2018-12-19T16:51:08-06:00 2018-06-30 GRANT THORNTON LLP 171 N CLARK ST SUITE 200 CHICAGO IL 60601 990 2017-07-01 133039601 Alzheimer's Disease & Related Disorders Association Inc % RICHARD HOVLAND COO/CFO ALZH 3123558700 225 N Michigan Ave 17th Floor Chicago IL 606017633 RICHARD H HOVLAND COO/CFO 3123355771 2018-12-19 true BRIDGET T ROCHE P00666837 3128560200 209.220.64.52 36941220183535000000 2018-12-19 P 43330B002D0640EEDA4136F3EDC5620D97A98273 DB64C1701B389F151E46C096E2734789DEA2CBCD 2017 2019-02-21 02:37:17Z Alzheimer's Association RICHARD H HOVLAND 225 N Michigan Ave 17th Floor Chicago IL 606017633 402890062 false X www.alz.org X 1980 DE ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH, PROVIDE & ENHANCE CARE & SUPPORT FOR ALL AFF- ECTED & REDUCE THE RISK OF DEMENTIA THROUGH PROMOTION OF BRAIN HEALTH. 28 28 2548 71227 0 135584 303300791 321309088 9746976 10504180 6179743 6410118 8231840 7235241 327459350 345458627 32350336 39557360 0 0 160816980 173396038 1310457 1306686 69319116 133673989 145317383 328151762 359577467 -692412 -14118840 345089789 354052059 77223643 97847369 267866146 256204690 X THE ALZHEIMER'S ASSOCIATION IS THE LEADING VOLUNTARY HEALTH ORGANIZATION IN ALZHEIMER CARE, SUPPORT, AND RESEARCH. (MISSION CONTINUED IN SCHEDULE O). false false 200035628 2975894 3767473 PUBLIC AWARENESS AND EDUCATION - ALZHEIMER'S IS A PROGRESSIVE, DEGENERATIVE AND ULTIMATELY FATAL DISEASE. TOO FEW AMERICANS UNDERSTAND THE CURRENT AND FUTURE ECONOMIC IMPACT OF ALZHEIMER'S. ALREADY MORE THAN 5 MILLION AMERICANS ARE LIVING WITH ALZHEIMER'S AND AS MANY AS 15 MILLION PEOPLE ARE PROVIDING UNPAID CARE AND SUPPORT. AND THIS MASSIVE GROUP IS IN NEED OF INFORMATION AND RESOURCES. THE ALZHEIMER'S ASSOCIATION HAS INVESTED IN EDUCATION CAMPAIGNS AND INITIATIVES TO INCREASE KNOWLEDGE ABOUT ALZHEIMER'S DISEASE AND AWARENESS OF THE ALZHEIMER'S ASSOCIATION COMMUNICATING OUR ROLE AS LEADERS OF THE CAUSE. KEY MESSAGES INCLUDE THE IMPORTANCE OF EARLY DETECTION, RESOURCES FOR PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND THE SOCIETAL IMPACT OF THE DISEASE. MILLIONS OF CONSTITUENTS PARTICIPATED IN OUR PROGRAMS IN LOCAL COMMUNITIES AND ON-LINE. 46544673 30054889 6637040 RESEARCH - THE ALZHEIMER'S ASSOCIATION IS ON THE FOREFRONT OF THE ALZHEIMER'S SCIENTIFIC FIELD, GLOBALLY CONNECTING RESEARCHERS IN THE QUEST TO FIND METHODS OF TREATMENT, PREVENTION AND A CURE. THE ALZHEIMER'S ASSOCIATION IMPLEMENTS AN AGGRESSIVE GLOBAL RESEARCH AND SCIENCE PROGRAM STRATEGICALLY DESIGNED TO ACCELERATE PROGRESS BY FOSTERING INNOVATION, IDENTIFYING AND CLOSING CRITICAL KNOWLEDGE GAPS, DEVELOPING AND DISSEMINATING TOOLS, AND NURTURING SCIENTIFIC TALENT. THE ALZHEIMER'S ASSOCIATION HAS BEEN A CATALYST AND CONVENER FOR MORE THAN 30 YEARS. WHETHER FUNDING INNOVATIVE GRANTS TO HELP FURTHER TREATMENTS AND DISCOVERY, HOSTING THE ALZHEIMER'S ASSOCIATION INTERNATIONAL CONFERENCE* (AAIC*), THE WORLD'S LARGEST GATHERING OF ALZHEIMER'S RESEARCHERS, OR LEADING ENDEAVORS LIKE THE WORLDWIDE ALZHEIMER'S DISEASE NEUROIMAGING INITIATIVE (WW-ADNI) TO ACCELERATE ADVANCES IN IMAGING, THE ALZHEIMER'S ASSOCIATION SEEKS TO FUND AND ADVANCE BEST-IN-CLASS RESEARCH AND WORKS WITH COLLABORATORS AROUND THE GLOBE FROM ALL SECTORS TO HASTEN THIS PROGRESS. * THESE ARE NAMES THAT ARE TRADEMARKS TO ALZHEIMER'S ASSOCIATION. 9336880 0 34816 Chapter Services - Approximately 290 offices across the U.S. are doing business as the Alzheimer's Association and various names as a collection of 78 chapters of the Association and are in communities nationwide providing services to families and professionals including: information and referral, support groups, care consultation, and education and safety services. 17770262 6526577 64851 273687443 true false false 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Jacqueline Kouri Thru 1017 Secretary and Director 10.0 0.0 X X 0 0 0 Margaret Noel MD Director (Thru 10/17) 5.0 0.0 X 0 0 0 Debra Pierson Director 5.0 0.0 X 0 0 0 Kimberly Reed Director 5.0 0.0 X 0 0 0 Karen Stevenson Director 5.0 0.0 X 0 0 0 Carolyn Tieger Director 5.0 0.0 X 0 0 0 Derek van Amerongen Director 5.0 0.0 X 0 0 0 Electa Anderson Thru 1017 Director 5.0 0.0 X 0 0 0 Helen Brooks Director 5.0 0.0 X 0 0 0 Anna Catalano Secretary and Director 10.0 0.0 X X 0 0 0 James Grossmann Director 5.0 0.0 X 0 0 0 David Hunter Director 5.0 0.0 X 0 0 0 Verna Jones-Rodwell Director (Thru 03/18) 5.0 0.0 X 0 0 0 Diana Kerwin MD Director 5.0 0.0 X 0 0 0 Sarah Lorance Director 5.0 0.0 X 0 0 0 Ralph Nixon MD PhD Director 5.0 0.0 X 0 0 0 Robert O'Keefe Thru 1017 Director 5.0 0.0 X 0 0 0 Steven Osgood Treasurer and Director 10.0 0.0 X X 0 0 0 Cecile Perich DIRECTOR 5.0 0.0 X 0 0 0 Brian Richardson Director 5.0 0.0 X 0 0 0 Julia Wallace Director 5.0 0.0 X 0 0 0 Paul Wexler DIRECTOR 5.0 0.0 X 0 0 0 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42396483 267866146 256204690 345089789 354052059 X -14118840 2105849 351535 X false true true true true X 120142741 149251302 158669271 301450526 321309088 1050822928 0 0 120142741 149251302 158669271 301450526 321309088 1050822928 0 1050822928 2089505 3055023 3039352 4882618 6355626 19422124 135584 135584 6103829 6633496 7077019 12716507 12152019 44682870 1115063506 36445369 0.94239 0.93970 X true true true 251000 true 300 true true 6475586 true 1662167 true 1115000 false 9504053 false SCHEDULE C, PART II-B, LINE 1A VOLUNTEERS MOST OF THE ASSOCIATION'S ADVOCACY IS THROUGH VOLUNTEERS. ADDITIONALLY THE ASSOCIATION HAS TRAINING TO DEVELOP AND ORGANIZE CHAPTER BASED GRASSROOTS ACTIVITIES. AS ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, HEREAFTER REFERRED TO AS ALZHEIMER'S DISEASE, THREATEN TO BANKRUPT FAMILIES, BUSINESSES AND THE HEALTHCARE SYSTEM, SCIENTISTS ARE MOVING CLOSER TO FINDING BETTER TREATMENTS THAT COULD ALTER THE COURSE OF THE DISEASE. THE ALZHEIMER'S ASSOCIATION ADVOCATES FOR PUBLIC POLICIES AIMED AT ADVANCING RESEARCH TOWARD BETTER THERAPIES, DETECTION, METHODS OF PREVENTION AND ULTIMATELY A CURE, AS WELL AS FOR HIGH QUALITY HEALTHCARE AND LONG TERM SERVICES AND SUPPORT FOR PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES. THIS INCLUDES ADVOCACY FOR BETTER CARE FOR PEOPLE AND FAMILIES ALREADY FACING ALZHEIMER'S. ADVOCACY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. SCHEDULE C, PART II-B, LINE 1B PAID STAFF OR MANAGEMENT THE ASSOCIATION HAS PAID STAFF WHO ENGAGE ON BEHALF OF THE ASSOCIATION IN PUBLIC POLICY WORK, INCLUDING EDUCATING POLICYMAKERS AND SUPPORTING THE ADVOCACY WORK OF VOLUNTEERS. SCHEDULE C, PART II-B, LINE 1C MEDIA ADVERTISEMENTS MEDIA ADVERTISEMENTS WERE RUN IN WASHINGTON, D.C. FOR KEY ADVOCACY AWARENESS OPPORTUNITIES DURING THE YEAR. SCHEDULE C, PART II-B, LINE 1D MAILING TO MEMBERS, LEGISLATORS OR THE PUBLIC MAILING COSTS TO DISTRIBUTE FACTS AND FIGURES TO LEGISLATORS. SCHEDULE C, PART II-B, LINE 1E PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS THE ASSOCIATION DISTRIBUTED FEDERAL AND STATE UPDATES VIA EMAIL APPROXIMATELY 80 TIMES DURING THE YEAR. 24038631 5200 894633 894633 24043831 13717133 10321498 1125281 1125281 24038631 13690883 26250 545968 545968 13717133 13715104 121524 537643 683388 13690883 12654952 1060152 1961725 1961725 13715104 0.97530 0.02470 false false 568500 568500 1310495 81528 1228967 12448422 5265167 7183255 9274330 7055242 2219088 26663899 13142597 13521302 24721112 BENEFICIAL INTEREST 34643715 F ASSETS HELD IN TRUST 248444 F 34892159 0 DEFERRED RENT 8631325 GIFT ANNUITY OBLIGATIONS 4228248 DUE TO CHAPTERS 1848211 OTHER LIABILITIES 19139 14726923 X 352773529 2105849 4811018 369237 7286104 345487425 -28798 -28798 345458627 364434987 4828722 28798 4857520 359577467 359577467 SCHEDULE D, PART V, LINE 4 INTENDED USES OF ENDOWMENT FUNDS Permanently restricted net assets are restricted as investments in perpetuity. The Association's endowment only consists of donor-restricted endowment funds. Net assets associated with the Association's endowment funds are classified and reported based on the existence of donor-imposed restrictions. Donors restrict the earnings of some of the Association's endowment funds to fund the Association's research program. In accordance with donor stipulations, the income generated from these assets is restricted for research (approximately 57%) or not purpose restricted (approximately 43%). The Association accounts for endowment net assets by preserving the fair value of the original gift as of the gift date of the donor-restricted endowment fund absent explicit donor stipulations to the contrary. As a result, the Association classifies as permanently restricted net assets (1) the original value of gifts donated to the permanent endowment, (2) the original value of subsequent gifts to the permanent