2018-11-15T15:24:40-06:00 2017-12-31 410746749 CLIFTONLARSONALLEN LLP 901 N GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2017-01-01 530193361 ASSOCIATION OF THE UNITED STATES ARMY ASSO 7038414300 2425 WILSON BLVD ARLINGTON VA 22201 CARTER F HAM PRESIDENT AND CEO 7038414300 2018-11-15 1 DAVID TRIMNER P00444822 5712279500 67.137.57.251 2018-11-15 12:57:52 ES P 1938324BD4D887D076751857843371B82258E98C A31B8943A14933A3BF1B290C164803F9A7DCE6A3 2017 2019-02-21 02:37:17Z CARTER F HAM 2425 WILSON BLVD ARLINGTON VA 22201 77716482 0 X WWW.AUSA.ORG X 1950 VA A NONPROFIT EDUCATIONAL, PROFESSIONAL DEVELOPMENT ASSOCIATION, PROVIDES A VOICE FOR THE ARMY. X 28 27 108 1342 1175509 8759 1249383 3555834 30402405 27894919 13753222 1663151 2592610 1196678 47997620 34310582 1816459 33796601 0 0 9818078 10563681 0 0 121606 20363039 20104924 31997576 64465206 16000044 -30154624 112043894 100663935 16501033 31964384 95542861 68699551 X THE ASSOCIATION OF THE UNITED STATES ARMY IS A NONPROFIT EDUCATIONAL AND PROFESSIONAL DEVELOPMENT ASSOCIATION SERVING AMERICA'S TOTAL ARMY, OUR SOLDIERS, ARMY CIVILIANS, AND THEIR FAMILIES; OUR INDUSTRY PARTNERS, AND SUPPORTERS OF A STRONG NATIONAL DEFENSE. AUSA PROVIDES A VOICE FOR THE ARMY, SUPPORTS THE SOLDIER, AND HONORS THOSE WHO HAVE SERVED IN ORDER TO ADVANCE THE SECURITY OF THE NATION. AUSA EDUCATES ITS MEMBERS, THE PUBLIC, INDUSTRY, AND CONGRESS ABOUT THE CRITICAL NATURE OF LAND WARFARE AND THE ARMY'S CENTRAL ROLE IN NATIONAL DEFENSE. AUSA INFORMS ITS MEMBERS, OUR COMMUNITIES, AND CONGRESS ABOUT ISSUES AFFECTING AMERICA'S ARMY AND THE SOLDIERS WHO SERVE IN THE REGULAR ARMY, ARMY NATIONAL GUARD, AND ARMY RESERVE. AUSA CONNECTS THE ARMY TO THE AMERICAN PEOPLE AT THE NATIONAL, REGIONAL, AND CHAPTER LEVELS. 0 0 15376254 22956686 AUSA MEETINGS: AUSA HOSTS MANY EDUCATIONAL AND PROFESSIONAL DEVELOPMENT FORUMS THROUGHOUT THE YEAR, INCLUDING THE INSTITUTE OF LAND WARFARE BREAKFAST SERIES WITH KEYNOTES FROM SENIOR ARMY AND OTHER GOVERNMENT LEADERS, OUR DAY-LONG HOT TOPICS FOR IN-DEPTH EXPLORATION OF ARMY REQUIREMENTS AND CHALLENGES, AND TOPICAL SESSIONS FOR FOCUSED DISCUSSION OF ARMY FUTURE NEEDS AND STRATEGIES. IN ADDITION, WE ORGANIZE SEVERAL DOMESTIC AND INTERNATIONAL SYMPOSIA AND EXPOSITIONS, INCLUDING: AUSA ANNUAL MEETING & EXPOSITION, A PROFESSIONAL DEVELOPMENT FORUMHELD EVERY OCTOBER AT THE WALTER E. WASHINGTON CONVENTION CENTER IN WASHINGTON, DC, THE AUSA ANNUAL MEETING & EXPOSITION IS THE LARGEST LAND POWER EXPOSITION AND PROFESSIONAL DEVELOPMENT FORUM IN NORTH AMERICA. THIS EVENT CONSISTS OF INFORMATIVE AND RELEVANT PRESENTATIONS, PANEL DISCUSSIONS ON PERTINENT MILITARY AND NATIONAL SECURITY SUBJECTS, WORKSHOPS AND IMPORTANT AUSA BUSINESS MEETINGS. KEY LEADERS FROM THE ARMY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HOMELAND SECURITY AND OTHER GOVERNMENTAL AGENCIES SEE THE ANNUAL MEETING AS A KEY FORUM TO PRESENT INFORMATION ABOUT ARMY CURRENT AND FUTURE READINESS TO PERFORM THEIR MANY MISSIONS. IN 2017, MORE THAN 30,000 PEOPLE PARTICIPATED IN THIS EVENT, WITH MORE THAN 600 EXHIBITORS FROM AROUND THE WORLD. EXHIBIT SPACE IS SOLD TO MEMBERS OF AUSA. ATTENDANCE IS FREE, BUT RESTRICTED TO AUSA MEMBERS AND THOSE WITH AN IDENTIFIABLE RELATIONSHIP TO OUR ORGANIZATION, OR THE UNITED STATES ARMY. THIS INCLUDES ALL MILITARY AND GOVERNMENT PERSONNEL.IDEX - INTERNATIONAL DEFENSE EXHIBITION AND CONFERENCE, USA SECURITY AND DEFENSE PAVILION HELD EVERY OTHER YEAR AT THE ABU DHABI NATIONAL EXHIBITION CENTRE (ADNEC) IN ABU DHABI, UAE, IDEX IS ONE OF THE LARGEST DEFENSE EXPOSITIONS IN THE WORLD. IN 2017, 100,000 PEOPLE PARTICIPATED IN THIS EVENT, INCLUDING MORE THAN 1,000 EXHIBITORS. AUSA IS THE OFFICIAL U.S. AGENT