2018-11-14T13:29:39-06:00 2017-12-31 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2017-01-01 205583324 UNITED STATES ENDOWMENT FOR FORESTRY AND COMMUNITIES INC UNIT 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 CARLTON OWEN PRESIDENT/CEO 8642337646 2018-11-14 1 AMY BIBBY P00445891 8282542254 2018-11-14 12.25.12.224 2018-11-14 08:45:04 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 3C4A73C7F70BFF54BAAC11A85090BDFB39FC8B01 2017 2019-02-21 02:37:17Z CARLTON OWEN 908 EAST NORTH STREET GREENVILLE SC 29601 81052388 0 X WWW.USENDOWMENT.ORG X 2006 DE TO ADVANCE POSITIVE CHANGE FOR THE NATION'S WORKING FORESTS AND FOREST-RELIANT COMMUNITIES 13 12 10 10 0 -229566 7993765 6363417 0 0 1762184 6909777 0 0 9755949 13273194 8140059 10410736 0 0 1553459 1759134 0 0 0 914716 854813 10608234 13024683 -852285 248511 221318969 245312468 1915575 3074013 219403394 242238455 X THE ENDOWMENT WORKS COLLABORATIVELY WITH PARTNERS IN THE PUBLIC AND PRIVATE SECTORS TO ADVANCE SYSTEMIC, TRANSFORMATIVE AND SUSTAINABLE CHANGE FOR THE HEALTH AND VITALITY OF THE NATION'S WORKING FORESTS AND FOREST RELIANT COMMUNITIES. 0 0 12298104 10410736 SEE SCHEDULE O FOR STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS:THE ENDOWMENT SEEKS TO ADVANCE ITS MISSION USING A "THEORY OF CHANGE" THAT FOCUSES ON WORK IN THREE AREAS: RETAINING AND RESTORING HEALTHY WORKING FORESTS; PROMOTING AND CAPTURING MULTIPLE VALUE STREAMS; AND ENHANCING COMMUNITY CAPACITY, COLLABORATION, AND LEADERSHIP. THE ENDOWMENT DEPLOYS ITS WORK THROUGH SEVEN PRIMARY INITIATIVES EACH OF WHICH SUPPORTS A NUMBER OF PROJECTS OR ACTIVITIES. I. NON-TRADITIONAL MARKETS -- HEALTHY WATERSHED THROUGH HEALTHY FORESTS: CONNECTING DOWNSTREAM WATER CONSUMERS WITH UPSTREAM FOREST OWNERS WITH THE INTENT TO ADVANCE OVERALL WATERSHED HEALTH AND QUALITY BY ENSURING CONSERVATION OF WORKING FORESTS. MUCH OF THIS WORK IS JOINTLY-FUNDED IN PARTNERSHIP WITH THE USDA NATURAL RESOURCES CONSERVATION SERVICE (NRCS) AND THE ENVIRONMENTAL PROTECTION AGENCY (EPA). WE CONTINUE NATION-WIDE COLLABORATION WITH THE AMERICAN WATER WORKS ASSOCIATION.II. WOOD-TO-ENERGY IS A JOINT-VENTURE APPROACH TO DEVELOPING SUSTAINABLE MARKETS FOR SMALL DIAMETER, DYING & DEAD TREES TO ENHANCE FOREST HEALTH WHILE ADVANCING FAMILY-SUPPORTING JOBS IN RURAL COMMUNITIES THROUGH DOMESTIC GREEN ENERGY PRODUCTION. PARTNERING WITH THE USDA FOREST SERVICE WE ARE CONCENTRATING OUR WORK IN SEEKING TO COMMERCIALIZE TORREFACTION TO PROVIDE A ROBUST NEW MARKET FOR FUELS THAT COULD YIELD GREEN ENERGY. BUILDING ON A TEST BURN OF TORREFIED PELLETS COMPLETED IN A COAL-FIRED FACILITY WE ARE NOW WORKING TO CONSTRUCT THE NATION'S FIRST COMMERCIAL-SCALE TORREFACTION FACILITY.III. FOREST HEALTH: VIA A PARTNERSHIP WITH THE USDA FOREST