2018-11-14T14:59:57-06:00 2017-12-31 770076647 DAMITZ BROOKS NIGHTINGALE 200 EAST CARRILLO STREET SUITE 303 SANTA BARBARA CA 93101 990PF 2017-01-01 770359291 RAINTREE FOUNDATION RAIN 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 ELLICOT MILLION PRESIDENT/CFO 8059677964 2018-11-13 1 CATHERINE MACAULAY P00178796 8059631837 216.64.156.34 2018-11-13 09:20:39 PS P 59AA566807AE115F1BC5C21457E80B5F439BF67C 0591CA96BCCA1146BB85BAB81CC8ACEE9BE92FC0 2017 2019-02-21 02:37:17Z X 13406911 X 0 X 860 860 161473 161473 1257396 1269500 1257396 2496 2496 1422225 1422225 30000 24000 6000 311 0 311 3307 3142 165 33239 33239 0 5894 2270 502 45798 45413 385 118549 108064 7363 2080807 2080807 2199356 108064 2088170 -777131 1314161 126743 53015 53015 8189546 7520724 9034975 903824 943402 962957 2743427 2669268 3355964 11963540 11186409 13406911 118 118 118 118 X 11963422 11186291 0 0 0 0 11963422 11186291 11963540 11186409 11963422 -777131 0 11186291 0 11186291 CYPRESS PARTNERS P 2016-01-01 2017-12-31 11091 -11091 -11091 GS #5737 - ADVISORY P 2016-01-01 2017-12-31 18155 18155 18155 GS #4307 - STRATEGIC VALUE P 2016-01-01 2017-12-31 57950 57950 57950 GS #4315 - CONCENTRATED GROWTH P 2016-01-01 2017-12-31 94375 94375 94375 TCW #1004 - SECURITIZED OPPORTUNITIES P 2016-01-01 2017-12-31 1013 -1013 -1013 SETTLEMENT INCOME P 2016-01-01 2017-12-31 6364 6364 6364 GAIN ON REDEMPTION - TCW #1004 SECURITIZED P 2016-01-01 2017-12-31 19049 19049 19049 GAIN ON REDEMPTION - TCW #7333 FOCUSED EQUITIES P 2016-01-01 2017-12-31 117543 117543 117543 GAIN ON REDEMPTION - TCW #7333 SELECT EQUITIES P 2016-01-01 2017-12-31 107561 107561 107561 UBS EQUITIES P 2016-01-01 2017-12-31 130828 130828 130828 CAPITAL GAINS DIVIDENDS P 717675 717675 717675 1257396 0 1698172 13334465 0.127352 2053486 15206076 0.135044 1610412 16641727 0.096770 1344584 15884052 0.084650 1175508 13253481 0.088694 0.532510 0.106502 13111800 1396433 13142 1409575 2088170 X 13142 0 13142 0 13142 5500 8500 0 14000 X 0 858 858 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ELLICOTT MILLION 8059677964 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES A FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 PRESIDENT/CFO 5.00 0 0 0 JESSICA FRANK 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 VICE PRESIDENT 2.00 0 0 0 ELLICOTT MILLION 1255 FRANKLIN RANCH ROAD GOLETA CA 93117 SECRETARY 10.00 30000 0 0 NONE 0 NONE 0 0 10825277 314809 2171386 13311472 0 0 13311472 199672 13111800 655590 655590 13142 13142 642448 0 642448 0 642448 2088170 0 2088170 13142 2075028 642448 0 0 531808 576317 818840 1324430 1056293 4307688 2088170 0 0 0 642448 1445722 0 0 5753410 0 0 0 0 0 0 531808 5221602 576317 818840 1324430 1056293 1445722 JAMES A FRANK JAMES A FRANK PRESIDENTCFO 1255 FRANK RANCH ROAD GOLETA CA 93117 8059677964 LETTER FORM, INCLUDING EXEMPT STATUS AND SOCIAL VALUE OF PROGRAM FOR WHICH THE GRANT IS BEING REQUESTED. NONE PREFER TO GRANT PROPOSALS WITHIN SANTA BARBARA COUNTY, FOR PROGRAMS RELATED TO EDUCATION, HEALTH CARE AND YOUTH ACTIVITIES. OTHER PROPOSALS ARE CONSIDERED ON MERIT. AMERICAN RED CROSS 2707 STATE STREET SANTA BARBARA CA 93105 NONE PC FIRE CAMPAIGN 20000 ANIMAL RESCUE TEAM 875 CARRIAGE DRIVE SOLVANG CA 93463 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 15000 APPLES TO ZUCCHINI COOKING SCHOOL PO BOX 30912 SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 75000 BOYS & GIRLS CLUB 632 E CANON PERDIDO STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 