2018-11-29T09:16:11-06:00 2018-06-30 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 2 ENTERPRISE DRIVE SHELTON CT 064844640 990 2017-07-01 461657101 SANDY HOOK PROMISE FOUNDATION INC SAND 2033049780 PO BOX 3489 NEWTOWN CT 06470 DAVID CONRAD CHIEF FINANCIAL OFFICER 2033049780 2018-11-28 1 JOHN ZINNO P00041154 2039442100 2018-11-29 64.251.63.131 2018-11-28 14:51:58 ES P 32C2B15C8AAF7E27428FAF8181EC4CA1A501E391 65153C75F5ED3E082057A11A1962B7A77ABEA9EF 2017 2019-02-21 02:37:17Z DAVID CONRAD PO BOX 3489 NEWTOWN CT 06470 14430586 0 X HTTP://WWW.SANDYHOOKPROMISE.ORG X 2012 DE SANDY HOOK PROMISE FOUNDATION IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PREVENT GUN VIOLENCE AND OTHER FORMS OF VIOLENCE AND VICTIMIZATION BEFORE THEY HAPPEN BY CREATING A CULTURE OF ENGAGED YOUTH AND ADULTS COMMITTED TO IDENTIFYING, INTERVENING, AND GETTING HELP FOR INDIVIDUALS WHO MIGHT BE AT RISK OF HURTING THEMSELVES OR OTHERS.DURING THE YEAR ENDED JUNE 30, 2017, DYLAN'S WINGS OF CHANGE BECAME A FISCALLY-SPONSORED PROJECT OF SANDY HOOK PROMISE. TOTAL ASSETS RELATED TO DYLAN'S WINGS OF CHANGE OF APPROXIMATELY $213,000 WERE CONTRIBUTED INTO THE FOUNDATION TO BE USED SOLELY FOR THE THIS SPONSORED PROJECT. DYLAN'S WINGS IS RUN AS A STANDALONE PROJECT, PAYS SANDY HOOK PROMISE A MONTHLY ADMINISTRATIVE FEE, AND IS GOVERNED BY ITS OWN BOARD OF DIRECTORS. DYLAN'S WINGS OF CHANGE RAISES ITS OWN FUNDING, PAYS ITS OWN EXPENSES, AND DISTRIBUTES ITS OWN GRANTS. 9 6 31 25 399934 0 5555286 13054646 0 0 7078 43388 272598 525070 5834962 13623104 26850 1722 0 0 1723693 2626827 100448 138397 1267985 2698909 5936495 4549900 8703441 1285062 4919663 2995896 8137812 529931 709743 2465965 7428069 X SANDY HOOK PROMISE FOUNDATION IS A NATIONAL NON-PROFIT ORGANIZATION FOUNDED AND LED BY SEVERAL FAMILY MEMBERS WHO LOST LOVED ONES AT SANDY HOOK ELEMENTARY SCHOOL ON DECEMBER 14, 2012. OUR MISSION IS TO PREVENT GUN VIOLENCE AND OTHER FORMS OF VIOLENCE AND VICTIMIZATION BEFORE THEY HAPPEN BY CREATING A CULTURE OF ENGAGED YOUTH AND ADULTS COMMITTED TO IDENTIFYING, INTERVENTING, AND GETTING HELP FOR INDIVIDUALS WHO MIGHT BE AT RISK OF HURTING TEMSELVES OR OTHERS.DURING THE YEAR ENDED JUNE 30, 2017, DYLAN'S WINGS OF CHANGE BECAME A FISCALLY-SPONSORED PROJECT OF SANDY HOOK PROMISE. TOTAL ASSETS RELATED TO DYLAN'S WINGS OF CHANGE OF APPROXIMATELY $213,000 WERE CONTRIBUTED INTO THE FOUNDATION TO BE USED SOLELY FOR THE THIS SPONSORED PROJECT. DYLAN'S WINGS IS RUN AS A STANDALONE PROJECT, PAYS SANDY HOOK PROMISE A MONTHLY ADMINISTRATIVE FEE, AND IS GOVERNED BY ITS OWN BOARD OF DIRECTORS. DYLAN'S WINGS OF CHANGE RAISES ITS OWN FUNDING, PAYS ITS OWN EXPENSES, AND DISTRIBUTES ITS OWN GRANTS. 0 0 3855941 2602563 "KNOW THE SIGNS" ("KTS") AND "SAY SOMETHING ANONUMOUS REPORTING SYSTEM" ("SS-ARS") PREVENTION PROGRAMS -OUR "KTS" INITIATIVE DELIVERS, AT NO COST, OUR FOUR EVIDENCED-BASED AND INFORMED "KTS" PROGRAMS TO YOUTH AND ADULTS NATIONWIDE IN ORDER TO HELP THEM IDENTIFY, INTERVENE AND GET HELP FOR INDIVIDUALS WHO MAY BE AT-RISK OF HURTING THEMSELVES OR OTHERS. WE ALSO SPONSOR "SAVE PROMISE CLUBS" AT SCHOOLS THROUGHOUT THE COUNTRY WHICH HELP PROMOTE AND SUSTAIN OUR "KTS" PROGRAMS.