2018-11-15T08:50:21-06:00 2017-12-31 351178661 BLUE & CO LLC 813 WEST SECOND STREET SEYMOUR IN 47274 990 2017-01-01 611329396 FOUNDATION FOR APPALACHIAN KENTUCKY INC FOUN 6064391357 420 MAIN STREET HAZARD KY 41701 GERRY ROLL EXECUTIVE DIRECTOR 6064391357 2018-11-14 1 KANDY L WISCHMEIER CPA P00118327 8125228416 2018-11-14 174.137.18.163 2018-11-14 09:15:32 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 7C7B47936940A20FE0123DA9B400AB0E4818A817 2017 2019-02-21 02:37:17Z GERRY ROLL 420 MAIN STREET HAZARD KY 41701 3456815 0 X WWW.APPALACHIANKY.ORG X 2002 KY THE PRIMARY PURPOSE OF THE ORGANIZATION IS TO RECEIVE, HOLD, HANDLE, ADMINISTER, INVEST, AND REINVEST MONEY AND PROPERTY OF ALL KINDS RECEIVED BY GIFT, DEVISE, PAYMENTS, BEQUEST, OR APPOINTMENT, IN TRUST OR OTHERWISE, FOR CHARITABLE PURPOSES, PRIMARILY IN, OR FOR THE BENEFIT OF, THE PEOPLE OF SOUTHEASTERN KENTUCKY, INCLUDING FOR SUCH PURPOSES AS -A. TO ASSIST COMMUNITIES AND ORGANIZATIONS IN PROVIDING INNOVATIVE, HIGH-QUALITY PROGRAMS AND SERVICES TO THE RESIDENTS OF SOUTHEASTERN KENTUCKY.B. TO ADMINISTER FOR CHARITABLE PURPOSES PROPERTY DONATED TO THE CORPORATION;C. TO DISTRIBUTE MONEY FOR SUCH PURPOSES IN ACCORDANCE WITH THE TERMS OF GIFTS, BEQUESTS, OR DEVISES TO THE CORPORATION NOT INCONSISTENT WITH ITS PURPOSES, AS SET FORTH IN THESE ARTICLES OF INCORPORATION, OR IN ACCORDANCE WITH DETERMINATIONS MADE BY THE BOARD OF DIRECTORS PURSUANT TO THESE ARTICLES OF INCORPORATION; ANDD. TO DISTRIBUTE PROPERTY TO QUALIFIED CHARITABLE ORGANIZATIONS FOR CHARITABLE PURPOSES. 10 9 8 0 0 0 1784605 3108195 0 5757 62931 108312 -5001 -30562 1842535 3191702 346841 759082 0 0 249312 286168 0 0 166345 373426 663913 969579 1709163 872956 1482539 7240970 9246992 49654 111966 7191316 9135026 X OUR MISSION IS TO BE A CATALYST FOR COMMUNITY COLLABORATION AND CHARITABLE GIVING; TO CREATE PERMANENT ENDOWMENT FUNDS AS A SUSTAINING RESOURCE TO IMPROVE QUALITY OF LIFE AND PLACE IN EASTERN KENTUCKY. 0 0 1373793 759082 5757 DURING THE PAST YEAR, THE FOUNDATION:*CONTINUED TO OPERATE AND ESTABLISH A WELL-GROUNDED, WELL KNOWN AND WELL REGARDED OFFICE AND STAFF IN THE HEART OF THE SOUTHEASTERN KENTUCKY COAL FIELDS WHILE ESTABLISHING AND PARTICIPATING IN REGIONAL INITIATIVES TO TRANSITION TO A DIVERSE ECONOMY AS THE COAL INDUSTRY CONTINUES TO DECLINE;*MET NATIONAL STANDARDS FOR US COMMUNITY FOUNDATIONS AS SET FORTH BY THE COMMUNITY FOUNDATIONS NATIONAL STANDARDS BOARD AT THE NATIONAL COUNCIL ON FOUNDATIONS;*HAD OVER $3.2 MILLION ASSETS UNDER MANAGEMENT IN OVER 90 FUNDS WITH MORE THAN 2,300 DONORS, AND A MAILING LIST OF OVER 3,000 PEOPLE;*PROVIDED FISCAL AND ADMINISTRATIVE SPONSORSHIPS FOR OVER 10 ORGANIZATIONS; AND*PROVIDED LEADERSHIP AND SUPPORT TO THE APPALACHIA FUNDERS NETWORK, A COLLABORATIVE OF 80+ PUBLIC AND PRIVATE FUNDERS WORKING TOGETHER TO BUILD COMMUNITY CAPACITY AND PROMOTE AN EQUITABLE ECONOMIC TRANSITION INTO NEW AND EMERGING SECTORS AS THE COAL INDUSTRY CONTINUES TO DECLINE. 1373793 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 8 0 1 8 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 10 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 0 0 KY X X THE ORGANIZATION 6064391357 420 MAIN STREET HAZARD KY 41701 RODNEY CHRISMAN VICE CHAIR 2.00 X X 0 0 0 JOEL BRASHEAR CHAIR 2.00 X X 0 0 0 CHRIS GOOCH TREASURER 2.00 X X 0 0 0 CRISSY FISCUS SECRETARY 2.00 X X 0 0 0 SCOTT MCREYNOLDS DIRECTOR 1.00 X 0 0 0 MARIA BRAMAN MD DIRECTOR 1.00 X 0 0 0 GEOFF MARIETTA DIRECTOR 1.00 X 0 0 0 DANNY