2018-11-15T18:45:49-06:00 2017-12-31 943145806 ANDERSEN TAX LLC 100 FIRST STREET STE 1600 SAN FRANCISCO CA 94105 990PF 2017-01-01 383840804 WADHWANI OPERATING FOUNDATION WADH 6509462505 PO BOX 1987 LOS ALTOS CA 94023 ROMESH WADHWANI DIRECTOR 6509462505 2018-11-15 1 JOSEPH A DEGIROLAMO P00731818 4153625990 209.234.158.166 2018-11-15 18:38:40 PS P 76FF2A6BB2396675DA7FC3BECCB7F23E28595D91 880041A09662715A04D312BA82F10799ABA76712 2017 2019-02-21 02:37:17Z X 252884193 X 56089267 2483563 667990 667990 174522 181151 181151 20798443 82428852 15510331 0 0 61608854 4797934 79545795 77968326 5647075 450000 0 0 450000 196304 0 0 203714 185692 0 0 141514 76500 0 0 98519 397337 150481 0 213590 3781 0 0 3781 3317426 0 0 663660 6360 0 0 55658 0 0 68952 8397986 1010 0 7463143 13087044 151491 0 9306873 0 0 13087044 151491 0 9306873 66458751 77816835 5647075 509901 5782865 5782865 663907 267123 267123 7377 7879 7879 181966261 242310738 242310738 50466 20633 15650 29833 29833 0 4485755 4485755 183163096 252884193 252884193 526128 3764581 526128 3764581 X 182636968 249119612 182636968 249119612 183163096 252884193 182636968 66458751 23893 249119612 0 249119612 REALIZED GAIN/LOSS P 6323847 6323847 0 0 344 SHS ALIBABA GROUP HLDG LTD D 2014-06-02 2017-09-19 61139 19639 41500 41500 1236 SHS BARRACUDA NETWORKS INC D 2005-12-08 2017-01-26 28735 1980 26755 26755 STG II-A - GAIN/LOSS UPON LIQUIDATION P 5540535 3644832 1895703 1895703 STG III - DISTRIBUTION IN EXCESS OF BASIS P 57865483 56928223 937260 937260 IRI GROUP HOLDINGS CAPITAL GAIN DISTRIBUTION P 12609113 12609113 12609113 15510331 0 0 3571014 129099152 0.027661 3343056 82505757 0.040519 2036411 55322336 0.036810 1826607 51836988 0.035238 445532 42018337 0.010603 0.150831 0.030166 237835684 7174551 778168 7952719 9327417 X 778168 0 778168 0 778168 550000 2500000 0 3050000 X 13755 2258077 2258077 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 1 0 1 0 1 N/A WADHWANI FAMILY OFFICE 6509462505 FOUR MAIN STREET SUITE 120 LOS ALTOS CA 94022 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROMESH T WADHWANI PO BOX 1987 LOS ALTOS CA 94023 PRESIDENT/CEO/DIRECTOR 0.50 0 0 0 KATHLEEN E WADHWANI PO BOX 1987 LOS ALTOS CA 94023 SECRETARY/DIRECTOR 0.50 0 0 0 AJAY KELA PO BOX 1987 LOS ALTOS CA 94023 EXECUTIVE DIRECTOR 40.00 450000 30375 0 SASHI CHIMALAMARRI 5700 VILLAGE OAKS DRIVE SAN JOSE CA 95123 EXECUTIVE VICE PRESI 40.00 154782 0 0 0 NINELEAPS TECHNOLOGY SOLUTIONS PRIVATE LIMITED 1025 103080 FEET ROAD BENGALURU KARNATAKA IN 560034 DEVELOPMENT OF ANDROID & WEB APPLICATION FOR THE CLOUD BASED PLATFORM 294155 LUIS JAVIER CAMPOS STIVALET AV PASEO DEL POPOCATEPETL 35 PUEBLA MX PROFESSIONAL FEES IN MEXICO 147396 UNITED GLOBAL TRAVEL & FOREX NO 47/113 SG2 MANIPAL CENTER DICKENSON ROAD BANGALORE IN 560042 TRANSPORT AGENT FOR AIR TICKETS, INSURANCE, AND VISA 119309 VARSY WANJUA 312-00502 NAIROBI KE PROFESSIONAL FEES IN KENYA 119301 ADLER & COLVIN 235 MONTGOMERY STREET SUITE 1220 SAN FRANCISCO CA 94104 LEGAL FEES 82184 0 GTI: THE GLOBAL TRAINING INSTITUTE AIMS TO TRANSFORM BOTH THE VOCATIONAL SKILLING ECOSYSTEM AS WELL AS THE ENTREPRENEURSHIP EDUCATOR COMMUNITY BY RUNNING HIGH IMPACT FACULTY DEVELOPMENT AND MENTOR DEVELOPMENT PROGRAMS. THESE PROGRAMS ARE RUN ON A BLENDED-LEARNING MODE, AND EACH FACULTY RECEIVES APPROPRIATE CERTIFICATION BASED ON THEIR PERFORMANCE IN THIS EXTENSIVE 180-DAY PERIOD. 