2018-12-05T15:03:28-06:00 2018-06-30 560747981 DIXON HUGHES GOODMAN LLP 500 RIDGEFIELD COURT ASHEVILLE NC 28806 990 2017-07-01 237167701 UNF FOUNDATION INC UNFF 9046202790 1 UNF DRIVE HICKS HALL NO 2900 JACKSONVILLE FL 32224 SHARI SHUMAN TREASURER 9046202790 2018-12-05 1 AMY BIBBY P00445891 8282542254 12.25.12.224 2018-12-05 14:51:46 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 ADBFC64F84809A3D359AE279AE52D225AAF16287 2017 2019-02-21 02:37:17Z SHARI SHUMAN 1 UNF DRIVE JACKSONVILLE FL 32224 26952175 0 X HTTP://WWW.UNF.EDU/ANF/TSIFOUNDATIONACCOUNTING/ X 1972 FL THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC., WHICH INCLUDES THE ALUMNI ASSOCIATION AND THE OSPREY CLUB, IS A NON-PROFIT ENTITY ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE STUDENTS AND PROGRAMS OF THE UNF. 48 47 232 47 0 271602 20699041 10273664 0 0 440948 697991 615370 613182 21755359 11584837 3944109 4484771 0 0 3298903 3072515 231275 379606 875384 4500933 4645577 11975220 12582469 9780139 -997632 135503671 143157482 608633 753962 134895038 142403520 THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC., WHICH INCLUDES THE ALUMNI ASSOCIATION AND THE OSPREY CLUB, IS A NON-PROFIT ENTITY ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE STUDENTS AND PROGRAMS OF THE UNF. 0 0 8806225 4484771 EDUCATION ASSISTANCE FOR STUDENTS IN SCHOLARSHIPS, FELLOWSHIPS AND STUDY ABROAD PROGRAMS. STUDENTS OF HIGH ACHIEVEMENT RECOGNIZED AT THE FALL, SPRING, AND SUMMER GRADUATIONS, AND RECOGNITION FOR SCHOOL TEACHERS PROGRAM FOR HIGH ACHIEVEMENT. THE UNIVERSITY OF NORTH FLORIDA FOUNDATION, INC. WAS ORGANIZED TO PROVIDE FINANCIAL SUPPORT TO THE UNIVERSITY OF NORTH FLORIDA INCLUDING UNF PROGRAMS FOR ATHLETICS, BROOKS COLLEGE OF HEALTH, COGGIN COLLEGE OF BUSINESS, COLLEGE OF EDUCATION AND HUMAN RESOURCES, COLLEGE OF COMPUTING ENGINEERING AND CONSTRUCTION AND COLLEGE OF ARTS AND SCIENCES. 8806225 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 91 0 1 232 1 1 1 0 0 0 0 0 0 0 0 0 X 48 47 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X BEVERLY EVANS 9046202250 1 UNF DRIVE HICKS HALL SUITE 2900 JACKSONVILLE FL 32224 JOHN A DELANEY PRESIDENT, UNF FOUNDATION THRU MAY 8.00 32.00 X X 389558 500550 47855 DAVID SZYMANSKI PRESIDENT, UNF FOUNDATION BEGAN JUNE 8.00 32.00 X X 0 0 0 VINCE MCCORMACK CHAIR, FOUNDATION BOARD AND EXECUTIVE COMMITTEE 1.00 X X 0 0 0 JOSEPH PARK MOORER JR CHAIR, FINANCE & AUDIT COMMITTEE 1.00 2.00 X X 0 0 0 JORGE F MORALES CHAIR, DEVELPOMENT COMMITTEE 1.00 X X 0 0 0 SUSAN WEST SCHANTZ CHAIR, GRANTS COMMITTEE 1.00 X X 0 0 0 JASON BURNETT CHAIR, GOVERNANCE COMMITTEE 1.00 X X 0 0 0 ALAN HARTLEY CHAIR, INVESTMENT COMMITTEE 1.00 X X 0 0 0 CHARLES MARC GED VICE CHAIR, DEVELOPMENT COMMITTEE 1.00 X X 0 0 0 TRAVIS SHORE VICE CHAIR, INVESTMENT COMMITTEE 1.00 X X 0 0 0 GREGORY B SMITH VICE CHAIR, FINANCE & AUDIT COMMITTEE 1.00 X X 0 0 0 