FOR THE USA SECURITY AND DEFENSE PAVILION, WHICH IS SUPPORTED BY THE U.S. GOVERNMENT, OFFICIALLY CERTIFIED BY THE U.S. DEPARTMENT OF COMMERCE AND ENDORSED BY THE U.S. DEPARTMENT OF DEFENSE AND AMERICAN EMBASSY. AUSA SELLS EXHIBIT SPACE TO INTERESTED BUSINESSES AND MANAGES THE PROGRAM CONTENT OF THE AUSA SECURITY AND DEFENSE PAVILION. IN 2017, THE PAVILION INCLUDED MORE THAN 100 U.S. COMPANIES OCCUPYING 4,000 SQUARE METERS OF SPACE. AUSA GLOBAL FORCE SYMPOSIUM & EXPOSITION, A PROFESSIONAL DEVELOPMENT FORUMHELD EACH YEAR AT THE VON BRAUN CENTER IN HUNTSVILLE, ALABAMA, THE AUSA GLOBAL FORCE SYMPOSIUM IS A THREE-DAY EDUCATIONAL AND PROFESSIONAL DEVELOPMENT FORUM. EXHIBIT SPACE AND SPONSORSHIPS ARE SOLD TO MEMBERS AND NON-MEMBERS OF AUSA. ON AVERAGE, 6,000 PEOPLE FROM AROUND THE WORLD PARTICIPATE IN THIS EVENT EACH YEAR, INCLUDING KEY LEADERS FROM THE ARMY, DOD, ACADEMIA, ALLIED NATIONS, AND THE WORLDWIDE DEFENSE INDUSTRY. AUSA LAND FORCES IN THE PACIFIC (LANPAC), A PROFESSIONAL DEVELOPMENT FORUMAUSA LANPAC SYMPOSIUM & EXPOSITION, A PROFESSIONAL DEVELOPMENT FORUMHELD EACH YEAR AT SHERATON WAIKIKI, IN HONOLULU, HI, THE AUSA LANPAC SYMPOSIUM IS A THREE-DAY EDUCATIONAL AND PROFESSIONAL DEVELOPMENT FORUM, FOCUSING ON THE ARMY MISSION IN THE INDO-PACIFIC REGION. EXHIBIT SPACE AND SPONSORSHIPS ARE SOLD TO MEMBERS AND NON-MEMBERS OF AUSA. ON AVERAGE, 1,500 PEOPLE FROM AROUND THE WORLD PARTICIPATE IN THIS EVENT EACH YEAR, INCLUDING KEY LEADERS FROM THE ARMY, DOD, ACADEMIA, ALLIED NATIONS, AND THE WORLDWIDE DEFENSE INDUSTRY. 4076195 296574 4209790 MEMBERSHIP ACTIVITIESAUSA EXECUTES MEMBERSHIP SUPPORT AT NATIONAL, REGIONAL, AND LOCAL LEVELS THROUGH DEDICATED, ENGAGED VOLUNTEER ORGANIZATIONS IN 9 REGIONS AND 121 CHAPTERS LOCATED ACROSS THE UNITED STATES AND WHERE SOLDIERS ARE STATIONED AROUND THE WORLD. ADDITIONAL VOLUNTEERS ALSO SERVE AS STATE PRESIDENTS TO HELP INTEGRATE EFFORTS ACROSS STATEWIDE PROGRAMS AND WITH ELECTED OFFICIALS. OUR PROGRAMS SUPPORT THE CONCEPTS OF LIFETIME SERVICE AND SOLDIER-FOR-LIFE OUTCOMES THROUGH MEMBERSHIP AND OUTREACH EFFORTS. MEMBERSHIP IS OPEN TO ALL WHO SUPPORT OUR MISSION AND VALUES. MEMBERS INCLUDE INDIVIDUALS AND LIFE MEMBERS, INDUSTRY MEMBERS AT NATIONAL AND COMMUNITY LEVELS, AND OTHER ASSOCIATIONS WITH COMMON GOALS AND OBJECTIVES. WE HELP CONNECT CIVIC LEADERS, ACADEMIA, LARGE AND SMALL BUSINESSES, AND LOCAL COMMUNITIES TO THEIR ARMY AND PROVIDE PROGRAMS THAT LEAD TO BETTER UNDERSTANDING OF THE COMPLEX AND DIFFICULT ISSUES AND CHOICES OUR ARMY FACES IN DEFENDING OUR NATION. SCHEDULED EVENTS AT THE NATIONAL, REGION, AND LOCAL LEVELS KEEP SOLDIERS AND THOSE WHO SUPPORT THEM CONNECTED TO A VERY BUSY AND ENGAGED ARMY. CHAPTERS PROVIDE A SERIES OF YEAR-ROUND EVENTS INCLUDING STAFF RIDES, YOUNG PROFESSIONAL MENTORING AND NETWORKING EVENTS, BOOK AND MOVIE REVIEW PROGRAMS HIGHLIGHTING LEADERSHIP ATTRIBUTES, SUBJECT MATTER EXPERT SPEAKERS, PROFESSIONAL DEVELOPMENT SYMPOSIA, FAMILY FORUMS, SOCIAL EVENTS THAT FOSTER ESPRIT AND GOODWILL, AND COMMUNITY PROJECTS THAT TARGET NEEDS AT LOCAL LEVELS. OUR CHAPTERS AND REGIONS ALSO PROMOTE EDUCATION AND RECOGNITION OF EXCELLENCE THROUGH SCHOLARSHIPS, CONTRIBUTIONS, AND AWARDS VALUED AT MORE THAN $1 MILLION, ANNUALLY. AUSA NATIONAL HEADQUARTERS PROVIDES ANNUAL TRAINING, RESOURCES, AND TOOLS FOR CHAPTER VOLUNTEER LEADERS, A ROBUST MEMBER BENEFITS PROGRAM, SUPPORT TO JUNIOR AND SENIOR RESERVE OFFICER TRAINING CORPS PROGRAMS AT MILITARY AND CIVILIAN UNIVERSITIES, A HIGHLY ACCLAIMED GUIDE FOR SOLDIERS TRANSITIONING OUT OF THE MILITARY, AND SUPPORT TO SOLDIER RETIREMENT AND VETERANS HOMES. WE ALSO ADMINISTER SCHOLARSHIP PROGRAMS AT NATIONAL LEVEL TO ENCOURAGE LIFELONG LEARNING AND KEEPING PACE WITH CHANGING REQUIREMENTS. 