SERVICE AND DUKE ENERGY, THE PRIMARY FUNDING PARTNERS, THE ENDOWMENT IS PLUMBING THE POTENTIAL OF MODERN FOREST BIOTECHNOLOGY TO AID IN ADDRESSING THE BURGEONING FOREST HEALTH PROBLEM CAUSED BY ENDEMIC AS WELL AS EXOTIC PESTS AND DISEASES. WORK UNDER FHI IS PROGRESSING ALONG THREE BRAIDED PRONGS -- 1. SCIENCE (WITH MAJOR RESEARCH UNDERWAY AT A FOREST SERVICE LAB IN MISSISSIPPI AS WELL AS THE UNIVERSITY OF GEORGIA; STATE UNIVERSITY OF NEW YORK AT SYRACUSE; AND OTHERS); 2. REGULATORY (WHERE WORK AND DISCUSSIONS ARE UNDERWAY WITH KEY FEDERAL AGENCIES WITH OVERSIGHT OF BIOTECHNOLOGY); AND 3. SOCIAL AND ENVIRONMENTAL CONCERNS. THE MULTI-YEAR INITIATIVE IS BEGINNING TO WIND DOWN. A SECOND EFFORT IN THIS SPACE HAS SEEN THE ENDOWMENT SERVE AS CROSS-BORDER CONVENER FOR MORE STRATEGIC COLLABORATION BETWEEN CANADA AND THE U.S. WE HAVE HOSTED FOUR CANADA/US FOREST HEALTH SUMMIT SINCE THE PROGRAM BEGAN.IV. TRADITIONAL MARKETS: THE ENDOWMENT CONTINUED TO WORK WITH AND ACROSS A SECTOR OF THE FOREST PRODUCTS INDUSTRY TO DETERMINE THE POTENTIAL OF USDA RESEARCH AND PROMOTION PROGRAMS (COMMODITY CHECK-OFFS) TO GROW MARKETS FOR WOOD-TO-ENERGY. UNFORTUNATELY EFFORTS TO IMPLEMENT A HARDWOOD LUMBER AND A SEPARATE WOOD-TO-ENERGY CHECK-OFFS DID NOT PROVE SUCCESSFUL. A SOFTWOOD LUMBER CHECK-OFF (APPROVED IN 2011); AND PAPER CHECK-OFF (APPROVED IN LATE 2013) CONTINUE TO ACCRUE BENEFITS TO THE SECTOR. IN THIS SPACE WE ARE ALSO WORKING TO SUPPORT THE TIMBER HARVEST AND HAUL SEGMENT OF THE FOREST PRODUCTS VALUE CHAIN. AMONG SUCCESSES TO DATE IS SUPPORT OF THE SOUTHERN LOGGERS COOPERATIVE TO EXPAND ITS DIESEL FUEL DEPOTS TO GENERATE SIGNIFICANT SAVINGS FOR PRODUCERS.V. INNOVATION: THE ENDOWMENT IS PARTNERING WITH THE FOREST SERVICE TO ADVANCE COMMERCIALIZATION OF 21ST WOODY CELLULOSE PRODUCTS USING NANOTECHNOLOGY. THE MULTI-YEAR INITIATIVE HAS ENGAGED PARTNERS TO FILL KNOWLEDGE GAPS THAT SHOULD LEAD TO POTENTIAL NEW PRODUCTS ALL WHILE PLACING A PRIMARY INTEREST ON ENSURING HUMAN AND ENVIRONMENTAL HEALTHY AND SAFETY. WORK ALSO CONTINUES TO TO ADVANCE MASS TIMBER APPLICATIONS TO SUPPORT TALLER WOODEN BUILDINGS. SPECIFICALLY, THE ENDOWMENT IS PARTNERING WITH THE SOFTWOOD LUMBER BOARD AND AMERICAN WOOD COUNCIL TO UPDATE BUILDING CODES TO ACCOMMODATE EMERGING APPLICATIONS. VI. WORKING FORESTS: THIS INITIATIVE INCLUDES A NUMBER OF PROJECTS INCLUDING THE KEEPING FORESTS AS FORESTS; PARTNERSHIP FOR SOUTHERN FORESTLAND CONSERVATION; NATIONAL CONSERVATION EASEMENT DATABASE; AND SUPPORT FOR THE DEPARTMENT OF DEFENSE'S BASE BUFFERING PROGRAM. EACH IS DESIGNED TO AID IN RETENTION AND RESTORATION OF HEALTHY WORKING FORESTS. A NEW PROJECT IS FOSTERING COLLABORATION TO RESTORE FORESTS IN THE MISSISSIPPI RIVER BASIN AND OTHER RIVERS FLOWING IN THE GULF TO