2018-11-14T11:03:05-06:00 2017-12-31 420714325 RSM US LLP 110 SOUTH PHILLIPS AVE STE 300 SIOUX FALLS SD 571046721 990PF 2017-01-01 460428166 WAITT FOUNDATION WAIT 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 JOSH SHERER TREASURER 6052329929 2018-11-14 1 JASON V ZANDERSON P00319083 6053369955 66.98.98.16 2018-11-14 10:43:26 CS P B4B39B442D6E3CFB6A2B68840D4ECAE8DD9E173A FC3D497CFA5B94C1D9FEDF20DA6C30930BD0F692 2017 2019-02-21 02:37:17Z X 153913627 X X 43017 43017 1613928 1613928 3868098 3169641 4361429 45007 -31148 5570050 5987226 213200 0 213200 206375 0 206375 79963 0 75723 90 0 90 63050 0 40550 613604 429958 176436 76463 19484 703 28325 0 82446 0 82446 111410 0 111410 330406 0 311876 1805332 449442 1218809 5992317 5992317 7797649 449442 7211126 -2227599 5537784 3012654 1729774 1729774 29046 24949 24949 53929993 70492611 70492611 22858740 20838736 20838736 62444673 57656938 57656938 279881 44716 11418 235165 235165 20402 2935454 2935454 142306926 153913627 153913627 152145 183696 3741 14226 155886 197922 X 142151040 153715705 142151040 153715705 142306926 153913627 142151040 -2227599 13792264 153715705 0 153715705 CAPITAL GAINS FROM PARTNERSHIPS P 1191788 1191788 CAPITAL GAINS FROM PUBLICLY TRADED SECURITIES 3169641 3169641 3169641 4361429 0 7187835 139916696 0.051372 7255434 143017095 0.050731 6737080 147046063 0.045816 7016105 142444694 0.049255 6854263 137304281 0.049920 0.247094 0.049419 149749199 7400456 55378 7455834 7464533 X 55378 0 55378 0 55378 21143 7500 0 28643 878 27613 0 0 0 0 0 0 0 0 1 1 0 1 1 CA SD 1 0 0 0 0 1 WWW.WAITTFOUNDATION.ORG JOSH SHERER 6052329929 PO BOX 1397 NORTH SIOUX CITY SD 57049 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 THEODORE W WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 CHAIRMAN/DIRECTOR 6.00 0 0 0 HAILEY WAITT 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 DIRECTOR 0.50 0 0 0 CINDY WAITT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 0.50 0 0 0 DAVE RUSSELL 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 VICE CHAIRMAN/DIRECTOR 0.50 0 0 0 JACOB JAMES 7817 IVANHOE AVE SUITE 300 LA JOLLA CA 92037 MANAGING DIRECTOR 40.00 213200 16940 192 SHANE HARTNETT 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 DIRECTOR 2.00 0 0 0 JOSH SHERER 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 TREASURER 2.00 0 0 0 MARK DICKEY 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 SECRETARY 2.00 0 0 0 CHERIE PROTHRO 5786 LA JOLLA BLVD LA JOLLA CA 92037 PROGRAM & OPS DIRECT 40.00 150000 16068 234 CELINA LAFRAMBOISE 