2018-11-15T08:09:56-06:00 2017-12-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2017-01-01 061660068 INNOVATIONS FOR POVERTY ACTION INNO 2037722216 101 WHITNEY AVENUE NEW HAVEN CT 06510 ANNIE DUFLO EXECUTIVE DIRECTOR 2037722216 2018-11-14 1 LORI M BUDNICK P00046310 8605614000 2018-11-14 64.251.63.131 2018-11-14 10:08:47 ES P 65153C75F5ED3E082057A11A1962B7A77ABEA9EF DF8EC6EC51E1FD1DECD3FD9B85C405DAF374F076 2017 2019-02-21 02:37:17Z DEAN KARLAN 101 WHITNEY AVENUE NEW HAVEN CT 06510 42519451 0 X WWW.POVERTY-ACTION.ORG X 2002 NJ INNOVATIONS FOR POVERTY ACTION DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY. 10 9 187 78 0 0 49609926 42513910 0 0 14470 5541 0 0 49624396 42519451 3797446 3178552 0 0 21327086 19819681 0 0 454004 19829163 15336035 44953695 38334268 4670701 4185183 22629327 19458352 26746191 19390033 -4116864 68319 X INNOVATIONS FOR POVERTY ACTION DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY. 0 0 1310463 EDUCATION: IN 2017, IPA HAD MORE THAN 50 ACTIVE EDUCATION STUDIES UNDERWAY ACROSS OUR 21 COUNTRY OFFICES. THESE PROJECTS INCLUDED TESTING THE IMPACT OF SATELLITE TRANSMITTED INSTRUCTION IN GHANA, EVALUATING THE IMPACT OF PERFORMANCE-BASED GRANTS FOR TEACHERS IN RWANDA, TESTING THE IMPACT OF PROVIDING PARENTS WITH INFORMATION ABOUT THE RETURNS TO EDUCATION IN PERU, AND MANY MORE. THE PERU PROJECT IS NOW BEING SCALED UP IN PERU. IN ADDITION TO MANAGING A LARGE PORTFOLIO OF EDUCATION PROJECTS, IN 2017 WE USED POLICY FUNDING TO DEEPEN OUR RELATIONSHIPS WITH DECISION-MAKERS, GREW OUR EXPERTISE IN THE GLOBAL LANDSCAPE OF EDUCATION EVIDENCE, CO-CREATED NEW POLICY-RELEVANT EVALUATIONS IN COLLABORATION WITH DECISION-MAKERS, AND MADE SIGNIFICANT STRIDES TOWARD EQUIPPING OUR POLICY PARTNERS TO INSTITUTIONALIZE EVIDENCE-INFORMED DECISION-MAKING IN THEIR WORK. SUCCESS IN THESE GOALS HAS ULTIMATELY IMPROVED EDUCATION FOR TENS OF THOUSANDS OF CHILDREN ALREADY-AND IS IMPROVING EDUCATION FOR MANY TIMES MORE AS OUR GOVERNMENT PARTNERS SCALE UP THE LESSONS THEY HAVE LEARNED. 1356530 55757 SOCIAL PROTECTION: IN 2017, IPA'S MAJOR WORK AND ACCOMPLISHMENTS IN THE SOCIAL PROTECTION SECTOR FOCUSED ON BUILDING EVIDENCE AROUND THE GRADUATION MODEL (DESCRIBED BELOW), INFLUENCING POLICY DECISIONS AROUND THIS MODEL, AND PARTNERING WITH GOVERNMENTS TO EXPAND THE MODEL AT SCALE. IPA EVIDENCE FROM A SIX-COUNTRY STUDY FOUND IN 2015 THAT A "BIG PUSH" INTERVENTION THAT AIMED TO ADDRESS THE MANY CHALLENGES OF POVERTY SIMULTANEOUSLY, BOOSTED LIVELIHOODS, INCOME, AND HEALTH AMONG THE ULTRA-POOR. GIVEN THE PROVEN SUCCESS OF THE