MITIGATE IMPACTS FROM THE BP DEEPWATER HORIZON OIL SPILL. VII. ASSET CREATION: THIS SUSTAINABLE FORESTRY AND LAND RETENTION INITIATIVE WAS FORMALLY LAUNCHED IN 2013 WITH AN OBJECTIVE OF USING FORESTS AND FOREST-BASED ASSETS TO CREATE ECONOMIC OPPORTUNITY FOR UNDER-SERVED POPULATIONS. PRIMARY COLLABORATORS IN THE USDA FOREST SERVICE AND NRCS ARE WORKING WITH THE ENDOWMENT IN SEVEN SOUTHERN STATES TO PROMOTE AND PROVIDE SUSTAINABLE FORESTRY SERVICES. AFRICAN-AMERICAN FAMILY FOREST OWNERS ARE BEING ENGAGED IN ACTIVE MANAGEMENT OF THEIR FORESTS TO BENEFIT THEIR FAMILIES INCLUDING ENSURING PROPER LEGAL TITLE TO FOSTER TRANSFER TO FUTURE GENERATIONS. 12298104 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 10 1 1 1 0 0 0 0 0 0 0 0 0 X 13 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DE SC X X X SIGNE C CANN 8642337646 908 EAST NORTH STREET GREENVILLE SC 29601 COLIN MOSELEY CHAIRMAN 1.00 X X 0 0 0 TAMAR DATAN VICE CHAIR 1.00 X X 0 0 0 JON VOIGTMAN DIRECTOR/TREASURER 1.00 X X 0 0 0 MARK D EMMERSON DIRECTOR 1.00 X 0 0 0 JAMES FARRELL DIRECTOR 1.00 X 0 0 0 JEFF HEARN DIRECTOR 1.00 X 0 0 0 JIM HOOLIHAN DIRECTOR 1.00 X 0 0 0 KEVIN SCHUYLER DIRECTOR 2.00 X 0 0 0 JUDITH STOCKDALE DIRECTOR 1.00 X 0 0 0 ANDREA TUTTLE DIRECTOR 1.00 X 0 0 0 JOHN T COOPER JR DIRECTOR 1.00 X 0 0 0 RACHEL JACOBSON DIRECTOR 1.00 X 0 0 0 CARLTON OWEN PRESIDENT/CEO SECRETARY 40.00 X X 334444 0 57865 SIGNE CANN CFO 40.00 X 166194 0 31457 PETER STANGEL COO 40.00 X 246627 0 49134 MICHAEL GOERGEN VICE-PRESIDENT 40.00 X 190207 0 38543 ALAN MCGREGOR VICE-PRESIDENT 40.00 X 114545 0 36512 1052017 0 213511 5 0 1 0 KETCHEM INC 912 FT DUQUESNE PITTSBURG PA 15222 PR CONSULTING 619346 SOLUTIONS FOR NATURE 6016 CHESHIRE DRIVE BETHESDA MD 20814 WEBSITE DEVELOPMENT 149425 NELSON MULLINS RILEY SCARBUROUGH PO DRAWER 11009 COLUMBIA SC 29211 LEGAL SERVICES 117821 VIREO ADVISORS LLC 111 PERKINS ST 233 BOSTON MA 21305 ENVIRONMENTAL CONSULTING 115038 METROPOLITAN GROUP 519 SW THIRD AVE SUITE 700 PORTLAND OR 97204 CONSULTANT 106400 5 4036920 2326497 6363417 3494971 3494971 71194000 67779194 3414806 3414806 3414806 13273194 0 0 6909777 10410736 10410736 771278 540940 230338 149425 149425 581478 416506 164972 147023 104059 42964 31552 32939 -1387 78378 55474 22904 18557 18557 59714 59714 9017 9017 44968 25112 19856 54517 54517 154831 83766 71065 1688 1688 4618 4618 31965 12842 19123 BAD DEBT EXPENSE 457288 457288 MISCELLANEOUS 17650 17650 13024683 12298104 726579 0 4938943 15639477 1757759 12678250 7823052 19899 8808 461895 106683 371417 355212 190815479 206311105 10338665 15102679 346562 51995 72135 221318969 245312468 1781264 1766885 181000 134311 0 1126128 1915575 3074013 X 17412885 20050724 1990509 22187731 200000000 200000000 219403394 242238455 221318969 245312468 