5786 LA JOLLA BLVD LA JOLLA CA 92037 ADMINISTRATIVE ASSIS 40.00 56375 7901 16 0 NONE 0 0 143981191 8023504 24949 152029644 0 0 152029644 2280445 149749199 7487460 7487460 55378 55378 7432082 303 7432385 0 7432385 7211126 0 253407 7464533 55378 7409155 7432385 6806417 0 0 7464533 6806417 0 0 658116 0 0 0 0 0 0 0 0 6774269 0 0 0 THEODORE W WAITT CHERIE PROTHRO PO BOX 1948 LA JOLLA CA 92038 8585514400 GRANT APPLICATIONS ARE ACCEPTED FOR WF'S RAPID OCEAN CONSERVATION ('ROC') GRANTS PROGRAM APPLICATIONS MUST BE COMPLETED UTILIZING WF'S PRELIMINARY GRANT REQUEST VIA ITS WEBSITE WAITTFOUNDATION.ORG, AFTER THE GRANT APPLICANT REVIEWS WF'S GRANT GUIDELINES AND GRANTEE REQUIREMENTS ALSO FOUND ON ITS WEBSITE AN APPLICANT MUST PROVIDE ITS US TAX IDENTIFICATION NUMBER AND MUST BE PREPARED TO PROVIDE A CURRENT COPY OF ITS IRS 501(C)(3) DETERMINATION LETTER INTERNATIONAL APPLICANTS OUTSIDE THE US MUST PROVIDE PROOF OF PUBLIC CHARITABLE STATUS EQUIVALENT UNDER US LAWS PRELIMINARY GRANT REQUESTS ARE ACCEPTED YEAR-ROUND VIA WF'S WEBSITE WAITT FOUNDATION LIMITS ITS GRANTS ACCORDING TO THE CRITERIA DEFINED IN TEH GRANTS GUIDELINES AND GRANTEE REQUIREMENTS SECTION ON ITS WEBSITE (WAITTFOUNDATION.ORG) ITS GRANTEES MUST HAVE PROGRAMS THAT ARE PROJECT SPECIFIC WITH TANGIBLE AND MEASURABLE RESULTS PRIORITY IS GIVEN TO INITIATIVES ADDRESSING WF'S CORE FOCUS, OCEAN CONSERVATION WHILE WF MAY MAKE EXCEPTIONS IN SPECIAL CIRCUMSTANCES, IT GENERALLY DOES NOT SUPPORT PROGRAMS OR ORGANIZATIONS THAT FALL OUTSIDE OF ITS KEY AREAS OF FOCUS, AND DOES NOT ACCEPT PROPOSALS TO SUPPORT INDIVIDUALS, EVENT FUNDRAISERS AND SPONSORHIPS, ENDOWMENTS, OR LOBBYING OF ANY KIND THE MAXIMUM AMOUNT FOR WF ROC GRANT REQUEST IS $15,000 AIDA 50 CALIFORNIA ST STE 500 SAN FRANCISCO CA 94111 NONE PC ROC GRANT 10000 ASSOCIATION FOR ANIMAL INVENTARIZATION AND CONSERVATION OMLADINSKA 2 ILIJAS BK 71380 NONE NC ROC GRANT 8161 BAHAMAS NATIONAL TRUST FUND INC 6401 LYONS ROAD COCONUT CREEK FL 33073 NONE PC ROC GRANT 10700 BAPTIST GLOBAL RESPONSE 402 BNA DRIVE SUITE 411 NASHVILLE TN 37217 NONE PC EMPLOYEE MATCH 50 BISHOP HEELAN CATHOLIC SCHOOLS 50-13TH STREET SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 8616 BREN SCHOOL OF ENVIRONMENTAL SCIENCE & MANAGEMENT (UCSB) 2410 BREN HALL UNIVERSITY OF CALIFORNIA SANTA BARBARA CA 93106 NONE PC OCEAN CONSERVATION 500000 BRIAR CLIFF UNIVERSITY SOCIAL WORK DEPARTMENT 3303 REBECCA STRET SIOUX CITY IA 51104 NONE PC EMPLOYEE MATCH 500 CAMP HIGH HOPES 5804 CORRECTIONVILLE ROAD SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 