEIR PERSONAL INTEREST AND THE MEMBERS OF, OR PERSONS REPRESENTED BY, ALPA OR THE INTEREST OF ALPA IN DEALING WITH EMPLOYERS OR WITH SUPPLIERS, CUSTOMERS, AND ALL OTHER ORGANIZATIONS OR INDIVIDUALS SEEKING TO DO BUSINESS WITH ALPA. IF A CONFLICT IS REPORTED, DISCOVERED, OR SUSPECTED, IT IS ADDRESSED FIRST BY THE EMPLOYEE'S SUPERVISOR AND, IF NECESSARY, BY THE HUMAN RESOURCES DEPARTMENT, AND IN EITHER CASE, APPROPRIATE MEASURES ARE TAKEN, WHICH CAN INCLUDE TERMINATION FOR VIOLATION OF THE POLICY. (2) IN ACCORDANCE WITH FEDERAL LABOR LAWS, ALPA IS GOVERNED BY OFFICERS ELECTED FROM AMONG THE MEMBERSHIP. ACCORDINGLY, DECISIONS MADE BY ALPA'S GOVERNING BODIES NECESSARILY AFFECT THE OFFICERS WHO MAKE UP THOSE GOVERNING BODIES, JUST AS THOSE DECISIONS AFFECT THE UNION MEMBERS AS A WHOLE. HOWEVER, SECTION 501(A) OF THE LABOR-MANAGEMENT REPORTING AND DISCLOSURE ACT (LMRDA), 29 U.S.C. 501(A), STATES THAT OFFICERS AND OTHER UNION REPRESENTATIVES "OCCUPY POSITIONS OF TRUST" WITH RESPECT TO THE UNION AND SO THAT "IT IS, THEREFORE, THE DUTY OF EACH SUCH PERSON, TAKING INTO ACCOUNT THE SPECIAL PROBLEMS AND FUNCTIONS OF A LABOR ORGANIZATION, TO HOLD ITS MONEY AND PROPERTY SOLELY FOR THE BENEFIT OF THE ORGANIZATION AND ITS MEMBERS AND TO MANAGE, INVEST, AND EXPEND THE SAME IN ACCORDANCE WITH ITS CONSTITUTION AND BYLAWS AND ANY RESOLUTIONS OF THE GOVERNING BODIES ADOPTED THEREUNDER, TO REFRAIN FROM DEALING WITH SUCH ORGANIZATION AS AN ADVERSE PARTY OR IN BEHALF OF AN ADVERSE PARTY IN ANY MATTER CONNECTED WITH HIS DUTIES AND FROM HOLDING OR ACQUIRING ANY PECUNIARY OR PERSONAL INTEREST WHICH CONFLICTS WITH THE INTEREST OF SUCH ORGANIZATION, AND TO ACCOUNT TO THE ORGANIZATION FOR ANY PROFIT RECEIVED BY HIM IN WHATEVER CAPACITY IN CONNECTION WITH TRANSACTIONS CONDUCTED BY HIM OR UNDER HIS DIRECTION ON BEHALF OF THE ORGANIZATION." THE RESPONSIBILITIES IMPOSED BY LMRDA SECTION 501(A) MAY BE ENFORCED BY UNION MEMBERS THROUGH SUITS IN FEDERAL COURTS, OR BY THE SECRETARY OF LABOR, AND THOSE RESPONSIBILITIES GOVERN THE UNION'S ACTIONS. FORM 990, PART VI, SECTION B, LINES 15A & 15B PROCESS FOR DETERMINING COMPENSATION: (1) ALPA'S COMPENSATION REVIEW PROCESS INCLUDES AN EVALUATION OF AN INDIVIDUAL'S EDUCATION AND PROFESSIONAL EXPERIENCE, REVIEW AND UPDATING OF EACH STAFF POSITION, PERFORMANCE APPRAISAL, ASSESSMENT OF INTERNAL EQUITY, AND EXTERNAL/MARKET BENCHMARKING. ALPA EVALUATES/RE-EVALUATES STAFF POSITIONS ON AN ON-GOING BASIS, ROTATING THROUGH EACH POSITION APPROXIMATELY EVERY FOUR YEARS. THE EVALUATION IS AN INTERACTIVE, WRITTEN PROCESS THAT INCLUDES THE EMPLOYEE, DEPARTMENT MANAGEMENT, AND HUMAN RESOURCES. EXTERNAL/MARKET BENCHMARKING IS PART OF THE COMPENSATION REVIEW PROCESS, AS WELL AS THE ANNUAL PERFORMANCE APPRAISAL PROCESS. ALPA SUBSCRIBES TO/PARTICIPATES IN SEVERAL BENCHMARKING DATA SOURCES INCLUDING ERI EXECUTIVE COMPENSATION ASSESSOR, SALARY.COM COMPANALYST, AND THE HRA-NCA