74126 SDN: THE SKILLS DEVELOPMENT NETWORK PROGRAM BUILDS INDIA'S CAPACITY FOR HIGHER EDUCATION IN COURSES OF STUDY THAT EMPHASIZE BUILDING CORE SKILLS NECESSARY TO ENTER THE JOB MARKET. THE FOUNDATION, IN COLLABORATION WITH CENTRAL AND STATE GOVERNMENTS, DEVELOPS POST-SECONDARY CURRICULUM AND COURSE OFFERINGS CONSISTENT WITH SKILLS DEVELOPMENT. THE FOUNDATION HAS DEVELOPED A PLATFORM SO THAT COURSE OFFERINGS ARE AVAILABLE ONLINE. 549394 WF GLOBAL EXPANSION IS A DISTINCT PROGRAM OF THE FOUNDATION. THE PROGRAM IS A LAUNCH-PAD FOR ALL OF WF'S REPLICABLE INITIATIVES WITH A GOAL OF MULTIPLYING THE FOUNDATION'S IMPACT ACROSS EMERGING ECONOMIES. THE COUNTRIES THAT WERE EXPLORED ARE PAKISTAN, MALAYSIA AND INDONESIA. TO REACH RAPID SCALE THROUGH STRONG ON THE GROUND PARTNERSHIPS FOR EXECUTION AND FINANCIAL RESOURCES. GLOBAL STARTED OUTREACH IN BOTH PAKISTAN AND MALAYSIA AND HAD GOOD RESPONSE FROM ACADEMIA, GOVERNMENTS AND ENTREPRENEUR ECO-SYSTEM PLAYERS. GLOBAL TEAM WORKS CLOSELY WITH THE NEN EDUCATION, CONTENT AND ENTREPRENEUR SUPPORT TEAMS. 979786 ECOSYSTEM: FOR EARLY AND GROWTH STAGE ENTREPRENEURS AND SMALL AND MEDIUM BUSINESS OWNERS, MENTORING PROGRAM OFFERS DEEP CONNECTS INTO THE GLOBAL ENTREPRENEUR ECOSYSTEM, HELPS ADDRESS KEY BUSINESS CHALLENGES AND ENABLES TRANSFORMATION FOR THE VENTURE. THE PROGRAM, A ZERO EQUITY AND ZERO FEE MODEL, FOCUSES ON PROVIDING GOAL-BASED, TIME-BOUND,AND STRUCTURED MENTORING. 82923 0 32323126 26233506 182900915 241457547 0 0 241457547 3621863 237835684 11891784 X 9306873 0 20544 9327417 778168 8549249 X 5647075 3248596 4125288 1156292 14177251 4800014 2761307 3506495 982848 12050663 9327417 3571014 3343056 2036411 18277898 0 0 0 0 0 9327417 3571014 3343056 2036411 18277898 0 0 7927856 4303305 2750192 1844078 16825431 0 0 0 0 ROMESH T WADHWANI KATHLEEN E WADHWANI X 33112 SET ASIDE PO BOX 1987 LOS ALTOS CA 94023 PRIVATE OPERATING FO SEE 2012 TAX RETURN FOR ADDITIONAL INFORMATION 23893 23893 0 14 2483563 14 174522 01 18 20798443 0 23456528 0 23456528 0 0 0 0 0 0 0 0 0 0 X X 1 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 28128 X X 2 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 61139 X X 3 ROMESH KATHLEEN WADHWANI PO BOX 1987 LOS ALTOS CA 94023 56000000 X X 1 1,236 SHARES OF BARRACUDA NETWORKS INC. 28128 2017-01-26 2 344 SHARES OF ALIBABA GROUP HOLDING LTD. COMMON 61139 2017-09-21 3 INTEREST IN STG III, LP AND STG III GP, LP REPRESENTING ECONOMIC OWNERSHIP OF SHARES OF MSC SOFTWARE 56000000 2017-01-28 ACCOUNTING FEES 76500 0 0 98519 CASCADE RIDGE FMV 2390193 2390193 TENNENBAUM OPPORTUNITIES FMV 1344986 1344986 SEQUOIA CAP HERITAGE FUND FMV 88843633 88843633 GLOBAL OPPORTUNITY FUND FMV 5208572 5208572 KOTAK WM INDIA FUND FMV 5011366 5011366 ICQ OPPORTUNITIES FUND FMV 345935 345935 WASPIRE INVESTMENTS FMV 828500 828500 UNITUS SEED FUND FMV 178663 178663 CAPIP QUESTBACK FMV 2399246 2399246 