10187 CAVER HOOPS 1626 PASEO CARINA UNIT 4 CHULA VISTA CA 91915 NONE PC EMPLOYEE MATCH 6000 CHICAGO ZOOLOGICAL SOCIETY 3300 S GOLF ROAD BROOKFIELD IL 60513 NONE PC ROC GRANT 15000 CHILDREN'S MIRACLE NETWORK 414 E CLARK ST VERMILLION SD 57049 NONE PC EMPLOYEE MATCH 300 CHURCH WORLD SERVICE 28606 PHILLIPS STREET ELKHART IN 46515 NONE PC EMPLOYEE MATCH 500 COUNCIL ON SEXUAL ASSAULT AND DOMESTIC VIOLENCE POBOX 1565 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 500 FAUNA & FLORA INTERNATIONAL 4TH FLOOR JUPITER HOUSE STATION ROAD CAMBRIDGE UK CB1 2JD NONE NC ROC GRANT 14955 FISCALA DEL MEDIO AMBIENTE-FIMA MOSQUETO 491 OF 312 SANTIAGO CI 8320112 NONE NC ROC GRANT 11093 FISH FOREVER RARE INC 1310 N COURTHOUSE ROAD SUITE 110 ARLINGTON VA 22201 NONE PC OCEAN CONSERVATION 500000 FLUX DANCE COMPANY 1551 INDIAN HILLS DRIVE STE 6 SIOUX CITY IA 51104 NONE PC EMPLOYEE MATCH 1000 FOOD BANK OF SIOUXLAND PO BOX 985 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 1950 FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS NONE NC OCEAN CONSERVATION 75000 FRIENDS OF FM90 PO BOX 5199 SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 500 FRIENDS OF SOUTH DAKOTA PUBLIC BROADCASTING PO BOX 5000 VERMILLION SD 57069 NONE PC EMPLOYEE MATCH 100 FUNDACION MEGAFAUNA MARINA DE ECUADOR ALEMANIA N32-71 Y MARIANA DE JESUS QUITO EC 170519 NONE NC ROC GRANT 10000 GLOBAL EMERGENCY RELIEF RECOVERY AND RECONSTRUCTION 112 N CAMERON STREET SUITE 102 WINCHESTER VA 22601 NONE PC OCEAN CONSERVATION 79600 HABITAT FOR HUMANITY INTERNATIONAL INC 1150 TRI VIEW AVENUE SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 200 HEART OF LOS ANGELES 2701 WILSHIRE BOULEVARD SUITE 100 LOS ANGELES CA 90057 NONE PC EMPLOYEE MATCH 584 HER HEALTH WOMEN'S CENTER 5732 SUNNYBROOK DRIVE SIOUX CITY IA 51106 NONE PC EMPLOYEE MATCH 200 HINTON COMMUNITY SCHOOL DISTRICT FOUNDATION 315 W GRAND ST HINTON IA 51024 NONE PC EMPLOYEE MATCH 200 INTERNATIONAL COMMUNITY FOUNDATION 2506 N AVE NATIONAL CITY CA 91950 NONE PC EMPLOYEE MATCH 25550 INTERNATIONAL COMMUNITY FOUNDATION 2505 N AVE NATIONAL CITY CA 91950 NONE PC OCEAN CONSERVATION 265000 IUCN INTERNATIONAL UNION FOR CONSERVATION OF NATURE AND NATURAL RESOURCES - 1630 CONNECTICUT AVE NW SUITE 300 WASHINGTON DC 20009 NONE PC ROC GRANT 15000 IOWA SPECIAL OLYMPICS INC PO BOX 620 GRIMES IA 50111 NONE PC EMPLOYEE MATCH 400 ISLAND REACH WAN SMOLBAG RTE TO MELE PORT VILA NH NONE NC ROC GRANT 7991 IUCN- INTERNATIONAL UNION FOR CONSERVATION OF NATURE AND NATURAL RESOURCES IUCN PAKISTAN