248511 22586549 0 X X 0 1 X 1 1 1 X 3108791 2536267 4084668 8093765 6363417 24186908 3108791 2536267 4084668 8093765 6363417 24186908 649686 23537222 3853738 2729401 2949119 3382776 4055678 16970712 203087 105000 308087 41465707 2916828 0.56760 0.56170 X 201154144 29279518 9026878 221406784 194972576 13739487 7557919 201154144 211596560 -6893979 9730005 194972576 198007523 17741284 4152247 211596560 186180578 19422311 7595366 198007523 0.99400 0.00600 0 0 137794 137794 324101 106683 217418 355212 PRIVATE LIMITED PARTNERSHIPS 15095679 F INVESTMENT OT 7000 F 15102679 INTERCOMPANY PAYABLE 1126128 1126128 X PART V, LINE 4: THE ORGANIZATION WAS FUNDED WITH A ONE-TIME INFUSION OF $200 MILLION UNDER THE TERMS OF THE SOFTWOOD LUMBER AGREEMENT BETWEEN THE UNITED STATES AND CANADA. EARNINGS FROM THE ENDOWMENT CAN BE USED TO FUND THE ORGANIZATION'S PURPOSES OF SUPPORTING EDUCATIONAL AND CHARITABLE CAUSES IN TIMBER-RELIANT COMMUNITIES, EDUCATIONAL AND PUBLIC-INTEREST PROJECTS ADDRESSING FOREST MANAGEMENT ISSUES THAT AFFECT TIMBER-RELIANT COMMUNITIES, OR THE SUSTAINABILITY OF FORESTS AS SOURCES OF BUILDING MATERIALS, WILDLIFE HABITAT, BIO-ENERGY, RECREATION, AND OTHER VALUES. PART X, LINE 2: THE ENDOWMENT HAS OBTAINED TAX EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3), AND AS SUCH, IS EXEMPT FROM INCOME TAXES EXCEPT ON UNRELATED BUSINESS INCOME. ACCORDINGLY, THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE ENDOWMENT HAS DETERMINED THAT THERE ARE NO MATERIAL UNRECOGNIZED TAX BENEFITS OR OBLIGATIONS AS OF DECEMBER 31, 2017. 1 AKRF 440 PARK AVENUE SOUTH NEW YORK NY 10016 135331530 501 (C) (3) 10733 HEALTHY WATERSHED CONSORTIUM AMERICAN FOREST FOUNDATION PO BOX 79423 BALTIMORE MD 21298 521235724 501 (C) (3) 147351 NORTH AMERICAN FOREST PARTNERSHIP AMERICAN RIVERS 1101 14TH STREET NW SUITE 1400 WASHINGTON DC 20005 237305963 UNIVERSITY 41898 HEALTHY WATERSHED CONSORTIUM AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 530196549 UNIVERSITY 43616 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION AMERICAN WOOD COUNCIL DEPARTMENT 791153 BALTIMORE MD 21279 272820415 254090 GREEN/MASS TIMBER BUILDING ARKANSAS FORESTRY COMMISSION 1 NATURAL RESOURCES DR LITTLE ROCK AR 72205 475011611 STATE 12675 FOREST RETENTION ATHENA INSTITUTE 600 GRINGS HILL RD SINKING SPRING PA 19608 233099315 82960 GREEN/MASS TIMBER BUILDING AVAPCO-AMERICAN PROCESS 56 17TH STREET NE ATLANTA GA 30309 453538003 50000 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION BLACK FAMILY LAND TRUST P O BOX 2087 DURHAM NC 27702 043797149 501 (C) (3) 72919 SUSTAINABLE FORESTRY AND LAND RETENTION BLUE FOREST CONSERVATION 824 BAY STREET 1 SANTA MONICA CA 90405 475104164 501 (C) (3) 66466 FOREST RETENTION CACAPON AND LOST RIVERS LAND TRUST