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND FMV 12584868 12584868 THINK INVESTMENTS FMV 3730477 3730477 GUARDIAN POINT LP FMV 2040958 2040958 MELTWATER HEALTHCARE INNOVATION FUND II FMV 20425278 20425278 CORRUM CAPITAL GLOBAL FMV 4957418 4957418 HERITAGE HEALTHCARE INNOVATION FUND II FMV 908056 908056 GURTIN FIXED INCOME MANAGEMENT FMV 30019666 30019666 IRI ROLLOVER AT COST 23163852 23163852 IRI WARRANTS AT COST 904200 904200 UBS SELECT PRIME FMV 4456818 4456818 BLACKROCK FIXED INCOME MANAGEMENT FMV 30098481 30098481 ICAPITAL FMV 2469572 2469572 LEGAL FEES 185692 0 0 141514 DISTRIBUTION RECEIVABLE 0 4485755 4485755 MARKETING 6973 0 0 2730 OFFICE EXPENSES 1454 0 0 1454 BANK CHARGES 1010 1010 0 0 UTILITIES 2545 0 0 2545 CONSULTING FEES 4917225 0 0 4881908 PAYROLL SERVICE 1224 0 0 1224 OTHER EXPENSES 9727 0 0 6100 SDN EXPENSES 549394 0 0 549394 GTI EXPENSES 74126 0 0 74126 INSURANCE 50604 0 0 50604 OND EXPENSES 64912 0 0 64912 ECOSYSTEM EXPENSES 82923 0 0 82923 GLOBAL EXPENSES 226937 0 0 349715 GLOBAL EXPENSES - LATIN AMERICA 364522 0 0 364522 GLOBAL EXPANSION - EAST AFRICA 314734 0 0 314734 GLOBAL EXPANSION - INDIA 37420 0 0 37420 GLOBAL EXPANSION - SOUTH AFRICA 36173 0 0 36173 WEBSITE DEVELOPMENT 675684 0 0 666552 WRITE OFF 24 0 0 0 NONDEDUCTIBLE EXPENSES 372 0 0 0 OTHER UNREALIZED GAIN/LOSS 980003 0 0 0 LESS: EXPENSES RELATED TO 3/31/12 SET ASIDE 0 0 0 -23893 OTHER INVESTMENT INCOME 2531563 0 0 SCHF US, LP 8912760 3877930 430314 TENNENBAUM OPPORTUNITIES FUND VI, LLC -122704 178833 106959 WASPIRE INVESTMENTS LLC 25044 56 731 GUARDIAN POINT, LP 0 94829 -26389 ICQ OPPORTUNITIES FUND 2, LP -7486 94583 94583 UNITUS SEED FUND LP -7749 -12617 -22321 CORRUM CAPITAL GLOBAL CREDIT OPPORTUNITIES FUND -145414 19561 87798 HERITAGE HEALTHCARE INNOVATION FUND II, LP -181060 230552 -93299 MELTWATER CO-INVEST LP -47340 2035448 2035448 KOTAK WM INDIA FUND LIMITED - KOTAK INDIA DEBT FUND 536553 0 0 GLOBAL OPPORTUNITIES FUND 357300 0 0 THINK INVESTMENTS LTD. 799739 0 0 VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. -17628 0 0 GURTIN FIXED INCOME 63264 0 0 CASCADE RIDGE 234969 318783 318783 STOCKS 954 0 0 OTHER UNREALIZED GAIN/LOSS -14057233 0 0 SUBPART F INCOME FROM KOTAK WM INDIA FUND LIMITED 0 0 0 LESS: AMOUNT REPORTED ON FORM 990-T AS UBTI 0 -482471 -482471 SUBPART F INCOME FROM VECTOR CAPITAL CREDIT OPPORTUNITY FUND LTD 0 2005263 1744993 BLACKROCK FIXED INCOME MANAGEMENT 102229 0 0 SUBPART F INCOME FROM THINK INVESMENTS 0 494286 0 CAPIP QUESTBACK 0 330888 330888 ICAPITAL-MSD PRIVATE CREDIT 0 65357 65357 SYMPHONY TECHNOLOGY II-A LP 0 189832 189832 STG III LP 0 52151013 0 LESS 965 REPORTED ON 990T: SCHF 0 -9290 -9290 LESS 965 REPORTED ON 990T: WASPIRE 0 -545 -545 RECLASSIFICATION OF OTHER INCOME 1022239 0 0 SECTION 965 INCLUSION 0 26563 26563 BOOK/TAX GAAP ADJUSTMENT 23893 PAYABLE TO WADHWANI FOUNDATION 143286 1171483 OTHER PAYROLL LIABILITIES -2082 -560 ACCRUED EXPENSES 276288 312027 CREDIT CARD LIABILITY 1806 107 EXCISE TAX LIABILITY 83937 2282650 SET ASIDE (3/31/12) 23893 0 OTHER LIABILITIES -1000 -1126 OTHER FEES 397337 150481 0 213590 PAYROLL TAXES 48660 0 0 48660 OTHER TAXES 3268766 0 0 615000