APPROACH, GOVERNMENTS AND DEVELOPMENT AGENCIES HAVE LAUNCHED EFFORTS TO EXPAND THE GRADUATION APPROACH TO MILLIONS OF PEOPLE. THE PROGRAM IS ALREADY BEING SCALED UP IN PAKISTAN AND INDIA, AND THE GOVERNMENT OF ETHIOPIA PLANS TO EXPAND THE PROGRAM TO BENEFIT 3 MILLION PEOPLE. IN 2017, ADDITIONAL SCALE-UPS AND EVALUATIONS OF DIFFERENT VERSIONS OF THE PROGRAM WERE UNDERWAY IN THE PHILIPPINES AND IN GHANA. IN ADDITION, IPA HELPED TO DESIGN AND IN 2017 BEGAN OVERSEEING EVALUATIONS OF THE ADAPTIVE SOCIAL PROTECTION PROGRAM IN THE SAHEL (BURKINA FASO, CHAD, MALI, MAURITANIA, NIGER, AND SENEGAL). THE GRADUATION APPROACH FORMS THE BASIS FOR THIS PROGRAM, WHICH AIMS TO INCREASE ACCESS TO EFFECTIVE SOCIAL PROTECTION SYSTEMS IN THE REGION, WHILE ALSO HELPING THE POOR AND VULNERABLE ADAPT TO CLIMATE-INDUCED CHANGES. NATHANAEL GOLDBERG, WHO DIRECTS IPA'S SOCIAL PROTECTION PROGRAM, IS ALSO ON THE LIVELIHOODS ADVISORY BOARD OF THE U.N.'S REFUGEE AGENCY (UNHCR), WHICH CURRENTLY HAS FIVE GRADUATION PROGRAM PILOTS, AND WILL BE EXPANDING TO 20. 1276576 411917 FINANCIAL INCLUSION PROGRAM: IN 2017, IPA'S MAJOR WORK OF ITS FINANCIAL INCLUSION PROGRAM WAS MANAGING $5 MILLION IN ON-GOING GRANTS TO BUILD THE EVIDENCE BASE ON FINANCIAL TOOLS AND PRODUCTS FOR THE POOR. THE WORK OF THE FIP PROGRAM HAS PRODUCED 17 WORKING OR PUBLISHED PAPERS TO DATE. ON-GOING WORK IN 2017 INCLUDED A STUDY ON THE IMPACT OF ALLOWING WORKERS ON A TEA FARM IN MALAWI TO DEFER PAYMENT OF A PART OF THEIR WAGES FOR THREE MONTHS UNTIL THE END OF THE HIGH SEASON AND FUNDING THE CASH ARM TO COMPARE THE IMPACTS OF CASH TO AN IN-KIND GRADUATION PROGRAM IN GHANA. IN 2017, FIP RELEASE RESULTS FROM KEY STUDIES. THESE INCLUDED FINDINGS FROM THE DOMINICAN REPUBLIC THAT, CONTRARY TO PREVIOUS RESEARCH, TEXT MESSAGE REMINDERS DID NOT INCREASE THE NUMBER OF SAVING ACCOUNTS AND LED PARTICIPANTS TO TRANSACT LESS THAN PARTICIPANTS WHO DID NOT RECEIVE ANY MESSAGES. AMONG OTHER RESULTS THAT CAME OUT WERE FINDINGS FROM A STUDY IN KENYA ON THE IMPACTS OF A "HIGH HOPES" LOCK-SAVINGS ACCOUNT, ON ACCOUNT USAGE, SAVINGS AND LOANS, AND SCHOOL ENROLLMENT. THE STUDY FOUND THAT MANY PARENTS USED THE ACCOUNTS--USAGE RATES INCREASED BY ABOUT 25 PERCENTAGE POINTS--AND THAT AMONG THOSE WHO TOOK UP THE ACCOUNT, TOTAL FINANCIAL SAVINGS INCREASED BY THREE TO FOUR TIMES. PARENTS WHO SAVED WERE ALSO 18-24 PERCENTAGE POINTS MORE LIKELY TO ENROLL THEIR CHILDREN IN HIGH SCHOOL. IN 2017, IPA ALSO MADE NOTABLE POLICY IMPACTS. FOR INSTANCE, USAID CITED SEVERAL STUDIES OF IPA IN A REPORT TO CONGRESS THAT EXPLAINED WHY USAID IS SHIFTING FOCUS FROM MICROFINANCE TO THE GRADUATION APPROACH AND BUILDING INCLUSIVE MARKET SYSTEMS. 