2018-11-15T12:50:47-06:00 2017-12-31 331197384 ANDERSEN TAX LLC 3200 PARK CENTER DRIVE STE 1200 COSTA MESA CA 92626 990PF 2017-01-01 330868088 THE DAVID AND DIANA SUN FOUNDATION DAVI 7144352640 PO BOX 8566 FOUNTAIN VALLEY CA 92728 DARA SUN TREASURER 7144352640 2018-11-13 1 NANCY YUM P01472995 9498854550 2018-11-13 76.81.216.50 2018-11-13 15:20:40 PS P 95DB1D688DE8658E4B5D57A42FA37390B4B06BB9 AF8CEB370D326163F0BB3B0FE9FA6EE2BD1C282B 2017 2019-02-21 02:37:17Z X 58227725 X 20273052 1285 1285 858336 862263 1888399 29842221 1774239 23021072 2637787 0 0 0 0 0 14544 7272 0 7272 23358 11679 0 11679 57351 2394 0 0 89 45 0 45 206413 198962 0 7453 301755 220352 0 26449 1568000 2989500 1869755 220352 0 3015949 21151317 2417435 0 10447042 1299542 1299542 26138734 56919453 56919453 30736 8730 8730 36616512 58227725 58227725 1421500 132091 0 1553591 0 X 35062921 58227725 35062921 58227725 36616512 58227725 35062921 21151317 2013487 58227725 0 58227725 PUBLICLY TRADED STOCKS P 17746343 17149797 596546 596546 PUBLICLY TRADED STOCKS P 11730028 10918185 811843 811843 CAPITAL GAINS DIVIDENDS P 365850 365850 365850 1774239 596546 0 1058314 21286788 0.049717 4610602 23170604 0.198985 1905727 4511576 0.422408 2818551 1652736 1.705385 1744329 629727 2.769977 5.146472 1.029294 37050570 38135929 24174 38160103 3015949 48349 0 48349 0 48349 65747 200000 0 265747 104 217294 217294 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 1 1 N/A ALBERT KONG 7144352600 17600 NEWHOPE STREET FOUNTAIN VALLEY CA 92708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 DAVID SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 PRESIDENT 1.00 0 0 0 DIANA SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 VICE PRESIDENT 1.00 0 0 0 DARA SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 TREASURER 1.00 0 0 0 DIANA KONG PO BOX 8566 FOUNTAIN VALLEY CA 92728 SECRETARY 1.00 0 0 0 MEI WONG PO BOX 8566 FOUNTAIN VALLEY CA 92728 DIRECTOR 1.00 0 0 0 YVONE CURRY PO BOX 8566 FOUNTAIN VALLEY CA 92728 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 33388421 4226371 0 37614792 0 0 37614792 564222 37050570 1852529 1852529 48349 48349 1804180 0 1804180 0 1804180 3015949 0 3015949 0 3015949 1804180 0 0 1712849 2768102 1819325 3458307 86452 9845035 3015949 0 0 0 1804180 1211769 0 0 11056804 0 0 0 0 0 0 1712849 9343955 2768102 1819325 3458307 86452 1211769 X ORANGE COUNTY COMMUNITY FOUNDATION 4041 MACARTHUR BLVD 510 NEWPORT BEACH CA 92660 N/A PC SUPPORT FOR COLLEGE EDUCATION SCHOLARSHIP 1000000 ASIAN AMERICAN SENIOR CITIZENS SERVICE CENTER INC 850 NORTH BIRCH STREET BREA CA 92701 N/A PC SUPPORT FOR EDUCATION & EMPLOYMENT SERVICE TO SENIORS IN ASIAN COMMUNITIES 10000 IRVINE EVERGREEN CHINESE SENIOR ASSOCIATION 20 LAKE ROAD IRVINE CA 92604 N/A PC SUPPORT FOR SOCIAL PROGRAMS FOR CHINESE SENIORS IN LOCAL COMMUNITIES 5000 UNIVERSITY OF CALIFORNIA IRVINE FOUNDATION 120 THEORY SUITE 150 IRVINE CA 92697 N/A PC SUPPORT FOR EDUCATION AND VARIOUS UNIVERSITY PROGRAMS 12000 SOUTH COAST CHINESE CULTURAL ASSOCIATION 9 TRUMAN STREET IRVINE CA 92620 N/A PC SUPPORT FOR SOCIAL PROGRAMS FOR CHINESE SENIORS IN LOCAL COMMUNITIES 500000 FU JEN UNIVERSITY FOUNDATION 20651 GOLDEN SPRINGS DRIVE WALNUT CA 91789 