COUNTRY OFFICE 1 BATH ISLAND ROAD KARACHI PK 75530 NONE NC ROC GRANT 14765 JP HAITIAN RELIEF ORGANIZATION 6464 SUNSET BOULEVARD SUITE 1140 LOS ANGELES CA 90028 NONE PC OCEAN CONSERVATION 15000 JUVENILE DIABETES RESEARCH FOUNDATION INTERNATIONAL 26 BROADWAY 14TH FLOOR NEW YORK NY 10004 NONE PC EMPLOYEE MATCH 250 MARINE CONSERVATION INSTITUTE 4010 STONE WAY N SUITE 210 SEATTLE WA 98103 NONE PC OCEAN CONSERVATION 100000 MARVIVA FOUNDATION 110 METERS SOUTH OF SCOTIABANK ROHRMOSER SAN JOSE CS 10109 NONE PF ROC GRANT 9875 MARY TREGLIA COMMUNITY HOUSE 900 JENNINGS ST SIOUX CITY IA 51105 NONE PC EMPLOYEE MATCH 1000 MENTAL HEALTH ASSOCIATION OF SIOUXLAND PO BOX 5216 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 500 NATIONAL AUTONOMOUS UNIVERSITY OF MEXICO (UNAM) (ICML) AVENIDA UNIVERSIDAD 3000 MEXICO CITY MX 04510 NONE NC ROC GRANT 9850 NATIONAL MULTIPLE SCLEROSIS SOCIETY DENVER METRO OFFICE 900 S BROADWAY 2ND FLOOR DENVER CO 90209 NONE PC EMPLOYEE MATCH 2650 NATIONAL PARKS ANTIGUA NELSONS DOCKYARD NATIONAL PARKS PO BOX 1283 ST JOHNS AC NONE NC EMPLOYEE MATCH 510 OCEAN ALLIANCE INC 191 WESTON ROAD LINCOLN MA 01773 NONE PC ROC GRANT 10000 OCEANA 1350 CONNECTICUT AVENUE NW 5TH FLOOR WASHINGTON DC 20036 NONE PC OCEAN CONSERVATION 125000 OCEANO AZUL FOUNDATION OCEANARIO DE LISBOA ESPLANADA D CARLOS I LISBOA PO 1990-005 NONE NC OCEAN CONSERVATION 150000 PASO PACIFICO 872 E FRONT STREET SUITE 200 VENTURA CA 93001 NONE PC OCEAN CONSERVATION 75000 PHOENIX ISLANDS PROTECTED AREA CONSERVATION TRUST PO BOX 366 BIKENIBEW TARAWA KR NONE NC OCEAN CONSERVATION 250000 REEF DOCTOR REEF DOCTOR BP 623 IFATY TOLIARA MA 601 NONE NC ROC GRANT 7033 SACRED HEART CHURCH 5010 MILITARY ROAD SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 5000 SALVATION ARMY OF SIOUX CITY 1415 VILLA STREET SIOUX CITY IA 51103 NONE PC EMPLOYEE MATCH 200 SAN DIEGO DIPLOMACY COUNCIL 4305 UNIVERSITY AVENUE SUITE 510 SAN DIEGO CA 92105 NONE PC ROC GRANT 15000 SAN DIEGO LGBT COMMUNITY CENTER PO BOX 3357 SAN DIEGO CA 92163 NONE PC EMPLOYEE MATCH 200 SCRIPPS INSTITUTION OF OCEANOGRAPHY UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE MC-0210 LA JOLLA CA 92093 NONE PC OCEAN CONSERVATION 52000 SEA SHEPHERD CONSERVATION SOCIETY PO BOX 2616 FRIDAY HARBOR WA 98250 NONE PC OCEAN CONSERVATION 50000 SEA SHEPHERD LEGAL 2226 EASTLAKE AVENUE EAST 108 SEATTLE WA 98102 NONE PC ROC GRANT 8590 SEAS AT RISK 26 RUE DEDIMBOURG BRUSSELS BE 1050 NONE NC ROC GRANT 14940 SHARP HEALTHCARE FOUNDATION 8695 SPECTRUM CENTER BLVD SAN DIEGO CA 92123 NONE