2625577 AUSA'S INSTITUTE OF LAND WARFARE IS CHARGED WITH INFORMING AND EDUCATING OUR MEMBERSHIP; LOCAL, REGIONAL AND NATIONAL LEADERS; AND THE AMERICAN PUBLIC ON THE CRITICAL NATURE OF LAND WARFARE AND THE IMPORTANCE OF THE UNITED STATES ARMY TO THE NATION. IN CARRYING OUT ITS MISSION, THE INSTITUTE MANAGES AN EDUCATIONAL PROGRAM OF PROFESSIONAL PUBLICATIONS AND PROGRAMS DESIGNED TO FOCUS THE DEFENSE DEBATE ON ISSUES OF IMPORTANCE TO THE NATION'S SECURITY AND THE CRITICAL ROLE OF THE ARMY. AUSA INSTITUTE'S PUBLICATION LIST: LAND WARFARE PAPERS SERIES DESIGNED TO PROVIDE AN OUTLET FOR ORIGINAL ESSAYS. MONOGRAPHS ON KEY DEFENSE ISSUES WRITTEN BY DEFENSE EXPERTS AND SCREENED FOR PUBLICATION BY AUSA'S EDITORIAL BOARD. LANDPOWER ESSAYS ANOTHER SERIES DESIGNED TO PROVIDE AN OUTLET FOR ORIGINAL ESSAYS (SHORTER IN LENGTH THAN THE LAND WARFARE PAPERS) ON TOPICS THAT WILL STIMULATE PROFESSIONAL DISCUSSION AND FURTHER PUBLIC UNDERSTANDING OF THE LANDPOWER ASPECTS OF THE NATIONAL SECURITY. SCREEN FOR PUBLICATION BY AUSA'S EDITORIAL BOARD. ILW SPOTLIGHTSHIGHLIGHT KEY ISSUES RELEVANT TO THE U.S. ARMY AND ITS ROLE IN NATIONAL DEFENSE. THEY ARE SENT TO THE MILITARY AND CIVILIAN LEADERSHIP OF THE UNITED STATES ARMY AND THE DEPARTMENT OF DEFENSE, SELECTED SEGMENTS OF THE AMERICAN PUBLIC, MEMBERS OF CONGRESS, KEY CONGRESSIONAL STAFF, INDUSTRY AND THE ADMINISTRATION. PROFILE OF THE U.S. ARMY: A REFERENCE HANDBOOK THE INSTITUTE'S SPECIAL REPORT IS A USER-FRIENDLY REFERENCE BOOK FOR PEOPLE FAMILIAR WITH THE ARMY AND AN EASY-TO-READ INTRODUCTION FOR FAMILY MEMBERS, CIVILIAN EMPLOYEES, INDUSTRY PARTNERS AND FUTURE SOLDIERS. IT DESCRIBES THE ARMY'S ROLE AS A KEY ELEMENT IN THE NATIONAL SECURITY STRUCTURE AS WELL AS THE ARMY'S ORGANIZATION. THE PROFILE ALSO CONTAINS INFORMATION AND GRAPHICS ON THE SOLDIER, THE UNIFORM, THE ARMY'S COMMAND STRUCTURE, ARMY FAMILIES, INSTALLATIONS AND THE ARMY'S CURRENT OPERATIONS. FOR READERS SEEKING MORE DETAILS, EACH CHAPTER INCLUDES A LIST OF RELEVANT WEBSITES. FINALLY, THE PROFILE CONTAINS A GLOSSARY OF ACRONYMS AND MAPS ILLUSTRATING LOCATIONS OF CURRENT ARMY COMBAT CORPS AND DIVISIONS, ARMY NATIONAL GUARD DIVISIONS AND BRIGADE COMBAT TEAMS, AND ARMY RESERVE DIRECT REPORTING COMMANDS. AUSA INSTITUTE'S PROFESSIONAL DEVELOPMENT PROGRAMS: CONTEMPORARY MILITARY FORUMS THE INSTITUTE HOST A SERIES OF CONTEMPORARY MILITARY FORUMS DURING AUSA'S ANNUAL MEETING IN OCTOBER ON TOPICS OF CURRENT INTEREST TO ARMY PROFESSIONALS AND AUSA MEMBERS. TOPICS INCLUDE, BUT ARE NOT LIMITED TO: READINESS, MODERNIZATION AND REFORM. ROGERS STRATEGIC ISSUES FORUM SERIES THE INSTITUTE HOSTS FOUR TO SIX ROGERS STRATEGIC ISSUES FORUMS ANNUALLY TO INFORM AND CONTINUE THE PUBLIC DEBATE ON CRITICAL DEFENSE ISSUES, PARTICULARLY THOSE RELATED TO LANDPOWER. THE ROGERS SERIES IS NAMED AFTER GENERAL BERNARD W. ROGERS. THESE EARLY-EVENING EVENTS CONTINUE TO PROVIDE SPEAKING OPPORTUNITIES FOR SENIOR LEADERS IN THE UNIFORMED SERVICES, THE DEPARTMENT OF STATE, ACADEMIA AND THINK TANKS. ROGERS FORUMS FEATURED, AMONG OTHERS, GENERAL CARTER HAM, USA (THEN COMMANDER, U.S. AFRICA COMMAND), ADMIRAL JAMES "SANDY" WINNEFELD, USN (THEN VICE CHAIRMAN, JOINT CHIEFS OF STAFF), GENERAL MICHAEL V. HAYDEN, U.S. AIR FORCE RETIRED, FORMER DIRECTOR, NATIONAL SECURITY AGENCY AND CENTRAL INTELLIGENCE AGENCY; GENERAL EDWARD C. CARDON, DIRECTOR, OFFICE OF BUSINESS TRANSFORMATION, FORMER COMMANDING GENERAL OF U.S. CYBER COMMAND; MAJOR GENERAL WILLIAM HIX, DIRECTOR OF STRATEGY, PLANS & POLICY DEPUTY CHIEF OF STAFF G-3/5/7 HEADQUARTERS, DEPARTMENT OF THE ARMY; SMA DANIEL A. DAILEY, SERGEANT MAJOR OF THE U.S. ARMY; GEN JOSEPH L. LENGYEL, CHIEF OF THE NATIONAL