2018-11-15T15:37:13-06:00 2017-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2017-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127580404 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2018-11-15 true ALFRED LAROSA CPA P00103808 2127519100 2018-11-15 65.124.179.67 22006220183195000309 2018-11-15 P 318C2FD128F749E71B2E51E4D56F2CAFDDB864CD 35F0847852E884557EB622AE181688CF42288C20 2017 2019-02-21 02:37:17Z X 83895260 X 1015000 X 4921 4921 11165700 11165700 3600707 35937266 3600707 -868812 -975698 14917516 13795630 0 104727 104727 377879 188939 0 188940 17669 8834 0 8835 422702 422702 274970 16195 8775 63551 15888 47663 106701 106701 1368199 652558 0 465641 7382495 7382495 8750694 652558 0 7848136 6166822 13143072 556137 1309491 1309491 412813 371013 371013 71023602 79355249 82214756 2876379 0 0 74868931 81035753 83895260 0 0 X 62000 62000 74806931 80973753 74868931 81035753 74868931 81035753 74868931 6166822 81035753 81035753 STATE STREET #0038 - STCG COVERED - SEE ATTACHED 26735724 25710341 1035941 1025383 STATE STREET #0038 - LTCG COVERED - SEE ATTACHED 4302922 3955991 347417 346931 CASH-IN-LIEU 204 0 204 204 STATE STREET #0038 - CAP GAIN DISTRIBUTION 39873 0 39873 39873 GAIN FROM K-1 SPRUCE PRIVATE INVESTMENT 493026 0 493026 493026 REDEMPTION - SPRUCE HEDGE FUND PROGRAM SPC LTD - PORTFOLIO I SP 4000000 2681271 1318729 1318729 GAIN FROM SPRUCE PRIVATE INVESTMENTS FUND II 49117 0 49117 49117 GAIN FROM STEINBERG PARTNERS FUND (CAYMAN) LP 316400 0 316400 316400 3600707 false 8204212 90512457 0.090642 8837847 94630109 0.093394 6746695 104033304 0.064851 6979548 102791997 0.0679 6486718 100142795 0.064775 0.381562 0.076312 84503355 6448620 131431 6580051 7848136 X 131431 131431 131431 196723 196723 65292 65292 false false false false false false false true true NY true false false false false true SCHULTE ROTH & ZABEL LLP 2127580404 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE/DIRECTOR 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 DEBORAH MARTIN 163 RUMFORD AVENUE UNIT 201 MANSFIELD NY 02048 ADMIN ASSISTANT 40.0 104727 STATE STREET BANK & TRUST COMPANY PO BOX 5300 BOSTON MA 02206 INVESTMENT ADVISORY 418832 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 377879 SLATE PR C/O FORTE 170 VARICK STREET FL 2 NEW YORK NY 10022 CONSULTING 53585 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. (INCLUDES AWARD RELATED EXPENSES OF 106,701) 206701 84293188 1492512 4508 85790208 0 85790208 1286853 84503355 4225168 4225168 131431 131431 4093737 4093737 4093737 7848136 0 0 0 0 7848136 131431 7716705 4093737 0 2015 2014 2013 0 1503224 1848086 1666870 4106342 3837299 12961821 7848136 0 4093737 3754399 16716220 0 0 0 0 1503224 15212996 1848086 1666870 4106342 3837299 3754399 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 7282495 AYAD AKHTAR 919 THIRD AVENUE NEW YORK NY 10022 N/A I STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. 50000 LUCAS HNATH 919 THIRD AVENUE NEW YORK NY 10022 N/A I STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. 50000 7382495 14 4921 14 11165700 18 3600707 SPRUCE PRIVATE INVESTMENT FUND 900099 106886 14 -823767 -132 SPRUCE PRIVATE INVESTMENT FUND II 14 -182592 STEINBERG PARTNERS FUND 14 30793 106886 13795762 -132 13902516 false false false false false false false false false false ACCOUNTING FEES 17669 8834 8835 MUTUAL FUNDS (STATE ST BANK) AT COST 19102886 19528478 SPRUCE PRIVATE INVESTMENTS FD AT COST 6385535 6824616 SPRUCE ABSOLUTE RETURN (OFF) AT COST 0 0 SPRUCE GLOBAL EQUITY (OFF) AT COST 0 0 SPRUCE PRIVATE INVEST. FUND II AT COST 5636058 6174826 STEINBERG PARTNERS FUND LP AT COST 15801354 17257420 SPRUCE HEDGE FD - PORTFOLIO II AT COST 32429416 32429416 LEGAL FEES 377879 188939 188940 PAYROLL ADJUSTMENT 1841 0 0 DISTRIBUTION RECEIVABLE 2874433 0 0 INTEREST RECEIVABLE 105 0 0 AWARD RELATED EXPENSES 106701 106701 SPRUCE PRIVATE INVESTMENT FUND LP -717013 -823899 SPRUCE PRIVATE INVESTMENT FUND II -182592 -182592 STEINBERG PARTNERS FUND 30793 30793 BANK CUST.&INVEST. ADVIS. FEE 422702 422702 FEDERAL TAXES PAID 250000 PAYROLL TAXES 8775 8775 FOREIGN TAXES PAID 16195 16195