27335387 2710877 ALL OTHERS: INNOVATIONS FOR POVERTY ACTION (IPA) IS A RESEARCH AND POLICY NONPROFIT THAT DISCOVERS AND PROMOTES EFFECTIVE SOLUTIONS TO GLOBAL POVERTY PROBLEMS. IN PARTNERSHIP WITH TOP RESEARCHERS IN THE FIELD, WE DESIGN AND IMPLEMENT RANDOMIZED EVALUATIONS TO MEASURE THE EFFECTIVENESS OF PROGRAMS AND POLICIES AIMED AT HELPING THE POOR. WE SPECIALIZE IN RANDOMIZED CONTROLLED TRIALS (RCTS) BECAUSE THIS RIGOROUS METHODOLOGY, CONSIDERED THE GOLD STANDARD OF IMPACT EVALUATION DESIGN, ALLOWS US TO ISOLATE THE EFFECTS OF A PROGRAM FROM OTHER FACTORS. LIKE IN MEDICAL TRIALS, RESEARCHERS ASSIGN PARTICIPANTS AT RANDOM TO DIFFERENT STUDY GROUPS. ONE OR MORE GROUPS RECEIVE A PROGRAM (THE "TREATMENT GROUPS") AND ANOTHER GROUP SERVES AS THE COMPARISON (OR "CONTROL") GROUP.IPA EVALUATIONS DO NOT SIMPLY GIVE A PASSING OR FAILING GRADE TO PROGRAMS, BUT RATHER SEEK TO UNCOVER AND DISENTANGLE CAUSAL MECHANISMS AND DETERMINE WHICH ADJUSTMENTS WILL MAKE A PROGRAM MORE EFFECTIVE.OUR WELL-ESTABLISHED PARTNERSHIPS IN THE COUNTRIES WHERE WE WORK, AND A STRONG UNDERSTANDING OF LOCAL CONTEXTS, HELP MAKE OUR RESEARCH PROJECTS SUCCESSFUL. OUR TEAMS OPERATING IN 21 COUNTRIES WORK ON THE GROUND TO DEVELOP NEW STUDIES WITH NGOS AND GOVERNMENT INSTITUTIONS INTERESTED IN CONDUCTING RIGOROUS EVALUATIONS OF THEIR PROGRAMS AND IN TESTING NEW IDEAS. IPA HAS MORE THAN 1,000 RESEARCH STAFF WHO IMPLEMENT THE RESEARCH ON THE GROUND. STUDIES RANGE IN TIME FROM MONTHS, TO YEARS, TO DECADES.ONCE AN INTERVENTION HAS PROVEN EFFECTIVE IN ONE CONTEXT, WE WORK TO TEST IT IN OTHER CONTEXTS. THIS REPLICATION PROCESS IS AN ESSENTIAL STEP ON THE PATH TO SCALING UP EFFECTIVE PROGRAMS.IPA HAS AN EXTENSIVE NETWORK OF MORE THAN 600 RESEARCHERS FROM AMONG THE TOP UNIVERSITIES IN THE WORLD WHO COLLABORATE WITH US IN DESIGNING AND CONDUCTING THE EVALUATIONS. MANY OF THESE ACADEMICS ARE PIONEERS IN THEIR FIELDS OF RESEARCH, PARTICULARLY IN DEVELOPMENT ECONOMICS.TO DATE, WE HAVE DESIGNED AND EVALUATED MORE THAN 400 POTENTIAL SOLUTIONS TO POVERTY PROBLEMS AND HAVE OVER 300 MORE EVALUATIONS IN PROGRESS. WITH THIS EXPERIENCE, IPA HAS DEVELOPED EXTENSIVE EXPERTISE IN CONDUCTING SUCCESSFUL EVALUATIONS, FROM THE INITIAL CONCEPT STAGE TO THE SHARING OF RESULTS. 