endowment and (3) accumulations to the permanent endowment made in accordance with the direction of the applicable donor gift instrument at the time the accumulation is added to the endowment fund. The Association considers the following factors in making a determination to appropriate or accumulate donor-restricted endowment funds: -The duration and preservation of the fund. -The purposes of the Association and the donor-restricted endowment fund. -General economic conditions. -The possible effects of inflation and deflation. -The expected total return from income and the appreciation of investments. -Other resources of the Association. -The investment policies of the Association. The Association has adopted an investment policy that attempts to provide a predictable stream of funding to programs supported by its endowment while seeking to maintain the purchasing power of the endowment assets. As of June 30, 2018 and 2017, endowment assets only include those assets of donor-restricted funds that the Association must hold in perpetuity, as the Association does not have any board-designated endowment funds. Under this policy, as approved by the board of directors, the endowment assets are invested in a manner that is intended to provide adequate liquidity, maximizing returns on all funds invested and achieving full employment of all available funds as earning assets. The Association has an active finance committee and investment sub-committee that meets regularly to ensure that the objectives of the investment policy are met, and that the strategies used to meet the objectives are in accordance with the investment policy. The Association's policy is to appropriate spending amounts deemed prudent for donor-restricted funds. SCHEDULE D, PART X, LINE 2 FIN 48 THE ASSOCIATION AND THE Alzheimer's Impact Movement (AIM) HAVE RECEIVED FAVORABLE DETERMINATION LETTERS FROM THE INTERNAL REVENUE SERVICE, STATING THAT THEY ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER THE PROVISIONS OF SECTION 501(A) OF THE INTERNAL REVENUE CODE OF 1986 (IRC), AS ORGANIZATIONS DESCRIBED IN SECTIONS 501(C)(3) AND 501(C)(4), RESPECTIVELY, EXCEPT FOR INCOME TAXES PERTAINING TO UNRELATED BUSINESS INCOME. Alzheimer's Impact Movement Political Action Committee (AIMPAC) IS A POLITICAL ACTION COMMITTEE ORGANIZATION EXEMPT FROM FEDERAL TAXES UNDER SECTION 527 OF THE IRC. THE ALZHEIMER'S ASSOCIATION INTERNATIONAL IS A NOT-FOR-PROFIT CANADIAN ENTITY. THE COALITION of New York State Alzheimer's Association Chapters, Inc. IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE IRC AND HAS NOT BEEN CLASSIFIED AS A PRIVATE FOUNDATION; THEREFORE, NO PROVISION FOR INCOME TAX HAS BEEN MADE IN THE FINANCIAL STATEMENTS. THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED GUIDANCE THAT REQUIRES TAX EFFECTS FROM UNCERTAIN TAX POSITIONS TO BE RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS ONLY IF THE POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. MANAGEMENT HAS DETERMINED THERE ARE NO MATERIAL UNCERTAIN POSITIONS THAT REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS AND, AS SUCH, NO PROVISION FOR INCOME TAXES IS REFLECTED. ADDITIONALLY, THERE ARE NO INTEREST OR PENALTIES RECOGNIZED IN THE CONSOLIDATED STATEMENT OF ACTIVITIES OR STATEMENT OF FINANCIAL POSITION. Schedule D, Part XI, Line 2D RECONCILIATION OF REVENUE CHANGE IN PERPETUAL TRUST $1,027,840 CHANGE IN SPLIT INTEREST ($658,603) ---------- TOTAL $369,237 SCHEDULE D, PART XI, LINE 4B RECONCILIATION OF REVENUE COST OF GOODS SOLD ($28,798) ---------- TOTAL ($28,798) SCHEDULE D, PART XII, LINE 2D RECONCILIATION OF EXPENSES COST OF GOODS SOLD $28,798 ---------- TOTAL $28,798 true Europe (Including Iceland and Greenland) 0 0 Program Services Grantmaking 3501935 North America Program Services Grantmaking 859628 East Asia and the Pacific Program Services Grantmaking 811421 South America Program Services Grantmaking 290000 Middle East and North Africa Program Services Grantmaking 150000 0 0 0 0 5612984 5612984 Europe (Including Iceland and Greenland) Program Services 170858 Wire Europe (Including Iceland and Greenland) Program Services 175000 Wire Europe (Including Iceland and Greenland) Program Services 174070 Wire Europe (Including Iceland and Greenland) Program Services 175000 Wire East Asia and the Pacific Program Services 174786 Wire Europe (Including Iceland and Greenland) Program Services 175000 Wire Europe (Including Iceland and Greenland) Program Services 174283 Wire South America Program Services 140000 Wire Europe (Including Iceland and Greenland) Program Services 150000 Wire North America Program Services 75000 Wire East Asia and the Pacific Program Services 150000 Wire Europe (Including Iceland and Greenland) Program Services 150000 Wire East Asia and the Pacific Program Services 150000 Wire Middle East and North Africa Program Services 150000 Wire Europe (Including Iceland and Greenland) Program Services 147520 Wire South America Program Services 150000 Wire East Asia and the Pacific Program Services 149835 Wire East Asia and the Pacific Program Services 149800 Wire Europe (Including Iceland and Greenland) Program Services 135000 Wire Europe (Including Iceland and Greenland) Program Services 120000 Wire North America Program Services 450000 Wire North America Program Services 334628 Wire Europe (Including Iceland and Greenland) Program Services 25000 Wire Europe (Including Iceland and Greenland) Program Services 25000 Wire Europe (Including Iceland and Greenland) Program Services 21780 Wire Europe (Including Iceland and Greenland) Program Services 24247 Wire Europe (Including Iceland and Greenland) Program Services 25000 Wire Europe (Including Iceland and Greenland) Program Services 45000 Wire Europe (Including Iceland and Greenland) Program Services 24970 Wire Europe (Including Iceland and Greenland) Program Services 999244 Wire East Asia and the Pacific Program Services 37000 Wire Europe (Including Iceland and Greenland) Program Services 43000 Wire Europe (Including Iceland and Greenland) Program Services 431963 Wire Europe (Including Iceland and Greenland) Program Services 90000 Wire 34 false false true false false false Schedule F, Part I, Line 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE U.S. The over-sight of the scientific integrity of the Alzheimer's Association National and International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council along with the Alzheimer's Association Medical & Scientific Relations division, ensures peer review and high quality of funded awards during the grant review process and develops focused requests for applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of scientific areas of investment to monitor the diversity of the grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual and in some cases bi-annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Several programs are leveraged funding opportunities with partner organizations. These research projects and financial expenditure reports are shared between the partner organization(s). Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to Proposal Central. After receipt, all financial reports are reviewed by an Alzheimer's Association Post-Award Specialist for accuracy and consistency with the agreed upon budget. In addition, the Association requires protocol continuation approval (i.e., INSTITUTIONAL ANIMAL CARE AND USE COMMITTEE (IACUC), INSTITUTIONAL REVIEW BOARD (IRB), RECOMBINANT DNA PROTOCOL (RDNA)) annually, if applicable for the research project. Any subsequent payments to grant awardees are generated after the receipt and approval by the Chief Science Officer, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to Proposal Central online system. The financial report must be signed by the institutional official who has fiscal responsibility for the award. Publication(s) as accepted are uploaded to Proposal Central during and after the duration of the grant. It is expected that awardees will continue to maintain record of any publication(s) acknowledging the Alzheimer's Association. Data generated as a result of Alzheimer's Association funded work is subject to data sharing, as a condition of award. Data and other outputs of the project are subjected to this policy for quick, reasonable submissions for completed work. Further, Awardees agree to submit/share data, as applicable, through the Global Alzheimer's Association Interactive Network (GAAIN*), a global infrastructure connecting research studies from around the world through one portal where data can be interrogated in aggregate for analysis using a virtual machine. GAAIN is wholly funded by the Alzheimer's Association. In addition, the