INC PO BOX 58 WARDENSVILLE WV 26851 550700086 501 (C) (3) 18057 HEALTHY WATERSHED CONSORTIUM CENTER FOR HEIRS' PROPERTY PRESERVATION 1535 SAM RITTENBURG BLVD SUITE D CHARLESTON SC 29407 522452879 501 (C) (3) 259617 SUSTAINABLE FORESTRY AND LAND RETENTION CHAGRIN RIVER WATERSHED PO BOX 229 WILLOUGHBY OH 44096 341822374 501 (C) (3) 34765 HEALTHY WATERSHED CONSORTIUM CHESAPEAKE CONSERVANCY 716 GIDDINGS AVENUE SUITE 42 ANNAPOLIS MD 21401 262271377 501 (C) (3) 50000 HEALTHY WATERSHED CONSORTIUM CLEMSON 108 SILAS N PEARMAN BLVD CLEMSON SC 29634 576000254 UNIVERSITY 5023 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION COLORADO SCHOOL OF MINES PO BOX 911911 DENVER CO 80291 846000551 UNIVERSITY 67182 GREEN/MASS TIMBER BUILDING COMMUNITY FOUNDATION OF N COLORADO 4745 WHEATON DRIVE SUITE 100 FT COLLINS CO 80525 840699243 501 (C) (3) 148500 HEALTHY WATERSHED CONSORTIUM CONSERVATION FOUNDATION OF THE GULF COAST PO BOX 902 OSPREY FL 34229 200345249 501 (C) (3) 37875 HEALTHY WATERSHED CONSORTIUM DOWNEAST SALMON FEDERATION BOX 201 COLUMBIA FALLS ME 04623 010532938 501 (C) (3) 23617 HEALTHY WATERSHED CONSORTIUM DUCKS UNLIMITED 1220 EISENHOWER PLACE ANN ARBOR MI 48108 135643799 501 (C) (3) 51680 GULF OF MEXICO FORESTRY EARTH ECONOMICS 107 NORTH TACOMA AVE TACOMA WA 98403 201843411 501 (C) (3) 27000 NON TRADITIONAL MARKETS ECOSTRAT 60 ST CLAIR AVE EAST 404 TORONTO CA 980400239 12500 WOOD TO ENERGY ENCOURAGE CAPITAL 1350 AVENUE OF THE AMERICAS SUITE 2900 NEW YORK NY 10019 472528537 22085 NON TRADITIONAL MARKETS EVERGREEN ENGINEERING 1740 WILLIOW CREEK CIRCLE EUGENE OR 97402 930893505 7530 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION FEATHER RIVER LAND TRUST PO BOX 1826 QUINCY CA 95971 680449687 30190 HEALTHY WATERSHED CONSORTIUM FEDERATION OF SOUTHERN COOPS LAND 2769 CHURCH STREET EAST POINT GA 30344 581026695 501 (C) (3) 56521 SUSTAINABLE FORESTRY AND LAND RETENTION FOOTHILLS CONSERVANCY OF NC PO BOX 3023 MORGANTON NC 28680 561947390 36500 HEALTHY WATERSHED CONSORTIUM GEORGIA TECH RESEARCH CORPORATION 505 10TH ST NW ATLANTA GA 30384 580603146 UNIVERSITY 133743 BIOTECHNOLOGY, FOREST GENETICS HOUSTON GALVESTON AREA COUNCIL 3555 TIMMONS LANE SUITE 120 HOUSTON TX 77027 741557575 73581 URBAN FORESTRY HURON PINES 4241 OLD US 27 SOUTH SUITE 2 GAYLORD MI 49735 475104164 13336 HEALTHY WATERSHED CONSORTIUM HURON RIVER WATERSHED COUNCIL 1100 N MAIN ST SUITE 210 ANN ARBOR MI 48104 381806452 11215 HEALTHY WATERSHED CONSORTIUM INSTITUTE OF FOREST BIOSCIENCE 140 PRESTON EXECUTIVE DRIVE SUITE 100G CARY NC 27513 562278107 18605 BIOTECHNOLOGY; FOREST GENETICS LOUISIANA STATE UNIVERSITY SPONSORED PROGRAM ACCOUNTING BATON ROUGE LA 70803 726000848 UNIVERSITY 14569 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION LRLEAN 3726 