CORINNE C HODAK VICE CHAIR, GRANTS COMMITTEE 1.00 X X 0 0 0 STEPHEN E BACHAND BOARD MEMBER 1.00 X 0 0 0 DOUG BAER BOARD MEMBER 1.00 X 0 0 0 SCOTT BAKER BOARD MEMBER 1.00 X 0 0 0 DAVID L BROWN BOARD MEMBER 1.00 X 0 0 0 DOUG BURNETT BOARD MEMBER 1.00 X 0 0 0 DWIGHT COOPER BOARD MEMBER 1.00 X 0 0 0 BETSY C COX BOARD MEMBER 1.00 1.00 X 0 0 0 LISA DAVIS BOARD MEMBER 1.00 X 0 0 0 SHANTEL DAVIS BOARD MEMBER 1.00 X 0 0 0 ELANA E DIETZ BOARD MEMBER 1.00 X 0 0 0 MARGARET B GELLATLY BOARD MEMBER 5.00 X 0 0 0 PAUL R GOODWIN BOARD MEMBER 1.00 X 0 0 0 BETH GORDON BOARD MEMBER 1.00 X 0 0 0 JOHN T HAYT BOARD MEMBER 1.00 X 0 0 0 ANN C HICKS BOARD MEMBER 1.00 X 0 0 0 CECIL M HOLLEY BOARD MEMBER 1.00 1.00 X 0 0 0 JONATHAN T HOWE BOARD MEMBER 1.00 X 0 0 0 DEORAH A JOHNSON BOARD MEMBER 1.00 X 0 0 0 TONY KURLAS BOARD MEMBER 1.00 X 0 0 0 IRENE LAZZARA BOARD MEMBER 1.00 X 0 0 0 CAROLYN MATHIS BOARD MEMBER 2.00 X 0 0 0 MARILYN N MCAFEE BOARD MEMBER 1.00 X 0 0 0 SCOTT L MCCALEB BOARD MEMBER 1.00 X 0 0 0 ALMETA L MONROE-TURNER BOARD MEMBER 1.00 X 0 0 0 JOANNIE NEWTON BOARD MEMBER 1.00 X 0 0 0 RUSSELL B NEWTON III BOARD MEMBER 1.00 X 0 0 0 MYRON PINCOMB BOARD MEMBER 1.00 X 0 0 0 MATTHEW RAPP BOARD MEMBER 1.00 X 0 0 0 CONCHITA W ROBINSON BOARD MEMBER 1.00 X 0 0 0 SUSAN R RYZEWIC BOARD MEMBER 1.00 X 0 0 0 ELANA SCHRADER BOARD MEMBER 1.00 X 0 0 0 PATSY P SHIELDS BOARD MEMBER 1.00 X 0 0 0 HELEN E SHORT BOARD MEMBER 1.00 X 0 0 0 LINDA C SLADE BOARD MEMBER 1.00 X 0 0 0 DAVID A STEIN BOARD MEMBER 1.00 X 0 0 0 KEN SWEDER BOARD MEMBER 1.00 X 0 0 0 BRUCE TAYLOR BOARD MEMBER 1.00 X 0 0 0 SHARI SHUMAN TREASURER 7.00 33.00 X 0 252155 32684 ANN MCCULLEN EXECUTIVE DIRECTOR 40.00 2.00 X 0 174804 28207 BEVERLY EVANS DIRECTOR OF ACCOUNTING 20.00 22.00 X 0 113306 9906 389558 1040815 118652 1 0 1 0 0 608512 9665152 1652421 10273664 454191 454191 15392008 15148208 243800 243800 243800 115895 608512 219130 -103235 -103235 SPONSORSHIPS 900099 493184 493184 GOODS AND SERVICES 900099 122733 122733 FLORIDA TAXABLE/PROGRAM SALES 900099 37219 37219 63281 63281 716417 11584837 0 0 1311173 975585 975585 3509186 3509186 402546 287722 114824 2301547 1311882 736495 253170 123551 51891 48185 23475 220500 92610 85995 41895 24371 10236 9505 4630 379606 379606 826909 826909 456787 456787 137129 119302 5485 12342 1268709 621668 647041 60958 60560 398 329305 298401 30904 1290710 1135825 154885 18892 18892 PUBLIC RELATIONS 216390 162292 8656 45442 UBI TAX 39788 39788 12582469 8806225 2900860 875384 257120 368614 9230530 11174909 3094828 5666821 6886218 37049 25775 10259500 211380 9813333 10048120 7196026 7112817 100411371 105519884 947042 870696 135503671 143157482 318961 235347 289672 452500 0 66115 608633 753962 X 1283787 1354121 27431874 28551110 106179377 112498289 134895038 142403520 135503671 143157482 -997632 8506114 0 X X 0 1 X 1 0 X 8615845 7904408 11586958 20699041 10273664 