Association requests, monitors, and follows-up to ensure submission compliance on all awarded contracts and that financial reporting requirements are met. Awardees' financial reports are audited annually to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign Institutions are required to submit one of the following as verification of Non-Profit status: - Organization's charter, bylaws and other governing documents (In english, if possible). In cases where translation is not possible, a dated and signed letter in english from the rector or other authorized signing official of the institution is acceptable. - Documentation of non-profit designation from organization's government. For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program, with the exception of the Part the Cloud Translational Research Grant Program AND PARTNERSHIP PROGRAMS SUCH AS BIOMARKERS ACROSS NEURODEGENERATIVE DISEASES (BAND) and Tau Pipeline Enabling Program (T-PEP). Unless otherwise stated in program, all institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If the irs determination letter is dated prior to this five year period, the institution is required to provide documentation from an authorized SIGNING OFFICIAL IN THEIR GRANTS AND CONTRACTS OFFICE OR OFFICE OF SPONSORED RESEARCH to confirm there has not been a status change for the organization. For the Part the Cloud Translational Research Grant Program and other programs with for-profit awardees, any for-profit applicant is required to submit the Organization's financial statements. As part of the application process, applicants are to upload a w-8ben-e form that has been dated and signed by an authorized signing official. This form verifies that an institution or organization is designated as a 501(c)(3) or other non-profit entity. For profit organizations must submit documentation of net assets and annual earnings, in addition to the w-8ben-e form for consideration. These forms are uploaded within their submitted application to proposal central. After receipt, these forms are reviewed by an alzheimer's association pre-award specialist. Following review by a pre-award specialist, applications are then moved forward to peer-review. If awarded, the alzheimer's association post-award specialist includes the appropriate forms in payment requests for grant funding payments. Prior to award confirmation, the Medical and Scientific Relations Division verifies that each awardee is compliant with the U.S. Patriot Act and does not appear on the Specially Designated Nationals (SDN) lists. A FORM IS COMPLETED FOR EACH APPROVED ALZHEIMER'S ASSOCIATION AWARDEE THAT VERIFIES COMPLIANCE WITH THE U.S. Patriot Act AND UPLOADED TO THEIR ONLINE FILE AT PROPOSAL CENTRAL PRIOR TO PAYMENT BEING SENT TO THE AWARDEE. IN THE EVENT THAT A POSITIVE MATCH TO ONE OF THE SDN LISTS IS FOUND BY THE ASSOCIATION, IT WOULD BE IMMEDIATELY REPORTED TO THE ALZHEIMER'S ASSOCIATION LEGAL DEPARTMENT FOR APPROPRIATE HANDLING AND FOLLOW-UP. For transactions unrelated to the International Research Grant Program in the Medical and Scientific Department, the same verification is performed. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that result from funded studies. The Association requires the grant recipient to notify the Alzheimer's Association on an annual basis with updates to these records. Follow-on funding from federal agencies is also monitored. * These are names that are trademarks to Alzheimer's Association. Schedule F, Part I, Line 3, Column (f) and Part II, Line 1 Method Used to Account for Expenditures and Grants The Alzheimer's Association accounts for expenditures, cash grants, and noncash assistance using the accrual method. X X X X X X X true THD 80 Hayden Avenue Ste 300 Lexington MA 02421 Mail false 40426798 1074260 39352538 CDR 16900 Science Drive Suite 210 Bowie MD 20715 Email false 27179699 232426 26947273 67606497 1306686 66299811 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Chicago Gala 1669750 659450 1010300 0 124562 37304 165375 122956 0 Part the Cloud 1074500 349700 724800 0 0 0 127299 501567 0 51 11342993 2680459 8662534 0 1394084 782357 1032051 350894 449760 14087243 3689609 10397634 0 1518646 819661 1324725 975417 449760 5088209 5309425 46245 2227 41791 false 46245 2227 41791 44018 2227 IL IA NE NY OH true false true false Michelle Helton 225 N Michigan Ave 17th Flr Chicago IL 606017633 false Lynne Carey 600 Overall supervision and management X false Schedule G, Part I, Line 2B, Box (III) FUNDRAISING CONSULTANT - CONTROL ARRANGEMENT The Alzheimer's association engages Thompson, Habib & Denison INC. (THD) for professional fundraising consultant services. A description of the arrangement is listed below: Direct marketing strategy and program direction; production management; database management; budgeting management; and report management. The Alzheimer's Association engages Creative Direct Response, Inc. (CDR) for professional fundraising digital marketing consultant services. A description of the arrangement is listed below: Digital Marketing strategy and program direction; E-Mail program management; production management; database management; and budgeting management. Schedule G, Part I, Line 2B, Box (VI) FUNDRAISING CONSULTANT - FEE ARRANGEMENT The agreement between Thompson, Habib & Denison (THD) and the Alzheimer's Association is not a percentage-based agreement. THD is paid a fixed fee per month. The Alzheimer's Association exercises control and approval over the content and frequency of all solicitations. The agreement between Creative Direct Response, Inc. (CDR) and the Alzheimer's Association is not a Percentage-Based Agreement. CDR is paid a fixed fee per month. The Alzheimer's Association exercises control and approval. Schedule G, Part III, Line 16 GAMING MANAGER INFORMATION Alzheimer's association has more gaming managers than lynne carey listed on part iii, line 16. This information is available upon request from alzheimer's home office. true Washington University in St Louis One Brookings Drive St Louis MO 63130 430653611 501(c)(3) 174990 Program Services Brigham and Women's Hospital Inc 75 Francis Street Boston MA 02115 104231290 501(c)(3) 140000 Program Services University of Pennsylvania 3451 Walnut Street Philadelphia PA 19104 231352685 501(c)(3) 175000 Program Services UT Southwestern Medical Center 5323 Harry Hines Blvd Dallas TX 95390 175600286 501(c)(3) 175000 Program Services Massachusetts General Hospital 101 Huntington Avenue Boston MA 02199 042697983 501(c)(3) 174991 Program Services University of Miami 1320 S Dixie Highway Coral Gables FL 331462403 590624458 501(c)(3) 175000 Program Services The Jackson Laboratory 600 Main Street Bar Harbour ME 04609 010211513 501(c)(3) 174720 Program Services Boston University 85 East Newton Street M-921 Boston MA 02118 042103547 501(c)(3) 174971 Program Services Duke University Suite 820 Erwin Square 2200 W Ma Durham NC 27705 560532129 501(c)(3) 175000 Program Services Massachusetts General Hospital 55 Fruit Street Boston MA 02199 042697983 501(c)(3) 174999 Program Services The J David Gladstone Institutes 1650 Owens Street San Francisco CA 94158 237203666 501(c)(3) 175000 Program Services University of Texas Medical Center 301 University Boulevard Galveston TX 77555 746000949 501(c)(3) 140000 Program Services Mayo Clinic Jacksonville 4500 San Pablo Road Jacksonville FL 32224 159337028 501(c)(3) 174811 Program Services Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02215 042103881 501(c)(3) 175000 Program Services University of Wisconsin-Madison 21 North Park Street Suite 6401 Madison WI 53715 396006492 501(c)(3) 174870 Program Services Mayo Clinic Jacksonville 4500 San Pablo Road Jacksonville FL 32224 159337028 501(c)(3) 140000 Program Services Icahn School of Medicine at Mount Sinai One Gustave L Levy Place Box 1075 New York NY 10029 136171197 501(c)(3) 169927 Program Services The Jackson Laboratory 600 Main Street Bar Harbor ME 046091523 010211513 501(c)(3) 174973 Program Services The Trustees of the Univ of Pennsylvania 3451 Walnut Street Philadelphia PA 19104 231352685 501(c)(3) 175000 Program Services Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 02215 042103881 501(c)(3) 175000 Program Services The Regents of the Univ of CA San Fran 3333 California Suite 315 San Francisco CA 94118 946036493 501(c)(3) 175000 Program Services Stanford University 3172 Porter Drive Palo Alto CA 94304 941156365 501(c)(3) 175000 Program Services Yale University PO Box 208327 New Haven CT 065208327 060646973 501(c)(3) 175000 Program Services The Trustees of Columbia University 630 West 168th Street New York NY 100323702 135598093 501(c)(3) 164039 Program Services Menorah