GUARD BUREAU, JOINTS CHIEFS OF STAFF; LTG NADJA Y. WEST, SURGEON GENERAL OF THE U.S. ARMY AND COMMANDING GENERAL, U.S. ARMY MEDICAL COMMAND; ADM KURT W. TIDD, COMMANDER, U.S. SOUTHERN COMMAND. THE PROGRAM IS HELD AT AUSA'S NATIONAL HEADQUARTERS. LEMNITZER LECTURE SERIES NAMED TO HONOR GENERAL LYMAN L. LEMNITZER AND LAUNCHED IN SEPTEMBER 1998, THE SERIES OFFERS LECTURES BY AUTHORS WHO DISCUSS THEIR BOOK ON TOPICS OF INTEREST TO SOLDIERS, INDUSTRY, AND ACADEMIA INTERESTED IN THE MILITARY AND THE DEFENSE COMMUNITY. THE LECTURES TAKE PLACE QUARTERLY AT AUSA'S NATIONAL HEADQUARTERS.AUSA BOOK PROGRAM:AUSA'S BOOK PROGRAM WORKS WITH PUBLISHING PARTNERS TO PRODUCE BOOKS ABOUT ARMY HERITAGE, MILITARY HISTORY, AND NATIONAL SECURITY IN ORDER TO FOSTER UNDERSTANDING AND APPRECIATION OF THE U.S. ARMY AND ITS SOLDIERS. 2400248 787436 PUBLICATION AND ADVERTISING: ARMY MAGAZINE: THE ASSOCIATION PUBLISHES TWO MONTHLY PUBLICATIONS - ARMY MAGAZINE AND AUSA NEWS - AND TWO WEEKLY DIGITAL PUBLICATIONS - AUSA'S FIVE THINGS AND AUSA BULLETIN - AIMED AT PROVIDING ARMY-SPECIFIC AND AUSA-RELATED INFORMATION TO ASSOCIATION MEMBERS. THE MAGAZINE INCLUDES FEATURE ARTICLES AND COMMENTARIES FOCUSING ON EDUCATION AND PROFESSIONAL DEVELOPMENT, A CORE MISSION OF THE ASSOCIATION'S CHARTER. AUSA NEWS - AN AWARD-WINNING NEWSPAPER - AND THE ELECTRONIC NEWSLETTER AUSA BULLETIN, INCLUDE A MIXTURE OF ASSOCIATION-RELATED NEWS AND UPDATES, INCLUDING COVERAGE OF MEETINGS AND EVENTS. AUSA'S FIVE THINGS IS A WEEKLY FORWARD-LOOKING TIP SHEET FOR ASSOCIATION MEMBERS PROVIDING INSIGHT INTO ARMY-RELATED NEWS. 841668 NON-COMMISSIONED OFFICER (NCO) AND SOLDIER PROGRAMSNCO AND SOLDIER PROGRAMS PROVIDE PROFESSIONAL DEVELOPMENT AND EDUCATIONAL MATERIALS FOR THE ARMY'S ENLISTED FORCE. APPROXIMATELY 83% OF THE REGULAR ARMY, ARMY NATIONAL GUARD AND THE ARMY RESERVE CONSIST OF ENLISTED VOLUNTEERS WHO ENLIST INTO THE ARMY TO SERVE FOR A SPECIFICED PERIOD OF SERVICE. NCO AND SOLDIER PROGRAMS DEVELOP EDUCATIONAL, LEADERSHIP, MENTORING, AND PROFESSIONAL DEVELOPMENT MATERIALS SUITED FOR THE YOUNG ENLISTED LEADERS OF AMERICA'S ARMY. THESE MATERIALS RANGE FROM JOURNAL TYPE ARTICLES PUBLISHED FOR THE MONTHLY MAGAZINE AND NEWSPAPER TO THE TWICE WEEKLY PUBLICATION TITLED SOLDIER TODAY. NCO AND SOLDIER PROGRAMS PROVIDES THE EDUCATIONAL MATERIALS NEEDED BY TODAY'S PROFESSIONAL SOLDIER TO REMAIN COMPETITIVE FOR ADVANCEMENT AND TO SERVE SUCCESSFULLY IN POSITIONS OF INCREASED RESPONSIBILITY IN MORE THAN 145 OCCUPATIONAL SPECIALITIES. NCO AND SOLDIER PROGRAMS ADDS TO CURRENT DOCTRINAL PUBLICATIONS THE WISDOM OF MANY DECADES WORTH OF HANDS-ON LEADERSHIP EXPERIENCE NEEDED BY DEVELOPING NCOS. ALL THE NCO AND SOLDIER PROGRAM PUBLICATIONS PROVIDE SENIOR AND ALLIED LEADERS THE NECESSARY TOOLS NEEDED FOR PROFESSIONAL DEVELOPMENT AND GROWTH OF YOUNG NCO LEADERS IN THEIR RESPECTIVE ORGANIZATIONS DEPLOYED GLOBALLY. NCO AND SOLDIER PROGRAMS ENABLE PROFESSIONAL DEVELOPMENT EVENTS FOCUSED ON NCOS AND SOLDIERS THROUGHOUT ALL 121 CHAPTERS AND AUSA'S PRINCIPLE MEETINGS CONDUCTED ANNUALLY THROUGHOUT THE YEAR. 33825185 33500027 GOVERNMENT AFFAIRS, PUBLIC AFFAIRS, AND OTHER PROGRAMS 37067101 33500027 787436 59145127 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 0 0 0 1 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 1 0 1 1 1 0 0 1 137 0 108 1 1 1 1 KU PM 0 0 0 1 1 0 0 0 0 X 28 27 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 0 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X MANISHA PATEL CONTROLLER 7039072643 2425 WILSON BLVD ARLINGTON VA 22201 PHEBE N NOVAKOVIC CHAIRMAN 1.00 X 0 0 0 NICHOLAS D CHABRAJA CHAIRMAN (UNTIL JUNE 2017) 1.00 X 0 0 0 THOMAS RABAUT TRUSTEE/DEPUTY CHAIRMAN 1.00 X X 0 0 0 