2018-11-12T15:16:16-06:00 2017-12-31 752916499 DANIELS & ERICKSON PC 5323 SPRING VALLEY RD STE 250 DALLAS TX 75254 990PF 2017-01-01 752357697 THE HOAK FOUNDATION HOAK 9729604802 3963 MAPLE AVENUE NO 450 DALLAS TX 75219 JAMES M HOAK PRESIDENT 9729604802 2018-11-07 1 CLAY DANIELS P00171011 2147508985 70.133.166.220 2018-11-07 17:16:11 CS P 555C78D748B6F63CCDB89CA15E4B64BE837942B2 EE200CCD9E7D62B3E954AB74EB36BD8A0CB54F79 2017 2019-02-21 02:37:17Z X 5448797 X 1390000 263 263 215387 215387 815582 2079761 815582 2421232 1031232 0 0 0 3500 1750 1750 11294 11294 0 26153 306 0 11539 10970 569 52486 24320 2319 250200 250200 302686 24320 252519 2118546 1006912 1136149 342849 342849 1635653 2299498 2299498 682034 1329794 1329794 321038 1476656 1476656 3774874 5448797 5448797 0 0 X 0 0 4297586 5687586 -522712 -238789 3774874 5448797 3774874 5448797 3774874 2118546 296803 6190223 741426 5448797 95,000.000 SHS CASELLA WASTER SYSTEMS INC A 2015-11-02 2017-05-17 1357209 579074 778135 778135 233.545 SHS AMERICAN AMCAP FUND CLASS F1 2016-07-11 2017-04-24 6735 6124 611 611 6,913.654 SHS AMERICAN BEACON ION STRAT ARBITRAGE 2017-02-08 2017-05-04 62306 62707 -401 -401 100.832 SHS BBH CORE SELECT FUND CL N 2016-12-15 2017-04-24 2169 2078 91 91 61.51 SHS BUFFALO GROWTH FUND 2016-12-20 2017-08-04 1998 1791 207 207 1,095.385 SHS FIDELITY LARGE CAP GRWTH INDEX 2017-03-07 2017-10-03 13683 12323 1360 1360 418.898 SHS FIDELITY LARGE CAP VALUE INDEX 2017-02-08 2017-09-26 4897 4637 260 260 1,531.000 SHS ISHARES CORE US AGGREGATE BOND 2016-12-09 2017-02-08 166416 165005 1411 1411 559.287 SHS JENSEN QUALITY GROWTH FD 2016-05-03 2017-04-24 23423 21465 1958 1958 4,532.701 SHS METROPOLITAN WEST TOTAL RETURN CLASS 2017-02-08 2017-07-07 48168 48001 167 167 140.000 SHS SPDR GOLD TR 2016-07-25 2017-06-15 16755 17641 -886 -886 1,456,314SHS VANGUARD INT-TERM BOND INDEX ADMIRAL 2017-04-17 2017-10-06 16634 16631 3 3 230.000 SHS VANGUARD SCOTTSDALE FDS VANGUARD RUSS100 2016-12-07 2017-02-08 22707 22662 45 45 32.449 SHS WESTWOOD MLP & STRTGENERGY FUND 2016-03-30 2017-03-07 254 225 29 29 379.978 SHS AMERICAN CENTURY MIDCAP VALUE 2015-10-14 2017-01-30 6612 6106 506 506 1,214.799 SHS BBH CORE SELECT FUND CL N 2015-12-17 2017-04-24 26130 24167 1963 1963 1,084.855 SHS BUFFALO GROWTH FUND 2015-10-14 2017-08-04 34976 35603 -627 -627 9,642.551 SHS DOUBLELINE TOTAL RT BOND 2015-10-14 2017-04-24 103379 105288 -1909 -1909 1,251.780 SHS INVESCO DIVIDEND INCOME FUND A 2016-03-14 2017-04-24 30055 27289 2766 2766 3,468.185 SHS JPMORGAN EQUITY INCOME CLASS I 2015-10-14 2017-04-24 54520 47166 7354 7354 330.018 SHS LAZARD INTL STRAT EQUITY PORT OPEN 2015-12-17 2017-04-24 4515 4488 27 27 2,612.548 SHS WESTWOOD INCOME OPP INSTL CLASS 2015-10-14 2017-08-29 40723 36943 3780 3780 642.611 SHS WESTWOOD LARGECAP VALUE INSTL CLASS 2016-03-14 2017-04-24 7737 6837 900 900 1,491.838 SHS WESTWOOD MLP & STRTGENERGY FUND 2015-10-14 2017-03-07 11681 9928 1753 1753 CAPITAL GAINS DIVIDENDS P 16079 16079 16079 815582 0 174648 3041574 0.057420 131716 