59079916 8615845 7904408 11586958 20699041 10273664 59079916 9529657 49550259 310775 335836 49445 137479 454191 1287726 468920 710166 970547 773090 832312 3755035 64122677 0.77270 0.77240 X 0 0 0 0 0 0 1 0 1 3240 3240 0 PART II-B, LINE 1: THE UNF OFFICE OF GOVERNMENTAL RELATIONS DEVELOPS AND IMPLEMENTS STRATEGIES AND PROGRAMS TO ATTAIN PUBLIC FUNDING GOALS, AND TO FOSTER MUTUALLY SUPPORTIVE, ON-GOING RELATIONSHIPS WITH ELECTED OFFICIALS, EXECUTIVE BRANCH LEADERS, OTHER EDUCATIONAL INSTITUTIONS, AS WELL AS UNF'S PUBLIC AND PRIVATE CONSTITUENTS. THE OFFICE REPORTS TO THE UNF COMMUNITY IMPORTANT LEGISLATIVE, GOVERNANCE, AND POLICY ISSUES THAT THAT SPECIFICALLY IMPACT UNF OR PUBLIC HIGHER EDUCATION. 106179377 3790961 8010004 3962753 321033 1840333 111856223 96454500 4967121 10271142 3714921 75024 1723441 106179377 98307174 5527297 -1948204 2159102 1603984 1668681 96454500 94883700 3667506 -1920007 1539475 -4738718 1523268 98307174 83557106 4249991 11551393 1852142 1236027 1386621 94883700 1.00000 0 0 9230000 9230000 1029500 211380 818120 10048120 HEDGE FUNDS 37460 F PRIVATE EQUITY 23299940 F GLOBAL FIXED INCOME 11367624 F REAL ASSETS FUNDS 4966189 F ABSOLUTE RETURN FUND 18505745 F GLOBAL EQUITIES FUND 47342926 F 105519884 ANNUITY PAYABLE 66115 66115 X 19483173 8506114 219131 8725245 10757928 826909 826909 11584837 11974691 219131 219131 11755560 826909 826909 12582469 PART V, LINE 4: THE USES FOR THE UNF FOUNDATION ENDOWMENT FUNDS ARE FOR SCHOLARSHIPS, FELLOWSHIPS, STUDY ABROAD, PROFESSORSHIPS, EDUCATIONAL PROGRAMS, RESEARCH, AND TECHNOLOGY ENHANCEMENT. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE; ACCORDINGLY, THE ACCOMPANYING FINANCIAL STATEMENTS DO NOT REFLECT A PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. THE FOUNDATION HAS DETERMINED THAT IT DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2018. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 219,131. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 219,131. X X X X X 1 RUFFALO NOEL LEVITZ 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 DIRECT CALL 0 0 289380 -289380 PENTERA INC 8650 COMMERCE PARK PL G INDIANAPOLIS IN 46268 MARKETING PROGRAM 0 0 18098 -18098 PLEDGEMINE 740 OAK CREEK DRIVE LOMBARD IL 60148 ANNUAL GIVING 0 0 72128 -72128 379606 -379606 HUMANITARIAN AWARDS DINNER 495245 431525 63720 18713 67816 52304 HAYT GOLF CLASSIC 110987 100949 10038 2450 6000 3 118175 76038 42137 3150 4000 41787 22910 724407 608512 115895 2450 27863 71816 41787 75214 219130 -103235 1 UNIVERSITY OF NORTH FLORIDA 1 UNF DRIVE JACKSONVILLE FL 32224 592976169 IRC 115 75864 EQUIPMENT UNIVERSITY OPERATIONS UNIVERSITY OF NORTH FLORIDA TRAINING SERVICES INSTITUTE 1 UNF DRIVE JACKSONVILLE FL 32224 591982921 501(C)(3) 487933 OPERATIONAL SUPPORT 2 0 SCHOLARSHIPS 1196 2898884 FIRST GENERATION SCHOLARSHIPS 493 526327 PART I LINE 2 THE UNIVERSITY OF NORTH FLORIDA