2018-11-15T10:47:07-05:00 2017-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2017-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 JENEE VELASQUEZ EXECUTIVE DIRECTOR 9896313699 2018-11-14 true KELLIE M BOS P00448161 9898357721 2018-11-14 167.68.16.49 2018-11-15 09:47:07 CS P 1EFC2CED23F079C9EED1B74F8A68CF0526FC1586 CDAA69C8E48286D7E8E77F86895B9B0F57C8F28A 2017 2019-02-21 02:37:17Z X 556369412 X 4464 X 586 586 9199979 9199979 7337 7337 7337 35386719 262404000 35386719 131805 96672 35133 35133 1563228 1157825 405403 46197446 45752446 440536 250015 62504 187511 1527086 82721 55431 1388931 444724 21220 8802 414702 12271 1007 11264 40000 20000 20000 986315 945162 14502 26651 701614 35426 188 352383 270003 754750 16134 716181 87369 20896 725 42283 7626 175 7328 886110 291140 73569 519182 6050263 1479069 440536 3334033 14722489 15113716 20772752 1479069 440536 18447749 25424694 44273377 122797 239460 239460 6113833 13845478 13845478 449728 449728 449728 51812 26547 26547 43625 48015 48015 123740050 155909817 155909817 36240 333111548 355298891 355298891 40474900 9923424 21849100 30551476 30551476 485069005 556369412 556369412 624671 641494 17839226 17448000 1109000 1350000 19572897 19439494 X 465496108 536929918 465496108 536929918 485069005 556369412 465496108 25424694 46009116 536929918 536929918 PUBLICLY TRADED SECURITIES P 261418435 227017281 34401154 34401154 DOW CHEMICAL COMPANY OPTIONS P 985565 985565 985565 35386719 985565 false 24563221 446782289 0.054978 27176451 472133433 0.057561 25910087 489035716 0.052982 21568987 424604771 0.050798 19807077 387502545 0.051115 0.267434 0.053487 491736765 26301524 442734 26744258 27494407 X 442734 442734 442734 310911 50000 360911 X 3475 85298 false false false false false true true false true true MI true false false false false true WWW.HHDOWFOUNDATION.ORG TINA HOP 9896313699 1018 W MAIN STREET MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 4.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 10.00 0 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 4.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 10.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 ASSISTANT SE 4.00 0 0 0 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 DAVID CAMP 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 VIRGINIA HALE HILLARD 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 2.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 250015 21036 0 ELIZABETH LUMBERT 1018 W MAIN STREET MIDLAND MI 48640 ASSOCIATE DI 40.00 150008 27961 TINA HOP 1018 W MAIN STREET MIDLAND MI 48640 CONTROLLER 30.00 97831 8784 CHARLES MARTIN 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 77547 23633 SCOTT SCHULTHEIS 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 65271 22751 ROY LEFEVRE 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 65559 18551 13 THREE RIVERS CORPORATION 3069 VANTAGE POINT DR MIDLAND MI 48642 CONSTRUCTION 7426409 METCALFE ARCHITECTURE & DESIGN 211 N 13TH ST STE 503 PHILADELPHIA PA 19107 PROJECT DESIGN 703574 GERACE CONSTRUCTION 