2380087 0.055341 106070 1810805 0.058576 152485 1529927 0.099668 85735 1499501 0.057176 0.328181 0.065636 4919782 322915 10069 332984 252519 20138 0 20138 0 20138 16646 13600 0 30246 0 10108 10108 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 WWW.HOAKFOUNDATION.ORG MS KELLY SLAYTON 9729604802 3963 MAPLE AVENUE SUITE 450 DALLAS TX 75219 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES M HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 PRES/TREASURER 1.00 0 0 0 NANCY J HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 VP/SECRETARY 1.00 0 0 0 KATHLEEN HOAK POWER 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 EXECUTIVE DIRECTOR 5.00 0 0 0 JONATHAN HALE HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 DIRECTOR 0.50 0 0 0 SAMUEL E TODD 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 DIRECTOR 0.50 0 0 0 MARY MARGARET HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 DIRECTOR 0.10 0 0 0 ABIGAIL STEVENS HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 DIRECTOR 0.10 0 0 0 NONE 0 NONE 0 NO DIRECT CHARITABLE ACTIVITIES 0 N/A 0 0 0 4116628 878075 0 4994703 0 0 4994703 74921 4919782 245989 245989 20138 20138 225851 0 225851 0 225851 252519 0 252519 0 252519 225851 0 0 20590 78656 16589 20143 39210 175188 252519 0 0 0 225851 26668 0 0 201856 0 0 0 0 0 0 20590 181266 78656 16589 20143 39210 26668 JAMES M HOAK NANCY J HOAK X AMERICAN ENTERPRISE INSTITUTE 1789 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 NONE PC GENERAL FUND 250 BOYS & GIRLS CLUBS OF GREATER DALLAS 4816 WORTH STREET DALLAS TX 75246 NONE PC GENERAL FUND 1000 BOYS & GIRLS CLUBS OF THE BIG ISLAND 100 KAMAKAHONU ST HILO HI 96720 NONE PC GENERAL FUND 100 BRYAN'S HOUSE PO BOX 35868 DALLAS TX 75235 NONE PC GENERAL FUND 500 CALMATTERS 1017 L STREET 261 SACRAMENTO CA 95814 NONE PC GENERAL FUND 500 CHILDREN'S MEDICAL CENTER FOUNDATION 2777 STEMMONS FREEWAY SUITE 700 DALLAS TX 75207 NONE PC GENERAL FUND 1000 CHURCH IN THE FOREST PO BOX 1027 PEBBLE BEACH CA 93953 NONE PC GENERAL FUND 1000 DALLAS MORNING NEWS CHARITIES FUND 5500 CARUTH HAVEN LANE DALLAS TX 75225 NONE PC GENERAL FUND 500 DALLAS MUSEUM OF ART 1717 NORTH HARWOOD DALLAS TX 75201 NONE PC ART BALL 2017 UNDERWRITING - TO SUPPORT SPECIAL ART AND EDUCATIONAL PROGRAMMING 1500 DALLAS WOMEN'S FOUNDATION 8150 NORTH CENTRAL EXPRESSWAY STE 110 DALLAS TX 75206 NONE PC GENERAL FUND 1000 DEL MONTE FOREST CONSERVANCY 3101 FOREST LAKE ROAD PEBBLE BEACH CA 93953 NONE PC ANNUAL FUND 500 GENESIS SHELTER 4411 LEMMON AVENUE SUITE 201 DALLAS TX 75219 NONE PC GENERAL FUND 500 GEORGE W BUSH PRESIDENTIAL CENTER 2943 SMU BLVD DALLAS TX 75205 NONE PC GENERAL FUND 6000 GREENHILL SCHOOL 4141 SPRING VALLEY ADDISON TX 75001 NONE PC ANNUAL FUND 3000 HAWAII STATE JUNIOR GOLF ASSOCIATION 4330 KUKUI GROVE STREET LIHUE HI 96766 NONE PC "DEVELOP TOMORROW'S LEADERS ONE SWING AT A TIME" PROGRAM 2900 HERITAGE SCHOOL OF TEXAS 6125 LUTHER LANE 322 DALLAS TX 75225 NONE PC GENERAL FUND 2000 HIGHLAND PARK UNITED METHODIST CHURCH 3300 MOCKINGBIRD LANE DALLAS