-OUR FREE "SS-ARS" PROGRAM ALLOWS STUDENTS AND ADULTS TO EASILY AND COMPLETELY CONFIDENTIALLY REPORT SAFETY CONCERNS TO HELP PREVENT VIOLENCE AND TRAGEDIES. "SS-ARS" ALLOWS FOR ANONYMOUS TIPS 24/7 THROUGH THE WEBSITE, APP OR BY PHONE, A CRISIS CENTER THEN REVIEWS AND SENDS ALL SUBMISSIONS TO LAW ENFORCEMENT AND/OR SCHOOL ADMINISTRATION FOR INTERVENTION.THESE INITIATIVES ALSO INCLUDES ON-GOING PROGRAM DEVELOPMENT AND IMPACT MEASUREMENT THROUGH QUANTITATIVE AND QUALITATIVE RESEARCH. 2229069 1722 4264979 MAKE THE PROMISE - THIS INITIATIVE ATTRACTS, BUILDS AND ENGAGES A COMMITTED INFLUENTIAL MAJORITY OF AMERICANS TO JOIN SANDY HOOK PROMISE IN THE PREVENTION OF GUN VIOLENCE. WE ACHIEVE THIS THROUGH TARGETED MESSAGING AND EDUCATION THROUGH ADVERTISING, PUBLIC RELATIONS, PROMOTION, SOCIAL MEDIA, EVENTS, DOCUMENTARIES AND SPEAKING ENGAGEMENTS. 983496 200965 PROMISE LEADERS - THIS INITIATIVE BUILDS AND MAINTAINS A NATIONAL GRASSROOTS NETWORK OF VOLUNTEER "PROMISE LEADERS" WHO HAVE BEEN TRAINED AND EMPOWERED WITH THE SKILLS, TOOLS AND MATERIALS TO RAISE AWARENESS, EDUCATE AND HELP IMPLEMENT OUR "KNOW THE SIGNS" PREVENTION PROGRAMS IN THEIR COMMUNITY. 7068506 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 129 0 1 31 1 0 0 0 0 0 1 1 0 0 0 0 X 9 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT CA CO FL HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OH OR SC TN WV X DAVID CONRAD 2033049780 13 CHURCH HILL ROAD NEWTOWN CT 06470 NICOLE HOCKLEY MANAGING DIRECTOR 40.00 1.00 X X 152513 0 12849 MARK BARDEN MANAGING DIRECTOR 40.00 1.00 X X 125147 0 3038 BILL SHERLACH VICE CHAIR 1.00 1.00 X 0 0 0 JOE CASSIDY TREASURER 1.00 1.00 X 0 0 0 JACKIE BARDEN BOARD DIRECTOR 1.00 1.00 X 0 0 0 MATT BENNETT SECRETARY 1.00 1.00 X 0 0 0 IAN HOCKLEY BOARD DIRECTOR 1.00 1.00 X 30685 0 10392 BRADLEY MILES BOARD DIRECTOR 1.00 1.00 X 0 0 0 PETER WILLNER BOARD CHAIR 1.00 1.00 X 0 0 0 TIM MAKRIS MANAGING DIRECTOR 40.00 1.00 X 206355 0 26277 DAVID CONRAD CHIEF FINANCIAL OFFICER 40.00 1.00 X 144372 0 27093 PAULA FYNBOH VP OF FIELD OPERATIONS 40.00 1.00 X 112321 0 7569 LAUREN ALFRED VP OF POLICY AND PARTNERSHP 1.00 40.00 X 124787 0 7731 TINA GAMBOIAN THRU 11117 MARKETING MEDIA & COMMUNICATION DIRECTOR 40.00 1.00 X 101698 0 19828 997878 0 114777 7 0 1 0 ANNE LEWIS STRATEGIES LLC 650 MASSACHUSETTS AVENUE NW SUITE WASHINGTON DC 20001 MARKETING & ADVERTISING 1104173 BBDO USA LLC PO BOX 101425 ATLANTA GA 30392 ADVERTISING 176095 REGENTS OF THE UNIVERSITY OF MICHIGAN PO BOX 223131 PITTSBURGH PA 15251 RESEARCH 131599 3 4605 1247235 11802806 5411 13054646 43388 43388 1082325 1247235 682391 399934 399934 234691 125091 109600 109600 MISCELLANEOUS INCOME 900099 15536 15536 15536 13623104 0 399934 168524 1722 1722 997878 683225 115832 198821 1253830 858470 145542 249818 206663 141498 23989 41176 168456 115338 19554 33564 37675 10656 1257 25762 16698 4723 557 11418 138397 138397 15229 10427 1768 3034 3348947 3239636 109311 208183 157052 16190 34941 67778 51131 5271 11376 72584 52841 7279 12464 465813 378274 22520 65019 30373 22112 3046 5215 PROGRAM DEVELOPMENT 1306709 1306709 0 0 BUSINESS EXPENSES 251195 2843 389 247963 CONTRACTUAL SERVICES 112605 31849 3756 77000 MISCELLANEOUS EXPENSES 2706 2706 8703441 7068506 366950 1267985 1874276 6800959 158603 346525 3173 2692 143140 136695 832038 41687 792106 790351 11807 40469 12791 20121 2995896 8137812 152775 327774 10631 20391 40000 40000 326525 321578 529931 709743 X 2255965 6693069 210000 735000 2465965 7428069 