2018-11-13T15:44:57-07:00 2018-06-30 990 2017-07-01 203287404 UNITED STATES FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION UNIT 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Edward G Lloyd COO/CFO & Treasurer 2126865522 2018-11-13 199.168.151.34 2017 2019-02-21 02:37:17Z Caryl M Stern 125 Maiden Lane 10th Floor New York NY 10038 48620292 0 X www.unicefusa.org X 2005 NY The organization operates and administers the Gift-In-Kind programs of the Member other than the pre-existing Gift-In-Kind program to combat River Blindness which will continue to be operated and administered by the US Fund for UNICEF (USF), and shall operate and administer on behalf of the USF a Revolving Guarantee Bridge Fund to provide a pool of revolving financial resources to fund various "programmatic gaps" at UNICEF and other charitable or nongovernmental organizations, such as forward commitments, immediate funding in the event of catastrophic emergencies, acquiring essential life-saving priority supplies, vaccines, and medicines, and the ability to lock in discounts and advantageous pricing. 7 6 0 0 0 0 65313942 48013141 0 0 538564 607151 0 0 65852506 48620292 64343875 46948953 0 0 0 0 0 0 70750 1242505 1434947 65586380 48383900 266126 236392 51752623 53049759 38200399 39492095 13552224 13557664 Saving Children's Lives Around the World by operating and administering certain gift-in-kind programs for the US Fund for UNICEF (USF). Additionally, utilizing a Revolving Guarantee Bridge Fund that secures better pricing, faster delivery and a consistent flow of essential goods for children in the developing world by distributing critical, flexible capital to overcome traditional funding obstacles when purchasing urgently needed supplies that save children's lives. 0 0 48303038 46948953 0 The organization operates and administers on behalf of the US Fund for UNICEF a Revolving Guarantee Bridge Fund that provides financial resources to secure better pricing, faster delivery and a consistent flow of essential goods for children in the developing world by distributing critical, flexible capital to overcome traditional funding obstacles when purchasing urgently needed supplies that save children's lives. 0 0 0 NONE 0 0 0 NONE 0 0 0 48303038 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 16 0 1 0 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X X Richard Esserman 2126865522 125 Maiden Lane 10th Floor New York NY 10038 Dolores R Gahan Director 2 5 X 0 0 0 Glen Baptist CFA Director 1 0 X 0 0 0 Andrew Beer Director 2.00 0 X 0 0 0 Caryl Stern President, CEO & Director 2.00 65.00 X X 0 582962 82918 Shahriar Shahida Chairman/Director 2.00 1 X 0 0 0 Peter Lamm Director 1 5 X 0 0 0 Steve Eaton Director 1 0 X 0 0 0 John Hermann Jr Secretary 1 5 X 0 0 0 Edward G Lloyd Treasurer 10 55 X 0 414461 70583 Richard Esserman Asst. Treasurer 10 45 X 0 225293 52267 Lynn Stratford through 12-31-17 Assistant Secretary 1 40 X 0 290791 37142 Jennifer Roberti From 1-1-18 Assistant Secretary 1 45 X 0 285615 44305 0 1799122 287215 0 0 1 0 0 0 0 0 18366669 0 29646472 0 48013141 0 607151 0 0 607151 0 0 0 0 0 0 0 0 0 0 0 0 0 0 48620292 0 0 607151 523753 523753 0 0 46425200 46425200 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1434947 1354085 10112 70750 48383900 48303038 10112 70750 461464 1860651 0 0 0 0 36906619 34428370 0 0 0 0 0 0 0 0 0 0 14384540 16760738 0 0 0 0 0 0 0 0 51752623 53049759 350399 342095 0 0 0 0 0 0 0 0 0 0 0 0 37850000 39150000 