PC EMPLOYEE MATCH 25 SHESLER HALL 1308 NEBRASKA STREET SIOUX CITY IA 51105 NONE PC EMPLOYEE MATCH 1600 ST LUKES CHILDREN'S MIRACLE NETWORK 2720 STONE PARK BLVD SIOUX CITY IA 51104 NONE PC EMPLOYEE MATCH 100 TEXAS CHRISTIAN UNIVERSITY 3000 BELLAIRE DRIVE NORTH FORTH WORTH TX 76109 NONE PC ROC GRANT 9955 THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF NONE NC OCEAN CONSERVATION 100000 THE CETACEAN CONSERVATION ORGANIZATION ARACHANIA M42 S7 LA PALOMA UY 27001 NONE NC ROC GRANT 10370 THE GOSPEL MISSION 500 BLUFF STREET PO BOX 3745 SIOUX CITY IA 51102 NONE PC EMPLOYEE MATCH 600 THE LONGEST SWIM 222 WEST 6TH STREET SUITE 1010 SAN PEDRO CA 90731 NONE PC ROC GRANT 18040 THE NATURE CONSERVANCY 201 MISSION STREET 4TH FLOOR SAN FRANCISCO CA 94105 NONE PC OCEAN CONSERVATION 75000 THE NATURE CONSERVANCY 202 MISSION STREET 4TH FLOOR SAN FRANCISCO CA 94106 NONE PC ROC GRANT 7000 THE SAN DIEGO FOUNDATION 2508 HISTORIC DECATUR ROAD SUITE 200 SAN DIEGO CA 92101 NONE PC COMMUNITY BUILDING 100000 THERESA HESSLING CHARTER SCHOOL PROJECT 7260 LINDA VISTA RD SAN DIEGO CA 92111 NONE PC EMPLOYEE MATCH 52 UNITED WAY OF SIOUXLAND 701 STEUBEN STREET SIOUX CITY IA 51101 NONE PC EMPLOYEE MATCH 5580 UNIVERSITY OF CALIFORNIA LOS ANGELES UCLA INSTITUTE OF THE ENVIRONMENT & SU 619 CHARLES E YOUNG DRIVE EAST LA KRETZ HALL SUITE 300 LOS ANGELES CA 90095 NONE PC OCEAN CONSERVATION 300000 UNIVERSITY OF SOUTHERN CALIFORNIA MOLECULAR AND COMPUTATIONAL BIOLOGY DEPAR 3454 TROUSDALE PKWY CAS 100B MC-0153 LOS ANGELES CA 90089 NONE PC OCEAN CONSERVATION 200000 VAVA'U ENVIRONMENTAL PROTECTION ASSOCIATION (VEPA) UNIT 12 GUTTENBEIL PLAZZA NEIAFU TN 00000 NONE NC ROC GRANT 16595 VOICES OF HOPE LINCOLN INC 2545 N STREET LINCOLN NE 68510 NONE PC EMPLOYEE MATCH 200 WAITT INSTITUTE 5786 LA JOLLA BLVD LA JOLLA CA 92037 NONE POF OCEAN CONSERVATION 1550000 WAITT INSTITUTE FOR VIOLENCE PREVENTION 801 RIVER DRIVE SUITE 200 NORTH SIOUX CITY SD 57049 NONE POF COMMUNITY BUILDING 100000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 NONE PC OCEAN CONSERVATION 1000000 5992317 0 14 43017 14 1613928 18 3868098 PARTNERSHIP INCOME PER BOOKS 14 45007 0 5570050 0 5570050 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 63050 0 40550 ASSOCIATION FOR ANIMAL INVENTARIZATION AND CONSERVATION OMLADINSKA 2 ILIJAS BK 71380 2017-08-28 8161 ROC GRANT 8161 NONE FAUNA & FLORA INTERNATIONAL 4TH FLOOR JUPITER HOUSE STATION ROAD CAMBRIDGE UK CB1 2JD 2017-09-20 14955 ROC GRANT 14955 NONE FISCALA DEL MEDIO AMBIENTE-FIMA MOSQUETO 491 OF 312 SANTIAGO CI 