N/A PC SUPPORT FOR EDUCATION 40000 AYALA GIRLS GOLF BOOSTER CLUB 14255 PEYTON DRIVE CHINO HILLS CA 91790 N/A PC SUPPORT FOR EDUCATION 1000 1568000 0 14 1285 14 858336 18 1888399 0 2748020 0 2748020 0 0 0 0 0 0 0 0 0 0 X X 1 DAVID SUN PO BOX 8566 FOUNTAIN VALLEY CA 92728 20273052 X 1 87 SHARES 3M COMPANY 20756 2017-12-18 1 1300 SHARES AAON INC COM PAR $0.004 46800 2017-12-18 1 1069 SHARES ABBVIE INC COM USD0.01 105109 2017-12-18 1 143 SHARES ALLEGIANT TRAVEL CO COM 21632 2017-12-18 1 101 SHARES ALPHABET INC CAP STK CL A 108921 2017-12-18 1 101 SHARES ALPHABET INC CAP STK CL C 108095 2017-12-18 1 2568 SHARES ALTRIA GROUP INC 185564 2017-12-18 1 760 SHARES ARRIS INTERNATIONAL LTD ORD GBP0.01 19760 2017-12-18 1 147 SHARES AT&T INC COM USD1 5679 2017-12-18 1 190 SHARES BALCHEM CORP COM 16141 2017-12-18 1 1143 SHARES BANK OF THE OZARKS COM 55424 2017-12-18 1 1347 SHARES BEACON ROOFING SUPPLY INC COM 84376 2017-12-18 1 740 SHARES BIO-TECHNE CORP 96111 2017-12-18 1 1586 SHARES BLACKROCK INC 281423 2017-12-18 1 469 SHARES BOEING CO 138744 2017-12-18 1 159 SHARES BOFI HLDG INC 4538 2017-12-18 1 132 SHARES BOTTOMLINE TECH DEL INC COM 4736 2017-12-18 1 975 SHARES BRIGHT HORIZONS FAM SOLUTIONS INC COM 91982 2017-12-18 1 1618 SHARES BUILDERS FIRSTSOURCE INC COM 32910 2017-12-18 1 1069 SHARES CHEVRON CORP NEW COM 128766 2017-12-18 1 6720 SHARES CISCO SYS INC COM 259358 2017-12-18 1 589 SHARES COLGATE-PALMOLIVE CO 43807 2017-12-18 1 538 SHARES CUBIC CORP COM 32482 2017-12-18 1 840 SHARES DONALDSON INC COM 41206 2017-12-18 1 1052 SHARES EMPLOYERS HLDGS INC COM 49917 2017-12-18 1 455 SHARES ENVESTNET INC COM USD0.01 23448 2017-12-18 1 566 SHARES EPLUS INC 45139 2017-12-18 1 6 SHARES EXLSERVICE HOLDINGS INC COM 375 2017-12-18 1 737 SHARES EXPONENT INC 53617 2017-12-18 1 306 SHARES FACTSET RESH SYS INC COM 62577 2017-12-18 1 584 SHARES FAIR ISAAC CORP COM 92722 2017-12-18 1 2634 SHARES FASTENAL CO 141314 2017-12-18 1 728 SHARES FEDEX CORP COM 176485 2017-12-18 1 1627 SHARES FISERV INC 215968 2017-12-18 1 867 SHARES GENERAC HLDGS INC COM USD0.01 43333 2017-12-18 1 2115 SHARES GLOBUS MED INC CL A NEW 83194 2017-12-18 1 3451 SHARES GRAY TELEVISION INC 57459 2017-12-18 1 1530 SHARES HEALTHCARE SVCS GRP INC COM 81809 2017-12-18 1 2662 SHARES IHS MARKIT LTD COM 120629 2017-12-18 1 860 SHARES ILG INC COM 24351 2017-12-18 1 2212 SHARES INTEL CORP 101077 2017-12-18 1 8627.9999 SHARES ISHARES MSCI TAIWAN CAPPED ETF 315828 2017-12-18 1 44805 SHARES ISHARES RUSSELL 1000 ETF 6716494 2017-12-18 1 12521 SHARES ISHARES RUSSELL 1000 GROWTH ETF 1705673 2017-12-18 1 26499 SHARES ISHARES RUSSELL 1000 VALUE ETF 3314760 2017-12-18 1 213 SHARES J & J SNACK FOODS CORP 32393 2017-12-18 1 1327 SHARES JOHNSON & JOHNSON 189230 2017-12-18 1 284 SHARES JPMORGAN CHASE & CO 30404 2017-12-18 1 1336 SHARES KOPPERS HLDGS INC COM 66433 2017-12-18 1 707 SHARES LIVE OAK BANCSHARES INC COM 17498 2017-12-18 1 4137 SHARES LKQ CORP COM 166990 2017-12-18 1 2182.893 SHARES MARTEN TRANS LTD COM 45295 2017-12-18 1 195 SHARES MASIMO CORP COM 17002 2017-12-18 1 507 SHARES MEDIDATA SOLUTIONS INC COM 33726 2017-12-18 1 3274 SHARES MERCER INTL INC COM ISIN #US5880561015 SEDOL #2278269 42562 2017-12-18 1 4474 