0 0 38200399 39492095 X 13552224 13557664 0 0 0 0 13552224 13557664 51752623 53049759 236392 -230952 0 0 0 0 X 0 1 X 1 0 X X X 1 United States Fund for UNICEF 131760110 7 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 X 48389340 -230952 0 0 0 -230952 48620292 0 0 0 48620292 48383900 0 0 0 0 0 48383900 0 0 0 48383900 Schedule D, Part X, Line 2 The USF-IKAC is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code (IRC) and is classified as a publicly supported organization as defined in Section 509(a)(3) of the IRC. The USF-IKAC is also exempt from state and local income taxes and qualifies for the maximum charitable contribution deduction by donors. USF-IKAC recognizes the effects of income tax positions only if those positions are more likely than not of being sustained. No provision for income taxes has been made, as USF-IKAC has not reported any taxable unrelated business income and any unrelated business income is offset by associated expenditures. USF-IKAC evaluates, on an annual basis, the effects of any uncertain tax positions on its consolidated financial statements. As of June 30, 2018, USF-IKAC has not identified or provided for any such positions. 1 Sub-Saharan Africa 0 0 Grantmaking To support Child Survival (including Health and Nutrition) and Child Protection Programs including health interventions through vaccination to fight diseases such as polio, tetanus, tuberculosis and measles. The program also supported the cold-chain supply of vaccines and accelerated community engagement in the fight to eradicate polio. 32965650 South Asia 0 0 Grantmaking To support Child Survival (including Health and Nutrition), Child Protection programs, education and support for emergencies 5874439 Middle East and North Africa 0 0 Grantmaking To Support Child Survival (including health and nutrition), Child Protection and Education programs that provided self learning curriculum that is equitable and accessible as well a promoting inclusion and awareness for children with disabilities. 6009222 Central America and the Caribbean 0 0 Grantmaking To Support Emergencies, Child Survival and Education 1575888 0 0 46425199 Central America and the Caribbean To support Emergencies, Child Survival and Education programs 1575888 WIRE 0 N/A N/A Middle East and North Africa To support Child Survival (including Health and Nutrition), Child Protection and Education programs that provided self learning curriculum that is equitable and accessible as well as promoting inclusion and awareness for children with disabilities. 6009222 WIRE 0 N/A N/A South Asia To support Child Survival (including Health and Nutrition), Child Protection, Education and support for Emergencies. 5874439 WIRE 0 N/A N/A Sub-Saharan Africa To support Child Survival (including Health and Nutrition) and Child Protection programs including health interventions through vaccination to fight diseases such as polio, tetanus, tuberculosis and measles. The program also supported the cold-chain supply of vaccines and accelerated community engagement in the fight to eradicate polio. 