2018-11-14T12:48:06-06:00 2017-12-31 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990PF 2017-01-01 943350554 BATTLE FAMILY FOUNDATION BATT 5108483653 35 VICENTE ROAD BERKELEY CA 94705 A GEORGE BATTLE PRESIDENT 5108483653 2018-11-14 1 CHAD THOMPSON P01020547 3126343400 108.171.131.187 2018-11-14 09:34:58 CS P D9CC8EB63EBF9353BC60B7CBCB1CB65E3B263655 D9CC8EB63EBF9353BC60B7CBCB1CB65E3B263655 2017 2019-02-21 02:37:17Z X 10327493 X 3075150 45859 48166 53717 52838 -61639 1412706 0 1574 2156 3114661 103160 0 0 0 60650 30325 30325 32726 16363 16363 2182 1091 1091 1846 1846 0 9777 0 9777 137 0 0 180 0 0 107498 49625 57556 2310080 2310080 2417578 49625 2367636 697083 53535 1155773 307636 307636 2140974 2228068 7544488 1842897 1353098 1361772 215597 1113597 1113597 5355241 5002399 10327493 0 75000 0 75000 X 0 0 0 0 5355241 4927399 5355241 4927399 5355241 5002399 5355241 697083 1916459 7968783 3041384 4927399 MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 49902 46570 3332 3332 MORGAN STANLEY #0033 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 142451 120006 22445 22445 MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 155162 153957 1205 1205 MORGAN STANLEY #0050 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 952057 946624 5433 5433 MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 16446 14729 1717 1717 MORGAN STANLEY #3613 - DETAIL AVAILABLE UPON REQUEST 2017-12-31 96688 89803 6885 6885 SUNGEVITY, INC. 2010-09-22 2017-12-31 102000 -102000 -102000 0 0 0 0 0 0 -60983 0 547528 9088729 0.060243 705735 9967110 0.070806 442650 9403391 0.047073 292841 7077909 0.041374 239899 5154006 0.046546 0.266042 0.053208 10388023 552726 535 553261 2367636 X 535 0 535 0 535 22574 0 0 22574 0 22039 22039 0 0 0 0 0 0 0 0 0 0 0 0 1 CA 1 0 0 0 0 1 N/A A GEORGE BATTLE 5108483563 35 VICENTE ROAD BERKELEY CA 94705 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 A GEORGE BATTLE 35 VICENTE ROAD BERKELEY CA 94705 PRESIDENT 0.00 0 0 0 EMILY T BATTLE 7301 CHABOT ROAD OAKLAND CA 94618 VP & TREASURER 0.00 0 0 0 DANIEL K BATTLE 1533 5TH STREET OAKLAND CA 94607 SECRETARY 0.00 0 0 0 NONE 0 NONE 0 NONE 0 0 0 8783344 649275 1113597 10546216 0 0 10546216 158193 10388023 519401 519401 535 535 518866 0 518866 0 518866 2367636 0 2367636 535 2367101 518866 0 0 223159 94240 317399 2367636 0 0 0 518866 1848770 0 0 2166169 0 0 0 0 0 0 0 2166169 223159 94240 1848770 A GEORGE BATTLE X ONE MIND INSTITUTE PO BOX 680 RUTHERFORD CA 94573 NONE PC GENERAL SUPPORT 10000 UNIVERSITY OF CALIFORNA SAN FRANCISCO 220 MONTGOMERY STREET 5TH FLOOR SAN FRANCISCO CA 941430248 NONE PC GENERAL SUPPORT 50000 AURORA THEATRE COMPANY 2081 ADDISON STREET BERKELEY CA 94704 NONE PC GENERAL SUPPORT 675 PONAGANSET EDUCATION FOUNDATION 91 ANAN WADE RD NORTH SCITUATE RI 02857 NONE PC GENERAL SUPPORT 50000 NUZZLES & CO 6699 N LANDMARK DR SUITE B-103 PARK CITY UT 84098 NONE PC GENERAL SUPPORT 2000 BERKELEY COMMUNITY FUND 2111 MARTIN LUTHER KING JR WAY BERKELEY CA 94704 NONE PC GENERAL SUPPORT 50000 DARTMOUTH COLLEGE 6066 DEVELOPMENT OFFICE HANOVER NH 037554400 NONE PC GENERAL SUPPORT 1932405 THE RESET FOUNDATION PO BOX 2305 BERKELEY CA 94702 NONE PC GENERAL SUPPORT 50000 BERKELEY REPERTORY THEATRE 999 HARRISON STREET BERKELEY CA 94710 NONE PC GENERAL SUPPORT 10000 SAFE & SOUND 1757 WALLER STREET SAN FRANCISCO CA 94117 NONE PC GENERAL SUPPORT 25000 SONOMA COUNTY GRAPE GROWERS FOUNDATION 3245 GUERNEVILLE ROAD SANTA ROSA CA 95401 NONE PC GENERAL SUPPORT 50000 GEYSERVILLE VOLUNTEER FIRE DEPARTMENT 20975 GEYSERVILLE AVE GEYSERVILLE CA 95441 NONE PC GENERAL SUPPORT 5000 YMCA OF THE EAST BAY 2111 MARTIN LUTHER KING JR WAY BERKELEY CA 94704 NONE PC GENERAL SUPPORT 75000 2310080 0 14 45859 14 53717 18 1574 18 -61639 0 39511 0 39511 0 0 0 0 0 0 0 0 0 0 X X 1 A GEORGE BATTLE 35 VICENTE ROAD BERKELEY CA 94705 3075150 X 1 30,000 SHARES OF WORKDAY, INC. STOCK 3075150 2017-12-20 PROFESSIONAL FEES 60650 30325 30325 NONE 0 INVESTMENT IN CORPORATE BONDS 1353098 1361772 INVESTMENT IN CORPORATE STOCK 2228068 7544488 INVESTMENT IN NORTHSOUND, L.P. AT COST 113597 113597 INVESTMENT IN RADIA, INC. AT COST 500000 500000 INVESTMENT IN ZERO MASS WATER AT COST 500000 500000 UNREALIZED GAIN ON CONTRIBUTION OF SECURITIES - NO TAX EFFECT 3037650 BOOK COST REVALUATION 3734 ATTORNEY GENERAL REGISTRY 150 0 0 CA FRANCHISE TAX BOARD 10 0 0 CA SECRETARY OF STATE 20 0 0 MORGAN STANLEY #0033 0 2156 0 MORGAN STANLEY #3613 1574 0 1574 UNREALIZED GAIN ON DONATION OF SECURITIES - NO TAX EFFECT 1916459 DUE TO A. GEORGE BATTLE 0 75000 ACCOUNT MANAGEMENT FEES 32726 16363 16363 MORGAN STANLEY #0033 - FOREIGN TAXES 30 30 0 MORGAN STANLEY #3613 - FOREIGN TAXES 1816 1816 0