FOUNDATION SCHOLARSHIPS, FELLOWSHIPS AND STUDY ABROAD ARE AWARDED BASED ON THE SPECIFIC CRITERIA FOR EACH AWARD PER DONOR AGREEMENT (E.G., GPA, NUMBER OF REQUIRED CLASSSROOM HOURS, STUDENT CLASSIFICATION, MAJOR, ETC.). THE ACCOUNT FUND MANAGER ADVERTISES THE SCHOLARSHIP AND RECEIVES THE STUDENT'S INFORMATION BASED ON THE CRITERIA. FOUNDATION ACCOUNTING REVIEWS THE SCHOLARSHIP AWARD AND SUPPORTING DOCUMENTATION TO ENSURE COMPLIANCE PRIOR TO FORWARDING TO THE UNIVERSITY ENROLLMENT SERVICES PROCESSING. FOR FURTHER REVIEW, ENROLLMENT SERVICES REVIEWS TO ENSURE THE STUDENT IS NOT BEING AWARDED ABOVE THE COST OF EDUCATION, AFTER WHICH, THE STUDENT RECEIVES THE FUNDS AND FOUNDATION ACCOUNTING REIMBURSES THE UNIVERSITY FOR THE SCHOLARSHIP AWARD. OTHER OUTSTANDING AWARDS ARE PROVIDED TO GRADUATING SENIORS AT THE SPRING CONVOCATION. OUTSTANDING ALUMNI AWARD IS PROVIDED BY ALUMNI SERVICES AT EACH GRADUATION BASED ON THE GRADUATE SELECTED BY THE COMMITTEE. ACCOUNT FUND MANAGER ADVERTISES IN THE LOCAL PAPER FOR NOMINATIONS FOR THE OUTSTANDING TEACHER AWARD. COLLEGE OF EDUCATION AND HUMAN SERVICES COMMITTEE REVIEWS THE APPLICATIONS RECEIVED FROM THE TEACHER NOMINEES. ANNUALLY AT LEAST FOUR (4) AWARDS ARE PROVIDED. X X X 1 1 X X X 0 0 0 0 0 0 0 1 0 JOHN A DELANEY PRESIDENT, UNF FOUNDATION THRU MAY 142720 200000 245655 300550 1183 0 0 0 47855 0 437413 500550 0 0 SHARI SHUMAN TREASURER 0 250972 0 0 0 1183 0 7740 0 24944 0 284839 0 0 ANN MCCULLEN EXECUTIVE DIRECTOR 0 174804 0 0 0 0 0 5128 0 23079 0 203011 0 0 PART I, LINE 1A JOHN DELANEY RECEIVED $987 OF SOCIAL DUES AND $50,162 OF HOUSING ALLOWANCE FROM THE ORGANIZATION. PART I, LINE 7 JOHN DELANEY, THE UNF PRESIDENT, AN OFFICER FOR UNFFC, RECEIVES ANNUAL BONUS PAYMENTS FOR PERFORMANCE AND RETENTION. THE PERFORMANCE IS DETERMINED AFTER YEAR-END AND PAID BY THE ORGANIZATION. X 5 472527 FMV X 1 50140 FMV X 3852 FMV X 10 993955 FMV X EQUIPMENT 6 120665 FMV X COMPUTER SOFTWARE 1 5800 FMV X GIFT CARDS/BASKETS 3 4360 FMV X MISCELLANEOUS 2 1121 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE FOUNDATION BOARD SHALL CONSIST OF THE FOLLOWING MEMBERS: 1.) PRESIDENT OF THE FOUNDATION, WHO SHALL BE CHAIR 2.) PRESIDENT OF UNIVERSITY 3.) IMMEDIATE PAST PRESIDENT OF THE FOUNDATION 4.) PRESIDENT-ELECT OF THE FOUNDATION 5.) CHAIR, ADVANCEMENT 6.) CHAIR, COMMITTEE ON DIRECTORS 7.) CHAIR, FINANCE AND AUDIT 8.) CHAIR, INVESTMENT 9.) TRUSTEE BOARD DESIGNEE 10.) UNF FINANCING CORPORATE DESIGNEE 11.) MOCA DESIGNEE 12.) AT-LARGE MEMBERS FROM THE FOUNDATION AT THE DISCRETION OF THE FOUNDATION PRESIDENT AND THE UNIVERSITY PRESIDENT 13.) EX-OFFICIO, THE EXECUTIVE DIRECTOR OF THE FOUNDATION 14.) EX-OFFICIO, THE TREASURER OF THE FOUNDATION 15.) EX-OFFICIO, THE SECRETARY OF THE FOUNDATION THE EXECUTIVE COMMITTEE SHALL MEET AT THE CALL OF THE PRESIDENT OF THE FOUNDATION. ONE-THIRD OF THE MEMBERS SHALL REPRESENT A