2018-12-20T09:18:37-06:00 2018-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVENUE SUITE 600 DENVER CO 802372579 990 2017-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 PO BOX 4005 GOLDEN CO 80401 STEVE KREIDLER VP, FINANCE/CFO 3032733464 2018-12-19 1 DORI J EGGETT P00645252 3037409400 2018-12-20 208.42.238.142 2018-12-20 09:17:47 MS P E9C924457B5D275461852EC86B70A375E5271692 829CFAD61BE1472F5C9783C6C5344F7F92BC6B75 2017 2019-02-21 02:37:17Z STEVE KREIDLER PO BOX 4005 GOLDEN CO 80401 83838145 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 9 9 68 158 -1778455 -2160829 15519233 15489315 2146111 2307394 10033083 14063363 -60023 -1265721 27638404 30594351 24059038 22696691 0 0 4950713 5185169 0 0 5517034 2914569 3109488 31924320 30991348 -4285916 -396997 360242039 368474638 47429486 45915636 312812553 322559002 TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 22810042 22696691 2307394 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 22810042 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 28 0 1 68 1 1 1 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AK CA FL MD MA MI MN NH NJ NY OH PA SC TN UT WA WV GA WI CO ME ND X STEVE KREIDLER CO CSMF 3032733464 PO BOX 4005 GOLDEN CO 80401 PATRICK M JAMES CHAIRMAN 1.00 X X 0 0 0 CHARLES E SCHULTZ VICE CHAIR 1.00 X X 0 0 0 STEVEN R ENGER AT LARGE 1.00 X 0 0 0 GERALD W GRANDEY AT LARGE 1.00 X 0 0 0 BRUCE E GREWCOCK AT LARGE 1.00 X 0 0 0 HUGH E HARVEY AT LARGE 1.00 X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 X 0 0 0 TERRANCE G TSCHATSCHULA AT LARGE 1.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 X 312888 0 32702 LINDA LANDRUM EVP F&A/CFO/TREASURER 40.00 X 210274 0 23066 DOUG MAYO VICE PRESIDENT, ADVANCEMENT 40.00 X 193381 0 25896 MICHAEL OBER DIRECTOR, INFO SYSTEMS AND ADV SVCS 40.00 X 113492 0 17370 DEAN LAATT ASST. VP, MAJOR GIFTS 40.00 X 109596 0 16553 REBECCA LEEWAYE ASST. VP, FINANCE & ASST. TREASURER 40.00 X 117101 0 21947 JANET PRELOGER ASST. VP, CONSTITUENT RELATIONS 40.00 X 108850 0 12036 MARIANNE BARKER ASST. VP, GIFT PLANNING 40.00 X 129781 0 18428 1295363 0 167998 10 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 150000 ELLUCIAN COMPANY LP 62578 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 SOFTWARE SERVICES 126410 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 112790 3 15489315 471643 15489315 DEVELOPMENT FEE 900099 1900000 1900000 ALUMNI RELATIONS 900099 407394 407394 2307394 1941547 1941547 9397 9397 65365610 53243794 12121816 12121816 12121816 ADMINISTRATION FEES 523000 466404 466404 OTHER INCOME/LOSS 900099 36933 36933 UNRELATED BUS. LOSS 523000 -1778455 -1778455 -1275118 30594351 2810731 -1778455 14072760 22696691 22696691 634111 252759 381352 3736354 649629 3086725 184413 34709 149704 323662 63441 260221 306629 61272 245357 116708 100958 15750 17267 12454 4813 48927 48927 113351 113351 1342129 1342129 11328 11328 190985 190985 202480 27893 174587 308211 10884 297327 163189 3702 159487 38926 36326 2600 EVENTS 357255 357255 PROFESSIONAL DEV. 97505 4463 93042 RESEARCH MATERIAL 47006 424 46582 PREMIUMS 25875 25875 28346 14302 14044 30991348 22810042 2664272 5517034 2740427 1617818 8078015 8077407 21525920 14591920 138285 29278 0 0 1085000 0 238696483 251501180 53146333 58231772 1678039 1691385 33153537 32733878 360242039 368474638 3226563 2329727 44202923 43585909 47429486 45915636 X 28141689 31229693 108656303 108690899 176014561 182638410 312812553 322559002 360242039 368474638 X -396997 10106950 36496 X 0 1 X 1 0 X 48915970 33091397 14533653 15519233 15489315 127549568 48915970 33091397 14533653 15519233 15489315 127549568 25833289 101716279 1863603 1896145 1637168 1476534 1950944 8824394 443447 496110 674333 513570 503337 2630797 139004759 10053505 0.73170 0.74580 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2013 AMOUNT: $ 13,964. 