4055 S SAGINAW RD MADISON MI 48640 CONSTRUCTION 348605 SYM FINANCIAL ADVISORS 414 TOWNSEND ST MIDLAND MI 48640 FINANCIAL 201373 MIDLAND ENGINEERING 720 W WACKERLY ST MIDLAND MI 48640 ENGINEERING 201116 11 ESTABLISHED IN 1899, AS A HOME FOR HERBERT H. AND GRACE A. DOW AND FAMILY, DOW GARDENS NOW WELCOMES OVER 138,000 GUESTS PER YEAR. EXPERIENCE A DAZZLING 110-ACRE DISPLAY OF ANNUALS AND PERENNIALS PUNCTUATED BY DISTINCTIVE BRIDGES, AN AWARD-WINNING CHILDREN'S GARDEN, TOWERING PINES, AND DELIGHTFUL WATER FEATURES. VISITORS ARE INVITED TO LEAVE THE PATHWAY AND EXPLORE THE UNIQUELY-DESIGNED LANDSCAPE, TAKE A TOUR OF THE HISTORIC PINES HOME, PARTICIPATE IN ONE OF THE MANY HANDS-ON EDUCATIONAL PROGRAMS, AND DISCOVER BEAUTIFUL ART AND MUSIC IN A RELAXED SETTING. DOW GARDENS IS COMPRISED OF AN ESTATE GARDEN, EXPLORATION GARDEN, AND (UPON COMPLETION) WHITING FOREST, WHICH WILL TAKE VISITORS FOUR STORIES HIGH TO STROLL ALONG THE NATION'S LONGEST CANOPY WALK. DOW GARDENS IS A SIGNATURE GIFT OF THE HERBERT H. AND GRACE A. DOW FOUNDATION. 12002219 N/A 309075021 8821793 181328328 499225142 499225142 7488377 491736765 24586838 24586838 442734 442734 24144104 24144104 24144104 18447749 9046658 27494407 442734 27051673 24144104 715520 2237422 3227487 4142531 2980841 13303801 27494407 24144104 3350303 16654104 0 715520 15938584 2237422 3227487 4142531 2980841 3350303 NONE NONE CARRIE NIELSEN 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHDOWFDN.ORG/GUIDELINES THE FORMAL GRANT APPLICATION CAN BE FOUND ON THE HERBERT H. AND GRACE A. DOW FOUNDATION WEBSITE AT WWW.HHGADF.COM. APPLICANTS WILL BE ASKED TO INCLUDE THE FOLLOWING INFORMATION IN A PROPOSAL: A SUMMARY SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF THE PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT, INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE TOTAL AMOUNT SOUGHT FROM THE FOUNDATION, AND HOW AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT; EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3); A DETAILED ANNUAL ORGANIZATIONAL BUDGET AND AUDITED FINANCIAL STATEMENT FOR THE ORGANIZATION; THE NAMES OF MANAGEMENT AND OF THE TRUSTEES OR DIRECTORS OF THE ORGANIZATION. THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 4450159 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 10663557 15113716 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 10463000 10463000 DOW GARDENS ADMISSIONS 277678 HORTICULTURAL CLASSES 37425 HORTICULTURE SUP/EQUIP SALE 12802 PINES ADMISSIONS 2742 14 586 14 9199979 16 7337 18 1157825 18 35386719 453220 35133 WEDDINGS 32562 45-3135867 RCP FUND VIII LP 900001 -12805 36-4766444 RCP FUND IX LP 900001 36042 32-0457025 RCP FUND X LP 900001 -2426 35-2491286 RCP DIRECT II LP 900001 10487 35-2550581 RPC FUND XI LP 900001 -6535 32-0431732 FORTRESS RE OPP 900001 12722 OCM REAL ESTATE OPP. FUND I 900001 4709 77327 45752446 363209 46192982 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 1D ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS false false false false false false false false false