2018-11-15T07:35:02-06:00 2017-12-31 410746749 CLIFTONLARSONALLEN LLP 610 W GERMANTOWN PIKE STE 400 PLYMOUTH MEETING PA 19462 990 2017-01-01 231731998 FOREIGN POLICY RESEARCH INSTITUTE FORE 2157323774 1528 WALNUT STREET SUITE 610 PHILADELPHIA PA 19102 COLLY BURGWIN ASSISTANT TREASURER 2157323774 2018-11-13 1 CONNIE M LIRA P00481097 2156433900 67.137.57.251 2018-11-13 18:14:23 ES P 2F542D77562765624DD25E3C4252385A52575023 28698AAE8AAF239F46C0E0B7A1BBA5F21C2E160A 2017 2019-02-21 02:37:17Z ALAN LUXENBERG 1528 WALNUT STREET SUITE 610 PHILADELPHIA PA 19102 2763463 0 X WWW.FPRI.ORG X 1970 DE THE FOREIGN POLICY RESEARCH INSTITUTE IS DEDICATED TO BRINGING THE INSIGHTS OF SCHOLARSHIP TO BEAR ON THE FOREIGN POLICY AND NATIONAL SECURITY CHALLENGES FACING THE UNITED STATES. IT SEEKS TO EDUCATE THE PUBLIC, TEACH TEACHERS, TRAIN STUDENTS, AND OFFER IDEAS TO ADVANCE U.S. NATIONAL INTERESTS BASED ON A NONPARTISAN, GEOPOLITICAL PERSPECTIVE THAT ILLUMINATES CONTEMPORARY INTERNATIONAL AFFAIRS THROUGH THE LENS OF HISTORY, GEOGRAPHY, AND CULTURE. 43 43 13 72 0 0 2189475 2271469 337041 346331 -4685 -1058 85049 67115 2606880 2683857 0 0 0 0 791858 835819 32351 0 193868 1313606 1613422 2137815 2449241 469065 234616 1639777 1914290 262370 302267 1377407 1612023 X THE FOREIGN POLICY RESEARCH INSTITUTE IS DEDICATED TO BRINGING THE INSIGHTS OF SCHOLARSHIP TO BEAR ON THE FOREIGN POLICY AND NATIONAL SECURITY CHALLENGES FACING THE UNITED STATES. IT SEEKS TO EDUCATE THE PUBLIC, TEACH TEACHERS, TRAIN STUDENTS, AND OFFER IDEAS TO ADVANCE U.S. NATIONAL INTERESTS BASED ON A NONPARTISAN, GEOPOLITICAL PERSPECTIVE THAT ILLUMINATES CONTEMPORARY INTERNATIONAL AFFAIRS THROUGH THE LENS OF HISTORY, GEOGRAPHY, AND CULTURE. 0 0 1299539 660 RESEARCH: FPRI BRINGS THE INSIGHTS OF SCHOLARSHIP TO BEAR ON THE DEVELOPMENT OF POLICIES THAT ADVANCE U.S. NATIONAL INTERESTS ABROAD, ADDING PERSPECTIVE TO EVENTS BY FITTING THEM INTO LONGER-RANGE PATTERNS, AND DEVELOPING ALTERNATIVE POLICIES TO DEAL WITH PRESSING U.S. INTERNATIONAL PROBLEMS. MAJOR RESEARCH PROGRAMS ARE: PROGRAM ON NATIONAL SECURITY; CENTER FOR THE STUDY OF AMERICA AND THE WEST; ASIA PROGRAM; PROGRAM ON THE MIDDLE EAST; EURASIA PROGRAM; AND THINK TANKS & FOREIGN POLICY. 95363 165976 PUBLICATIONS: FPRI SPONSORS AND PUBLISHES A WIDE ARRAY OF ARTICLES, PAPERS, BOOKS, E-BOOKS, AND OTHER PUBLICATIONS FOR POLICYMAKERS, FOR EDUCATORS, AND FOR THE PUBLIC. THESE INCLUDE: ORBIS: FPRI'S JOURNAL OF WORLD AFFAIRS; GEOPOLITICUS: THE FPRI BLOG; E-NOTES (REGULAR BULLETINS COVERING TOPICS IN THE NEWS, DISTRIBUTED BY E-MAIL AND FAX); FOOTNOTES (AN FPRI BULLETIN INTENDED FOR EDUCATORS); E-BOOKS (WEB-BASED MONOGRAPHS AND ESSAY COLLECTIONS). FPRI ALSO PROVIDES ACCESS TO AND DISTRIBUTES AUDIO-VISUAL MATERIALS, INCLUDING: A YOU-TUBE CHANNEL; REGULAR