27335387 2710877 31278956 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 X 29 0 1 187 1 0 1 KE GH LI MI ML RP UG SL PE ZA BG CO OC RW IV UV 0 0 0 0 0 0 0 0 X 10 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT NJ NY CA AL FL IL MA MD OR PA VA WI AR GA HI KS KY MI MN MS NH NM NC RI SC TN UT WV X X LUCY BERKOWITZ 2036729502 101 WHITNEY AVENUE NEW HAVEN CT 06510 DEAN KARLAN FOUNDER, PRESIDENT 5.00 X X 0 0 0 TREY BECK CHAIRMAN 5.00 X X 0 0 0 STEPHEN TOBEN VICE CHAIRMAN 5.00 X X 0 0 0 WENDY ABT DIRECTOR / TRUSTEE 5.00 X 0 0 0 BENJAMIN S APPEN DIRECTOR / TRUSTEE 5.00 X 0 0 0 HEATHER WOODRUFF GRIZZLE DIRECTOR / TRUSTEE 5.00 X 0 0 0 LAURA HATTENDORF DIRECTOR / TRUSTEE 5.00 X 0 0 0 JAMES J PRESCOTT DIRECTOR / TRUSTEE 5.00 X 0 0 0 KENTARO TOYAMA DIRECTOR / TRUSTEE 5.00 X 0 0 0 ANKUR VORA DIRECTOR / TRUSTEE 5.00 X 0 0 0 LUCY BERKOWITZ CHIEF FINANCIAL ADMINISTRATIVE OFFICER 40.00 X 181672 0 14504 ANNIE DUFLO CHIEF EXECUTIVE OFFICER 40.00 X 171456 0 8197 STACEY DAVES-OHLIN GENERAL COUNSEL/CHRO 40.00 X 166250 0 23026 PORANEE KINGPETCHARAT CHIEF INFORMATIONS OFFICER 40.00 X 144628 0 2479 JULIE PETERS GRANTS DIRECTOR 40.00 X 115804 0 13484 PACE P PHILLIPS DIRECTOR OF BUSINESS & PROGRAMS DEVELOPMENT 40.00 X 103274 0 14408 883084 0 76098 6 0 1 0 0 4861715 37652195 701559 42513910 5541 5541 42519451 0 0 5541 1953176 1953176 1225376 1225376 375829 300664 71407 3758 19443852 14866161 4288513 289178 3158526 2632039 526487 823199 681405 133032 8762 1187582 865568 299806 22208 1068411 860540 184927 22944 3531872 3313227 197016 21629 614463 565077 42791 6595 49947 17 49930 64545 17033 44816 2696 209653 98264 105067 6322 PROGRAM SUPPLIES 1410521 1410503 18 OTHER EXPENSES 1372256 1046659 255723 69874 OUTSIDE SERVICES 863213 862538 637 38 MOTOR VEHICLE EXPENSE 581178 580040 1138 400669 669 400000 38334268 31278956 6601308 454004 5894612 5596837 22210 724144 2567055 1552648 13617634 10121478 394957 1101565 1155495 888740 90190 266755 42669 94925 22629327 19458352 5127319 4297951 20418872 13892082 1200000 1200000 26746191 19390033 X -6138668 -1321900 2021804 1390219 -4116864 68319 22629327 19458352 4185183 0 X 0 1 X 1 1 1 X 40518319 42565771 39163597 49609926 42513910 214371523 40518319 42565771 39163597 49609926 42513910 214371523 27482488 186889035 7226 3036 2565 14470 5541 32838 214404361 0.87170 0.87970 X 337335 334928 2407 235297 190944 44353 582863 362868 219995 266755 LINE OF CREDIT 1200000 1200000 42519451 0 42519451 0 42519451 38334268 0 38334268 0 38334268 0 CENTRAL AMERICA AND CARIBBEAN 0 26 PROGRAM SERVICES IMPACT EVALUATION 1806017 EAST ASIA AND THE PACIFIC 1 13 PROGRAM SERVICES IMPACT EVALUATION 2449152 MIDDLE EAST AND NORTH AFRICA 0 5 PROGRAM SERVICES IMPACT EVALUATION 304369 NORTH AMERICA 3 153 PROGRAM SERVICES IMPACT