8320112 2017-09-19 11093 ROC GRANT 11093 NONE FOREVER COSTA RICA SABANA NORTE TORRE LA SABANA PISO 5 SAN JOSE CS 2017-12-29 75000 OCEAN CONSERVATION 75000 NONE FUNDACION MEGAFAUNA MARINA DE ECUADOR ALEMANIA N32-71 Y MARIANA DE JESUS QUITO EC 170519 2017-12-18 10000 ROC GRANT 10000 NONE ISLAND REACH WAN SMOLBAG RTE TO MELE PORT VILA NH 2017-10-31 7991 ROC GRANT 7991 NONE IUCN- INTERNATIONAL UNION FOR CONSERVATION OF NATURE AND NATURAL RESOURCES IUCN PAKISTAN COUNTRY OFFICE 1 BATH ISLAND ROAD KARACHI PK 75530 2017-09-19 14765 ROC GRANT 14765 NONE NATIONAL AUTONOMOUS UNIVERSITY OF MEXICO (UNAM) (ICML) AVENIDA UNIVERSIDAD 3000 MEXICO CITY MX 4510 2017-12-18 9850 ROC GRANT 9850 NONE NATIONAL PARKS ANTIGUA NELSONS DOCKYARD NATIONAL PARKS PO BOX 1283 ST JOHNS AC 2017-01-26 510 EMPLOYEE MATCH 510 NONE OCEANO AZUL FOUNDATION OCEANARIO DE LISBOA ESPLANADA D CARLOS I LISBOA PO 1990-005 2017-12-18 150000 OCEAN CONSERVATION 150000 NONE PHOENIX ISLANDS PROTECTED AREA CONSERVATION TRUST PO BOX 366 BIKENIBEU TARAWA KR 2017-12-29 250000 OCEAN CONSERVATION 250000 NONE REEF DOCTOR REEF DOCTOR BP 623 IFATY TOLIARA MA 601 2017-12-18 7033 ROC GRANT 7033 NONE SEAS AT RISK 26 RUE DEDIMBOURG BRUSSELS BE 1050 2017-09-25 14940 ROC GRANT 14940 NONE THE BAHAMAS PROTECTED AREAS FUND MINISTRY OF THE ENVIRONMENT CHARLOTTE HOUSE NASSAU BF 2017-12-08 100000 OCEAN CONSERVATION 100000 NONE THE CETACEAN CONSERVATION ORGANIZATION ARACHANIA M42 S7 LA PALOMA UY 27001 2017-05-31 570 ROC GRANT 570 NONE VAVA'U ENVIRONMENTAL PROTECTION ASSOCIATION (VEPA) UNIT 12 GUTTENBEIL PLAZZA NEIAFU TN 00000 2017-05-10 16595 ROC GRANT 16595 NONE MARVIVA FOUNDATION 110 METERS SOUTH OF SCOTIABANK ROHRMOSER SAN JOSE CS 10109 2017-09-15 9875 ROC GRANT 9875 NONE SALE OF FIXED ASSETS 2016-02 PURCHASED 2017-02 1669 0 -1335 334 CAPITAL GAINS FROM PARTNERSHIPS PURCHASED 0 -491996 FIXED INCOME FUND - FIRST PACIFIC ADVISORS(FPA) 5552306 5552306 FIXED INCOME FUND - PIMCO 13904 13904 FIXED INCOME FUND - METROPLITAN WEST 5052277 5052277 FIXED INCOME FUND - OAKTREE ENHANCED INCOME 2886369 2886369 FIXED INCOME FUND - GREYLOCK GLOBAL 4104960 4104960 FIXED INCOME FUND - COLCHESTER GLOBAL BOND 3228920 3228920 ARTISAN GROWTH OPP FUND 11580174 11580174 HARDING LOEVNER INTL 10144193 10144193 VANGUARD WINDSOR II ADMIRAL 8125841 8125841 DELWARE POOLED/JACKSON SQUARE 8411026 8411026 EQUITIES - RIVER ROAD 8156263 8156263 IVA INTERNATIONAL FUND 9099764 9099764 ISHARES MSCI EUROZONE 2210211 2210211 EVERMORE GLOBAL VALUE FUND 2735113 2735113 ISHARES CURRENCY HEDGED MSCI 2536841 