PODCASTS; V-NOTES (VIDEO ESSAYS FUSING SCHOLARLY RIGOR, RARE FOOTAGE, AND INNOVATIVE ANALYSIS ABOUT AMERICAN FOREIGN POLICY TOWARD THE ARAB WORLD AND BEYOND); FPRI RADIO (PODCASTS BETWEEN MEMBERS OF THE FPRI STAFF AND LEADING EXPERTS ON CURRENT EVENTS RELATING TO AND AFFECTING WORLD AFFAIRS). THE EURASIA PROGRAM OFFERS SPECIAL REPORTS ON RUSSIAN FOREIGN POLICY AND THE RUSSIAN ECONOMY, PLUS THE BALTIC BULLETIN AND A SERIES ON THE BLACK SEA. 377749 125918 LECTURES & SEMINARS: FPRI HOSTS NUMEROUS EVENTS THROUGHOUT THE YEAR, SUCH AS BRIEFINGS, BOOKTALKS, AND LECTURES ON ALL ASPECTS OF FOREIGN AFFAIRS. THESE LECTURES AND SEMINARS INCLUDE: AN ANNUAL DINNER WHERE WE AWARD THE BENJAMIN FRANKLIN AWARD FOR PUBLIC SERVICE TO A LEADING FIGURE IN INTERNATIONAL RELATIONS (AWARDEES HAVE INCLUDED HENRY KISSINGER, JAMES MATTIS, MICHAEL HAYDEN, AND ASH CARTER); THE ANNUAL GINSBURG-SATELL LECTURE ON AMERICAN IDENTITY AND CHARACTER; THE ANNUAL TEMPLETON LECTURE ON RELIGION AND WORLD AFFAIRS; AN ANNUAL BRUNCH WITH LEADING INTERNATIONAL SCHOLARS AND PLAYERS; GEOPOLITICS WITH GRANIERI (A MONTHLY EVENT FEATURING INTERVIEWS WITH GUEST SCHOLARS ON SUBJECTS IN THE NEWS); BRIEFINGS ON PHILADELPHIA'S MAIN LINE, IN PRINCETON, IN WASHINGTON DC, AND ELSEWHERE; MONTHLY SALONS WITH LEADING THINKERS AT THE HOMES OF PRIVATE INDIVIDUALS IN PHILADELPHIA, NEW YORK CITY, AND MIAMI, DRAWING ACADEMICS AND BUSINESS LEADERS TOGETHER FOR INTIMATE DISCUSSIONS ON PRESSING ISSUES OF THE DAY. 196171 742 HISTORY INSTITUTES FOR HIGH SCHOOL TEACHERS: THE BUTCHER HISTORY INSTITUTE, CO-CHAIRED BY PULITZER PRIZE-WINNING HISTORIAN WALTER A. MCDOUGALL AND FPRI SENIOR FELLOW DAVID EISENHOWER, AIMS TO CONTRIBUTE TO THE MORE EFFECTIVE TEACHING OF HISTORY AND TO THE PUBLIC DISCOURSE OVER AMERICA'S IDENTITY AND ITS ROLE IN THE WORLD. RECURRING HISTORY INSTITUTES ADDRESS AMERICAN MILITARY HISTORY AND TOPICS CONCERNING THE MIDDLE EAST, AND EURASIA. THE INSTITUTES ARE PRESENTED BY DISTINGUISHED SCHOLARS FROM FPRI AND ELSEWHERE. THE INSTITUTES ARE WEEKEND-LONG SEMINARS PRESENTED TO HIGH-SCHOOL TEACHERS FROM AROUND THE COUNTRY, WHOSE LODGING AND TRAVEL COSTS ARE SUBSIDIZED BY FPRI. INTERNATIONAL TOURS: FPRI HAS INITIATED WEEK-LONG STUDY TRIPS FOCUSED ON ASIA, WITH A TOUR OF SECONDARY SCHOOL TEACHERS TO SOUTH KOREA IN 2015, AND JAPAN IN 2016, AND JAPAN AGAIN PLANNED FOR 2018. CIVIC EDUCATION: BUILDING ON OUR TWENTY YEARS OF WORK WITH HIGH SCHOOL TEACHERS, FPRI'S CENTER FOR THE STUDY OF AMERICA AND THE WEST HAS BEGUN AN AMBITIOUS PROGRAM IN CIVIC EDUCATION FOR STUDENTS. THIS INITIATIVE INCLUDES BOTH PARTNERSHIPS WITH LOCAL SCHOOLS AND THE PRODUCTION OF MATERIALS AIMED AT SCHOOL AUDIENCES, TO ENRICH YOUNG PEOPLE'S UNDERSTANDING OF THE INSTITUTIONS AND IDEAS THAT SHAPE AMERICAN POLITICAL LIFE. THROUGH THE