false ACCOUNTING FEES 40000 20000 20000 SEE ATTACHED LISTING 351831 1526307 352383 270003 PIMCO LOW DURATION BOND FUND DOW CHEMICAL STOCK 100540038 100540038 DFA INTL VALUE PORT 20050903 20050903 DFA INTL VALUE DFA INTL SMALL CAP VALUE 10145814 10145814 AMERICAN NEW PERSPECTIVE FUND 25173062 25173062 51-0381892 - WILSHIRE ASSOCIATES FMV 36-4276935 - ARCH VENTURE FUND IV FMV 36-4142431 - WINDPOINT PARTNERS FMV PRONAI THERAPEUTICS FMV JP MORGAN INTREPID EURO FMV DFA EMERGING MKTS CORE - CS FMV VANGUARD SHORT TERM FMV POWERSHARES EXCHANGE FMV ISHARES IBOXX FMV POWERSHARES VARIABLE FMV JOHCM INTL SELECT CB FMV OAKTREE CAPITAL MGMT FMV SCOUT UNCONTRAINED BOND FMV WINTON FUTURE ACCERSS FMV BEACH POINT ACCESS FMV SIRIOS ACCESS LTD FMV YORK TOTAL ACCESS FMV DFA GLOBAL EQUITY FMV MARKETFIELD FD FMV FINANCIAL STOCKS OFFSHORE FUND FMV LOCUST WOOD CAPITAL FMV ARCHIPELAGO - ML FMV VANGUARD EQUITY FMV GOLDMAN SACHS GLOBAL OPP FUND FMV ARCHIPELAGO HOLDINGS FMV OZOFII ACCESS LTD FMV GOLDMAN SACHS MULTI MGR FMV SCHRODER INTERNATIONAL FMV RENAISSANCE INTERNATIONAL FMV SX5E ARN ISSUE BAC FMV SEMINOLE FMV ALLIQUA STOCK FMV 1416 1416 01-0709496 - OCM REAL ESTATE OPP FMV 4212 4212 36-4119709 - ARCH VENTURE FUND III FMV 6298 6298 47-0859230 - ARCH VENTURE IV-A FMV 10157 10157 RCP SECONDARY OPP FUND III FMV 30000 30000 RCP FUND XII, LP FMV 90000 90000 RCP FUND XI FMV 132254 132254 NCTI IV, PARTNERSHIP FMV 134735 134735 ASCEND ACCESS FMV 148630 148630 38-3431245 - NORTHCOAST FMV 163751 163751 16-1625273 - APJOHN FMV 196770 196770 FIRST TRUST SPECIALTY FMV 245600 245600 01-0711466 - TGAP VENTURES FMV 254816 254816 EDF VENTURES OPP. FUND FMV 356522 356522 20-3879026 - ABORETUM 1A FMV 401564 401564 20-8495541 - ABORETUM 2 FMV 437565 437565 GOLDMAN SACHS BDC FMV 487960 487960 75-3131501 - SENECA PARTNERS FMV 579387 579387 06-1582470 - ARCH VENTURE FUND V FMV 585351 585351 ROYAL BANK OF CANADA FMV 594735 594735 CARLYLE STRATEGIC PARTNERS IV FMV 631327 631327 CARLYLE US EQUITY FMV 659673 659673 LS VIII RECOVERY TRUST FMV 677719 677719 ARBORETUM VENTURES IV FMV 703120 703120 27-3204697 - RESONANT FUND I FMV 747962 747962 FIDELITY TOTAL MARKET INDEX FUND FMV 790152 790152 03-0469267 - ABORETUM 1 FMV 824261 824261 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 879261 879261 GOLDMAN SACHS VINTAGE VI FMV 995554 995554 CSP III DISTRESSED FMV 999035 999035 20-0751682 - EDF III, LP FMV 1022434 1022434 GOLDMAN SACHS VINTAGE VII FMV 1166062 1166062 RCP FUND IX LP FMV 1273565 1273565 CEMOF II FOREIGN INVESTORS FMV 1312446 1312446 LS REAL ESTATE RECOVERY IV FMV 1488427 1488427 AUXO GROWTH HOLDINGS I, LLC FMV 1511389 1511389 ARBORETUM III FMV 1671415 1671415 RCP SECONDARY OPP. II & RCP FUND X FMV 1774603 1774603 BLACKSTONE CAPITAL FMV 1789813 1789813 RCP FUND VIII LP FMV 1804462 1804462 RCP DIRECT II LP FMV 1819901 1819901 PMC PARTNERS I OFFSHORE FMV 1857671 1857671 CARLYLE US REALTY FMV 1917520 1917520 FR XIII GLOBAL ENERGY FMV 1938964 1938964 FORTRESS CREDIT OPP IV FMV 1974189 1974189 CRESCENT VI MEZZANINE FMV 2146566 2146566 BLACKSTONE ALTERNATIVES