TX 75205 NONE PC OPERATING BUDGET 5500 HOCKADAY SCHOOL 11600 WELCH ROAD DALLAS TX 75229 NONE PC ANNUAL FUND 39000 INTERNATIONAL MYELOMA FOUNDATION 12650 RIVERSIDE DRIVE SUITE 206 NORTH HOLLYWOOD CA 91607 NONE PC GENERAL FUND 1000 J WOOD PLATT SCHOLARSHIP TRUST 1974 SPROUL ROAD STE 400 BROOMALL PA 19008 NONE PC GENERAL FUND 250 KUKIO FUND OF THE HAWAII COMM FOUNDATION 827 FORT STREET MALL HONOLULU HI 96813 NONE PC GENERAL FUND 1000 LAURA BUSH FOUNDATION FOR AMERICA'S LIBRARIES 2943 SMU BLVD DALLAS TX 75205 NONE PC GENERAL FUND 3000 MARINE MAMMAL CENTER PO BOX 778 MOSS LANDING CA 95039 NONE PC GENERAL FUND 250 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55902 NONE PC PRESIDENT'S STRATEGIC INITIATIVE OPERATING FUND 1000 MD ANDERSON CANCER CENTER PO BOX 4464 HOUSTON TX 77210 NONE PC ANNUAL FUND 1000 MILITARY ORDER OF THE PURPLE HEART FOUND 7008 LITTLE RIVER TURNPIKE PO BOX 49 ANNANDALE VA 22003 NONE PC GENERAL FUND 500 MONTAGE HEALTH FOUNDATION 40 RYAN COURT STE 200 MONTEREY CA 93940 NONE PC GENERAL FUND 1000 MONTEREY BAY AQUARIUM 886 CANNERY ROW MONTEREY CA 93940 NONE PC GENERAL FUND 500 MONTEREY PENINSULA FOUNDATION PO BOX 869 MONTEREY CA 93940 NONE PC 2017 PURE INSURANCE CHAMPIONSHIP 17000 NAVAL POSTGRADUATE SCHOOL FOUNDATION INC PO BOX 8626 MONTEREY CA 93943 NONE PC ANNUAL FUND 1000 NORTH HAWAII COMMUNITY HOSPITAL 67-1125 MAMALAHOA HIGHWAY KAMUELA HI 96743 NONE PC GENERAL FUND 1000 NORTH TEXAS FOOD BANK 4500 S COCKRELL HILL RD DALLAS TX 75236 NONE PC FOOD FOR KIDS BACKPACK PROGRAM 1000 NORTH TEXAS FOOD BANK 4500 S COCKRELL HILL RD DALLAS TX 75236 NONE PC GENERAL FUND 1000 ONE LOVE FOUNDATION PO BOX 368 BRONXVILLE NY 10708 NONE PC SUPPORT ONE LOVE'S EXPANSION INTO THE DALLAS-FORT WORTH AREA 2000 PEBBLE BEACH COMPANY FOUNDATION PO BOX 1767 PEBBLE BEACH CA 93953 NONE PC GENERAL FUND 1300 ROOSEVELT HIGH SCHOOL FOUNDATION PO BOX 12087 DES MOINES IA 50312 NONE PC GENERAL FUND 1000 SEMPER FI FUND 825 COLLEGE BLVD SUITE 102 OCEANSIDE CA 92057 NONE PC GENERAL FUND 500 SHELTON SCHOOL 15720 HILLCREST ROAD DALLAS TX 75248 NONE PC ANNUAL FUND 3000 SOUTHERN METHODIST UNIVERSITY PO BOX 750333 DALLAS TX 75275 NONE PC SMU FUND 1500 SOUTHWESTERN MEDICAL FOUNDATION 3889 MAPLE AVE STE 100 DALLAS TX 75219 NONE PC GENERAL FUND 1000 ST MARK'S SCHOOL OF TEXAS 10600 PRESTON ROAD DALLAS TX 75230 NONE PC ANNUAL FUND 33500 ST PHILIP'S SCHOOL & COMMUNITY CTR 1600 PENNSYLVANIA DALLAS TX 75215 NONE PC 2017 ANNUAL CAMPAIGN 500 STANFORD UNIVERSITY 326 GALVEZ ST STANFORD CA 94305 NONE PC LAW FUND 1000 TEMPLE EMANU-EL EARLY CHILDHOOD CTR 8500 HILLCREST RD DALLAS TX 75225 NONE PC GENERAL FUND 1500 TEXAS SCOTTISH RITE HOSPITAL 2222 WELBORN STREET DALLAS TX 75219 NONE PC KIDSWING 2017 250 THE COLLEGIATE SCHOOL 103 N MOORELAND ROAD RICHMOND VA 23229 NONE PC GENERAL FUND 1500 THE DALLAS FOUNDATION 3963 MAPLE AVENUE SUITE 390 DALLAS TX 75219 NONE PC PRESTON TRAIL GOLF CLUB SCHOLARSHIP 100 THE FAMILY PLACE PO BOX 7999 DALLAS TX 75209 NONE PC GENERAL FUND 500 THE FIRST TEE OF GREATER DALLAS 16200 ADDISON