DEVELOPMENT OF MULTIMEDIA PRIMERS ON IMPORTANT AMERICAN AND WESTERN INSTITUTIONS, AS WELL AS A SERIES OF EDUCATIONAL SIMULATION PROGRAMS ON THE FOUNDING AND THE CORNERSTONES OF AMERICAN LIBERTY, THE CENTER IS MAKING A TIMELY CONTRIBUTION TO CIVIC EDUCATION AND GOOD CITIZENSHIP NOT ONLY IN PHILADELPHIA BUT NATIONALLY. CONSULTING: FPRI PROVIDES THE KNOWLEDGE AND SERVICES OF ITS FELLOWS AND SCHOLARS TO ORGANIZATIONS AND INDIVIDUALS NEEDING EXPERTISE IN VARIOUS ASPECTS OF FOREIGN POLICY AND INTERNATIONAL RELATIONS. 196171 742 1968822 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 56 0 1 13 1 0 0 0 0 0 1 1 0 0 0 0 X 43 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X X THE ORGANIZATION 2157323774 1528 WALNUT STREET SUITE 610 PHILADELPHIA PA 19102 JAMES H AVERILL TRUSTEE 2.00 X 0 0 0 J MICHAEL BARRON TRUSTEE 2.00 X 0 0 0 EDWARD BISHOP TRUSTEE 2.00 X 0 0 0 RAZA BOKHARI TRUSTEE 2.00 X 0 0 0 GWEN BOROWSKY TRUSTEE 2.00 X 0 0 0 RUTH BRAMSON TRUSTEE 2.00 X 0 0 0 RICHARD P BROWN JR TRUSTEE 2.00 X 0 0 0 ROBERT E CARR TRUSTEE 2.00 X 0 0 0 AHMED CHARAI TRUSTEE 2.00 X 0 0 0 WINSTON J CHURCHILL TRUSTEE 2.00 X 0 0 0 WILLIAM L CONRAD TRUSTEE 2.00 X 0 0 0 DEVON CROSS TRUSTEE 2.00 X 0 0 0 GERARD CUDDY TRUSTEE 2.00 X 0 0 0 PETER DACHOWSKI TRUSTEE 2.00 X 0 0 0 ROBERT A FOX TRUSTEE 2.00 X 0 0 0 GARY A FRANK TRUSTEE 2.00 X 0 0 0 JAMES H GATELY TRUSTEE 2.00 X 0 0 0 SUSAN H GOLDBERG TRUSTEE 2.00 X 0 0 0 CHARLES B GRACE JR TRUSTEE 2.00 X 0 0 0 JOHN R HAINES TRUSTEE 2.00 X 0 0 0 SA IBRAHIM TRUSTEE 2.00 X 0 0 0 DONALD R KARDON TRUSTEE 2.00 X 0 0 0 MARINA KATS TRUSTEE 2.00 X 0 0 0 LT GEN JEFFREY KOHLER TRUSTEE 2.00 X 0 0 0 HON JOHN F LEHMAN TRUSTEE 2.00 X 0 0 0 DAVID CM LUCTERHAND TRUSTEE 2.00 X 0 0 0 DAVID MARSHALL TRUSTEE 2.00 X 0 0 0 RONALD J NAPLES TRUSTEE 2.00 X 0 0 0 MICHAEL NOVAKOVIC TRUSTEE 2.00 X 0 0 0 EDWARD O CONNOR TRUSTEE 2.00 X 0 0 0 ROBERT O DONNELL TRUSTEE 2.00 X 0 0 0 MARSHALL W PAGON TRUSTEE 2.00 X 0 0 0 JAMES M PAPADA III TRUSTEE 2.00 X 0 0 0 JOHN W PIASECKI TRUSTEE 2.00 X 0 0 0 ALAN L REED TRUSTEE 2.00 X 0 0 0 EILEEN ROSENAU TRUSTEE 2.00 X 0 0 0 LIONEL SAVADOVE TRUSTEE 2.00 X 0 0 0 ADELE K SCHAEFFER TRUSTEE 2.00 X 0 0 0 EDWARD L SNITZER TRUSTEE 2.00 X 0 0 0 HILLARD R TORGERSON TRUSTEE 2.00 X 0 0 0 ROBERT L FREEDMAN CHAIRMAN 2.00 X X 0 0 0 HON JOHN HILLEN TREASURER 2.00 X X 0 0 0 SAMUEL J SAVITZ VICE CHAIR 2.00 X X 0 0 0 HON DOV S ZAKHEIM VICE CHAIR 2.00 X X 0 0 0 MAUREEN AUSTIN TRUSTEE 2.00 X 0 0 0 GENE CUNNINGHAM TRUSTEE 2.00 X 0 0 0 ALAN H LUXENBERG PRESIDENT 40.00 X 166167 0 15658 ELI S GILMAN SECRETARY 40.00 X 78083 0 11375 GEORGE C BURGWIN ASST TREASURER 40.00 X 89104 0 11867 333354 0 38900 1 0 1 1 ED TURZANSKI 3887 ALVERTA PLACE PHILADELPHIA PA 19154 RESEARCH FELLOW 144000 1 2271469 79606 2271469 MEMBERSHIPS & PARTNERS 928120 221030 