COUNTY ROAD 12 FAYETTE AL 35555 453970733 501 (C) (3) 213767 SUSTAINABLE FORESTRY AND LAND RETENTION MCINTOSH SEED PO BOX 2355 DARIEN GA 31305 582556194 501 (C) (3) 156250 SUSTAINABLE FORESTRY AND LAND RETENTION MEMBRANE SPECIALISTS 2 ROWE CT HAMILTON OH 45015 263898310 43506 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION MICHIGAN STATE UNIVERSITY CONTRACT AND GRANT ADMINISTRATION EAST LANSING MI 48824 386005984 UNIVERSITY 46648 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION MICHIGAN TECHNOLOGICAL UNIVERSITY 1400 TOWNSEND DRIVE HOUGHTON MI 49931 386005955 UNIVERSITY 12108 WOOD TO ENERGY MISSISSIPPI STATE UNIVERSITY OFFICE OF THE CONTROLLER TREASURER SPONSORED PROGRAMS ACCOUNTING MISSISSIPPI STATE MS 39762 386005989 UNIVERSITY 30594 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION NATIONAL ACADEMY OF SCIENCE 500 5TH STREET NW WASHINGTON DC 20001 530196932 75890 BIOTECHNOLOGY; FOREST GENETICS NORTH CAROLINA STATE UNIVERSITY OFFICE OF GRANTS AND CONTRACTS RALEIGH NC NC 27695 566000756 UNIVERSITY 59294 WOOD TO ENERGY NORTHERN FOREST CENTER PO BOX 210 CONCORD NH 03302 223458955 501 (C) (3) 55000 RURAL INNOVATION GROUP NORTHWEST TIMBER LOGISTICS LLC PO BOX 9748 MOSCOW ID 83843 811531968 91574 SUSTAINABLE TIMBER HARVEST OREGON STATE 312 KERR ADMINISTRATION BUILDING CORVALLIS OR 97339 936001786 UNIVERSITY 123801 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION PACIFIC FOREST TRUST 1001-A OREILLY AVENUE SAN FRANCISCO CA 94129 680292509 501 (C) (3) 154733 HEALTHY WATERSHED CONSORTIUM PUGET SOUND REGIONAL COUNCIL 1011 WESTERN AVENUE 500 SEATTLE WA 89104 910662794 501 (C) (3) 120994 HEALTHY WATERSHED CONSORTIUM PURDUE UNIVERSITY 23510 NETWORK PLACE CHICAGO IL 66073 356002041 UNIVERSITY 124745 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION ROANOKE ECONOMIC DEVELOPMENT INC 409 MAIN ST PO BOX 148 RICH SQUARE NC 27869 562182552 501 (C) (3) 181500 SUSTAINABLE FORESTRY AND LAND RETENTION SAVANNAH RIVER CWF TOTAL PO BOX 2392 AUGUSTA GA 30903 473773926 501 (C) (3) 252800 HEALTHY WATERSHEDS SCHOODIC INSTITUTE PO BOX 277 WINTER HARBOR ME 04693 201054593 501 (C) (3) 40431 HEALTHY WATERSHED CONSORTIUM THE FRESHWATER TRUST 700 SW TAYLOR STREET SUITE 200 PORTLAND OR 97205 930843521 501 (C) (3) 103945 HEALTHY WATERSHED CONSORTIUM THE LONGLEAF ALLIANCE 12130 DIXON CENTER ROAD ANDALUSIA AL 36420 124567891 22919 HEALTHY WATERSHEDS THE TRUST FOR PUBLIC LAND 101 MONTGOMERY STSUITE 900 SAN FRANCISCO CA 94104 237222333 501 (C) (3) 354302 HEALTHY WATERSHED CONSORTIUM TRANSFORMATIVE HEALTH EDUCATION 817 WEST LAKESIDE ST MADISON WI 53715 464144467 11000 GREEN/MASS TIMBER BUILDING UNIVERSITY OF ARKANSAS PINE BLUFF MS 4984 PINE BLUFF AR 71601 581353149 501 (C) (3) 139758 SUSTAINABLE FORESTRY AND LAND