JACK L TILLEY VICE CHAIRMAN FOR NCO & SOLDIER PROGRAMS 1.00 X X 0 0 0 DAVID H OHLE VICE CHAIRMAN FOR RETIREE & VETERAN AFFAIRS 1.00 X X 0 0 0 PHILIP E SAKOWITZ VICE CHAIRMAN FOR CIVILIAN AFFAIRS 1.00 X X 0 0 0 JACK C STULTZ VICE CHAIRMAN FOR NATIONAL GUARD AND RESERVE AFFAI 1.00 X X 0 0 0 ANN E DUNWOODY TRUSTEE 1.00 X 0 0 0 BENJAMIN D LUKEFAHR REGION PRESIDENT 1.00 X 0 0 0 CARL E VUONO TRUSTEE 1.00 X 0 0 0 DENNIS J DOUGHERTY REGION PRESIDENT 1.00 X 0 0 0 DENNIS J REIMER TRUSTEE 1.00 X 0 0 0 DOUG STUART REGION PRESIDENT 1.00 X 0 0 0 DOUGLAS GIBBENS REGION PRESIDENT 1.00 X 0 0 0 ERIC LIEN REGION PRESIDENT 1.00 X 0 0 0 GUSTAVO RODRIGUEZ JR REGION PRESIDENT 1.00 X 0 0 0 JOHN D HARRIS II TRUSTEE 1.00 X 0 0 0 KRIS MCBRIDE REGION PRESIDENT 1.00 X 0 0 0 LARRY R JORDAN TRUSTEE 1.00 X 0 0 0 LAVOY THIESSEN REGION PRESIDENT 1.00 X 0 0 0 LEANNE CARET TRUSTEE 1.00 X 0 0 0 PATRICIA P HICKERSON TRUSTEE 1.00 X 0 0 0 RICHARD H EDWARDS TRUSTEE 1.00 X 0 0 0 RICHARD P STAGE REGION PRESIDENT 1.00 X 0 0 0 ROBERT E HALL TRUSTEE (UNTIL JUNE 2017) 1.00 X 0 0 0 RUDY DELEON TRUSTEE 1.00 X 0 0 0 STEVEN R ENGLAND TRUSTEE 1.00 X 0 0 0 THOMAS ARSENEAULT TRUSTEE 1.00 X 0 0 0 WILLIAM M BROWN TRUSTEE 1.00 X 0 0 0 CARTER F HAM PRESIDENT & CEO 38.00 X X 627527 0 215359 JERRY L SINN V.P. FINANCE & ADMINISTRATION 38.00 X 254327 0 514 HWA L HUA ASSISTANT TREASURER & CONTROLLER 38.00 X 134410 0 19512 ANN BELYEA CORPORATE SECRETARY 38.00 X 133879 0 69043 MANISHA PATEL TREASURER & CONTROLLER 38.00 X 32905 0 11869 GUY C SWAN V.P. EDUCATION 38.00 X 385888 0 159117 PATRICIA MCQUISTION V.P. MEMBERSHIP & MEETINGS 38.00 X 379321 0 178035 KENNETH O PRESTON V.P. NCO 38.00 1.00 X 211415 0 78221 GORDON R SULLIVAN DISTINGUISHED SR. FELLOW IN RESIDENCE 38.00 X 255387 0 17716 RICHARD MAZE EDITOR-IN-CHIEF, ARMY MAGAZINE 38.00 X 186674 0 66488 JOHN GIFFORD DIRECTOR, GOVERNMENT AFFAIRS 38.00 X 179731 0 37407 HARRY ROTHMANN CHIEF TECHNOLOGY OFFICER 38.00 X 169464 0 67954 MICHAEL SCANLAN SENIOR DIRECTOR, MEETINGS 38.00 X 139402 0 40762 3090330 0 961997 24 0 1 0 HBW GROUP 1055 FIRST STREET SUITE 200 ROCKVILLE MD 20850 CONSTRUCTION 1830085 IDEX LLC PO BOX 5546 ABU DHABI AE EXHIBIT SPACE 1235025 COGES 65 RUE DE COURCELLES PARIS FR 75008 EXHIBIT SPACE 1128154 CENTERPLATE ONE CIVIC CENTER PLAZA EL PASO TX 79901 FOOD & BEVERAGE AT ANNUAL MEETING 828634 GLOBAL EXPERIENCE SPECIALISTS PO BOX 96174 CHICAGO IL 60693 EXHIBITION SERVICES 541113 31 248466 3307368 974189 3555834 ANNUAL MEETING 900099 13280024 13280024 SYMPOSIA & OTHER MEETINGS 900099 9617669 9229596 388073 MEMBERSHIP DUES 900099 4209790 4209790 ADVERTISING 541800 787436 787436 27894919 1500166 1500166 253428 253428 1515302 1110900 404402 404402 404402 41285844 360467 41063326 420000 222518 -59533 162985 162985 1254520 248466 774666 479854 479854 47768 37008 10760 10760 48234 48234 48234 34310582 26778404 1175509 2800835 33500027 33500027 296574 296574 2891340 2074493 816847 6805172 4803650 2001522 -184048 -120050 -63998 547043 454199 92844 504174 366992 137182 64282 64282 58571 58571 450 450 460702 460702 459071 169291 289780 283709 283709 1046690 873480 173210 1901553 1615017 286536 849250 641047 208203 1475815 1360338 115477 9542857 9532596 10261 26189 26189 2035576 2035576 393491 416225 -22734 170206 50084 120122 MAGAZINE 552527 552527 0 TAXES 114329 4567 109762 DUES 78727 69071 9656 590929 165264 304059 121606 64465206 59145127 5198473 121606 12473262 9054781 1492595 2299955 1257858 1166619 600000 600000 4305642 3271761 27613907 12849697 12839631 14764210 78615823 68695814 459083 810795 112043894 100663935 5729806 4523453 17131739 10664183 10202148 107044 107044 16501033 31964384 X 95123348 68291284 419513 408267 95542861 68699551 112043894 