2536841 OPPENHEIMER DEVELOPING MARKETS FUND 4101497 4101497 OPPENHEIMER EMERGING MARKETS FUND 1073013 1073013 ISHARES CORE 2318675 2318675 AKO LIMITED FUND FMV 2719957 2719957 BAY RESOURCE PARTNERS FMV 2267841 2267841 TRIAN PARTNERS, LTD. FMV 4321480 4321480 WHITE ELM CAPITAL OFFSHORE FMV 2672766 2672766 CARAVEL FUND (OFFSHORE) LTD FMV 52791 52791 GLOBAL EVENT PARTNERS FMV 3108977 3108977 CFM STRATUS FUND, LTD. FMV 6985 6985 OZ ASIA OVERSEAS, LTD. FMV 53583 53583 KINGSTOWN PARTNERS OFFSHORE FMV 2907941 2907941 TACONIC OPPORTUNITY OFFSHORE FMV 2278569 2278569 FARALLON CAPITAL FMV 4273824 4273824 AG SUPER FUND INT'L LTD FMV 3318446 3318446 AG CAPITAL RECOVERY VII HOLDINGS FMV 537451 537451 BLACKSTONE TACTICAL OPPS FUND FMV 1625202 1625202 FORWARD VENTURES IV FMV 783865 783865 GREENSPRING GLOBAL PARTNERS V-B FMV 2813490 2813490 GREENSPRING GLOBAL PARTNERS VII-B FMV 1307469 1307469 POMONA CAPITAL FMV 78243 78243 VARDE FUND XII FMV 942108 942108 VIVO VENTURES FUND FMV 595284 595284 VIVO CAPITAL VIII FMV 754222 754222 WAVE EQUITY FUND FMV 1038068 1038068 3G NATURAL RESOURCES FMV 2358965 2358965 AG SECURITY ASSET RECOVERY FMV 296795 296795 CANYON LAUREL INVESTMENT FUND FMV 501791 501791 FOLIUM CAPITAL AGRICULTURE FUND FMV 138047 138047 FOLIUM CAPITAL TIMBER FUND FMV 42153 42153 Q-BLK REAL ASSETS LP FMV 429013 429013 WHITEHALL PRTSHP FMV 31762 31762 UBS TRUMBULL PROPERTY FMV 1855534 1855534 D.E. SHAW THRU CONWAY FMV 194059 194059 DE SHAW - DIRECT INVESTMENT FMV 3888753 3888753 CRC CR.FUND CLASS I SER 7 FMV 2389697 2389697 CRC CR.FUND CLASS S SER 7L FMV 71807 71807 INVESTMENTS IN TRANSIT FMV 7000000 7000000 SOFTWARE- GIFTS FOR WINDOWS 13681 13681 0 (2) OPEN ROV KITS 1796 1796 0 MACBOOK LAPTOP 1716 1587 129 129 IVANHOE APPLIANCES 9281 1381 7900 7900 LIGHT FIXTURES & INTERN BAR 5625 703 4922 4922 KITCHEN SHELVES & ISLAND 7602 950 6652 6652 LENOVO YOGA 910 CHERIE LAPTOP 1332 233 1099 1099 WALL MURAL 4504 456 4048 4048 BLINDS - ENTIRE OFFICE 10794 1092 9702 9702 DRIFTWOOD DINING TABLE BASE 84" 2509 224 2285 2285 DRIFTWOOD DINING TABLE BASE 51" 2009 179 1830 1830 SADDLE LEATHER SIDE CHAIRS - 14 QTY 7633 682 6951 6951 84" GLASS TOP FOR CONFERENCE TABLE 1600 162 1438 1438 51" GLASS TOP FOR CONFERENCE TABLE 826 84 742 742 APPLE LAPTOP MBP 13.3-INTERN 1523 165 1358 1358 TRIPLE DOOR MEDIA CONSOLE - 6 QTY 9672 864 8808 8808 GREY OAK MACHINTO SHELVING 48X78 2178 194 1984 1984 4-DOOR MEDIA CONSOLE 64X18X28 1774 137 1637 1637 4-DOOR MEDIA CONSOLE 80X18X28 2016 180 1836 1836 ELLISON LEATHER SIDE CHAIRS - 14 QTY 