RD STE 255 ADDISON TX 75204 NONE PC THE LEARNING CENTER AT THE TRINITY FOREST GOLF COURSE 10000 THE HOPE CLINIC 6850 SOUTH 65 EAST MIDVALE UT 84047 NONE PC GENERAL FUND 13000 THE MAYOR'S DISASTER FUND 3963 MAPLE AVENUE SUITE 390 DALLAS TX 75219 NONE PC GENERAL FUND 500 THE TEXAS TRIBUNE 823 CONGRESS AVENUE SUITE 1400 AUSTIN TX 78701 NONE PC GENERAL FUND 500 TURTLE CREEK ASSOCIATION PO BOX 192765 DALLAS TX 75219 NONE PC GENERAL FUND 100 UNITED STATES GOLF ASSOCIATION 10 INDEPENDENCE BLVD WARREN NJ 07059 NONE PC GENERAL FUND 20000 UNIVERSITY OF IOWA FOUNDATION PO BOX 4550 IOWA CITY IA 52244 NONE PC JAMES M HOAK FAMILY GOLF COMPLEX FUND 22200 US NAVAL ACADEMY FOUNDATION 291 WOOD ROAD BEACH HALL ANNAPOLIS MD 21402 NONE PC GOLF COURSE IMPROVEMENT 2500 UT SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD DALLAS TX 75390 NONE PC ANNUAL FUND 1000 VIRGINIA COMMONWEALTH UNIV SCHOOL OF ARTS 325 N HARRISON STREET RICHMOND VA 23284 NONE PC INTERIOR DESIGN ENDOWMENT FUND 3000 VIRGINIA MUSEUM OF FINE ARTS FOUNDATION 200 N BOULEVARD RICHMOND VA 23220 NONE PC GENERAL FUND 1500 WAIMEA OCEAN FILM FESTIVAL PO BOX 6397 KAMUELA HI 96743 NONE PC GENERAL FUND 2500 WAKE FOREST UNIVERSITY PO BOX 7227 WINSTONSALEM NC 27109 NONE PC GENERAL FUND 500 WORLD PEDIATRIC PROJECT 7201 GLEN FOREST DRIVE STE 304 RICHMOND VA 23226 NONE PC GENERAL FUND 500 YALE UNIVERSITY PO BOX 2038 NEW HAVEN CT 06521 NONE PC SUPPORT FOR YALE GOLF COURSE/TEAM 20500 YMCA OF GREATER RICHMOND 2 WEST FRANKLIN STREET RICHMOND VA 23220 NONE PC GENERAL FUND 5000 YOUTH ON COURSE 3200 LOPEZ DRIVE PEBBLE BEACH CA 93953 NONE PC GENERAL FUND 500 250200 0 14 263 14 215387 18 815582 0 1031232 0 1031232 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 X X 1 JAMES M HOAK 3963 MAPLE AVE SUITE 450 DALLAS TX 75219 1390000 X 1 100,000 SHS OF CASELLA WASTE SYSTEMS INC-A (CUSIP 147448-10-4) 1390000 2017-04-04 ACCOUNTING FEES 3500 1750 1750 NONE 0 JPM STRAT INC OPP FD-CL I 232000 232000 JPM FLOAT RATE INCOME FD-SEL 420933 420933 DOUBLELINE INCOME SOLUTIONS 302850 302850 DOUBLELINE TOTAL RT BOND FD 110956 110956 AMERICAN FUNDS INFLT LINKED BOND 20874 20874 DOUBLELINE CORE FIXED INCOME CL 92128 92128 METROPOLITAN WEST TOTAL RETURN CLASS I 129443 129443 VANGUARD INT-TERM BOND INDEX 20610 20610 VANGUARD BALANCED INDEX 735894 735894 CASELLA WASTE SYSTEMS INC 115100 115100 REATA PHARMACEUTICALS INC 189744 189744 TIER REIT INC 509750 509750 FIDELITY STOCK MUTUAL FUNDS 749010 749010 MCNALLY CAPITAL-EUROPA SPV, LLC AT COST 269156 269156 KAYNE ANDERSON REAL ESTATE DEBT II, LP AT COST 183427 183427 CHCP DIRECT INVESTORS, LP AT COST 1024073 1024073 DECREASE DUE TO SALE OF 95,000 SHARES OF CASELLA WASTE SYSTEMS INC. 741426 COMPUTER AND INTERNET EXPENSES 569 0 569 PASSTHROUGH FROM KAYNE ANDERSON REAL ESTATE DEBT II 1565 1565 0 PASSTHROUGH FROM CHCP DIRECT INVESTORS, LP 7907 7907 0 PASSTHROUGH FROM MCNALLY CAPITAL- EURPOA SPV, LLC 1498 1498 0 UNREALIZED GAIN ON INVESTMENTS 296803 ADVISOR FEE 11294 11294 0 EXCISE TAX 25847 0 0 FOREIGN TAXES 306 306 0