Home and Hospital 1516 Oriental Boulevard Brooklyn NY 11235 111672777 501(c)(3) 175000 Program Services Wake Forest University Health Sciences Medical Center Blvd WinstonSalem NC 27157 223849199 501(c)(3) 169999 Program Services University of Massachusetts Medical School 55 Lake Avenue North Worcester MA 01655 043167352 501(c)(3) 175000 Program Services Mayo Clinic Jacksonville 4500 San Pablo Road Jacksonville FL 32224 159337028 501(c)(3) 140000 Program Services Massachusetts General Hospital 55 Fruit Street Boston MA 02114 042697983 501(c)(3) 150000 Program Services Colorado Seminary University of Denver 2199 S University Blvd MRB 222 Denver CO 80208 840404231 501(c)(3) 149997 Program Services The Rector of the University of Virginia Office of Sponsored Prgrms PO Bo Charlottesville VA 229044195 546001796 501(c)(3) 149820 Program Services The Regents of the Univ of CA San Diego 9500 Gilman Drive Dept 0934 La Jolla CA 920930934 956006144 501(c)(3) 150000 Program Services University of South Florida 3702 Spectrum Blvd Suite 165 Tampa FL 33612 593102112 501(c)(3) 150000 Program Services Icahn School of Medicine at Mount Sinai Box 1075 New York NY 10029 136171197 501(c)(3) 149999 Program Services The Regents of the Univ of CA San Fran 3333 California Street Suite 315 San Francisco CA 94118 946036493 501(c)(3) 150000 Program Services University of North Carolina at Chapel Hill 104 Airport Drive South Chapel Hill NC 275991350 566001393 501(c)(3) 150000 Program Services University of Pittsburgh 123 University Place Pittsburgh PA 15213 250965591 501(c)(3) 150000 Program Services Icahn School of Medicine at Mount Sinai 1 Gustave L Levy New York NY 10029 136171197 501(c)(3) 150000 Program Services University of Utah Room 215 Salt Lake City UT 84112 876000525 501(c)(3) 150000 Program Services Boston Medical Center Corporation 660 Harrison Avenue Gambro 2 Boston MA 02118 043314093 501(c)(3) 149103 Program Services Washington University in St Louis One Brookings Drive St Louis MO 63130 430653611 501(c)(3) 150000 Program Services Illinois Institute of Technology 10 W 35th Street Suite 7D7-1 Chicago IL 606163717 362170136 501(c)(3) 149997 Program Services Cleveland Clinic Foundation 9500 Euclid Avenue Cleveland OH 44195 340714585 501(c)(3) 150000 Program Services Georgia State University Research Found 58 Edgewood Ave NE 3rd Floor Atlanta GA 303023999 581845423 501(c)(3) 150000 Program Services University of Texas Health Science Center 7000 Fannin UCT 1006 Houston TX 770305401 741761309 501(c)(3) 149997 Program Services Georgia Institute of Technology North Avenue Atlanta GA 30332 Atlanta GA 30332 580603146 501(c)(3) 150000 Program Services Massachusetts General Hospital 101 Huntington Avenue Boston MA 02199 042697983 501(c)(3) 146415 Program Services University of Texas Health Science Center 7000 Fannin UCT 1006 Houston TX 77030 741761309 501(c)(3) 119998 Program Services The Regents of the Univ of CA Davis 1850 Research Park Drive Suite 300 Davis CA 95618 946036494 501(c)(3) 149975 Program Services Indiana University (Indianapolis) 980 Indiana Avenue Indianapolis IN 46202 356001673 501(c)(3) 150000 Program Services Cleveland State University 2121 Euclid Avenue PH220 Cleveland OH 441152214 340966056 501(c)(3) 149914 Program Services University of North Carolina at Chapel Hill 104 Airport Drive South Chapel Hill NC 275991350 566001393 501(c)(3) 150000 Program Services Massachusetts General Hospital 101 Huntington Avenue Boston MA 02199 042697983 501(c)(3) 150000 Program Services The Rockefeller University 1230 York Avenue Box 82 New York NY 10065 131624158 501(c)(3) 450000 Program Services Brigham and Women's Hospital Inc 75 Francis Street Boston MA 02115 104231290 501(c)(3) 449999 Program Services Mayo Clinic 200 First St SW Rochester MN 559050001 416011702 501(c)(3) 450000 Program Services Neurokine Therapeutics LLC 2700 Broadway Suite 5H New York New York NY 10025 814494107 N/A 436745 Program Services University of California San Francisco Contracts and Grants 3333 Californi San Francisco CA 941430962 237203666 501(c)(3) 25000 Program Services GLOBAL BRAIN HEALTH INSTITUTE 675 Nelson Rising Lane San Francisco CA 94158 946036493 501(c)(3) 25000 Program Services University of California San Francisco 3333 California Street Suite 315 U San Francisco CA 941430962 237203666 501(c)(3) 24999 Program Services The J David Gladstone Institutes 1650 Owens Street San Francisco CA 94158 123720366 501(c)(3) 150000 Program Services Amylyx Pharmaceuticals Inc 210 Broadway 201 Cambridge MA 02139 464600503 N/A 928234 Program Services Vanderbilt University 2301 Vanderbilt Place Nashville TN Nashville TN 372407749 620476822 501(c)(3) 100000 Program Services Regents of the Univ of MN Twin Cities 450 McNamara Alumni Center 200 Oak Minneapolis MN 55455 416007513 501(c)(3) 374866 Program Services UT Southwestern Medical Center 5323 Harry Hines Blvd Dallas TX 753909020 175600286 501(c)(3) 375000 Program Services Johns Hopkins University-School of Medicine 733 N Broadway Suite 117 Baltimore MD 21205 520595110 501(c)(3) 274805 Program Services University of California San Francisco 3333 California Street Suite 315 San Francisco CA 94118 946036493 501(c)(3) 58224 Program Services Aquinnah Pharmaceuticals Inc Lab Central 610 Main Street Cambridge MA 02139 465070024 N/A 375000 Program Services M3 Biotechnology Inc 4000 Mason Rd Suite 300 Seattle WA 98195 453368487 N/A 1000000 Program Services Yale University PO Box 208327 New Haven CT 065208327 060646973 501(c)(3) 999895 Program Services Arizona Board of Regents Univ of Arizona PO Box 210158 Room 510 Tucson AZ 857210158 742652689 501(c)(3) 1000000 Program Services INmuneBio Inc 1224 Prospect Street Suite 150 La Jolla CA 92037 475205835 N/A 1000000 Program Services Vanderbilt University 2301 Vanderbilt Place Nashville TN 372407749 620476822 501(c)(3) 998151 Program Services The University of Kansas Ctr for Research 2385 Irving Hill Road Lawrence KS 66045 480680117 501(c)(3) 148500 Program Services Washington University in St Louis One Brookstone Drive St Louis MO 63130 430653611 501(c)(3) 106453 Program Services Washington University in St Louis One Brookstone Drive St Louis MO 63130 430653611 501(c)(3) 814598 Program Services Rush University 1700 West Van Buren St Chicago IL 60612 362174823 501(c)(3) 54409 Program Services Rush University 1700 West Van Buren St Chicago IL 60612 362174823 501(c)(3) 45591 Program Services Massachusetts General Hospital 101 Huntington Avenue Boston MA 02199 042697983 501(c)(3) 600000 Program Services University of Southern California 837 W Downey Way Los Angeles CA 90089 951642394 501(c)(3) 300000 Program Services Oregon Health and Sciences 3181 SW Sam Jackson Park Rd Portland OR 97239 931176109 501(c)(3) 149422 Program Services American College of Radiology 1891 Preston White Drive Reston VA 20191 362216602 501(c)(3) 200000 Program Services Rush University 1700 West Van Buren St Chicago IL 60612 362174823 501(c)(3) 39824 Program Services Rush University 1700 West Van Buren St Chicago IL 60612 362174823 501(c)(3) 483200 Program Services University of Southern California 837 W Downey Way Los Angeles CA 90089 951642394 501(c)(3) 457000 Program Services Washington University in St Louis One Brookstone Drive St Louis MO 63130 430653611 501(c)(3) 10000 Program Services University of Southern California 837 W Downey Way Los Angeles CA 90089 951642394 501(c)(3) 27399 Program Services Found for the National Institute of Health 9650 Rockfille Pike Bethesda MD 20814 521986675 501(c)(3) 200000 Program Services American Brain Foundation 201 Chicago Avenue Minneapolis MN 55415 411717098 501(c)(3) 106666 Program Services University of Southern California 837 W Downey Way Los Angeles CA 90089 951642394 501(c)(3) 503592 Program Services Washington University in St Louis One Brookstone Drive St Louis MO 63130 430653611 501(c)(3) 867598 Program Services Washington University in St Louis One Brookstone Drive St Louis MO 63130 430653611 501(c)(3) 670458 Program Services Banner Alzheimer's Foundation 2901 N Central Avenue Ste 160 Phoenix AZ 85012 204862361 501(c)(3) 750000 Program Services Florida Department of Health 4052 Bald Cypress Way Bin A13 Tallahassee FL 32999 593502843 501(c)(3) 35000 Program Services State of KS Dept of Health and Environment 1000 SW Jackson St Topeka KS 66612 486029925 501(c)(3) 35000 Program Services Minnesota Department of Health PO Box 64882 St Paul MN 55164 416007162 501(c)(3) 35000 Program Services Missouri Dept of Health and Senior Services 920 Wildwood Drive Jefferson City MO 65102 446000987 501(c)(3) 35000 Program Support Alzheimers Impact Movement 225 North Michigan Ave Chicago IL 60601 271961435 501(c)(4) 6475586 Public Policy 92 6 Schedule I, Part I, Line 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. The over-sight of the scientific integrity of the Alzheimer's Association National and International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council along with the Alzheimer's Association Medical & Scientific Relations division, ensures peer review and high quality of funded awards during the grant review process and develops focused requests for applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of scientific areas of investment to monitor the diversity of the grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual and in some cases bi-annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Several programs are leveraged funding opportunities with partner organizations. These research projects and financial expenditure reports are shared between the partner organization(s). Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to Proposal Central. After receipt, all financial reports are reviewed by an Alzheimer's Association Post-Award Specialist for accuracy and consistency with the agreed upon budget. In addition, the Association requires protocol continuation approval (i.e., INSTITUTIONAL ANIMAL CARE AND USE COMMITTEE (IACUC), INSTITUTIONAL REVIEW BOARD (IRB), RECOMBINANT DNA PROTOCAL (RDNA)) annually, if applicable for the research project. Any subsequent payments to grant awardees are generated after the receipt and approval by the Chief Science Officer, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to Proposal Central online system. The financial report must be signed by the institutional official who has fiscal responsibility for the award. Publication(s) as accepted are uploaded to Proposal Central during and after the duration of the grant. It is expected that awardees will continue to maintain record of any publication(s) acknowledging the Alzheimer's Association. Data generated as a result of Alzheimer's Association funded work is subject to data sharing, as a condition of award. Data and other outputs of the project are subjected to this policy for quick, reasonable submissions for completed work. Further, Awardees agree to submit/share data, as applicable, through the Global Alzheimer's Association Interactive Network (GAAIN*), a global infrastructure connecting research studies from around the world through one portal where data can be interrogated in aggregate for analysis using a virtual machine. GAAIN is wholly funded by the Alzheimer's Association. In addition, the Association requests, monitors, and follows-up to ensure submission compliance on all awarded contracts and that financial reporting requirements are met. Awardees' financial reports are audited annually to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program, with the exception of the Part the Cloud Translational Research Grant Program AND PARTNERSHIP PROGRAMS SUCH AS BIOMARKERS ACROSS NEURODEGENERATIVE DISEASES (BAND) and Tau Pipeline Enabling Program (T-PEP). Unless otherwise stated in program, all institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If the irs determination letter is dated prior to this five year period, the institution is required to provide documentation from an authorized SIGNING OFFICIAL IN THEIR GRANTS AND CONTRACTS OFFICE OR OFFICE OF SPONSORED RESEARCH to confirm there has not been a status change for the organization. For the Part the Cloud Translational Research Grant Program and other programs with for-profit awardees, any for-profit applicant is required to submit the Organization's financial statements. As part of the application process, applicants are required to upload a w-9 form that has been dated and signed by an authorized signing official. This form verifies that an institution or organization is designated as a 501(c)(3) or other non-profit entity. For profit organizations must submit documentation of net assets and annual earnings, in addition to the w9 form for consideration. These forms are uploaded within their submitted application to proposal central. After receipt, these forms are reviewed by an alzheimer's association pre-award specialist. Following review by a pre-award specialist, applications are then moved forward to peer-review. If awarded, the alzheimer's association post-award specialist includes the appropriate forms in payment requests for grant funding payments. Prior to award confirmation, the Medical and Scientific Relations Division verifies that each awardee is compliant with the U.S. Patriot Act and does not appear on the Specially Designated Nationals (SDN) lists. A FORM IS COMPLETED FOR EACH APPROVED ALZHEIMER'S ASSOCIATION AWARDEE THAT VERIFIES COMPLIANCE WITH THE U.S. Patriot Act AND UPLOADED TO THEIR ONLINE FILE AT PROPOSAL CENTRAL PRIOR TO PAYMENT BEING SENT TO THE AWARDEE. IN THE EVENT THAT A POSITIVE MATCH TO ONE OF THE SDN LISTS IS FOUND BY THE ASSOCIATION, IT WOULD BE IMMEDIATELY REPORTED TO THE ALZHEIMER'S ASSOCIATION LEGAL DEPARTMENT FOR APPROPRIATE HANDLING AND FOLLOW-UP. For transactions unrelated to the International Research Grant Program in the Medical and Scientific Department, the same verification is performed. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that result from funded studies. The Association requires the grant recipient to notify the Alzheimer's Association on an annual basis with updates to these records. Follow-on funding from federal agencies is also monitored. The Alzheimer's Association granted funds to Alzheimer's Impact Movement (AIM) for public policy division activities in fiscal year 2018 to support priorities identified in the Alzheimer's Association's strategic plan. This grant is restricted to the following 501(c)(3) activities and the ancillary activities necessary to accomplish specific goals including: Implementation of the National Alzheimer's Project Act (Recognizing this growing Alzheimer's crisis, Congress unanimously passed and the President signed into law the National Alzheimer's Project Act - NAPA); increasing the commitment to Alzheimer's research; expanding education efforts and caregiver support services; expanding diagnosis and planning. * These are names that are trademarks to Alzheimer's Association. X true true X X X X X false true false false false false false false false HARRY JOHNS President & CEO 742984 9318 180000 0 1004801 0 29700 0 23202 0 1980687 9318 817500 0 RICHARD HOVLAND COO/CFO 403673 1123 114855 0 152875 0 29700 0 25070 0 726173 1123 150000 0 Maria Carrillo Chief Science Officer 360660 0 99750 0 476 0 54700 0 4180 0 519766 0 0 0 Robert Egge Chief Public Policy Officer 330786 19558 99750 0 476 0 54700 0 31540 0 517252 19558 0 0 Donna McCullough Chief Development Officer 319058 656 89775 0 1365 0 54700 0 12929 0 477827 656 0 0 Scott Gardner Chief Change Mgmt Officer 283215 0 81863 0 1952 0 29700 0 12392 0 409122 0 0 0 Christine Foh Asst Secy & VP Legal & GC 209885 1752 31044 0 1705 0 27231 0 10751 0 280616 1752 0 0 William Fisher West Area Leader 299326 0 30000 0 4030 0 29700 0 23397 0 386453 0 0 0 SCHEDULE J, PART I, LINE 1A Travel for Companions At times a board member with early onset Alzheimer's disease may require a companion to accompany him or her on business travel for safety reasons. Since his or her involvement in the meetings is critical to representing key constituents and appropriately fulfilling the mission of the Alzheimer's association, the expenses of companion travel are reimbursed. SCHEDULE J, PART I, LINE 4B Supplemental Non-Qualified Retirement Plan Harry Johns participates in a 457(f) supplemental non-qualified deferred compensation or retirement plan. The accrual amount under the plan in calendar years 2013 - 2017 was $600,000. The accrual is part of a multi-year benefit which became vested in 2017. There were no additional amounts accrued or reported for Harry Johns, or Richard Hovland related to a 457(b) plan in calendar year 2017. Schedule J, Part II, Column (b) (ii) Supplemental Compensation Information Harry Johns received performance based incentive compensation of $180,000 based on his successful achievement of specific goals, which were developed, reviewed, and approved by the compensation committee of the board of directors in consultation with the board's independent third-party compensation consultants. This performance based incentive compensation was earned for performance in fiscal year 2017 and was paid in calendar year 2017. Schedule J, Part II, Column (b) (iii) Supplemental Compensation Information: Other Reportable Compensation Harry Johns' other reportable compensation is comprised of the following: -Employer accrual of retirement benefit to a supplemental