QUORUM OF THE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS AND AUTHORITY OF THE FOUNDATION BOARD BETWEEN MEETINGS OF THE FOUNDATION BOARD AND SHALL BE EMPOWERED TO ACT ON BEHALF OF THE FOUNDATION BOARD IN CASES WHERE A MEETING OF THE FULL FOUNDATION BOARD WILL NOT OCCUR WITHIN THE TIME FRAME NECESSARY FOR APPROVING AN ACTION DEEMED TO BE IN THE BEST INTEREST OF THE FOUNDATION. ACTIONS BY THE EXEUCTIVE COMMITTEE SHALL BE SUBJECT ONLY TO SUCH RESTRICTIONS AS THE FOUNDATION BOARD MAY FROM TIME TO TIME SPECIFY. A REPORT OF THE ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE SHALL BE PRESENTED TO THE FOUNDATION BOARD IN A TIMELY MANNER. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY A PAID PREPARER. THE FINAL DRAFT WAS REVIEWED BY THE FOUNDATION'S BOARD OF DIRECTORS WITH THE FOUNDATION'S STAFF. AFTER BOARD APPROVAL, THE RETURN WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ANNUALLY COMPLETE THE CONFLICT OF INTEREST FORMS. THE UNF FOUNDATION MANAGEMENT REVIEWS THE CONFLICT OF INTEREST FORMS FOR ANY NOTED CONFLICT OF INTEREST. IF ANY EXIST AND REQUIRES A BOARD VOTE, THE BOARD OF DIRECTOR MEMBER RECUSES HIMSELF OR HERSELF FROM VOTING ON THE ISSUE. IT IS NOTED IN THE OFFICIAL MINUTES THAT THE BOARD MEMBER ACKNOWLEDGED THE CONFLICT AND RECUSED FROM VOTING. FORM 990, PART VI, SECTION B, LINE 15 VICE PRESIDENT OF UNIVERSITY DEVELOPMENT AND ALUMNI ENGAGEMENT'S COMPENSATION (TOP MANAGEMENT OFFICIAL) IS REVIEWED AND SET BY THE PRESIDENT OF THE UNIVERSITY OF NORTH FLORIDA OR DESIGNEE, IN ACCORDANCE WITH THE UNIVERSITY POLICIES. THESE POLICIES REQUIRE THAT COMPARABLE DATA BE USED TO DETERMINE THAT MANAGEMENT IS COMPENSATED FAIRLY AND COMPETITIVELY WHEN COMPENSATED TO SIMILAR ROLES IN OTHER UNIVERSITIES NATIONALLY. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 IS POSTED ON GUIDESTAR (WWW.GUIDESTAR.ORG) AND IS ALSO AVAILABLE UPON REQUEST FROM THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST FROM THE ORGANIZATION. ADDITIONALLY, THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE AT HTTP://WWW.UNF.EDU/ANF/TSIFOUNDATIONACCOUNTING/FOUNDATION/ AUDITED_REPORTS/AUDITED_REPORTS.ASPX. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. UNIVERSITY OF NORTH FLORIDA 1 UNF DRIVE JACKSONVILLE FL 32224 592976169 EDUCATION FL IRC 115 N/A 0 UNF TRAINING AND SERVICES INSTITUTE 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 591982921 EDUCATION FL 501(C)(3) LINE 12B, II UNIVERSITY OF NORTH FLORIDA (59-2976169) 0 UNF FINANCING CORPORATION INC 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 421683752 SUPPORT FL 501(C)(3) LINE 12B, II UNIVERSITY OF NORTH FLORIDA (59-2976169) 0 MUSUEM OF CONTEMPORARY ART JACKSONVILLE 1 UNF DRIVE UNF HALL SUITE 2900 JACKSONVILLE FL 32224 590689705 MUSEUM FL 501(C)(3) LINE 10 UNIVERSITY OF NORTH FLORIDA (59-2976169) 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0