221030 PUBLICATIONS 511120 100032 100032 LECTURES & SEMINARS 713990 25269 25269 346331 1418 1418 65965 65965 77130 79606 -2476 -2476 -2476 1150 1150 1150 2683857 412296 0 92 372252 152231 127160 92861 371627 339405 16344 15878 10869 11101 -185 -47 26452 29660 -1519 -1689 54619 37788 9625 7206 8746 6031 2542 173 21093 7559 4471 9063 59051 12924 46127 112827 88036 16674 8117 52952 32722 18944 1286 115657 83273 20934 11450 122426 117858 2984 1584 265535 258831 6104 600 20301 12443 7359 499 13161 8066 4771 324 HONORARIA & STIPEND 736314 735819 495 0 OTHER 85359 35075 49848 436 2449241 1968822 286551 193868 793945 956463 150108 228581 554000 615400 77452 72295 14718 14185 139315 117042 42574 22273 6980 5093 1639777 1914290 86977 122348 0 0 175393 179919 262370 302267 X 61136 -24429 1316271 1636452 0 0 1377407 1612023 1639777 1914290 234616 0 X 0 1 X 1 0 X 1243384 1298460 1212188 2189475 2271469 8214976 1243384 1298460 1212188 2189475 2271469 8214976 4628509 3586467 46 30 11 324 1418 1829 9127 150 9277 8226082 1991734 0.43600 0.54050 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME 139315 117042 22273 22273 X 2683857 0 2683857 0 2683857 2449241 0 2449241 0 2449241 PART X, LINE 2: THE INSTITUTE IS EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND APPLICABLE STATE LAW. THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. IF THE INSTITUTE WERE TO INCUR ANY INCOME TAX LIABILITY IN THE FUTURE, INTEREST ON ANY INCOME TAX LIABILITY WOULD BE REPORTED AS INTEREST EXPENSE AND PENALTIES ON INCOME TAX WOULD BE REPORTED AS INCOME TAXES. THERE ARE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES AS OF AND FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016. X X X X X X 1 SCULTZ & WILLIAMS 1617 JFK BOULEVARD SUITE 1700 PHILADELPHIA PA 19103 0 0 8760 -8760 8760 -8760 SCHEDULE G, PART I, LINE 2B, COLUMN (V) . SCHEDULE G, PART 1 COLUMN II (ACTIVITY) BUILD A DONOR-CENTRIC CASE FOR SUPPORT OF THE ORGANIZATION THAT OUTLINES CLEAR FUNDING PRIORITIES THAT WILL ADVANCE FPRI'S MISSION AND STRENGTHEN ITS INSTITUTIONAL CAPACITY THRU REVIEW OF FUNDRAISING HISTORY, INTERVIEWS WITH BOARD AND STAFF, AND EXTERNAL INTERVIEWS. X X X X 0 0 0 0 0 0 0 0 0 ALAN H LUXENBERG PRESIDENT 154167 0 12000 0 0 0 8308 0 7350 0 181825 0 0 0 X 11 79606 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B ORGANIZATION'S PROCESS TO REVIEW FORM 990: A DRAFT OF THE 990 IS PROVIDED TO TRUSTEES AND SENIOR MANAGEMENT FOR THEIR REVIEW AND COMMENTARY. THE VERSION OF THE 990 PREPARED FOR ELECTRONIC FILING IS THEN PROVIDED TO THE SAME INDIVIDUALS FOR FINAL REVIEW BEFORE E-FILING. FORM 990, PART VI, SECTION B, LINE 12C ENFORCEMENT OF CONFLICT OF INTEREST POLICY: CONFLICT OF INTEREST CERTIFICATIONS ARE REQUESTED FROM TRUSTEES & KEY EMPLOYEES AT THE BEGINNING OF EACH CALENDAR