retirement account under the previously discussed 457(f) - $600,000 and payment of $801,310. -Retention incentive accrual of $200,000 which was paid in calendar year 2017 was tied to multi-year vesting through June 30, 2017, payable November 1, 2017. Richard Hovland's other reportable compensation includes a retention incentive accrual of $150,000 which was paid in calendar year 2017 and was tied to specific multi-year vesting requirements through June 30, 2017, payable in July 2017. Harry Johns and Richard Hovland receive a basic life insurance benefit of one times the annual salary. The amount represented in this section is imputed income for the group term life benefit. Robert Egge, Maria Carrillo, Donna McCullough, Scott Gardner, William Fisher and Christine Foh also receive the life insurance benefit. Harry Johns, Richard Hovland, and Christine Foh have additional imputed income for voluntary elections under the group disability plan. Schedule J, Part II, Column (c) Supplemental Compensation Information Harry Johns - retirement and other deferred compensation include employer contributions to a qualified broad-based 401(k) retirement plan - $29,700. Richard Hovland - Retirement and other deferred compensation include employer contributions to a qualified 401(k) retirement plan - $29,700. Robert Egge, Maria Carrillo, and Donna McCullough - Retirement and other deferred compensation include employer contributions to a qualified 401(k) plan and a retention incentive accrual which was not paid as of December 31, 2017, but which is tied to specific multi-year vesting requirements through June 30, 2018 for Robert Egge and Maria Carrillo; 2019 for Donna McCullough. Scott Gardner, William Fisher, and Christine Foh - Retirement and other deferred compensation include employer contributions to a qualified 401(k) plan. Schedule J, Part II, Column (d) Supplemental Compensation Information Harry Johns - Non-taxable benefits of $23,202 include employer contributions to medical, dental, basic life insurance, short and long-term disability, and long term care insurance based on his personal elections for calendar year 2017 through the benefit offerings available to all other benefits-eligible employees at our organization. The amounts represented for Richard Hovland, Robert Egge, Maria Carrillo, Donna McCullough, Scott Gardner, William Fisher and Christine Foh represent company contributions to the medical, dental, basic life insurance, short and long term disability, and long term care insurances based on individual elections. TANDEM SOLUTIONS FORMER BOARD MEMBER 74811 INDEPENDENT CONTRACTOR false SCHEDULE L, PART IV DESCRIPTION OF BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS Alzheimer's Association had a business transaction with Tandem Solutions, which Joseph McCafferty, a former board member of Alzheimer's Association has a business relationship. Joseph McCafferty resigned from the Alzheimer's Association board on July 7, 2016. Following his resignation, Mr. McCafferty's company, Tandem Solutions, was engaged as an independent contractor by the Association. The business transaction between the Association and Tandem Solutions was an arm's length transaction. X 396 10042426 FAIR MARKET VALUE X NON GALA-RELATED NONCASH ITEMS 268 793004 FAIR MARKET VALUE X GALA-RELATED NONCASH ITEMS 297 580380 FAIR MARKET VALUE X MISC NONCASH ITEMS 157 179660 FAIR MARKET VALUE X FUNDRAISING NONCASH ITEMS 216 145262 FAIR MARKET VALUE X RAFFLE NONCASH ITEMS 201 41791 FAIR MARKET VALUE false true true SCHEDULE M, PART I, LINE 25 AND LINE 32B THIRD PARTY ASSISTANCE OF NONCASH CONTRIBUTIONS LINE 25 - THE ALZHEIMER'S ASSOCIATION RECEIVES VARIOUS NONCASH CONTRIBUTIONS FOR THEIR FUNDRAISING EVENTS. THESE ITEMS INCLUDE SPORTING TICKETS, JEWELRY, CONCERT TICKETS, DINNERS AND VARIOUS OTHER PACKAGES. LINE 32B - A THIRD PARTY RECEIVES DIRECTLY, SELLS AND REMITS PROCEEDS FROM AUTOMOBILE SALES. Schedule M, Part I, Column B Alzheimer's Association is reporting the dollar amount of noncash contributions as well as the number of items received. Form 990, Part III, Line 1 Organization's Mission, continued THE MISSION OF THE ALZHEIMER'S ASSOCIATION IS TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. THE VISION OF THE ALZHEIMER'S ASSOCIATION IS A WORLD WITHOUT ALZHEIMER'S. THE ALZHEIMER'S ASSOCIATION IS A VALUED RESOURCE FOR CAREGIVERS AND THOSE LIVING WITH THE DISEASE, OFFERING INFORMATION, EDUCATION AND SUPPORT. Approximately 290 offices across the U.S. are doing business as the Alzheimer's Association and various names as a collection of 78 chapters working to accomplish the mission. THE ORGANIZATION IS HEADQUARTERED IN CHICAGO, AND HAS A PUBLIC POLICY OFFICE IN WASHINGTON, D.C. THE ALZHEIMER'S ASSOCIATION PROVIDES 24/7 CONSTITUENT SUPPORT IN OVER 170 LANGUAGES THROUGH THE USE OF A PROFESSIONAL LANGUAGE LINE 365 DAYS A YEAR (1-800-272-3900) AS WELL AS ON OUR WEBSITE, ALZ.ORG*. AS THE LEADING VOLUNTARY HEALTH ORGANIZATION IN CARE, SUPPORT AND RESEARCH, SINCE AWARDING THE FIRST GRANTS IN 1982, THE ASSOCIATION HAS COMMITTED MORE THAN $435 MILLION TO MORE THAN 2,900 BEST-OF-FIELD GRANTS. AS A LEADER IN THE FIELD, THE ALZHEIMER'S ASSOCIATION FOSTERS COLLABORATION OF THE SCIENTIFIC COMMUNITY BY HOSTING THE LARGEST INTERNATIONAL CONFERENCE FOCUSING ON ALZHEIMER'S DISEASE RESEARCH IN THE WORLD. IN ADDITION, THE ALZHEIMER'S ASSOCIATION ADVOCATES FOR THE NEEDS AND RIGHTS OF PEOPLE WITH ALZHEIMER'S, THEIR FAMILIES AND CAREGIVERS, SPEAKING UP TO HELP ENCOURAGE CONGRESS TO TAKE ACTION IN THE FIGHT AGAINST THIS DISEASE, (INCLUDING THROUGH AN ANNUAL ADVOCACY FORUM IN WASHINGTON, D.C.) AND LEADS ADVOCACY EFFORTS IN EVERY STATE. CONCERN ABOUT ALZHEIMER'S DISEASE AND AWARENESS ABOUT THE ASSOCIATION ARE CRITICAL TO ACCELERATING PROGRESS. THE ALZHEIMER'S ASSOCIATION STRIVES TO MAKE MORE PEOPLE AWARE OF THE SERVICES AVAILABLE FOR THOSE FACING THIS DISEASE AND THE BENEFITS OF EARLY DETECTION. (MORE THAN 5 MILLION ALZHEIMER'S ASSOCIATION CONSTITUENTS HAVE SIGNED UP TO EDUCATE, ADVOCATE, DONATE, AND PARTICIPATE TO MOVE THIS CAUSE FORWARD). A DONOR-SUPPORTED ORGANIZATION, THE ALZHEIMER'S ASSOCIATION ALLOCATES ITS FUNDS IN AN ETHICAL AND RESPONSIBLE MANNER THAT EXCEEDS THE RIGOROUS STANDARDS OF AMERICA'S MOST EXPERIENCED CHARITY EVALUATOR, THE BETTER BUSINESS BUREAU WISE GIVING ALLIANCE. THE ASSOCIATION IS QUALIFIED TO USE THE "BBB TORCH LOGOA NATIONAL CHARITY SEAL ("SEAL"). * INDICATED NAME THAT IS A TRADEMARK OF THE ALZHEIMER'S ASSOCIATION. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES ADVOCACY - AS ALZHEIMER'S DISEASE THREATENS TO BANKRUPT FAMILIES, BUSINESSES AND OUR HEALTHCARE SYSTEM, SCIENTISTS ARE MOVING CLOSER TO FINDING BETTER TREATMENTS THAT COULD ALTER THE COURSE OF THE DISEASE. THE ALZHEIMER'S ASSOCIATION ADVOCATES FOR PUBLIC POLICIES AIMED AT ADVANCING RESEARCH TOWARD BETTER THERAPIES, DETECTION, METHODS OF PREVENTION AND ULTIMATELY A CURE, AS WELL AS FOR BETTER CARE AND RESOURCES, AND HEALTH AND LONG-TERM COVERAGE TO ENSURE HIGH QUALITY COST EFFECTIVE CARE FOR PEOPLE WITH ALZHEIMER'S DISEASE AND THEIR FAMILIES. MORE THAN 600,000 GRASS ROOTS ALZHEIMER'S ASSOCIATION ADVOCATES SPEAK UP FOR THE NEEDS AND RIGHTS OF PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND ENCOURAGE CONGRESS TO INCREASE FUNDING FOR RESEARCH AND CARE. ADVOCACY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. PATIENT AND FAMILY SERVICES - THE ALZHEIMER'S ASSOCIATION* PROVIDES AN ARRAY OF INFORMATION AND SUPPORT SERVICES DESIGNED SPECIFICALLY FOR INDIVIDUALS WITH ALZHEIMER'S DISEASE, THEIR FAMILIES, FRIENDS AND CAREGIVERS. IN ORDER TO MEET THE DIVERSE NEEDS OF INDIVIDUALS AFFECTED BY ALZHEIMER'S DISEASE, THE ASSOCIATION'S PROGRAMS AND SERVICES ARE OFFERED IN PERSON, BY PHONE AND ONLINE. IN CHAPTERS THROUGHOUT THE COUNTRY, CONSTITUENTS CAN ATTEND EDUCATION PROGRAMS AND SUPPORT GROUPS, RECEIVE PERSONALIZED CARE CONSULTATION, ENGAGE IN EARLY STAGE PROGRAMS, ENROLL IN SUPPORT PROGRAMS AND PURCHASE PRODUCTS TO REDUCE THE RISKS ASSOCIATED WITH WANDERING. IN ORDER TO MEET THE NEEDS OF CONSTITUENTS WHO RELY ON THE WEB FOR INFORMATION AND SUPPORT, THE ASSOCIATION OFFERS A ROBUST CAREGIVER CENTER. WITHIN THE CAREGIVER CENTER, FAMILIES AND CAREGIVERS CAN ACCESS ALZHEIMER'S NAVIGATOR*, AN INNOVATIVE TOOL TO HELP CAREGIVERS AND PEOPLE WITH DEMENTIA EVALUATE THEIR NEEDS, CREATE A CUSTOMIZED ACTION PLAN AND LINK TO INFORMATION, SUPPORT AND LOCAL RESOURCES FOR INDIVIDUALS LIVING WITH ALZHEIMER'S. ALSO AVAILABLE THROUGH THE CAREGIVER CENTER, FOR INDIVIDUALS LOOKING FOR SUPPORT FROM OTHERS LIVING IN SIMILAR SITUATIONS IS ALZCONNECTED*, AN ON-LINE COMMUNITY THAT INCLUDES MULTIPLE FORUMS FOR DIVERSE AUDIENCES. THROUGH THE ASSOCIATION'S