32965650 WIRES 0 N/A N/A 0 1 0 0 0 0 0 0 Schedule F, Part I, Line 2 THE US FUND FOR UNICEF IN-KIND ASSISTANCE CORPORATION (USF-IKAC) MONITORS THE GRANTS BY REQUIRING THE GRANTEE TO SUBMIT REPORTS AND MILESTONES AS DEFINED IN THE GRANT AGREEMENT. GRANTEES ARE RESPONSIBLE FOR INSURING THAT PROJECTS ARE EXECUTED IN ACCORDANCE WITH DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT AGREEMENT 1 IBN SINA FOUNDATION INC 11226 SOUTH WILCREST DRIVE HOUSTON TX 77002 760698464 501 (c) (3) 265460 0 CASH N/A to support the Foundation to bridge the growing gap between the health care needs of a rapidly expanding population of under-served families and the ability of existing public instituions to meet their needs. INTERFAITH MINISTRIES OF GREATER HOUSTON 3303 MAIN STREET HOUSTON TX 77002 741488102 501 (c) (3) 100000 0 CASH N/A To support bringing people of diverse faith traditions together for dialoque collaboration, and service as a demonstration of our shared beliefs. WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET HOUSTON TX 77005 741109620 501 (C)(3) 158293 0 CASH N/A TO SUPPORT THE HURRICANE EMERGENCY RECOVERY 3 0 Schedule I, Part I, Line 2 THE US FUND FOR UNICEF MONITORS THE GRANTS BY REQUIRING THE GRANTEE TO SUBMIT REPORTS AND MILESTONES AS DEFINED IN THE GRANT AGREEMENT. GRANTEES ARE RESPONSIBLE FOR INSURING THAT PROJECTS ARE EXECUTED IN ACCORDANCE WITH DEFINED TIMELINES AND MILESTONES AS SET FORTH IN THE GRANT AGREEMENT 0 0 0 0 0 0 0 0 0 Edward G Lloyd Treasurer 0 414461 0 0 0 0 0 35630 0 34953 0 485044 0 0 Caryl Stern President, CEO & Director 0 582962 0 0 0 0 0 42300 0 40619 0 665881 0 0 Richard Esserman Asst. Treasurer 0 225293 0 0 0 0 0 19576 0 32691 0 277560 0 0 Lynn Stratford through 12-31-17 Assistant Secretary 0 290791 0 0 0 0 0 22401 0 14741 0 327933 0 0 Jennifer Roberti From 1-1-18 Assistant Secretary 0 285615 0 0 0 0 0 13542 0 30763 0 329920 0 0 Schedule J, Part I, Line 3 ALL COMPENSATION IS PAID BY THE SUPPORTED ORGANIZATION. THE SUPPORTED ORGANIZATION, THE US FUND FOR UNICEF, HAS A POLICY THAT THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS HAS THE RESPONSIBILITY AND AUTHORITY TO DETERMINE THE NATURE AND AMOUNT OF COMPENSATION TO BE INCLUDED IN THE PRESIDENT'S CONTRACT. DURING THE CONTRACT PROCESS, A COMPARABILITY STUDY (THE "STUDY") IS CONDUCTED BY AN OUTSIDE EMPLOYEE COMPENSATION AND BENEFITS FIRM WHICH TAKES INTO CONSIDERATION COMPARABLE OTHER ORGANIZATIONS IN THE NEW YORK AREA IN DETERMINING THE TOTAL COMPENSATION OF THE PRESIDENT TO INCLUDE SALARY, BENEFITS AND INCENTIVES AS APPROPRIATE. ALSO, ON AN ANNUAL BASIS, A REVIEW OF THE PRESIDENT'S PERFORMANCE IS CONDUCTED UNDER A SIMILAR COMPARABLE PROCESS. Form 990, Part VI, Section A, Line 6 THE US FUND FOR UNICEF (USF) IS THE SOLE MEMBER OF THE UNITED STATES FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION (USF-IKAC) Form 990, Part VI, Section A, Line 7a THE SOLE MEMBER, THE US FUND FOR UNICEF (USF) APPOINTS THE BOARD OF DIRECTORS OF THE ORGANIZATION Form 990, Part VI, Section A, Line 7b THE SOLE MEMBER, THE US FUND FOR UNICEF (USF) HAS CERTAIN RESERVED POWERS INCLUDING THE RIGHT TO APPROVE (1) ANY AMENDMENT TO THE ORGANIZATION'S CERTIFICATE OF INCORPORATION OR BYLAWS (2) THE OPERATION AND CAPITAL BUDGETS OF THE ORGANIZATION (3) THE ORGANIZATION'S ADOPTION OF AN INVESTMENT AND SPENDING POLICY (4) THE ISSUANCE OF ANY DEBT BY THE ORGANIZATION (5) ANY FUNDAMENTAL CHANGES TO THE ORGANIZATION SUCH AS MERGER AND DISSOLUTION. AMONG USF'S RESERVED POWERS IS THE POWER TO SET THE NUMBER OF DIRECTORS AND APPOINT ALL DIRECTORS OF THE ORGANIZATION. Form 990, Part VI, Section B, Line 11b AFTER THE RETURN IS PREPARED BY STAFF, IT IS REVIEWED BY THE CONTROLLER, VP OF FINANCE AND BUDGET & COO/CFO. ADDITIONALLY, A COPY OF THE RETURN IS SENT TO THE ORGANIZATION'S LEGAL COUNSEL FOR REVIEW. THE COO/CFO REVIEWS THE RETURN WITH