EVALUATION 6528787 SOUTH AMERICA 3 6 PROGRAM SERVICES IMPACT EVALUATION 898888 SOUTH ASIA 2 34 PROGRAM SERVICES IMPACT EVALUATION 2133104 SUB-SAHARAN AFRICA 14 507 PROGRAM SERVICES IMPACT EVALUATION 24213950 23 744 0 0 23 744 38334267 0 38334267 SUB-SAHARAN AFRICA IMPACT EVALUATION MCME GHANA 232244 WIRE TRANSFER SUB-SAHARAN AFRICA E WAREHOUSING FOR SMALLHOLDER FARMERS - 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ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, ESCAPING POVERTY 316958 WIRE TRANSFER SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, GATES OPP1114464 31427 WIRE TRANSFER SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, UNCOVERING BARRIERS TO HIGH GROWTH ENTREPRENEURSHIP 4975 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM EQUITY BASED MICROFINANCE CONTRACTS FOR MICROENTERPRISES 70000 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM LOCAL BUDGET TRANSPARENCY (BTI) 64670 WIRE TRANSFER NONE 0 0 0 0 0 0 PART I, LINE 2: PRIOR TO ISSUING A SUBAWARD, IPA CONDUCTS A DUE DILIGENCE PROCESS TO EVALUATE SUBAWARDEES, INCLUDING GENERAL INFORMATION ON THE ORGANIZATION, ITS HISTORY, FINANCIAL SYSTEMS AND INTERNAL CONTROLS AND COPIES OF FEDERAL SINGLE AUDITS (IF APPLICABLE) OR TWO YEARS OF AUDITED FINANCIAL STATEMENTS. IPA ALSO REVIEWS THE ORGANIZATION AND ITS OFFICERS AGAINST THE RELEVANT ANTI-TERRORISM AND DEBARRED AGENCIES LISTS. ONCE AN ORGANIZATION HAS BEEN VETTED AND APPROVED TO RECEIVE A SUBAWARD, IPA SIGNS A SUBAWARD AGREEMENT WITH THE ORGANIZATION THAT SPECIFIES THE SCOPE OF WORK, BUDGET, PAYMENT TERMS AND DELIVERABLES. IPA'S PROGRAM STAFF MONITOR PERFORMANCE BY SUBAWARDEES AND RECEIVE AND APPROVE DELIVERABLES PRIOR TO APPROVING RELEASE OF PAYMENT. FINANCIAL REPORTS ARE REVIEWED AGAINST APPROVED BUDGETS AND SUPPORTING DOCUMENTATION IS REQUESTED FOR ANY QUESTIONED EXPENSES. FINAL PAYMENT IS NOT RELEASED UNTIL ALL DELIVERABLES HAVE BEEN MET, INCLUDING FINANCIAL REPORTING. 1 BALTIMORE CASH CAMPAIGN CO JOB OPPORTUNITIES TASK FORCE 217 EAST REDWOOD STREET SUITE 1500 BALTIMORE MD 21202 522278450 C CORPORATION 4459 BALTIMORE CASH COLUMBIA UNIVERSITY 116TH BROADWAY NEW YORK NY 10027 135598093 501C3 12607 IGC9213 1-VRC-VLIB-VXXXX-89213 COMMUNITY HEALTH CENTER INC 635 MAIN STREET MIDDLETOWN CT 06457 060897105 501C3 39822 ROMAN, EMMANUEL EMORY UNIVERSITY 201 DOWMAN DRIVE ATLANTA GA 30322 580566256 501C3 16084 CBEHPP EVALUATION SUPPLEMENT FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION 2000 LEVY AVENUE BUILDING A SUITE 351 TALLAHASSEE FL 32310 593211153 501C3 34364 IMPACTS OF