RETENTION UNIVERSITY OF GA RESEARCH FOUNDATION 311 EAST CAMPUS RD ATHENS GA 30602 581353149 UNIVERSITY 89487 BIOTECHNOLOGY; FOREST GENETICS UNIVERSITY OF GEORGIA 310 EAST CAMPUS RD ATHENS GA 30602 581353149 UNIVERSITY 176125 CONSORTIUM FOR ADVANCED WOOD TO ENERGY SOLUTIONS UNIVERSITY OF LOUISVILLE RESEARCH FOUNDAT 300 EAST MARKET ST SUITE 300 LOUISVILLE KY 40202 611029626 UNIVERSITY 106609 CONSORTIUM FOR ADVANCED WOOD TO ENERGY SOLUTIONS UNIVERSITY OF MAINE 5717 CORBETT HALL ROOM 400 ORONO ME 04469 016000769 UNIVERSITY 150807 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION UNIVERSITY OF MINNESOTA - NRRI PO BOX 1450 MINNEAPOLIS MN 55485 416007513 UNIVERSITY 233511 CONSORTIUM FOR ADVANCED WOOD TO ENERGY SOLUTIONS UNIVERSITY OF PENNSYLVANIA OFFICE OF RESEARCH SERVICES 5TH FLOOR FRANKLIN BUILDING 3451 WALNUT PHILADELPHIA PA 19104 231352685 UNIVERSITY 81959 WOOD TO ENERGY UNIVERSITY OF UTAH 201 S PRESIDENTS CIRCLE SALT LAKE CITY UT 84112 876000525 UNIVERSITY 10848 GREEN/MASS TIMBER BUILDING UNIVERSITY OF WISCONSIN- MADISON OFFICE FOR RESEARCH SPONSORED PROGRAMS DRAWER 538 MILWAUKEE WI 53278 396006492 UNIVERSITY 168634 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION USDA FOREST SERVICE PO BOX 301550 LOS ANGELES CA 90030 720564834 GOVERNMENT 90028 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION VIRGINIA DEPARTMENT OF CONSERVATION 600 EAST MAIN STREET 24TH FLOOR RICHMOND VA 23219 546004497 UNIVERSITY 120028 HEALTHY WATERSHED CONSORTIUM VIRGINIA DEPT OF FORESTRY 900 NATURAL RESOURCE DRIVE SUITE 800 CHARLOTTESVILLE VA 22903 546001800 UNIVERSITY 50000 HEALTHY WATERSHEDS VIRGINIA POLYTECHNIC INSTITUTE NORTH END CENTER MC 0170 BLACKSBURG VA 24061 546001805 UNIVERSITY 144664 P3 NANOCELLULOSE RESEARCH TO COMMERCIALIZATION WATER RESEARCH FOUNDATION 6666 W QUINCY AVE DENVER CO 80235 461845756 501 (C) (3) 105000 HEALTHY WATERSHEDS WESTERN RIVERS CONSERVANCY 71 SW OAK STREET SUITE 100 PORTLAND OR 97204 931326405 501 (C) (3) 135163 HEALTHY WATERSHED CONSORTIUM WINSTON COUNTY SELF HELP 3450 SHANNON DALE DRIVE JACKSON MS 39212 640771042 501 (C) (3) 33750 SUSTAINABLE FORESTRY AND LAND RETENTION WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 451066585 501 (C) (3) 107500 HEALTHY WATERSHEDS 54 17 PART I, LINE 2: GRANTEES ARE TYPICALLY SELECTED FROM SUBMISSIONS IN RESPONSE TO COMPETITIVE REQUESTS FOR PROPOSALS PROCESSES. EACH PROJECT HAS A DIFFERENT SET OF CRITERIA. ALL GRANTEES OPERATE WITH AN AGREED-UPON WORKPLAN AND DELIVERABLES FOR EACH PROJECT. FUNDS ARE DISBURSED BASED UPON MONITORING OF PROGRESS AND THE AGREEMENT BETWEEN THE GRANTEE AND THE ENDOWMENT OF SATISFACTORY ACCOMPLISHMENTS PER THE AWARD CONTRACT. THE ORGANIZATION'S PROGRAM-RELATED INVESTMENTS ARE MADE UNDER THE DIRECTION OF THE BOARD OF