SHARES MICROSOFT CORP 388701 2017-12-18 1 186 SHARES MIDDLEBY CORP 24582 2017-12-18 1 230 SHARES MONOLITHIC PWR SYS INC COM 26306 2017-12-18 1 1346 SHARES NEOGEN CORP COM 110843 2017-12-18 1 1739 SHARES NEOGEN CORP COM 47466 2017-12-18 1 676 SHARES OMNICELL INC COM 34797 2017-12-18 1 1061 SHARES PAYCOM SOFTWARE INC COM USD0.01 68233 2017-12-18 1 1030 SHARES 47466.005 122436 2017-12-18 1 3597 SHARES PFIZER INC 133826 2017-12-18 1 1586 SHARES PHILLIPS 66 COM 158671 2017-12-18 1 10563 SHARES POWERSHARES FTSE RAFI US 1000 1200190 2017-12-18 1 393 SHARES PRAXAIR INC 59726 2017-12-18 1 381 SHARES PROTO LABS INC COM USD0.001 39443 2017-12-18 1 47 SHARES PROTO LABS INC COM USD0.001 4866 2017-12-18 1 1579 SHARES QUALCOMM INC 102880 2017-12-18 1 578 SHARES RBC BEARINGS INC 70791 2017-12-18 1 3740 SHARES RECKITT BENCKISER GROUP PLC SPON ADR EACH REP 0.20 ORD SHS 67825 2017-12-18 1 493 SHARES RUDOLPH TECH INC 12165 2017-12-18 1 865 SHARES SALESFORCE COM INC 91115 2017-12-18 1 178 SHARES SENSIENT TECHNOLOGIES CORP COM 13225 2017-12-18 1 1052 SHARES SPDR S&P 500 ETF TRUST UNIT SER 1 S&P 282241 2017-12-18 1 83 SHARES SPDR S&P 500 ETF TRUST UNIT SER 1 S&P 22268 2017-12-18 1 2596 SHARES STARBUCKS CORP COM USD0.001 151438 2017-12-18 1 3477 SHARES TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 136768 2017-12-18 1 1011 SHARES TEXAS CAP BANCSHARES INC 93962 2017-12-18 1 1134 SHARES TRAVELERS COMPANIES INC COM STK NPV 154213 2017-12-18 1 708 SHARES TYLER TECHNOLOGIES INC COM 129026 2017-12-18 1 100 SHARES ULTIMATE SOFTWARE GROUP INC 21962 2017-12-18 1 928 SHARES UNITED PARCEL SVC INC CL B 110678 2017-12-18 1 92 SHARES UNITEDHEALTH GROUP 20562 2017-12-18 1 1509 SHARES VERISK ANALYTICS INC COM 144623 2017-12-18 1 4656 SHARES VONAGE HLDGS CORP COM 48446 2017-12-18 1 903 SHARES WAL-MART STORES INC COM 88282 2017-12-18 1 531 SHARES WELLS FARGO CO NEW COM 32258 2017-12-18 1 2706 SHARES ZAGG INC 56217 2017-12-18 ACCOUNTING FEES 23358 11679 0 11679 GUANG YUAN CHARITABLE FOUNDATION NO 1-5 LIXING 1ST ROAD HSINCHU SCIENCE PARK TAIPEI TAIWAN TW 2015-12-01 1392665 EDUCATION, CULTURAL AND SOCIAL WELFARE 1392665 NO 04/25/18 2018-04-25 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE. GUANG YUAN CHARITABLE FOUNDATION NO 1-5 LIXING 1ST ROAD HSINCHU SCIENCE PARK TAIPEI TAIWAN TW 2017-12-01 1421500 EDUCATION, CULTURAL AND SOCIAL WELFARE 1421500 NO 04/25/18 2018-04-25 TO THE KNOWLEDGE OF THE FOUNDATION AND BASED ON THE REPORTS FURNISHED BY THE GRANTEE, NO PART OF THE GRANT WAS USED FOR OTHER THAN THE INTENDED PURPOSE. 1ST GLOBAL CAPITAL CORP. 53825848 53825848 CANYON DISTRESSED OPPORTUNITY FUND II 779715 779715 DOUBLELINE OPPORTUNISTIC 2313890 2313890 LEGAL FEES 14544 7272 0 7272 INVESTMENT SECURITIES SOLD RECEIVABLE 30736 FEDERAL TAX REFUNDABLE 8730 8730 INVESTMENT MANAGEMENT FEES 183627 183627 0 0 BANK CHARGES 118 59 0 59 STATE FILING FEES 255 0 0 255 INSURANCE 1064 532 0 532 IT RELATED EXPENSES 10059 5030 0 5030 OFFICE EXPENSE 3153 1577 0 1577 SUBSCRIPTION - INVESTMENT & IT 8137 8137 0 0 UNREALIZED GAIN/(LOSS) ON INVESTMENTS 2013487 EXCISE TAX PAYABLE 31291 0 INVESTMENT SECURITIES PURCHASED PAYABLE 100800 0 FED EXCISE TAX 54979 0 0 0 FOREIGN TAXES PAID 2372 2394 0 0