THE CHAIR OF THE AUDIT COMMITTEE AND SHARES WITH THE MEMBERS OF THE BOARD PRIOR TO FILING. AFTER THE REVIEW PROCESS, THE RETURN IS FILED ELECTRONICALLY WITH THE TREASURER OR ASSISTANT TREASURER SIGNING THE RETURN. Form 990, Part VI, Section B, Line 12c EVERY STAFF MEMBER OF THE USF AND AFFILIATE IS REQUIRED ANNUALLY TO SIGN A FORM THAT ENSURES EVERYONE IS AWARE OF AND IN COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. THE HUMAN RESOURCES DEPARTMENT COLLECTS THIS INFORMATION. IN ADDITION, EVERY BOARD MEMBER AND PRINCIPAL OFFICER ANNUALLY COMPLETES A CONFLICT OF INTEREST DISCLOSURE STATEMENT DISCLOSING THE FACTS RELATING TO ANY ACTUAL OR POTENTIAL FINANCIAL INTEREST OR STATING THAT HEOR SHE HAS NO REPORTABLE FINANCIAL INTEREST THAT WOULD CONSTITUTE A CONFLICT OR POTENTIAL CONFLICT OF INTEREST AND ACKNOWLEDGEING THAT THEY REVIEWED, UNDERSTAND AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. THE USF AND ITS AFFILIATE HAS AN EXTENSIVE CONFLICT OF INTEREST POLICY THAT ESSENTIALLY REQUIRES ANY BOARD MEMBER OR PRINCIPAL OFFICERS WITH A CONFLICT OR POTENTIAL CONFLICT OF INTEREST TO DISCLOSE THE EXISTENCE AND ALL MATERIAL FACTS REGARDING ANY INTEREST IN A TRANSACTION OR MATTER BEING CONSIDERED BY THE BOARD OR A BOARD COMMITTEE AND TO RECUSE HIMSELF OR HERSELF FROM THE MEETING IN WHICH THE TRANSACTION OR MATTER IS DISCUSSED AND VOTED UPON. Form 990, Part VI, Section B, Line 15 ALL COMPENSATION IS PAID BY THE SUPPORTED ORGANIZATION. THE SUPPORTED ORGANIZATION, THE US FUND FOR UNICEF, HAS A POLICY THAT THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS HAS THE RESPONSIBILITY AND AUTHORITY TO DETERMINE THE NATURE AND AMOUNT OF COMPENSATION TO BE INCLUDED IN THE PRESIDENT'S CONTRACT. DURING THE CONTRACT PROCESS, A COMPARABILITY STUDY (THE "STUDY") IS CONDUCTED BY AN OUTSIDE EMPLOYEE COMPENSATION AND BENEFITS FIRM WHICH TAKES INTO CONSIDERATION COMPARABLE OTHER ORGANIZATIONS IN THE NEW YORK AREA IN DETERMINING THE TOTAL COMPENSATION OF THE PRESIDENT TO INCLUDE SALARY, BENEFITS AND INCENTIVES AS APPROPRIATE. THE COMPENSATION COMMITTEE ALSO CONDUCTS AN ANNUAL REVIEW OF THE PRESIDENT'S PERFORMANCE. ADDITIONALLY, THE COMMITTEE REVIEWS THE COMPENSATION OF THE SENIOR MANAGEMENT TEAM UNDER A SIMILAR COMPARABLE PROCESS. Form 990, Part VI, Section C, Line 18 THE ORGANIZATION'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. THE ORGANIZATION'S FORMS 990 ARE POSTED IN THE ORGANIZATION'S WEBSITE @ WWW.UNICEFUSA.ORG AND ARE ALSO AVAILABLE IN GUIDESTAR AND CHARITY NAVIGATOR. Form 990, Part VI, Section C, Line 19 THE ORGANIZATION GENERALLY DOES NOT MAKE AVAILABLE TO THE PUBLIC ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY, HOWEVER, THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE @WWW.UNICEFUSA.ORG. UNITED STATES FUND FOR UNICEF 125 Maiden Lane 10th Floor New York NY 10038 131760110 Support programs through fundraising, advocacy and education that save children's lives NY 501 (C) (3) 170 (b) (1)(A)(vi) N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 UNITED STATES FUND FOR UNICEF c 375000 Net Worth Contribution UNITED STATES FUND FOR UNICEF p 310000 REIMBURSEMENTS FOR EXPENSES PAID BY THE US FUND FOR UNICEF ON BEHALF OF THE UNITED STATES FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION (USF-IKAC) UNITED STATES FUND FOR UNICEF s 17681669 PAYMENT FROM THE US FUND FOR UNICEF (USF) IN SUPPORT OF UNITED STATES FUND FOR UNICEF IN KIND ASSISTANCE CORPORATION (USF-IKAC) BRIDGE FUND TRANSACTIONS