2014 AMOUNT: $ 1,755. 2015 AMOUNT: $ 147,155. 2016 AMOUNT: $ 37,362. 2017 AMOUNT: $ 36,933. ADMINISTRATION FEES - 2013 AMOUNT: $ 429,483. 2014 AMOUNT: $ 494,355. 2015 AMOUNT: $ 527,178. 2016 AMOUNT: $ 476,208. 2017 AMOUNT: $ 466,404. 113351 113351 24018835 24132186 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 257781 267118 268229 113351 906479 250000 250000 250000 250000 1000000 1500000 239819147 4355213 18580476 11032302 251722534 205966741 5539996 35685884 7373474 239819147 227854251 2495892 -10653236 13730166 205966741 225811040 10646383 -455165 8148007 227854251 188486221 10685403 33874010 7234594 225811040 0.12360 0.65400 0.22240 1 0 0 PARTNERSHIPS INVESTMENTS 58231772 F 58231772 TRUST CONTRIBUTIONS RECEIVABLE 3153732 SPLIT INTEREST AGREEMENTS 17424627 INTEREST IN ENDOWMENT 10769111 INTEREST IN LONG-TERM TRUSTS 197342 PMC NET ASSETS 1036910 OTHER ASSETS 5652 DUE FROM CSMF PROPERTY MANAGEMENT CORP. 82292 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 64212 32733878 SPLIT INTEREST OBLIGATIONS 4320693 GIFT ANNUITY OBLIGATIONS 3701860 ASSETS HELD IN TRUST 35533356 REFUNDABLE ADVANCES 30000 43585909 X 41524282 10106950 2170710 12277660 29246622 1347729 1347729 30594351 31777833 2134214 2134214 29643619 1347729 1347729 30991348 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART X, LINE 2: THE FOUNDATION APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVALUATING THE TAX POSITIONS TAKEN, INCLUDING THE DETERMINATION OF THE FOUNDATION'S TAX-EXEMPT STATUS, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2018 OR 2017. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSES. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2018 OR 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -122,580. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. 514,835. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 1,778,455. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES / RELINQUISHMENT OF BENEFICIAL INTEREST 2,134,214. CENTRAL AMERICA/CARIBBEAN INVESTMENTS 14069941 0 0 0 0 0 0 14069941 0 14069941 1 0 0 1 1 0 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 22696691 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 292888 0 20000 0 0 0 17940 0 14762 0 345590 0 0 0 LINDA LANDRUM EVP F&A/CFO/TREASURER 202774 0 7500 0 0 0 12532 0 10534 0 233340 0 0 0 DOUG MAYO VICE PRESIDENT, ADVANCEMENT 185881 0 7500 0 0 0 11511 0 14385 0 219277 0 0 0 X 56 471643 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B A DETAILED REVIEW IS PERFORMED BY THE VICE PRESIDENT, FINANCE/CFO AND ASSISTANT TREASURER PRIOR TO PRESENTATION TO THE EXECUTIVE COMMITTEE. THE FOUNDATION'S INDEPENDENT TAX ACCOUNTING FIRM PROVIDES A FULL SUMMARY PRESENTATION, EXCLUDING DONOR INFORMATION, TO THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE, FINANCE COMMITTEE, AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE ANNUAL AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS -122,580. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP 514,835. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 1,778,455. UNCOLLECTIBLE PLEDGES / RELINQUISHMENT OF BENEFICIAL INTEREST -2,134,214. CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0