DIRECTORS. ALL INVESTMENTS ARE WITH ORGANIZATIONS THAT SUPPORT THE US ENDOWMENT FOR FORESTRY AND COMMUNITIES' PURPOSE AND GOALS. THE INVESTMENTS ARE MONITORED BY THE BOARD OF DIRECTORS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 CARLTON OWEN PRESIDENT/CEO SECRETARY 334444 0 0 0 0 0 29700 0 28165 0 392309 0 0 0 SIGNE CANN CFO 166194 0 0 0 0 0 18705 0 12752 0 197651 0 0 0 PETER STANGEL COO 246627 0 0 0 0 0 27878 0 21256 0 295761 0 0 0 MICHAEL GOERGEN VICE-PRESIDENT 190207 0 0 0 0 0 21523 0 17020 0 228750 0 0 0 ALAN MCGREGOR VICE-PRESIDENT 114545 0 0 0 0 0 13662 0 22850 0 151057 0 0 0 PART I, LINE 1A PAID $ 420 IN 2017 FOR LODGING OF OUT-OF-TOWN STAFF IN PERSONAL RESIDENCE DURING TRIPS TO GREENVILLE, AT RATE OF $20 PER NIGHT. MILA ALVAREZ RELATED TO MICHAEL GOERGEN 149425 CONSULTANT 0 FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE BOARD OF DIRECTORS WAS PROVIDED A COPY OF THE DRAFT FORM 990. REVIEW AND DISCUSSION OF THE CONTENTS WERE LED BY THE AUDIT COMMITTEE AND THE PRESIDENT & CEO. ALSO, OUR LEAD AUDIT PARTNER FREQUENTLY WAS AT THE MEETING TO DISCUSS DETAILS. THE BOARD THEN FORMALLY APPROVED THE FORM 990 BEFORE IT IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 12C AT EVERY MEETING OF THE BOARD OF DIRECTORS, BEFORE ANY ACTION IS TAKEN ON A PARTICULAR TOPIC, MEMBERS ARE ASKED TO NOTE FOR THE RECORD ANY AREAS OF POTENIAL CONFLICT. ANNUALLY, EACH MEMBER OF THE BOARD AND STAFF ARE ASKED TO REVIEW AND SIGN A COPY OF THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 OFFICER-LEVEL SALARIES ARE ESTABLISHED BASED UPON THE EDUCATION, EXPERIENCE AND OTHER QUALIFICATIONS OF EACH INDIVIDUAL AND BENCHMARKED AGAINST THE PAY OF SIMILAR POSITIONS WITHIN NOT-FOR-PROFITS AS A CLASS (E.G. AVERAGE ANNUAL SALARY OF WASHINGTON, DC-BASED NGOS) AND A MORE DEFINED GROUP OF NOT-FOR-PROFITS "PEER ORGANIZATIONS. SALARIES OF ALL STAFF, WITH THE EXCEPTION OF THE CEO, ARE ESTABLISHED USING THESE BENCHMARKS AND ADMINISTERED BY THE CEO WITH BOARD REVIEW/APPROVAL ON EACH EMPLOYEE'S ANNIVERSARY DATE WITH THE ENDOWMENT. IN THE CASE OF THE CEO, THE BOARD OF DIRECTORS REVIEWS THE CEO'S PAY AND BENEFITS AT LEAST ANNUALLY. THE ENTIRE PAY/BENEFITS PACKAGE IS TESTED IN A REVIEW OF PEER GROUP AND OTHER BENCHMARKS IN A SCAN ADMINISTERED BY THE AUDIT COMMITTEE AND PERIODICALLY REVIEWED BY OUTSIDE COUNSEL AND/OR A BENEFITS CONSULTANT. FORM 990, PART VI, SECTION C, LINE 18 COPIES OF THE ORGANIZATION'S FORM 990 IS AVAILABLE ON THE ORGANIZATIONAL WEBSITE AND WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL GOVERNANCE DOCUMENTS -- CHARTER, BYLAWS, STEWARDSHIP PRINCIPLES, VALUES -- ARE AVAILABLE ON THE ORGANIZATIONAL WEBSITE. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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