YEAR. MANAGEMENT PROVIDES COPIES OF : 1) THE CONFLICT OF INTEREST POLICY; 2) A LIST OF VENDORS, FINANCIAL INSTITUTIONS, EMPLOYEES, AND INDEPENDENT CONTRACTORS WITH WHICH THE ORGANIZATION DOES BUSINESS, AND 3) A CERTIFICATION FORM TO BE RETURNED, CERTIFYING THAT: 1) THE INDIVIDUAL HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND 2) SPECIFYING THE INDIVIDUAL'S CONFLICTS OF INTEREST, IF ANY, OR SPECIFYING THAT THE INDIVIDUAL HAS NO CONFLICTS. INTERIM CERTIFICATION REQUESTS ARE SUBMITTED TO INDIVIDUALS FOR ACTUAL OR POTENTIAL CONFLICTS THAT ARISE BETWEEN ANNUAL CERTIFICATIONS. POTENTIAL CONFLICTS THAT ARE DISCLOSED ARE DISCUSSED AND ACTED UPON BY THE FULL BOARD OF TRUSTEES. BOARD ACTIONS MAY INCLUDE: DETERMINATION THAT NO ACTUAL CONFLICT EXISTS AND THAT NO FURTHER ACTION IS REQUIRED BASED ON ANY REASONABLE GROUNDS, INCLUDING THE NOMINAL NATURE OF ANY INTEREST INVOLVED. IF AN ACTUAL CONFLICT IS DETERMINED TO EXIST, NEITHER FPRI NOR THE INTERESTED PERSON SHALL ENTER INTO OR CONTINUE THE TRANSACTION OR ARRANGEMENT PRESENTING THE CONFLICT UNLESS IT IS APPROVED BY THE BOARD. IN APPROVING A TRANSACTION OR RELATIONSHIP WHERE THERE IS A CONFLICT, THE BOARD SHALL CONSIDER WHETHER A MORE FAVORABLE ALTERNATIVE TRANSACTION OR ARRANGEMENT IS AVAILABLE WITH A PARTY THAT DOES NOT PRESENT A CONFLICT. IF A MORE ADVANTAGEOUS NON-CONFLICT TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER THE CIRCUMSTANCES, THE BOARD SHALL DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED TRUSTEES, WHETHER TO APPROVE A CONFLICT BY CONSIDERING WHETHER SUCH CONFLICT IS IN THE ORGANIZATION'S BEST INTEREST AND WHETHER IT IS FAIR AND REASONABLE. INDIVIDUALS WHO HAVE CONFLICTS ARE NOT PERMITTED TO PARTICIPATE IN THE DISCUSSIONS OR DECISIONS CONCERNING CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCESS FOR TOP OFFICIALS: COMPENSATION OF THE PRESIDENT IS REVIEWED AND RECOMMENDED TO THE BOARD OF TRUSTEES BY THE BOARD'S COMPENSATION COMMITTEE AS PART OF THE PROCESS OF APPROVING THE ANNUAL BUDGET. CRITERIA USED IN THE COMMITTEE'S DELIBERATIONS INCLUDE: COMPENSATION PAID BY SIMILAR ORGANIZATIONS IN TERMS OF FOCUS/ SIZE. THE BOARD OF TRUSTEES REVIEWS THE COMMITTEE'S RECOMMENDATION AND EITHER APPROVES THE RECOMMENDATION OR APPROVES A REVISED AMOUNT OF COMPENSATION. COMPENSATION OF OTHER STAFF IS DETERMINED BY SENIOR MANAGEMENT, IN CONSULTATION WITH THE FINANCE COMMITTEE, WITH REFERENCE TO COMPENSATION LEVELS FOR SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING AND OTHER DOCUMENTS DISCLOSURE EXPLANATION: THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, INDEPENDENT AUDIT AND FORM 990 ARE: 1) POSTED ON THE ORGANIZATION'S WEBSITE, 2) POSTED ON VARIOUS OTHER WEBSITES (EG: GUIDESTAR, CHARITY NAVIGATOR, AND 3) AVAILABLE TO THE PUBLIC UPON REQUEST.