HELPLINE, AVAILABLE 24 HOURS A DAY, 7 DAYS A WEEK, 365 DAYS A YEAR, INDIVIDUALS WITH ALZHEIMER'S DISEASE, THEIR FAMILIES AND CAREGIVERS CAN TALK TO A SPECIALIST TO RECEIVE INFORMATION AND BASIC EDUCATION ABOUT THE DISEASE; AND GUIDANCE FOR MORE COMPLICATED OR URGENT SITUATIONS, WITH MASTERS-LEVEL COUNSELORS WHO ARE AVAILABLE TO CONSTITUENTS, ANY TIME, DAY OR NIGHT. ADDITIONALLY, CALLS CAN BE HANDLED IN OVER 170 DIFFERENT LANGUAGES THROUGH THE USE OF A PROFESSIONAL LANGUAGE LINE. ANNUALLY, THE HELPLINE RECEIVES MORE THAN 302,000 CALLS. THE ASSOCIATION'S WEBSITE (WWW.ALZ.ORG*) RECEIVES more than 45 million visits a year. ONLINE PROGRAMS INCLUDE: SELF-SERVICE EDUCATION PROGRAMS, AN ONLINE COMMUNITY, AN INTERACTIVE BRAIN TOUR (AVAILABLE IN 15 LANGUAGES), ACCESS TO COMPREHENSIVE DISEASE INFORMATION, PORTALS IN SPANISH, CHINESE, VIETNAMESE, JAPANESE, AND KOREAN; A VIRTUAL LIBRARY, A SAFETY CENTER, AND A SECTION DEVELOPED SPECIFICALLY FOR PEOPLE LIVING WITH ALZHEIMER'S, WITH INPUT FROM PEOPLE IN THE EARLY STAGES OF ALZHEIMER'S DISEASE AND THEIR CARE PARTNERS. THROUGH THE ASSOCIATION'S EARLY STAGE INITIATIVE, INDIVIDUALS IN THE EARLY STAGES OF THE DISEASE CAN PARTICIPATE IN EDUCATION PROGRAMS, SUPPORT GROUPS AND SOCIAL ENGAGEMENT PROGRAMS. ADDITIONALLY, THE ASSOCIATION CONVENES AN EARLY STAGE ADVISORY GROUP WHOSE MEMBERS RAISE AWARENESS, ADVOCATE FOR THE CAUSE, AND PROVIDE GUIDANCE AND REVIEW OF PROGRAMS AND SERVICES. THE PROGRAMS AND SERVICES OF THE ALZHEIMER'S ASSOCIATION ARE DESIGNED TO PROVIDE EDUCATION, INFORMATION, SUPPORT, AND RESOURCES IN ORDER TO HELP INDIVIDUALS WITH ALZHEIMER's, THEIR FAMILIES AND CAREGIVERS NAVIGATE THE LONG AND COMPLICATED JOURNEY THROUGH ALZHEIMER'S DISEASE AND OTHER DEMENTIAS. * INDICATED NAMES THAT ARE TRADEMARKS OF THE ALZHEIMER'S ASSOCIATION. FORM 990, PART VI, LINE 1A GOVERNING BODY: THE BOARD OF DIRECTORS OF THE ALZHEIMER'S ASSOCIATION IS THE ORGANIZATION'S GOVERNING BODY. THE BOARD HAS DELEGATED AUTHORITY TO ITS STANDING AND OTHER BUSINESS COMMITTEES AS DESCRIBED IN ARTICLE VII OF THE ORGANIZATIONAL BYLAWS. THE FOLLOWING EXCERPT FROM THE ASSOCIATION'S BYLAWS DISCUSS COMMITTEES OF THE BOARD OF DIRECTORS. COMMITTEES OF DIRECTORS: THE BOARD OF DIRECTORS SHALL HAVE THE FOLLOWING STANDING COMMITTEES: EXECUTIVE, FINANCE, GOVERNANCE AND NOMINATING, COMPENSATION AND AUDIT. EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE SHALL SUPERVISE THE AFFAIRS OF THE ASSOCIATION, APPROVE EXPENDITURES AND COMMITMENTS ACCORDING TO POLICIES PRESCRIBED BY THE BOARD OF DIRECTORS, ACT FOR AND CARRY OUT THE ESTABLISHED POLICIES OF THE ASSOCIATION AS DEFINED BY THE BOARD OF DIRECTORS, INCLUDING THE POLICIES AND PROCEDURES, REPORT TO THE BOARD OF DIRECTORS AT EACH MEETING OF THE BOARD OF DIRECTORS AND HAVE SUCH OTHER ADDITIONAL POWERS AS MAY BE BY LAW OR RESOLUTION OF THE BOARD OF DIRECTORS PROVIDED. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL AUTHORITY (INCLUDING THE ELECTION OF OFFICERS OTHER THAN THE CHAIR, CHAIR ELECT, ONE OR MORE VICE CHAIRS, SECRETARY, TREASURER OR PRESIDENT AND CHIEF EXECUTIVE OFFICER, IT BEING UNDERSTOOD THAT THE EXECUTIVE COMMITTEE MAY ELECT AN INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER TO SERVE UNTIL THE NEXT MEETING OF THE BOARD OF DIRECTORS) IN THE MANAGEMENT OF THE ASSOCIATION, SUBJECT TO THE LIMITATIONS CONTAINED IN THE DELAWARE CORPORATION LAW. THE COMMITTEE'S RESPONSIBILITIES SHALL INCLUDE, BUT NOT BE LIMITED TO, INITIATING LONG-RANGE PLANNING, ENVIRONMENTAL SCANNING AND PERFORMANCE EVALUATION; INITIATING THE BOARD'S ANNUAL STRATEGIC PRIORITIES FOR APPROVAL BY THE BOARD; ASSISTING THE CHAIR IN DEVELOPING CHARGES TO THE COMMITTEES; IDENTIFYING PROGRAMMATIC AND FINANCIAL INDICATORS OF ASSOCIATION PERFORMANCE; CONDUCTING THE REVIEW, PERFORMANCE EVALUATION AND SUCCESSION PLANNING FOR THE PRESIDENT AND CEO; MAKING BYLAW RECOMMENDATIONS TO THE BOARD; REVIEWING THE ACTIVITIES OF THE MEDICAL AND SCIENTIFIC ADVISORY COUNCIL. AT EACH OF ITS ANNUAL MEETINGS, THE BOARD OF DIRECTORS BY DULY ADOPTED RESOLUTION SHALL ELECT AN EXECUTIVE COMMITTEE CONSISTING OF NOT LESS THAN SEVEN OR MORE THAN FIFTEEN DIRECTORS. THE CHAIR, CHAIR ELECT, VICE CHAIRS, SECRETARY, TREASURER, CHAIRS OF THE STANDING COMMITTEES AND CHAIR OF A MISSION OUTCOMES COMMITTEE, AS WELL AS THE CHAIR OF THE MEDICAL AND SCIENTIFIC ADVISORY COUNCIL SHALL BE MEMBERS OF THE EXECUTIVE COMMITTEE. THE CHAIR OF THE BOARD OF DIRECTORS SHALL BE THE CHAIR OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE MAY HOLD REGULAR MEETINGS MONTHLY OR AS IT MAY OTHERWISE DETERMINE, AT SUCH PLACE AND AT SUCH TIMES AND UPON SUCH NOTICE AS IT MAY DETERMINE. SPECIAL MEETINGS OF THE EXECUTIVE COMMITTEE MAY BE CALLED AT ANY TIME BY THE CHAIR OR BY ANY THREE OF ITS MEMBERS, BY NOTICE DELIVERED PERSONALLY OR BY MAIL, TELEPHONE, ELECTRONIC MAIL OR FACSIMILE AT LEAST SEVEN DAYS (OR AT LEAST 48 HOURS IN THE CASE OF TELEPHONIC MEETINGS) PRIOR TO THE MEETING. A MAJORITY OF THE CURRENTLY SERVING MEMBERS OF THE EXECUTIVE COMMITTEE SHALL CONSTITUTE A QUORUM FOR ALL PURPOSES. FINANCE COMMITTEE: THE FINANCE COMMITTEE SHALL CONSIST OF AT LEAST FIVE DIRECTORS AND SHALL BE CHAIRED BY THE TREASURER. THE FINANCE COMMITTEE SHALL OVERSEE AND REVIEW ALL FINANCIAL REPORTS, ACCOUNTING ACTIVITIES AND INVESTMENT DECISIONS OF THE ASSOCIATION AND ALSO SHALL PREPARE A PROJECTED BUDGET FOR EACH FISCAL YEAR TO BE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. GOVERNANCE AND NOMINATING COMMITTEE: AT EACH OF ITS ANNUAL MEETINGS, THE BOARD OF DIRECTORS BY DULY ADOPTED RESOLUTION SHALL ELECT A GOVERNANCE AND NOMINATING COMMITTEE CONSISTING OF NOT LESS THAN NINE NOR MORE THAN FIFTEEN INDIVIDUALS CURRENTLY SERVING AS A DIRECTOR. AT LEAST ONE-THIRD OF THE GOVERNANCE AND NOMINATING COMMITTEE SHALL BE DIRECTORS HAVING CHAPTER EXPERIENCE. THE GOVERNANCE AND NOMINATING COMMITTEE SHALL ASSIST THE BOARD IN ENSURING THE SUCCESSFUL GOVERNANCE OF THE ASSOCIATION THROUGH BOARD ASSESSMENT, RECRUITMENT, NOMINATIONS, ORIENTATION AND DEVELOPMENT. THE GOVERNANCE AND NOMINATING COMMITTEE SHALL NOMINATE CANDIDATES FOR DIRECTORS, OFFICERS AND MEMBERS OF THE EXECUTIVE COMMITTEE. THE GOVERNANCE AND NOMINATING COMMITTEE MAY NOMINATE CANDIDATES FOR DIRECTOR EMERITUS, HONORARY DIRECTOR AND ANY ADVISORY OR HONORARY COUNCILS OR COMMITTEES AND APPROVE AND PRESENT TO THE BOARD FOR APPROVAL THE CANDIDATES FOR MEDICAL AND SCIENTIFIC ADVISORY COUNCIL MEMBERSHIP. THE GOVERNANCE AND NOMINATING COMMITTEE ALSO SHALL PROVIDE INPUT TO THE CHAIR ON THE SELECTION OF VICE CHAIRS AND COMMITTEE CHAIRS. COMPENSATION COMMITTEE: A COMPENSATION COMMITTEE WHICH SHALL RECOMMEND SALARY AND BENEFITS FOR THE PRESIDENT AND CEO AND SENIOR OFFICERS OF THE ASSOCIATION; HELP ENSURE SUCCESSION PLANS ARE IN PLACE FOR KEY POSITIONS IN THE ASSOCIATION AND PROVIDE OVERSIGHT ON THE RETIREMENT PROGRAMS OFFERED BY THE ASSOCIATION TO ITS EMPLOYEES. AUDIT COMMITTEE: THE AUDIT COMMITTEE SHALL BE RESPONSIBLE FOR RECOMMENDING AN AUDITOR TO THE BOARD OF DIRECTORS AND SHALL OVERSEE THE ACTIVITIES OF ANY INTERNAL AUDITOR OF THE ASSOCIATION. THE COMMITTEE SHALL SEE THAT AN ANNUAL AUDIT IS PREPARED BY AN INDEPENDENT FIRM OF CERTIFIED PUBLIC ACCOUNTANTS SELECTED BY THE BOARD OF DIRECTORS AND, UPON RECEIVING SUCH AUDITOR'S REPORT, THE COMMITTEE SHALL PREVIEW THE AUDIT REPORT FOR SUBMISSION TO THE BOARD OF DIRECTORS EACH YEAR. THE COMMITTEE SHALL REVIEW THE FINANCIAL REPORTS OF THE ASSOCIATION, ITS SYSTEM OF INTERNAL CONTROLS, AND THE AUDIT PROCESS, INCLUDING THE REVIEW OF THE ACTIVITIES OF THE MEDICAL AND SCIENTIFIC ADVISORY COUNCIL. THE AUDIT COMMITTEE SHALL HAVE AT LEAST FIVE MEMBERS, ALL OF WHOM ARE MEMBERS OF THE BOARD OF DIRECTORS AND THE MAJORITY OF WHOM HAVE APPROPRIATE FINANCIAL EXPERTISE. AT LEAST ONE MEMBER OF THE AUDIT COMMITTEE SHALL MEET THE REQUIREMENT OF "AUDIT COMMITTEE FINANCIAL EXPERT" AS THEN DEFINED BY THE SECURITIES AND EXCHANGE COMMISSION. THE MAJORITY OF THE MEMBERS OF THE AUDIT COMMITTEE MAY NOT CONCURRENTLY SERVE ON THE FINANCE COMMITTEE AND THE TREASURER AND CHAIR OF THE FINANCE COMMITTEE MAY NOT SERVE CONCURRENTLY ON THE AUDIT COMMITTEE. OTHER COMMITTEES: IN ADDITION TO THE STANDING COMMITTEES, OTHER COMMITTEES MAY BE DESIGNATED BY RESOLUTION ADOPTED BY A MAJORITY OF THE DIRECTORS PRESENT AT ANY MEETING. OTHER COMMITTEES SHALL INCLUDE, BUT NOT BE LIMITED TO, THE FOLLOWING BUSINESS COMMITTEES: A. A CHAPTER RELATIONS COMMITTEE WHICH SHALL RECOMMEND AND MONITOR CONSISTENT, PREDICTABLE AND ACCOUNTABLE BOARD POLICY IN CHAPTER RELATIONS. B. A DEVELOPMENT COMMITTEE WHICH SHALL ADVISE THE BOARD ON PHILANTHROPIC GIVING TO THE ASSOCIATION AND RECOMMEND FUNDRAISING POLICIES. C. A PROGRAM COMMITTEE WHICH SHALL RECOMMEND FOR BOARD CONSIDERATION AND APPROVAL POLICY