CALIFORNIA NARCOTIC OFFICERS ASSOCIATION 28245 AVENUE CROCKER SANTA CLARITA CA 91355 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVENUE HERON HALL NO 103 SAN LUIS OBISPO CA 93407 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 200000 CALIFORNIA STATE PARKS FOUNDATION 50 FRANCISCO STREET NO 110 SAN FRANCISCO CA 94133 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 DIRECT RELIEF 27 SOUTH LA PATERA LANE GOLETA CA 93117 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 150000 DOCTORS WITHOUT WALLS - SANTA BARBARA STREET MEDICINE 19 EAST MICHELTORENA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 DOMESTIC VIOLENCE SOLUTIONS FOR SANTA BARBARA COUNTY PO BOX 1536 SANTA BARBARA CA 93102 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 DOS PUEBLOS HIGH SCHOOL 7266 ALAMEDA AVENUE GOLETA CA 93117 NONE PC RIVIERA ROBOTICS 10000 UNIVERSITY OF CALIFORNIA SANTA BARBARA NATURAL RESERVE SYSTEM UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC E-TRUCK FOR SEDGWICK RESERVE 29962 FAMILY SERVICE AGENCY OF SANTA BARBARA 123 WEST GUTIERREZ STREET SANTA BARBARA CA 93101 NONE PC BIG BROTHER/BIG SISTER CAMPAIGN 1000 FRIENDS OF YOSAR INC PO BOX 611 YOSEMITE CA 95389 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 GIRLS INC OF GREATER SANTA BARBARA 531 E ORTEGA STREET SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 GRAND CANYON ASSOCIATION 4 TONTO STREET GRAND CANYON VILLAGE AZ 86023 NONE PC PREVENTATIVE SEARCH & RESCUE 125000 GRAND TETON ASSOCIATION PO BOX 170 MOOSE WY 83012 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 14500 HABITAT FOR HUMANITY 322 W LAMAR STREET AMERICUS GA 31709 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50 HEARTS THERAPEUTIC EQUESTRIAN CENTER 4420 CALLE REAL SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 1000 HONOR FLIGHT CENTRAL COAST CALIFORNIA PO BOX 1750 PASO ROBLES CA 93446 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 INLAND EMPIRE SEARCH AND RESCUE COUNCIL 13255 FIRST AVENUE VICTORVILLE CA 92935 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 LAND TRUST FOR SANTA BARBARA COUNTY PO BOX 91830 SANTA BARBARA CA 93190 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 LOS PADRES BOY SCOUTS OF AMERICA 4000 MODOC ROAD SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 45000 MARJORIE LUKE THEATER PO BOX 21046 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 3000 MENTAL HEALTH ASSOCIATION IN SANTA BARBARA COUNTY 617 GARDEN STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MONTECITO TRAILS FOUNDATION PO BOX 5481 SANTA BARBARA CA 93150 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 MOUNTAIN RESCUE ASSOCIATION PO BOX 880868 SAN DIEGO CA 92168 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 10000 NATURE TRACK FOUNDATION INC PO BOX 953 LOS OLIVOS CA 93441 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA BOTANIC GARDEN 1212 MISSION CANYON ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA CHANNELKEEPER INC 714 BOND AVENUE SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA COUNTY SEARCH AND RESCUE INC PO BOX 6602 SANTA BARBARA CA 931606602 NONE PC PROJECT LIFE SAVER 5000 SANTA BARBARA COUNTY SHERIFF'S BENEVOLENT POSSE 4434 CALLE REAL SANTA BARBARA CA 93110 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 29500 SANTA BARBARA COUNTY TRAILS COUNCIL PO BOX 22352 SANTA BARBARA CA 93121 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA MUSEUM OF NATURAL HISTORY 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA POLICE ACTIVITIES LEAGUE INC 1235 CHAPALA STREET SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SANTA BARBARA RESCUE MISSION 535 E YANONALI STREET SANTA BARBARA CA 93103 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 45 SANTA BARBARA SCHOOL OF SQUASH 1530 CHAPALA STREET SUITE F SANTA BARBARA CA 93101 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SAVE THE REDWOODS LEAGUE 111 SUTTER STREET 11TH FLOOR SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 SCHOLARSHIP FOUNDATION OF SANTA BARBARA 2253 LAS POSITAS ROAD SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 200000 SEMPERVIRENS FUND 419 SOUTH SAN ANTONIO ROAD NO 211 LOS ALTOS CA 94022 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 20000 TETON COUNTY SEARCH & RESCUE FOUNDATION PO BOX 1063 JACKSON WY 83001 NONE PC BACKCOUNTRY ZERO 15000 TETON SCIENCE SCHOOLS INC 700 COYOTE CANYON ROAD JACKSON WY 83001 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 50000 THE FOUNDATION FOR SANTA BARBARA CITY COLLEGE 721 CLIFF DRIVE SANTA BARBARA CA 93109 NONE PC SINGLE PARENTS ARRIVING READY FOR COLLEGE (SPARC) PROGRAM 50000 THE SALVATION ARMY SANTA BARBARA CORPS 4849 HOLLISTER AVENUE SANTA BARBARA CA 93111 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 250 THE WILD ANIMAL SANCTUARY 1946 WCR 53 KEENESBURG CO 80643 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 25000 UCSB FOUNDATION UC SANTA BARBARA OFFICE OF DEVELOPMENT SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 UNIVERSITY OF CALIFORNIA SANTA BARBARA UC SANTA BARBARA SANTA BARBARA CA 93106 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 15500 WASHINGTON STATE UNIVERSITY FOUNDATION WASHINGTON STATE UNIVERSITY PULLMAN WA 99164 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 300000 WILDERNESS YOUTH PROJECT INC 5386 HOLLISTER AVENUE GOLETA CA 93111 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 15000 SANSUM DIABETES RESEARCH INSTITUTE 2219 BATH STREET SANTA BARBARA CA 93105 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 15000 YOSEMITE FOUNDATION DBA YOSEMITE CONSERVANCY 101 MONTGOMERY STREET SUITE 1700 SAN FRANCISCO CA 94104 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 125000 ZION NATIONAL PARK FOUNDATION ZION NATIONAL PARK SPRINGDALE UT 84767 NONE PC IN FURTHERANCE OF SECTION 501(C)(3) CHARITABLE PURPOSE 5000 2080807 0 14 860 14 161473 14 2496 18 1257396 0 1422225 0 1422225 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION & BOOKKEEPING 3307 3142 165 TCW #7333 - CORE FIXED INCOME 353561 364848 TCW #7333 - EMERGING MARKETS 589841 598109 GOLDMAN SACHS #4315 - CONCENTRATED GROWTH 564174 753542 GOLDMAN SACHS #4307 - STRATEGIC VALUE 570590 640883 GOLDMAN SACHS #5737 - ADVISORY 740531 868460 TCW #7333 - FOCUSED EQUITIES 2412504 3243796 TCW #7333 - SELECT EQUITIES FUND 3103448 3384320 UBS #8567 - KEY TECHNOLOGY INC 129477 143974 TCW SECURITIZED OPPORTUNITIES, LP AT COST 943274 1184578 THE CYPRESS PARTNERS LP AT COST 1725994 2171386 LEGAL FEES 311 0 311 BANK FEES 150 150 0 CALIFORNIA FILING FEES 10 0 10 ANNUAL LICENSE FEE 150 0 150 OFFICE EXPENSE 225 0 225 INVESTMENT FEES 8545 8545 0 CYPRESS PARTNERS 33056 33056 0 OTHER INVESTMENT EXPENSE 3662 3662 0 OTHER INCOME 2496 2496 2496 PAYROLL LIABILITIES 118 118 INVESTMENT MANAGEMENT FEES 33239 33239 0 FEDERAL TAX PAYMENTS 3122 0 0 FOREIGN TAXES 263 263 0 PAYROLL TAXES 2509 2007 502