SURVEY FOR DC ASSOCIATIONS. SALARY MINIMUMS/MAXIMUMS ARE PRESCRIBED BY COLLECTIVE BARGAINING AGREEMENTS FOR 86% OF ALPA STAFF. A SALARY ADMINISTRATION PLAN FOR MANAGEMENT AND NON-BARGAINING EMPLOYEES IS APPROVED BY THE GENERAL MANAGER ANNUALLY. THE SALARY REVIEW COMMITTEE IS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION AND MEETS ON A REGULAR BASIS. (2) THE PRESIDENT'S COMPENSATION IS APPROVED BY THE ALPA BOARD OF DIRECTORS (BOD). THE BOD LAST REVIEWED THE PRESIDENT'S COMPENSATION AT THE 2016 BOD MEETING. THE PRESIDENT'S COMPENSATION IS UPDATED BY THE DIRECTOR OF FINANCE/CFO AT LEAST ANNUALLY PER THE CALCULATION APPROVED BY THE BOD. THE GENERAL MANAGER'S COMPENSATION IS APPROVED BY THE PRESIDENT AND THE DIRECTOR OF HUMAN RESOURCES. OTHER KEY EMPLOYEE'S COMPENSATION IS APPROVED BY THE GENERAL MANAGER AND THE DIRECTOR OF HUMAN RESOURCES. THE REVIEW PROCESS FOR KEY EMPLOYEES WAS UNDERTAKEN DURING 2017. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS: THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC TO THE EXTENT REQUIRED BY LAW. FORM 990, PART VII, SECTION A, LINE 1 BOARD OF DIRECTORS: THE FOLLOWING INDIVIDUALS SERVED ON ALPA BOARD OF DIRECTORS IN 2017 AND DID NOT RECEIVE ANY REPORTABLE COMPENSATION FROM THE ORGANIZATION FOR SERVICES RENDERED IN THEIR CAPACITY AS DIRECTORS: Jimmy Abdalla James Ackerman Chad Adams David Adler Jared Alexa Thomas Amidei David Anderson Roger Anderson Christopher Anzalone Michael Arcamuzi S Arrington Jon Athans Ivan Ati Roy Barker Daniel Batchelder Adam Bell Edward Bennett Ryan Blackford Earl Blowers Mauricio Bolivar Randall Booth Christopher Boylan Frank Brady John Breiling Samuel Brennan Stephen Bryce William Brynjolfsson Mark Bugden Robert Burgess Alfred Byrne Nathan Caron Timothy Carpenter Gareth Carter Mona Cates Robert Cecchi Matthew Chadwick Gerald Chernochan Francis Cipriani David Clark Donald Clark Richard Clarke David Colquhoun A. Cornelison Hector Corpeno John Costello Patrick Couture Andrew Coward Christopher Darbel Kyle Davies Timothy Davis Dawid De Villiers Erik DeWinne Tom Estrada Scott Ewing Jeffrey Farquhar Joseph Ferreira Kyle Flynn Michael Frahm Bryan Freeman Ryan French Andrew Freund Fred Galey Richard Gallaher Allyson Geiger Daniel Genzale Nikolaos Giannoussidis Marc Gonzalez Glen Gorrie Philip Gower Travis Grenier Daniel Hahn David Hahn Wesley Harder James Harding Christopher Hartka Nicholas Harwood Robert Hazzard Michael Hendrix Joseph Henning Todd Hirshon Brian Hoffman Ryan Hollenbeck Scott Hope Tyler Hover Jared Hunt Robert Jackson Jeffrey Jacobs Robin Jacuzzi Gregory Jans Gannett Jean Bennie Jennings Steven Jones Kathryn Judge Joshua Kallet Paul Kesely Ryan Kessler William Kim Trevor Kleinschnittger Joseph Kolarik Garrett Kusmack Eyal Lamdan Matthew Langer Christopher Lanier Aaron Lanigan Erik Larsen Joel Lautenschlager Jerome Leber Robert Leggett Mark Leneski Daniel Leo Jason Leonard