ISSUES RELATED TO MARKET AND NEEDS ASSESSMENT, PROGRAMS AND SERVICES, QUALITY AND STANDARDS AND RELATED MATTERS. D. A PUBLIC POLICY COMMITTEE WHICH SHALL PROVIDE GUIDANCE TO THE BOARD ON FEDERAL, STATE AND LOCAL PUBLIC POLICY ISSUES AND STRATEGIES INCLUDING RESEARCH FUNDING, HEALTH CARE, LONG TERM CARE, AND PUBLICLY FUNDED CARE AND SUPPORT PROGRAMS. E. A DIVERSITY & INCLUSION COMMITTEE WHICH SHALL HELP ENSURE THAT THE ASSOCIATION SERVES AND REFLECTS DIVERSE COMMUNITIES, SHALL WORK WITH THE BOARD OF DIRECTORS AND OTHER COMMITTEES TO FOSTER DIVERSITY AND INCLUSION WITH RESPECT TO THE ASSOCIATION STRATEGIC PLAN AND SHALL REPORT ON PROGRESS THE ASSOCIATION AND BOARD ARE MAKING ON ACHIEVING THE ASSOCIATION'S DIVERSITY AND INCLUSION STRATEGIC GOALS. FORM 990, PART VI, SECTION B, LINE 11B Form 990 Review Process THE ORGANIZATION UNDERGOES A THOROUGH REVIEW PROCESS BEFORE FILING THE RETURN. THE AUDIT COMMITTEE DISCUSSES AND REVIEWS THE FORM BEFORE IT IS PROVIDED TO THE OFFICERS AND FULL BOARD OF DIRECTORS. ALL OFFICERS AND THE FULL BOARD OF DIRECTORS ARE PROVIDED A COPY FOR THEIR REVIEW AND HAVE THE OPPORTUNITY TO COMMENT BEFORE THE FORM 990 IS FILED. FORM 990, PART VI, LINE 12C Conflict of Interest Policy Monitoring & Enforcement THE ALZHEIMER'S ASSOCIATION CONFLICT OF INTEREST POLICY IS DESCRIBED IN ARTICLE XIII, SECTION 2 OF THE ORGANIZATIONAL BYLAWS. THE RESPONSIBILITY FOR DISCLOSING ANY KNOWN OR REASONABLY FORESEEABLE ACTUAL OR POTENTIAL CONFLICTS OF INTEREST SHALL BE DISCLOSED TO THE BOARD OF DIRECTORS OR ITS COMMITTEE DESIGNEE BY THE INTERESTED PARTY WHOSE INTERESTS ARE OR MAY APPEAR TO BE IN CONFLICT WITH THE ASSOCIATION. ALL INTERESTED PARTIES ARE REQUIRED TO FILE WITH THE ASSOCIATION A DISCLOSURE STATEMENT PRIOR TO SUCH INDIVIDUAL COMMENCING HIS OR HER SERVICE WITH THE ASSOCIATION AND THEREAFTER SHALL FILE WITH THE ASSOCIATION AN UPDATED DISCLOSURE STATEMENT AS MAY BE REQUIRED FROM TIME TO TIME BY THE BOARD OF DIRECTORS OR ITS COMMITTEE DESIGNEE AND IN NO EVENT LESS OFTEN THAN ANNUALLY. AS CITED FROM ARTICLE XIII, SECTION 2 OF THE BYLAWS, INTERESTED PERSONS SHALL DISCLOSE ANY CONFLICT AND SHALL NOT VOTE ON A MATTER AND FURTHER IF REQUESTED BY THE CHAIR OR RESOLUTION OF THE BOARD SHALL LEAVE THE ROOM IN WHICH THE BOARD OR COMMITTEE IS MEETING AND SHALL NOT PARTICIPATE IN ANY DELIBERATION OR DECISION REGARDING THE MATTER UNDER CONSIDERATION. THE MINUTES SHALL REFLECT THAT THE CONFLICT OF INTEREST WAS DISCLOSED AND THE INTERESTED PERSON DID NOT PARTICIPATE IN ANY DISCUSSION OF THE MATTER AND DID NOT VOTE ON THE MATTER IN PERSON OR BY PROXY. WHEN ANY SUCH CONFLICT OF INTEREST IS RELEVANT TO A MATTER REQUIRING ACTION BY THE BOARD OF DIRECTORS OR ANY COMMITTEE OF THE BOARD, THE INTERESTED PERSON SHALL DISCLOSE SUCH CONFLICT TO THE BOARD OF DIRECTORS OR SUCH COMMITTEE AND SHALL NOT VOTE ON THE MATTER. FURTHER THE INTERESTED PERSON OR REPRESENTATIVE HAVING A CONFLICT IF REQUESTED BY THE CHAIR OR RESOLUTION OF THE BOARD SHALL LEAVE THE ROOM IN WHICH THE BOARD OR THE COMMITTEE IS MEETING AND SHALL NOT PARTICIPATE IN ANY DELIBERATION OR DECISION REGARDING THE MATTER UNDER CONSIDERATION. WHEN THERE IS A DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY A VOTE OF THE BOARD OF DIRECTORS OR THE COMMITTEE, AS THE CASE MAY BE, EXCLUDING THE INTERESTED PERSON CONCERNING WHOM THE DOUBT HAS ARISEN. COPIES OF THE ASSOCIATION BYLAWS ARTICLE, INCLUDING THE CONFLICT OF INTEREST POLICY AND ANY RELATED ETHICAL POLICY OR GUIDELINES AS FROM TIME TO TIME ADOPTED OR AMENDED BY THE BOARD OF DIRECTORS, SHALL BE PRESENTED TO ALL INTERESTED PERSONS SERVING THE ASSOCIATION AT THE TIME OF ANY SUCH ADOPTION OR AMENDMENT AND IN NO EVENT LESS OFTEN THAN ANNUALLY; AND TO ALL INDIVIDUALS SEEKING TO SERVE THE ASSOCIATION AS AN INTERESTED PERSON PRIOR TO REQUESTING ANY SUCH INDIVIDUAL TO EXECUTE A CONFLICT OF INTEREST DISCLOSURE STATEMENT. AT THE START OF EACH MEETING OF THE BOARD OF DIRECTORS AS WELL AS EACH MEETING OF THE EXECUTIVE COMMITTEE, THE AGENDA IS REVIEWED AND ALL DIRECTORS IN ATTENDANCE ARE REMINDED OF THE CONFLICT OF INTEREST POLICY AND ADVISED TO DISCLOSE ANY POTENTIAL CONFLICTS SHOULD THEY EXIST OR ARISE. FORM 990, PART VI, LINE 15A & 15B Process for Determining Compensation COMPENSATION IS ESTABLISHED FOR THE CEO BY THE COMPENSATION COMMITTEE AND THE EXECUTIVE COMMITTEE AFTER A THOROUGH SALARY/MARKET REVIEW CONDUCTED BY OUTSIDE COMPENSATION CONSULTANTS. FOR THE CEO POSITION, THE GATHERING OF RELEVANT COMPARABILITY DATA FROM INDEPENDENT SOURCES OCCURRED IN 2017. THE PROCESS WAS CONDUCTED IN A MANNER INTENDED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER THE INTERMEDIATE SANCTIONS RULES. AS TO THE MEMBERS OF THE SENIOR MANAGEMENT TEAM OTHER THAN THE CEO, ANNUALLY UPDATED MARKET DATA IS ALSO PROVIDED BY THE OUTSIDE COMPENSATION CONSULTANT, SO THAT THE UPDATED MARKET DATA CAN BE USED IN SETTING REASONABLE COMPENSATION FOR EACH MEMBER OF THE SENIOR MANAGEMENT TEAM. EACH YEAR THE COMPENSATION COMMITTEE EVALUATES THE CEO'S PERFORMANCE THROUGH A ROBUST ASSESSMENT PROCESS WHICH INCLUDES COLLECTION, INTERVIEWS AND PERFORMANCE EVALUATION COMPARING RESULTS TO GOALS. THE COMMITTEE AND CHAIR OF THE BOARD USE THIS DATA TO DETERMINE INCENTIVE COMPENSATION ELIGIBILITY. THE SENIOR STAFF HAS A COMPREHENSIVE PERFORMANCE EVALUATION AND COMPENSATION REVIEW DONE AT THE END OF EACH FISCAL YEAR. THESE INCLUDE A SELF-ASSESSMENT AND EVALUATION BY THE CEO. UPDATED MARKET DATA FOR USE IN SETTING REASONABLE COMPENSATION IS PROVIDED BY A NATIONAL COMPENSATION CONSULTING FIRM TO THE COMPENSATION COMMITTEE FOR CONFIRMATION OF REASONABLENESS USING A PROCESS DESIGNED TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS (INCLUDING CONTEMPORANEOUS DOCUMENTATION IN THE COMMITTEE'S MINUTES). FOR FISCAL YEAR 2018, THE SALARY AND TOTAL COMPENSATION PACKAGE OF THE CEO WAS BENCHMARKED BY SULLIVAN COTTER. COMPENSATION IS CONTEMPORANEOUSLY DOCUMENTED IN THE COMPENSATION COMMITTEE MINUTES. FORM 990, PART VI, LINE 18 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC The organization makes its Form 990 available to the general public by posting on the website at www.alz.org and upon request. The organization makes its Form 1023 available to the general public upon request. FORM 990, PART VI, LINE 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC The organization's audited financial statements are made available to the general public by posting on the organization's website at www.alz.org and upon request. The organization makes its governing documents and conflict of interest policy available to the general public upon request. FORM 990, PART XI, LINE 9 OTHER CHANGE IN NET ASSETS OR FUND BALANCE CHANGE IN PERPETUAL TRUST $1,027,840 CHANGE IN SPLIT INTEREST $(658,603) MISCELLANEOUS $(17,702) ------------ TOTAL $(351,535) General Note Effective July 1, 2016, one chapter dissolved and 46 chapters merged with the Association to create a united Alzheimer's Association. Total assets acquired from the 47 chapters were approximately $152,004,000 and net assets acquired were approximately $130,859,000. The Association oversees the operations and activities for 78 chapters to facilitate strategic alignment, deliver on the overarching Association-wide strategic objectives and priority activities, and to ensure coverage for all geographic territories. Alzheimer's Impact Movement (AIM) 225 N Michigan Ave Fl 17 Chicago IL 60601 271961435 SOC Welfare IL 501(C)(4) Alz Assoc true Alzheimer's Association International 181 Bay St Brookfield Pl 2100 Toronto Ontario CA M5J2T3 999999999 PUBLIC CHAR CA 501(C)(3) Alz Assoc false Coalition of NY State Alz Chapters Inc 4 Pine West Plaza 405 Albany NY 12205 134076596 Public Char NY 501(c)(3) Alz Assoc false false true false false false false false false false false false false true true false false false false Alzheimer's Impact Movement B 6475586 FMV Alzheimer's Impact Movement n 327321 FMV Alzheimer's Impact Movement o 3098117 fmv Schedule R, Part V, Line 2 AMOUNT INVOLVED IN RELATIONSHIP The Alzheimer's Association granted funds to Alzheimer's Impact Movement (AIM) for public policy division activities in fiscal year 2018 to support priorities identified in the Alzheimer's Association's strategic plan. This grant is restricted to the following 501(c)(3) activities and the ancillary activities necessary to accomplish specific goals including: Implementation of the National Alzheimer's Project Act (Recognizing this growing Alzheimer's crisis, Congress unanimously passed and the President signed into law the National Alzheimer's Project Act - NAPA); increasing the commitment to Alzheimer's research; expanding education efforts and caregiver support services; expanding diagnosis and planning.