100663935 X -30154624 4011561 13438 -713685 X 0 1 X 1 0 X 1296974 935267 1063879 1249383 3555834 8101337 26465648 25957935 26792603 29999300 26815412 136030898 27762622 26893202 27856482 31248683 30371246 144132235 15971 15971 2028547 2028547 2044518 2044518 142087717 4035327 4111626 3799809 3636034 3268896 18851692 7445 7445 4035327 4111626 3799809 3636034 3276341 18859137 905351 891851 603856 826795 479854 3707707 32703300 31896679 32260147 35711512 34127441 166699079 0.85240 0.87220 0.11310 0.12780 X 1659 1659 63349881 63351540 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 6318 4869 3965 1659 16811 250000 250000 250000 250000 1000000 1500000 528 90 618 33820379 3390 2158357 7525325 22397 28434404 31274803 3374106 1795151 2605513 18168 33820379 35999877 -1752623 -436559 2515191 20701 31274803 33425371 2081967 3216032 2699398 24095 35999877 24872260 5087386 6247030 2755443 25862 33425371 1.00000 0 0 455285 455285 1062267 1062267 0 17724764 6290688 11434076 1918794 743086 1175708 6452797 4753656 1699141 14764210 TENANT DEPOSITS 107044 107044 X 35887005 4011561 5630 -10727 4006464 31880541 460702 1969339 2430041 34310582 62266594 5630 2464012 2469642 59796952 460702 4207552 4668254 64465206 PART V, LINE 4: THE INSTITUTE OF LAND WARFARE WAS ESTABLISHED AS A DESIGNATED FUND FOR THE RESEARCH, PUBLICATION, AND DISTRIBUTION OF INFORMATION ON NATIONAL DEFENSE ISSUES IN ACCORDANCE WITH THE ASSOCIATION'S CHARTER AND BYLAWS. PART X, LINE 2: THE ASSOCIATION'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. MANAGEMENT HAS EVALUATED THE ASSOCIATION'S TAX POSITIONS AND HAS CONCLUDED THAT THE ASSOCIATION HAS TAKEN NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. PART XI, LINE 2D - OTHER ADJUSTMENTS: ILW CONTRIBUTION 19,618. LOSS ON DISPOSAL OF FIXED ASSETS -30,345. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -1,110,900. COST OF GOODS SOLD -37,008. COST OF SPECIAL EVENTS -774,666. REVENUE FROM UNAUDITED DIVISIONS OF ENTITY 3,891,913. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 1,110,900. COST OF GOODS SOLD 37,008. SPECIAL EVENT EXPENSES 774,666. ALLOWANCE TO REGION 193,000. SHARED CHAPTER DUES 348,438. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSE FROM UNAUDITED DIVISIONS OF ENTITY 4,177,207. LOSS ON DISPOSL OF FIXED ASSETS 30,345. EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 2 PROGRAM SERVICES PROMOTING MEMBERSHIP, PROVIDING LOCAL SUPPORT/PROGRAMS FOR MEMBERS, AND FUNDRAISING 5661 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 7 PROGRAM SERVICES PROMOTING MEMBERSHIP, PROVIDING LOCAL SUPPORT/PROGRAMS FOR MEMBERS, AND FUNDRAISING 89035 EUROPE (INCLUDING ICELAND & GREENLAND) 0 49 PROGRAM SERVICES PROMOTING MEMBERSHIP, PROVIDING LOCAL SUPPORT/PROGRAMS FOR MEMBERS, AND FUNDRAISING 72631 CENTRAL AMERICA AND THE CARIBBEAN 0 3 PROGRAM SERVICES PROMOTING MEMBERSHIP, PROVIDING LOCAL SUPPORT/PROGRAMS FOR MEMBERS, AND FUNDRAISING 582 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 49 INVESTMENTS 36581 EAST ASIA AND THE PACIFIC 0 2 INVESTMENTS 7460 CENTRAL AMERICA AND THE CARIBBEAN 0 3 INVESTMENTS -2 MIDDLE EAST AND NORTH AFRICA 0 7 INVESTMENTS 18467 0 122 0 0 0 122 230415 0 230415 0 0 0 0 0 1 FISHER HOUSE GALA 149961 22494 127467 44919 CELEBRATE MICHIGAN'S MILITARY 102066 15310 86756 15346 58 1250959 210662 1040297 714401 1502986 248466 1254520 774666 774666 479854 1 ARMY HISTORICAL FOUNDATION 2425 WILSON BLVD STE 505 ARLINGTON VA 22201 521367225 501(C)(3) 32529732 PROGRAM SUPPORT FOR NATIONAL MUSEUM OF THE US ARMY. ARMY WAR COLLEGE FOUNDATION 122 FORBES AVE CARLISLE PA 17013 232034407 501(C)(3) 12500 PROGRAM SUPPORT COMMAND AND GENERAL STAFF COLLEGE FOUNDATION 100 STIMSON AVE STE 1149 