BIHAR RURAL LIVELIHOODS GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE FAIRFAX VA 22030 540836354 EXEMPT, SEC 170 3461 WEL3968 VAW MEXICO GEORGETOWN UNIVERSITY 37 AND O STREET NW WASHINGTON DC 20057 530196603 501C3 3634 CBEHPP EVALUATION SUPPLEMENT GEORGETOWN UNIVERSITY 37 AND O STREET NW WASHINGTON DC 20057 530196603 501C3 5000 FINANCIAL SERVICES FOR THE POOR RESEARCH FUND_US INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE 1201 I STREET NW WASHINGTON DC 20005 521041632 501C3 13736 CONSERVATION AGRICULTURE GHANA (CAGE) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE 1201 I STREET NW WASHINGTON DC 20005 521041632 501C3 99998 IMPACTS OF BIHAR RURAL LIVELIHOODS 3IE OW3.1243 INDIA INTERNATIONAL HEALTH RESEARCH ASSOCIATES 337 WEST SISTER VIEW AVENUE SISTERS OR 97759 753029804 FOR PROFIT 2000 CBEHPP EVALUATION SUPPLEMENT INTERNATIONAL RESCUE COMMITTEE (IRC) 122 EAST 42ND STREET NEW YORK NY 10168 135660870 501C3 332348 STRENGTHENING THE EVIDENCE BASE FOR IPV PREVENTION (INCLUDES SUBCONTRACT TO IRC) INTUIT 2632 MARINE WAY MOUNTAIN VIEW CA 94043 770034661 C CORPORATION 130018 FINANCIAL SERVICES FOR THE POOR RESEARCH FUND_US MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005984 501C3 12267 JCF0002 COCOA PRODUCING COMMUNITIES MICHIGAN STATE UNIVERSITY 426 AUDITORIUM ROAD EAST LANSING MI 48824 386005984 501C3 25955 LSH0001 IMMANA FARMER LIVELIHOODS MONEY MANAGEMENT INTERNATIONAL INC 14141 SOUTHWEST FREEWAY SUITE 1000 SUGAR LAND TX 77478 760691702 FOR PROFIT 16137 FORD FOUNDATION 0150-0745 NEW YORK UNIVERSITY 70 WASHINGTON SQUARE SOUTH NEW YORK NY 10012 135562308 501C3 140079 WBK5595 PRE-SCHOOL QUALITY GHANA NORTHWESTERN UNIVERSITY 601 UNIVERSITY PLACE SUITE 8 EVANSTON IL 60208 042103580 501C3 3625 MIT3906 SUBAWARD 5710003906 PRESIDENT & FELLOWS OF HARVARD COLLEGE 1563 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 042103580 501C3 20000 FINANCIAL SERVICES FOR THE POOR RESEARCH FUND_US RESEARCH FOUNDATION FOR STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12207 141368361 501C3 42753 SOAPY WATER SEARCH FOR COMMON GROUND 1601 CONNECTICUT AVENUE NW SUITE 200 WASHINGTON DC 20009 521257425 501C3 68415 EVALUATING THE FAST-TRACK TRANSFORMATIONAL TEACHER TRAINING (FTTT) & MODEL PRACTICE CLASSROOMS IN GHANA STANFORD UNIVERSITY 3145 PORTER DRIVE PALO ALTO CA 94304 941156365 501C3 15949 SOAPY WATER THE COLLEGE OF WILLIAM AND MARY 200 STADIUM DRIVE WILLIAMSBURG VA 23185 540734117 501C3 10000 FINANCIAL SERVICES FOR THE POOR RESEARCH FUND_US THE REGENTS OF THE UNIVERSITY OF CALIFORNIA- SAN FRANCISCO 1855 