2995896 8137812 4919663 4312 38129 0 X X 0 1 X 1 0 X 2893981 2915386 3361506 5460534 13050553 27681960 2893981 2915386 3361506 5460534 13050553 27681960 27681960 1 5014 43388 48403 5821 9287 1658 412 20091 37269 27767632 X 264970 264970 163448 25839 137609 42539 15848 26691 361081 361081 790351 14347936 4312 38129 682391 724832 13623104 0 13623104 9385832 682391 682391 8703441 0 8703441 PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE NETTED AGAINST REVENUES ON 990 PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSE NETTED AGAINST REVENUES ON 990 X X X 1 FULKERSON KENNEDY & COMPANY 660 PENNSYLVANIA AVE SE STE 201 WASHINGTON DC 20003 DC GALA 0 0 93397 -93397 EVENT ASSOCIATES 162 WEST 56TH ST SUITE 405 NEW YORK NY 10019 NYC BENEFIT 0 0 45000 -45000 138397 -138397 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY NYC BENEFIT 1610505 1053599 556906 6829 138836 240945 GALA 564015 47246 516769 26050 62834 156685 3 155040 155040 50212 2329560 1255885 1073675 32879 201670 447842 682391 391284 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE ORGANIZATION CONSULTED WITH DEVELOPMENT PROFESSIONALS TO PREPARE, PLAN AND IMPLEMENT ACTIVITIES AND STRATEGIES FOR FUNDRAISING. X X X X X 0 0 0 0 0 0 0 0 0 NICOLE HOCKLEY MANAGING DIRECTOR 152346 0 0 0 167 0 0 0 12849 0 165362 0 0 0 TIM MAKRIS MANAGING DIRECTOR 205946 0 0 0 409 0 0 0 26277 0 232632 0 0 0 DAVID CONRAD CHIEF FINANCIAL OFFICER 144105 0 0 0 267 0 0 0 27093 0 171465 0 0 0 MARK BARDEN MANAGING DIRECTOR PURCHASE OF 13 CHURCH HILL RD, NEWTOWN, CONNECTICUT X 40000 40000 0 1 1 40000 X 9 22217 FAIR MARKET VALUE X LEGAL SERVICES 1 38129 FAIR MARKET VALUE X FOOD AND BEVERAGE 2 3411 FAIR MARKET VALUE X IMPUTED INTEREST 1 2000 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS SHALL BE SUPPLIED WITH A FULL PACKAGE CONTAINING THE CURRENT AUDITED FINANCIAL STATEMENTS, FORM 990 AND AUDITORS MEMO TO REVIEW AND APPROVE PRIOR TO ACCEPTANCE AND PUBLICATION. THE TREASURER WILL PRESENT THE MATERIAL AND ANSWER APPLICABLE QUESTIONS DURING THIS PROCESS FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES ARE RENEWED ANNUALLY BY THE BOARD AND SIGNED BY THE BOARD DESIGNATED CONFLICT OF INTEREST POLICY MANAGER. TRANSACTIONS ARE REVIEWED FOR POTENTIAL ISSUES. FORM 990, PART VI, SECTION B, LINE 15 ALL COMPENSATION WAS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND BASED UPON A REVIEW AND ANALYSIS OF: BEST PRACTICES, SUCH AS CANDIDATE SALARY HISTORIES, NATIONAL AND REGIONAL ANNUAL MARKET DATA REPORTS AND DISCUSSIONS WITH PLACEMENT FIRMS. JOB DESCRIPTIONS AND TITLES WERE DEVELOPED AND COMPARED TO MARKET PLACE POSITIONS SURVEYED, INCLUDING OTHER GUN VIOLENCE AWARENESS, PREVENTION AND ADVOCACY ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ALL CONTROL DOCUMENTS SUCH AS THE CONFLICT OF INTEREST STATEMENT AND ORGANIZING RESOLUTIONS WERE MADE AVAILABLE UPON REQUEST TO ANYONE INTERESTED THROUGH THE OFFICES OF SANDY HOOK PROMISE FOUNDATION. FORM 990, PART XII, LINE 2C THE ORGANIZATION HAS A BOARD OF DIRECTORS THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED DURING THE CURRENT YEAR SANDY HOOK PROMISE ACTION FUND INC PO BOX 3489 NEWTOWN CT 06470 461665232 PREVENT CAUSES OF GUN VIOLENCE DE 501(C)(4) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SANDY HOOK PROMISE ACTION FUND INC O 82728 FAIR MARKET VALUE