David Lisiecki Tony Loeks Donald Loepke Michael Luckstone Jonathan Lykken James Macarthur Mark Manausa Robert Marsh Bridget Matarrese Brad Mazurski Robert Mccallum David Mcconnell Erin Mccoy James Mcguire Roman Mclellan William Meachem Eric Meenk Leonard Merriman Anthony Miller Justin Mills Donn Minoggie Chad Monroe James Morton James Mumby Jason Murphy Kennet Murray Antonio Nassar Sarah Nelson Wesley Nevels Ronan O'Donoghue James O'Gara Ajit Oommen Robert Owen David Page Don Pardiac Daniel Parnham Bradley Partridge Joao Pereira Jesse Peters Jeff Peterson Sarah Prozak Don Ray John Riddel Charles Ritter Joshua Roberts Joel Rodda William Rodgers Thomas Rogers Lino Rojas Charles Roos Brian Roseen Charles Rosenstein Andrew Ross Tyler Rowe Dominique Roy Patrice Roy Kurt Russell Barry Scherling Mirko Scherrer Ross Schumacher Dean Shaw Konstantin Shevnin Anita Shew Robert Shirey Scott Simpson Sean Smith Tracy Smith Christian Smitheram Michael Sorbie Brenen Sorokan Vignesh Sridhar Stacy Stader Harry Stahl Andrew Stamp Kim Steingass Brian Stilke Corey Strachan Joshua Sult David Talaber Jose Thies Ian Thompson Christina Thomson Joshua Trisko Stacey Tumoth Brendan Twomey Vincent Van Winden Samuel Vaughan Roland Vera Stacey Warner Rob Watson Ken Wells Richard Wheeler Patrick Whitehead Michael Wilchcombe David Wilson Miles Wilson Jessica Wolcott Jeffrey Wolf David Wood Katie Wyer Christopher Young Douglas Zink FORM 990, PART VII, SECTION A, LINE 1 BOARD OF DIRECTORS: THE FOLLOWING INDIVIDUALS SERVED ON ALPA BOARD OF DIRECTORS IN 2017. ALL PAYMENTS TO THESE INDIVIDUALS REPRESENT REIMBURSEMENT FOR EXPENSES OR LOST BENEFITS (FLIGHT PAY LOSS). THESE AMOUNTS ARE TAXABLE TO THE RECIPIENT AS REPORTABLE COMPENSATION: Hesham Aly 121 Derek Archer 5,173 Shane Atkins 155 Ryan Babcock 111 Patrick Barrett 65 William Bartels 19,161 John Barton 538 James Berzon 579 Christopher Bowers 209 Thomas Brielmann 2,774 Nathaniel Brown 848 Kevin Buxton 493 Jeffrey Ciarcia 1,342 Jeffrey Cohen 59 Andrew Collins 62 Timothy Connors 1,431 David Cowan 1,327 Judson Crane 999 Sam Derosa 10,901 Piero Desjardins 5,800 Jared Dichter 526 Anthony Drakula 841 Marc Duffy-Vincelette 1,057 Darick Effner 7,411 Christopher Gill 11,871 Roger Goodwin 563 Eric Hall 1,723 Hayden Hammer 1,770 Peter Harmon 12,040 Ivan Harris 186 Darren Hartmann 137 Jonathan Hayes 209 Christopher Hazleton 2,495 Timothy Heck 137 Joshua Hjemvick 54 Michael Hoxmeier 121 Andrew Hughes 12,906 Todd Hunter 2,239 Bradley Hutchens 30 Glenn Johnson 1,490 James Johnson 442 John Kendrick 65 Christopher Kenney 546 Christopher Kern 519 Kevin Ketelaar 307 Steven Knopf 392 Thomas Kramer 667 Daniel Krieger 1,988 Karen Lacy 224 Mark Langton 1,003 Timothy Le Van 54 Hoon Lee 6,579 Jon Lewis 2,120 Scott Martin 4,336 Samuel Mason 9,891 Paul Meyer 350 Louis-Eric Mongrain 1,220 Daniel Moore 528 James Morris 29 Wendy Morse 642 Tom Murphy 1,167 Edward Norberg Ii 