FOLSOM STREET CUITE 425 SAN FRANCISCO CA 94143 946036493 501C3 87348 BMG0012 AHME GATES DFID OPP1044138 THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET FIRST FLOOR ANN ARBOR MI 48109 386006309 501C3 23106 MRG003_2355 FINANCE AND NETWORKS: EXPRIMENTS IN CHINA THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET FIRST FLOOR ANN ARBOR MI 48109 386006309 501C3 29802 LSH0001 IMMANA FARMER LIVELIHOODS THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET FIRST FLOOR ANN ARBOR MI 48109 386006309 501C3 215805 LABELED REMITTANCES THE REGENTS OF UNIVERSITY OF CALIFORNIA BERKELEY 1739 PLEASANT VALLEY AVENUE OAKLAND CA 94611 946002123 OTHER, GOV'T. 260167 BMG0012 AHME GATES DFID OPP1044138 THE REGENTS OF UNIVERSITY OF CALIFORNIA BERKELEY 1739 PLEASANT VALLEY AVENUE OAKLAND CA 94611 946002123 OTHER, GOV'T. 34500 HARD V. SOFT SKILLS W#5234 THE REGENTS OFTHE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 58772 UBS0001 UBS PSL LIBERIA THE REGENTS OFTHE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 501C3 30000 FINANCIAL SERVICES FOR THE POOR RESEARCH FUND_US THE TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 801 SPRUCE STREET PHILADELPHIA PA 19107 231352685 501C3 13833 EVALUATING THE FAST-TRACK TRANSFORMATIONAL TEACHER TRAINING (FTTT) & MODEL PRACTICE CLASSROOMS IN GHANA TUFTS UNIVERSITY SPONSORED PROGRAMS ACCOUNTING 419 BOSTON AVENUE MEDFORD MA 02155 042103634 501C3 51756 WASH B UCB-GATES KENYA UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET FRANKLIN BUILDING PHILADELPHIA PA 19104 231352685 501C3 36539 EVALUATING THE FAST-TRACK TRANSFORMATIONAL TEACHER TRAINING (FTTT) & MODEL PRACTICE CLASSROOMS IN GHANA UNIVERSITY OF VIRGINIA 1001 NORTH EMMET STREET CHARLOTTESVILLE VA 22904 546001796 501C3 41769 ECON & FIN MODELS FOR PRICING & SETTING SANITATION TARIFFS FOR THE URBAN POOR OTHER 101 WHITNEY AVENUE NEW HAVEN CT 06510 OTHER, GOV'T. 17068 OTHER 25 4 PART I, LINE 2: PRIOR TO ISSUING A SUBAWARD, IPA CONDUCTS A DUE DILIGENCE PROCESS TO EVALUATE SUBAWARDEES, INCLUDING GENERAL INFORMATION ON THE ORGANIZATION, ITS HISTORY, FINANCIAL SYSTEMS AND INTERNAL CONTROLS AND COPIES OF FEDERAL SINGLE AUDITS (IF APPLICABLE) OR TWO YEARS OF AUDITED FINANCIAL STATEMENTS. IPA ALSO REVIEWS THE ORGANIZATION AND ITS OFFICERS AGAINST THE RELEVANT ANTI-TERRORISM AND DEBARRED AGENCIES LISTS. ONCE AN ORGANIZATION HAS BEEN VETTED AND APPROVED TO RECEIVE A SUBAWARD, IPA SIGNS A SUBAWARD AGREEMENT WITH THE ORGANIZATION THAT SPECIFIES THE SCOPE OF WORK, BUDGET, PAYMENT TERMS AND DELIVERABLES. IPA'S PROGRAM STAFF MONITOR