FMV 2295857 2295857 13-4359956 - NCTI III LIMITED PTRSHP FMV 2499170 2499170 GS PRIVATE MIDDLE MARKET CR FMV 2624106 2624106 FORTRESS RE OPP. II FMV 2795403 2795403 BREP EUROPE IV REAL FMV 3168223 3168223 GSO MEZZANINE FINANCE FMV 3451249 3451249 RENAISSANCE VENTURE CAPITAL FMV 3508920 3508920 GI PARTNERS FMV 3562829 3562829 JP MORGAN GLOBAL BOND FMV 3597559 3597559 MOON CAPITAL GLOBAL FMV 3833284 3833284 HSBC USA INC. FMV 3855800 3855800 VESEY STREET FUND FMV 4070663 4070663 DRIEHAUS EMERGING MARKET GROWTH FMV 4271513 4271513 CQS DIRECTIONAL FMV 4382950 4382950 KKR PRINCIPAL OPPORTUNITIES FMV 4877590 4877590 MATTHEWS EMER ASIA FMV 5038818 5038818 ABRAAJ GROWTH MARKETS FMV 5337420 5337420 AQR STYLE PREMIA FMV 6649807 6649807 27-3114657 - ARSENAL VENTURE CAPITAL FMV 6866555 6866555 CARILLON REAMS FMV 7102424 7102424 PIMCO INVESTMENT GRADE FMV 7115925 7115925 BLACKROCK STRAT INCOME FMV 7970983 7970983 DFA EMERGING MARKETS CORE EQTY FMV 8350685 8350685 JP MORGAN INTREPID FMV 8857014 8857014 JOHCM INTL CS FMV 8970936 8970936 DOUBLELINE TOTAL RETURN FMV 11901936 11901936 THORNBURG INTERNATIONAL GROWTH FMV 12102777 12102777 GT GLOBAL HEDGE MKT FMV 13744186 13744186 GT PARTNERS LP FMV 16656560 16656560 SCHWAB US BROAD MARKET ETF FMV 27883092 27883092 BLACKSTONE PARTNERS INV. FMV 30102500 30102500 VANGUARD TOTAL STOCK MARKET FMV 37793435 37793435 FIDELITY TOTAL MARKET FMV 40819508 40819508 SEE ATTACHED 40474900 9923424 30551476 30551476 12271 1007 11264 GIFT SHOP & BEVERAGE SALES INSURANCE 698 698 PAYROLL 2 2 SPECIAL PROJECTS 31520 31520 POSTAGE, MAILING SERVICE 10 10 MISCELLANEOUS 240 240 INFORMATION TECHNOLOGY & SOFT 34395 34395 SUPPLIES 2579 2579 ADVERTISING 503 503 EXPENSES EMPLOYEE EXPENSES 11002 10814 BANK FEES 23786 10723 13063 INSURANCE 58840 1828 57012 PAYROLL PROCESSING FEES 48 4 44 SUPPLIES 154179 3622 149003 MISCELLANEOUS 8660 8865 CLASSES AND EVENTS 68337 67761 ADVERTISING 25311 23351 INFORMATION TECHNOLOGY & SOFT 113365 112029 POSTAGE 4542 4518 LICENSES & PERMITS 3064 2814 MEMBERSHIPS & SUBSCRIPTIONS 16036 16036 FUEL 8989 8165 PRESIDENT EXPENSES 30238 30238 SPECIAL PROJECTS -323 3965 INVESTMENT EXPENSES 278585 278585 ARCHIVES 3465 3465 CREDIT CARD FEES - DOW GARDEN 39 39 ASSOCIATE STIPEND 8000 8000 DOW GARDENS ADMISSIONS 277678 277678 HORTICULTURAL CLASSES 37425 37425 HORTICULTURE SUP/EQUIP SALES 12802 12802 PINES ADMISSIONS 2742 2742 SEE SCHEDULE K-1 INCOME 1157825 1157825 WEDDINGS 32562 32562 45-3135867 RCP FUND VIII LP -12805 -12805 36-4766444 RCP FUND IX LP 36042 36042 32-0457025 RCP FUND X LP -2426 -2426 35-2491286 RCP DIRECT II LP 10487 10487 35-2550581 RPC FUND XI LP -6535 -6535 32-0431732 FORTRESS RE OPP 12722 12722 OCM REAL ESTATE OPP. FUND III 4709 4709 UNREALIZED GAIN ON INVESTMENTS 46009116 DEFERRED TAX LIABILITY 1109000 1350000 INVESTMENT MANAGEMENT FEES 945162 945162 CONTRACTED SERVICES 4570 4570 CONSULTANT 33363 6712 26651 GIFT SHOP & BEVERAGE SALES 3220 3220 GIFT SHOP & BEVERAGE SALES 131805 96672 35133 FOREIGN TAXES 35426 35426 EXCISE TAX 666000 GIFT SHOP & BEVERAGE SALES 188 188