9323 610 8713 8713 MONTEREY PLINTH 80" COFFEE TABLE 1173 105 1068 1068 MOTORCITY LEATHER SWIVEL CHAIRS - 4 QTY 9614 858 8756 8756 PETRIFIED WOOD STUMP SIDE TABLE - 2 QTY 1547 138 1409 1409 21" COOPER LEATHER ROUND OTTOMAN- 2 QTY 1710 153 1557 1557 SILVER SQUARE COLUMN FLOOR LAMP - 2 QTY 887 79 808 808 FRENCH DRUM LINEN SHADE - 2 QTY 163 15 148 148 CLOUD MODULAR LEATHER SOFA 9286 829 8457 8457 COWHIDE MENTO RUG - GREY/BLACK 2840 254 2586 2586 VINTAGE TOLEDO BAR CHAIR - 4 QTY 1286 115 1171 1171 OVIEDO LEATHER PEWTER BARSTOOL - 4QTY 7480 668 6812 6812 700 SERIES FIVE DRAWER LATERAL FILE 42W 1840 164 1676 1675 700 SERIES FIVE DRAWER LATERAL FILE 36W 796 71 725 725 TEKNION OFFICE DESKS - 7 QTY 21763 1943 19820 19820 TEKNION EXECUTIVE OFFICE CHAIR - 8 QTY 7430 663 6767 6767 MFLEX FOR M2 DUAL MONITOR ARMS 7 QTY 3441 307 3134 3134 WAVE SCULPTURE IN LG CONF ROOM 4585 246 4339 4339 MACBOOK PRO 13" - JACOB JAMES 1910 16 1894 1894 YOGA 910 LENOVO 16GB - CHERIE PROTHRO 1248 73 1175 1175 LENOVO 23.8" COMPUTER MONITORS QTY 2 508 72 436 436 VIEWSONIC 22" COMPUTER MONITORS QTY 14 3337 473 2864 2864 VIZIO 70" M-SERIES TV - QTY 3 6333 897 5436 5435 POLYCOM SOUNDSTATION WIRELESS CONF PHONE 790 112 678 678 OFFICE ART - 8 PIECES 5114 518 4596 4597 CLARUS GLASSBOARD (NON-MAGNETIC) 36X42 3726 377 3349 3349 CLARUS GLASSBOARD (NON-MAGNETIC) 36X48 3740 378 3362 3362 CLARUS GLASSBOARD (NON-MAGNETIC) 36X60 1288 130 1158 1158 LA JOLLA LLC TENANT ADDITIONS 73667 9208 64459 64459 TENANT ADDITIONS - ISLAND COUNTERTOP 1332 168 1164 1165 WAITT FOUNDATION SIGN RECEPTION AREA 3653 326 3327 3327 LEGAL 90 0 90 LEASE DEPOSIT 16872 21154 21154 DUE FROM WAITT INSTITUTE 3530 0 0 REDEEMED INVESTMENT RECEIVABLE 2914300 2914300 COMMUNICATIONS 18513 0 18513 INFORMATION TECHNOLOGIES 29587 0 29587 BANK FEES 254 0 254 INSURANCE 13852 0 13852 OFFICE SUPPLIES 14280 0 14280 OUTSIDE SERVICES 1171 0 1171 POSTAGE 2205 0 2205 SUBSCRIPTIONS 2937 0 2937 PERMITS & LICENSES 170 0 170 MISCELLANEOUS 21908 0 3378 UTILITIES 2038 0 2038 HURRICANE DISASTER EXPENSE 223491 0 223491 PARTNERSHIP INCOME PER BOOKS 45007 45007 UNREALIZED GAINS/LOSSES 13791961 RECOVERIES REPORTED ON PART XI, LINE 4 303 DUE TO WAITT INSTITUTE FOR VIOLENCE PREVENTION 3741 0 DUE TO WAITT INSTITUTE 0 14226 INVESTMENT MANAGEMENT FEES 330386 330386 -3997 CONSULTING SERVICES - PROGRAMS 31172 0 31172 PROFESSIONAL FEES 47474 0 44261 INVESTMENT MSA FEE 99572 99572 0 ADMIN SERVICES - AVALON 105000 0 105000 STATE FILING FEES 703 0 703 FEDERAL EXCISE TAX 56276 0 0 FOREIGN TAXES 19484 19484 0