FORT LEAVENWORTH KS 66027 204254979 501(C)(3) 10000 PROGRAM SUPPORT EN GARDE ARTS INC 322 8TH AVE NEW YORK NY 10001 115347056 501(C)(3) 18000 TO SUPPORT THE SHOW BASETRACK LIVE AT FORT HOOD FISHER HOUSE FOUNDATION 111 ROCKVILLE PIKE STE 420 ROCKVILLE MD 20850 113158401 501(C)(3) 100000 GENERAL SUPPORT FRIENDS OF THE AMERICAN UNIVERSITY OF AFGHANISTAN 1901 PENNSYLVANIA AVE NW STE 207 WASHINGTON DC 20006 263639601 501(C)(3) 10000 GENERAL SUPPORT GUARDIAN ANGELS MEDICAL SERVICE DOGS 3251 NE 180TH AVE WILLISTON FL 32696 272667123 501(C)(3) 92720 GENERAL SUPPORT - TO GET 3 VETERANS WITH PTSD SERVICE DOGS OPERATION ONCE IN A LIFETIME 221 W PARKER STE 56 PLANO TX 75023 208948979 501(C)(3) 12000 GENERAL SUPPORT UNITED THROUGH READING 1455 FRAZEE RD STE 500 SAN DIEGO CA 92108 330373000 501(C)(3) 10000 PROGRAM SUPPORT WOUNDED WARRIOR AMPUTEE SOFTBALL TEAM INC 1775 WIEHLE AVE STE 104 RESTON VA 20190 273628041 501(C)(3) 24380 GENERAL SUPPORT ASPEN INSTITUTE 1 DUPONT CIR NW STE 700 WASHINGTON DC 20036 840399006 501(C)(3) 15000 SPONSORSHIP OF INTERN WETA 3939 CAMPBELL AVE ARLINGTON VA 22206 530242992 501(C)(3) 10000 THE VIETNAM WAR SPONSORSHIP US ARMY INSTALLATION MANAGEMENT COMMAND'S G9 FAMILY AND MORALE WELFARE A 2455 REYNOLDS RD FORT SAM HOUSTON TX 78234 GOVERNMENT 12500 ARMY BIRTHDAY BALL SPONSORSHIP 13 0 SCHOLARSHIPS 219 289074 FMV MEDICAL ASSISTANCE 1 7500 CASH PART I, LINE 2: AUSA ONLY MONITORS GRANTS GIVEN FOR EDUCATIONAL PURPOSES FROM ITS SCHOLARSHIP FUNDS. BASED ON VARIOUS CRITERIA AND THE APPLICANT'S CV, A COMMITTEE CONSISTING OF AUSA LEADERSHIP DECIDES WHO DESERVES AND RECEIVES SCHOLARSHIP FUNDING. X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 CARTER F HAM PRESIDENT & CEO 483477 0 140000 0 4050 0 212324 0 3035 0 842886 0 0 0 JERRY L SINN V.P. FINANCE & ADMINISTRATION 119327 0 135000 0 0 0 0 0 514 0 254841 0 0 0 HWA L HUA ASSISTANT TREASURER & CONTROLLER 127018 0 0 0 7392 0 0 0 19512 0 153922 0 0 0 ANN BELYEA CORPORATE SECRETARY 101144 0 31200 0 1535 0 57689 0 11354 0 202922 0 0 0 GUY C SWAN V.P. EDUCATION 251197 0 125000 0 9691 0 155157 0 3960 0 545005 0 0 0 PATRICIA MCQUISTION V.P. MEMBERSHIP & MEETINGS 251731 0 125000 0 2590 0 175157 0 2878 0 557356 0 0 0 KENNETH O PRESTON V.P. NCO 157949 0 50000 0 3466 0 75858 0 2363 0 289636 0 0 0 GORDON R SULLIVAN DISTINGUISHED SR. FELLOW IN RESIDENC 115266 0 140000 0 121 0 0 0 17716 0 273103 0 0 0 RICHARD MAZE EDITOR-IN-CHIEF, ARMY MAGAZINE 150031 0 33000 0 3643 0 47569 0 18919 0 253162 0 0 0 JOHN GIFFORD DIRECTOR, GOVERNMENT AFFAIRS 156961 0 20280 0 2490 0 34802 0 2605 0 217138 0 0 0 HARRY ROTHMANN CHIEF TECHNOLOGY OFFICER 167400 0 1200 0 864 0 38993 0 28961 0 237418 0 0 0 MICHAEL SCANLAN SENIOR DIRECTOR, MEETINGS 134592 0 1200 0 3610 0 29902 0 10860 0 180164 0 0 0 PART I, LINE 1A GUY C. SWAN RECEIVED HEALTH OR SOCIAL CLUB DUES/INITIATION FEES TOTALING $5,380 AND TAX INDEMNIFICATION/GROSS UP PAYMENTS TOTALING $1,721. THESE PAYMENTS WERE INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 7 THE PRESIDENT & CEO, VICE PRESIDENTS, CORPORATE SECRETARY, SENIOR FELLOW, CHIEF TECHNICAL OFFICER, SENIOR DIRECTOR OF MEETINGS, AND THE DIRECTOR OF GOVERNMENT AFFAIRS, RECEIVED BONUSES BASED ON PERFORMANCE. GORDON R SULLIVAN PRESIDENT INSURANCE POLICY X 600000 600000 0 1 1 600000 X 500 FMV X 4351 FMV X 1 960000 FMV X 44 2307 FMV X TICKETS, GIFT CARDS, AIRFARE, HOTEL FARE, SUBSCRIPTIONS 71 7031 0 0 0 1 PART I, LINE 32B: THE ORGANIZATION HIRED A REAL ESTATE BROKER FOR THE DONATED COMMERCIAL PROPERTY. NATIONAL MUSEUM OF THE UNITED STATES ARMY CONSTRUCTION COSTS 2018-02-27 32529732 521367225 ARMY HISTORICAL FOUNDATION 2425 WILSON BLVD STE 505 ARLINGTON VA 22201 501(C)(3) 1 0 0 0 PART II, LINE 2E: PERSON(S) INVOLVED: KENNETH PRESTON PART II, LINE 2E: EXPLANATION OF INVOLVEMENT: KENNETH PRESTON IS A KEY EMPLOYEE OF AUSA AND A BOARD MEMBER OF THE TRANSFEREE ORGANIZATION.AUSA DISTINGUISHED SR. FELLOW IN RESIDENCE GORDON R. SULLIVAN (HIGHEST COMPENSATED EMPLOYEE) WAS BOARD CHAIRMAN FOR AHF.AUSA TRUSTEE ANN E. DUNWOODY WAS BOARD DIRECTOR FOR AHF.AUSA TRUSTEE LARRY R. JORDAN WAS BOARD MEMBER OF AHF. FORM 990, PART VI, SECTION A, LINE 1 THE COUNCIL OF TRUSTEES DURING PERIODS BETWEEN MEETINGS OF THE COUNCIL OF TRUSTEES SHALL ACT THROUGH AN EXECUTIVE COMMITTEE WHICH MAY EXERCISE THE AUTHORITY OF THE COUNCIL OF TRUSTEES EXCEPT AS SPECIFICALLY LIMITED BY THE COUNCIL. THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIRMAN OF THE COUNCIL OF TRUSTEES, DEPUTY CHAIRMAN AND OTHER COUNCIL MEMBERS NOMINATED BY THE CHAIRMAN OF THE COUNCIL OF TRUSTEES AND APPROVED BY THE FULL COUNCIL. A MAJORITY OF THE COMMITTEE SHALL CONSTITUTE A QUORUM. MINUTES OF ALL MEETINGS OF THE COMMITTEE SHALL BE PROVIDED TO EACH COUNCIL MEMBER AND PRESENTED AT THE FOLLOWING COUNCIL OF TRUSTEES MEETING AND APPROVED BY THE FULL COUNCIL. FORM 990, PART VI, SECTION A, LINE 6 INDIVIDUAL, LIFE, CORPORATE, AND SUSTAINING MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE CHAIRMAN APPOINTS A 3 MEMBER NOMINATING COMMITTEE FROM AMONG THE COUNCIL OF TRUSTEES FOR THE PURPOSE OF PROVIDING A SLATE OF NOMINEES FOR VACANT POSITIONS ON THE COUNCIL. THE NOMINATING COMMITTEE SUBMITS A SLATE SELECTED FROM MEMBERSHIP OF AT LEAST ONE NOMINEE FOR EACH VACANT POSITION. AFTER PUBLICATION OF THE SLATE, ADDITIONAL CANDIDATES MAY BE NOMINATED. BALLOTS WILL BE COUNTED UNDER THE DIRECTION OF THE COUNCIL OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B INDIVIDUAL MEMBERS HAVE THE RIGHT TO VOTE IN ELECTIONS AND CHANGES TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B AUSA'S FORM 990 IS REVIEWED BY AUSA'S PRESIDENT/CEO AND CONTROLLER BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C IT IS THE RESPONSIBILITY OF ALL DIRECTORS, OFFICERS AND EMPLOYEES TO REPORT ETHIC VIOLATIONS OR SUSPECTED VIOLATIONS TO THE COMPLIANCE OFFICER OR THEIR SUPERVISOR WITHOUT ADVERSE CONSEQUENCES. THE COMPLIANCE OFFICER IS RESPONSIBLE FOR INVESTIGATING ALL COMPLAINTS AND ALLEGATIONS AND WILL ADVISE AT HIS/HER DISCRETION TO THE AUSA PRESIDENT/CEO. REPORTS ARE KEPT CONFIDENTIAL TO THE EXTENT POSSIBLE AND ALL REPORTS ARE INVESTIGATED AND CORRECTED IF NEEDED. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE, CHAIRED BY THE CHAIRMAN OF THE COUNCIL OF TRUSTEES DETERMINES THE CEO'S COMPENSATION. SIMILAR ORGANIZATIONS COMPENSATION IS USED FOR COMPARABILITY DATA. THE DECISION IS DOCUMENTED IN THE MINUTES. THE COMPENSATION COMMITTEE, CHAIRED BY THE CHAIRMAN OF THE COUNCIL OF TRUSTEES DETERMINES THE KEY EMPLOYEES' SALARIES. SIMILAR ORGANIZATIONS COMPENSATION IS USED FOR COMPARABILITY DATA. THE DECISION IS DOCUMENTED IN THE MINUTES. THE PRESIDENT/CEO DETERMINES THE SALARIES OF THE TREASURER/CONTROLLER AND THE CORPORATE SECRETARY. A COMPENSATION STUDY ON ALL STAFF, CONDUCTED BY A CONSULTANT WAS USED FOR COMPARABILITY DATA. THE MOST RECENT YEAR IN WHICH THE PROCESS INCLUDED REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION WAS 2017. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE POSTED ON THE AUSA WEBSITE AND THE CONFLICT OF INTEREST POLICY IS IN THE EMPLOYEE HANDBOOK ON THE WEBSITE. FORM 990, PART XI, LINE 9: DECREASE IN PENSION LIABILITY -713,685. ARMY HISTORICAL FOUNDATION 2425 WILSON BLVD STE 505 ARLINGTON VA 22201 521367225 FUNDRAISING VA 501(C)(3) LINE 7 AUSA 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 ARMY HISTORICAL FOUNDATION B 32529732 FMV ARMY HISTORICAL FOUNDATION A 245997 FMV