591 Ryan Pachkofsky 2,306 Jan Pashinski 250 Jonathan Payne 4,651 Benjamin Peacock 2,023 Michael Poggi 7,031 Eric Popper 960 Chad Ream 4,323 Gilbert Renaud 1,625 Daniel Riesgo 148 Jared Roberts 771 Carlos Rodriguez 635 Sebastien Roussel 9,059 Charles Schaefer 287 Ryan Schnitzler 13,579 Jeffrey Schroeder 58 Neal Spanier 257 Michael Sullivan 1,063 Matthew Thaler 28 Nicholas Toon 3,536 Steven Toothe 1,245 Lonnie Utley 393 Lindsey Van Beusekom 739 Nikolas Wagenknecht 739 Aaron Ward 679 David Wojtkowski 8,683 Michael Wolcott 305 Robert Wolf 45 Jonathan Wrigley 933 Vincent Zagarella 158 Steven Zeman 1,877 Anthony-Paul Zerafa 15 ------------ Total 212,015 FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS ARE ATTRIBUTABLE TO: ($4,479,385)MEC DUES REFUND ($6,431,158)MEDICAL RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST $645,890 PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST $48,787 TRANSLATION GAIN ($4,500,000)INTERFUND TRANSFERS ------------- ($14,715,866)TOTAL FORM 990, PART XII, LINE 2C OVERSIGHT PROCESS: THE CONSOLIDATED FINANCIAL STATEMENTS WERE AUDITED BY AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. THE ORGANIZATION'S EXECUTIVE TEAM ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF THE INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. ALPA EMERGENCY RELIEF FUND INC 535 HERNDON PARKWAY HERNDON VA 20170 141936814 CHARITABLE VA 501(C)(3) 12-TYPE I ALPA true THE 1625 MASSACHUSETTS AVE NW CORP 535 HERNDON PARKWAY HERNDON VA 20170 520946056 RENT PROPERTY VA 501(C)(2) ALPA true AIR LINE PILOTS ASSOCIATION PAC 535 HERNDON PARKWAY HERNDON VA 20170 521062313 PAC VA 527 ALPA true ALPA INT'L RETIREMENT MEDICAL VEBA TR 535 HERNDON PARKWAY HERNDON VA 20170 541587464 VEBA VA 501(C)(9) ALPA true ALPA PILOT WELFARE BENEFIT PLAN 535 HERNDON PARKWAY HERNDON VA 20170 541775762 VEBA VA 501(C)(9) ALPA true FEDEX PILOTS POST MDCR RTR PM REIM PLAN 535 HERNDON PARKWAY HERNDON VA 20170 651297729 VEBA VA 501(C)(9) ALPA true HAWAIIAN PILOTS POST MEDICARE HEALTH 535 HERNDON PARKWAY HERNDON VA 20170 821580173 VEBA HI 501(C)(9) ALPA true KITTY HAWK INSURANCE CO LTD FB PERRY BLDG 1ST FL 40 CHURCH ST HAMILTON BD HM12 CAPTIVE INS. BD ALPA C CORP 215636 8017650 1.00000 true ALPA CANADA INSURANCE TRUST 360 ALBERT STREET STE 1210 OTTAWA ONTARIO CA K1R 7X7 VEBA CA N/A TRUST false false true false true false false false false false false true true false false true false true true false ALPA EMERGENCY RELIEF FUND INC B 175000 COST THE 1625 MASSACHUSETTS AVE NW CORP D 84729 COST THE 1625 MASSACHUSETTS AVE NW CORP K 1698600 PAYMENTS ALPA PILOT WELFARE BENEFIT PLAN L 497941 COST FEDEX PILOTS POST MDCR RTR PM REIM PLAN L 333263 COST THE 1625 MASSACHUSETTS AVE NW CORP Q 97886 COST KITTY HAWK INSURANCE CO LTD L 109954 COST KITTY HAWK INSURANCE CO LTD R 1734226 COST KITTY HAWK INSURANCE CO LTD B 4508068 COST ALPA INT'L RETIREMENT MEDICAL VEBA TR R 1300000 COST