PERFORMANCE BY SUBAWARDEES AND RECEIVE AND APPROVE DELIVERABLES PRIOR TO APPROVING RELEASE OF PAYMENT. FINANCIAL REPORTS ARE REVIEWED AGAINST APPROVED BUDGETS AND SUPPORTING DOCUMENTATION IS REQUESTED FOR ANY QUESTIONED EXPENSES. FINAL PAYMENT IS NOT RELEASED UNTIL ALL DELIVERABLES HAVE BEEN MET, INCLUDING FINANCIAL REPORTING. X X X 0 0 0 0 0 0 0 0 0 LUCY BERKOWITZ CHIEF FINANCIAL ADMINISTRATIVE OFFIC 181672 0 0 0 0 0 0 0 14504 0 196176 0 0 0 ANNIE DUFLO CHIEF EXECUTIVE OFFICER 171456 0 0 0 0 0 0 0 8197 0 179653 0 0 0 STACEY DAVES-OHLIN GENERAL COUNSEL/CHRO 166250 0 0 0 0 0 0 0 23026 0 189276 0 0 0 X 7 701559 FAIR MARKET VALUE 0 0 1 PART I, LINE 32B: MERRILL LYNCH IS UTILIZED TO SELL STOCK THAT IS CONTRIBUTED TO THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. A COPY OF THE DRAFT FORM 990 IS CIRCULATED ELECTRONICALLY TO THE FULL BOARD OF TRUSTEES FOR DISCUSSION AND COMMENT. EACH BOARD MEMBER IS PROVIDED OPPORTUNITY TO COMMENT ON THE INFORMATION CONTAINED IN THE 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL NEW BOARD OF DIRECTORS AND OFFICERS ARE ASKED TO RENEW AND ACKNOWLEDGE THEIR COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS. THE ORGANIZATION DISTRIBUTES AN ANNUAL QUESTIONNAIRE TO ALL BOARD OF DIRECTORS AND OFFICERS. THE PRESIDENT PRESENTS CONFLICTS OF INTEREST TO THE AUDIT & FINANCE COMMITTEE, WHO IS TASKED WITH REVIEWING POTENTIAL CONFLICTS OF INTEREST AND IF NECESSARY TAKING TO THE BOARD OF DIRECTORS FOR FURTHER REVIEW AND CONSIDERATION FOR DETERMINING COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UNDERTAKES A THOROUGH PROCESS FOR DETERMINING THE COMPENSATION OF ITS EXECUTIVE OFFICERS, AND USES THE SAME PROCESS FOR ALL EMPLOYEES. THE ORGANIZATION RELIES ON MARKET ANALYSIS TO DETERMINE COMPENSATION ACROSS ALL LEVELS, USING SIMILARLY SIZED ORGANIZATIONS AS A BENCHMARK. THE ORGANIZATION HIRED A NONPROFIT PROFESSIONAL ADVISORY GROUP TO PERFORM THE SPECIFIC ANALYSIS, AS WELL AS TO SEARCH FOR THE CHIEF FINANCIAL OFFICER. IT SHOULD BE NOTED THAT THE PRESIDENT AND CEO IS THE FOUNDER OF THE ORGANIZATION. THE PRESIDENT DRAWS NO SALARY FROM INNOVATIONS FOR POVERTY ACTION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS, FORM 990 AND ANNUAL SUMMARY ARE POSTED ON THE ORGANIZATION'S WEBSITE AND ARE AVAILABLE AT THE ADDRESS LISTED ON PAGE 1 OF THE FORM 990. THE FORM 990 IS, LIKEWISE, PUBLISHED ON WWW.GUIDESTAR.ORG. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST AND AT MANAGEMENT'S DISCRETION. THEY ARE OFTEN PICKED UP FOR OTHER CHARITY EVALUATION WEBSITES SUCH AS CHARITY NAVIGATOR.