2018-11-13T11:17:57-06:00 2017-12-31 953416914 GIVEN & COMPANY INC 3029 WILSHIRE BLVD 200 SANTA MONICA CA 904032376 990PF 2017-01-01 954712282 MARK C LEMONS FOUNDATION MARK 3108287547 3029 WILSHIRE BLVD NO 200 SANTA MONICA CA 90403 MARK C LEMONS TRUSTEE 3108287547 2018-11-06 1 PETER GOLDBERG P00020952 3108287547 69.63.82.150 2018-11-06 13:30:58 PS P 35FA7E0B56B5C00F73D437BD11CF3AA1DECB9A9C 35FA7E0B56B5C00F73D437BD11CF3AA1DECB9A9C 2017 2019-02-21 02:37:17Z X 7454257 X 478960 X 182152 182149 8523 8523 8523 115462 1503808 115462 39488 39488 824585 345622 46665 2333 44332 23749 8000 15749 4497 1111 1786 656 0 656 50529 50384 75 126096 61828 62598 325000 325000 451096 61828 387598 373489 283794 3697 1883 1883 244674 363876 363876 310 310 310 1921812 1922874 2899396 1864462 1865622 1973843 1748420 1993019 2214949 5783375 6147584 7454257 0 0 X 0 0 0 0 5783375 6147584 5783375 6147584 5783375 6147584 5783375 373489 0 6156864 9280 6147584 RBC 461 14989 19284 -4295 -4295 RBC 461 156823 155500 1323 1323 RBC 351 171119 201999 -30880 -30880 RBC 469 29439 28505 934 934 RBC 469 96235 93821 2414 2414 RBC CAP GAIN DIVIDENDS 84 84 84 RBC 449 249210 151155 98055 98055 RBC 697 667229 639902 27327 27327 RBC 697 117720 98180 19540 19540 OAKTREE CAPITAL 901 901 901 OAKTREE CAPITAL 59 59 59 115462 0 315747 6345624 0.049758 269029 6380160 0.042166 221432 5478295 0.040420 244927 5741875 0.042656 320124 5429031 0.058965 0.233965 0.046793 6953619 325381 2838 328219 387598 X 2838 0 2838 0 2838 1063 5000 0 6063 0 3225 3225 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A MARK C LEMONS 3108287547 C/O GIVEN CO 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARK C LEMONS 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 TRUSTEE 20.00 35000 0 0 MARK C LEMONS CATCH UP 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 TRUSTEE 20.00 11665 0 0 NONE 0 NONE 0 0 5376581 403046 1279885 7059512 0 0 7059512 105893 6953619 347681 347681 2838 2838 344843 0 344843 0 344843 387598 0 387598 2838 384760 344843 256920 0 0 387598 256920 0 0 130678 0 0 0 0 0 0 0 0 214165 0 0 0 MARK C LEMONS X AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 75231 PUBLIC CHARITY GENERAL SUPPORT 500 CHEMICAL EDUCATION FOUNDATION 1560 WILSON BLVD STE 1100 ARLINGTON VA 22209 PUBLIC CHARITY GENERAL SUPPORT 5000 CHILDREN'S BUREAU 1910 MAGNOLIA AVENUE LOS ANGELES CA 900071220 PUBLIC CHARITY SOCIAL SERVICES 20000 CITY OF LAFAYETTE AQUATICS PO BOX 61812 LAFAYETTE LA 705961812 PUBLIC GOVERNMENTAL GENERAL SUPPORT 1500 EGYPTIAN THEATER 328 MAIN STREET PARK CITY UT 84060 GENERAL SUPPORT 3500 FORMAN SCHOOL PO BOX 80 LITCHFIELD CT 067590080 PUBLIC CHARITY EDUCATION 10000 KELLY BRUSH FOUNDATION THREE MAIN STREET 104 BURLINGTON VT 05401 PUBLIC CHARITY GENERAL SUPPORT 5000 KPCW PO BOX 1372 PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 1000 NATUREBRIDGE 28 GEARY STREET - SUITE 650 SAN FRANCISCO CA 94108 PUBLIC CHARITY OUTDOOR EDUCATION 10000 PARK CITY COMMUNITY FDN PO BOX 681499 PARK CITY UT 84068 PUBLIC CHARITY GENERAL SUPPORT 143500 PARK CITY DAY SCHOOL 3120 PINEBROOK ROAD PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 25000 PARK CITY EDUCATION FDN 2700 KEARNS BLVD PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 30000 PARK CITY HIGH SCHOOL 1750 KEARNS BLVD PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORTGENERAL SUPPORT 4000 PARK CITY MUSEUM 528 MAIN ST PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 1000 PARK CITY SKI TEAM PO BOX 118 PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 2500 SUMMIT CO YOUTH PROGRAMS 60 N MAIN ST COALVILLE UT 84017 PUBLIC GOVERNMENTAL GENERAL SUPPORT 2500 TGR FOUNDATION 121 INNOVATION DR STE 150 IRVINE CA 92617 PUBLIC CHARITY GENERAL SUPPORT 10000 UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SALT LAKE CITY UT 84112 PUBLIC CHARITY GENERAL SUPPORT 20000 UTAH OLYMPIC LEGACY FOUNDATION PO BOX 980337 PARK CITY UT 84098 PUBLIC CHARITY GENERAL SUPPORT 10000 YOUTH SPORTS ALLIANCE 1665 BONANZA DRIVE PARK CITY UT 84060 PUBLIC CHARITY GENERAL SUPPORT 20000 325000 0 14 182152 531120 531120 8523 14 39488 18 115462 8523 337102 0 345625 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 23749 8000 15749 RBC 351 FIXED INCOME 766015 790833 RBC 449 FIXED INCOME 48595 60740 RBC 469 TAXABLE FIXED INCOME 751012 767400 RBC 566 - RBC ABSOLUTE RETURN BARRIER NOTE 300000 354870 RBC 449 US EQUITIES 596625 1247757 RBC 449 INTERNATIONAL EQUITIES 183661 223598 RBC 461 US EQUITIES 579629 788293 RBC 461 INTERNATIONAL EQUITIES 46255 52069 RBC 697 US EQUITIES 485522 557166 RBC 697 INTERNATIONAL EQUITIES 31182 30513 4C GPS 1 LP AT COST 399999 399999 IRONWOOD MULTI-STRATEGY AT COST 394968 408335 MWFEIF IV HOLDINGS LLC AT COST 152574 154590 RBC 351 GLOBAL X FUNDS AT COST 77414 69020 RBC 351 GATEWAY TR AT COST 322651 377452 RBC 351 SARATOGA ADVANTAGE AT COST 100000 101318 RBC 449 HOST HOTELS & RESORTS AT COST 14510 17865 RBC 461 AMERICAN TOWER AT COST 36339 55641 RBC 461 CYRUSONE AT COST 21954 47624 RMA CORE PLUS RE FUND I-R LLC AT COST 322610 433900 RBC 566 RBC BARRIER ENHANCED RETURN NOTE AT COST 150000 149205 MISCELLANEOUS ADJUSTMENTS 9280 BANK CHARGES 95 0 25 K-1 PASS-THRU FROM OAKTREE CAPITAL 39 39 0 RBC ADR, PROGRAM, AND MISC FEES 26533 26533 0 CALIF REGISTRY CHARITABLE TRUST 50 0 50 SCH K-1 PASS-THRU MWREIF IV HOLDINGS 15529 15529 0 4C GPS 1 LP 8283 8283 0 OAKTREE CAPITAL SCH K-1 -31 -31 -31 RBC 351 1908 1908 1908 4CGPS 1 LP GUARANTEED PAYMENT 37611 37611 37611 FOREIGN TAX 1018 1018 0 FEDERAL 1600 0 0 PAYROLL TAXES 1869 93 1776 FRANCHISE TAX BOARD 10 0 10