MAGGARD DIRECTOR 1.00 X 0 0 0 ALISON F DAVIS DIRECTOR 1.00 X 0 0 0 GERRY ROLL EXECUTIVE DIRECTOR 40.00 X 64615 0 15934 64615 0 15934 0 0 0 0 0 80131 3028064 3108195 PROGRAM SERVICE REVENU 900099 5757 5757 5757 94416 94416 248447 234551 13896 13896 13896 0 80131 30562 -30562 -30562 3191702 5757 0 77750 720957 720957 38125 38125 80549 26581 26581 27387 161119 53170 53169 54780 29051 9587 9587 9877 15449 5098 5098 5253 17989 17989 22010 8865 4588 8557 13221 13221 25321 8356 8609 8356 10830 3574 3682 3574 8819 2204 4410 2205 27683 9136 9135 9412 30837 10176 10176 10485 8337 2751 2835 2751 12181 12181 PROGRAM EXPENSES 446737 446737 REPAIRS AND MAINTENANCE 33695 8423 16848 8424 MISCELLANEOUS 6253 2064 2126 2063 1709163 1373793 169025 166345 700093 251880 229080 380088 44933 101421 343993 50841 301489 293152 2629680 5009929 3335695 3210522 7240970 9246992 13747 19943 35907 92023 49654 111966 X 445073 338433 4407667 6240625 2338576 2555968 7191316 9135026 7240970 9246992 X 1482539 392460 68711 X X 0 1 X 1 0 X 553963 555286 827585 1784605 3108195 6829634 553963 555286 827585 1784605 3108195 6829634 3189184 3640450 63449 72957 78036 81525 94416 390383 7220017 0.50420 0.36300 X 8 467961 695822 582778 1 1 0 1 X 6792150 3145329 480105 802749 632935 27730 8954170 6108899 1285470 178169 346841 410376 23171 6792150 6053033 716441 -25942 446246 167740 20647 6108899 5896542 591575 95960 365397 139886 25761 6053033 5621705 421188 200686 242052 83115 21870 5896542 0.00110 0.28550 0.71340 0 0 300329 7177 293152 15264 15264 0 28400 28400 0 293152 INTEREST IN CHARITABLE LEAD ANNUITY TRUST 3210522 3210522 X PART IV, LINE 2B: CUSTODIAL FUNDS REPRESENTS FUNDS PLACED ON DEPOSIT WITH THE ORGANIZATION BY OTHER 501(C)(3) ORGANIZATIONS BASED ON THEIR INDIVIDUAL BOARD RESOLUTIONS. THE ORGANIZATION ACCOUNTS FOR THESE TRANSFERS AS A LIABLITY IN ACCORDANCE WITH STATEMENT OF FINANCIAL ACCOUNTING STANDARDS NO. 136. INCOME IS ADDED TO THESE FUNDS PERIODICALLY IN ACCORDANCE WITH THE ORGANIZATIONS INVESTMENT ALLOCATION POLICIES. PART V, LINE 4: TO SUPPORT CHARITABLE PURPOSES OF APPALACHIAN KENTUCKY. PART X, LINE 2: THE FOUNDATION IS ORGANIZED AS A NOT-FOR-PROFIT CORPORATION UNDER SECTION 501(C)(3) OF THE UNITED STATES INTERNAL REVENUE CODE. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY VARIOUS FEDERAL AND STATE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2017 AND 2016, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS. AS SUCH, THE FOUNDATION IS GENERALLY EXEMPT FROM INCOME TAXES. HOWEVER, THE FOUNDATION IS REQUIRED TO FILE FEDERAL FORM 990 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX WHICH IS AN INFORMATIONAL RETURN ONLY. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. RUN FOR THE HILLS CHARITY CHALLENGE 80131 80131 27275 3287 80131 80131 27275 3287 30562 -30562 1 ABILENE CHRISTIAN SCHOOL 2550 N JUDGE ELY BLVD ABILENE TX 79601 752137523 501C3 20000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION APPALACHIAN ARTISAN CENTER PO BOX 833 HINDMAN KY 41822 611369294 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION APPALSHOP 91 MADISON AVENUE WHITESBURG KY 41858 610890210 501C3 50000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION BUCKHORN PRESBYTERIAN CHURCH 300 BUCKHORN LANE BUCKHORN KY 41721 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION CHAVIES FIRST CHURCH OF GOD 185 HUNTER DRIVE HAZARD KY 41701 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION COMMUNITY AGRICULTURAL NUTRITIONAL ENTERPRISES IN 582 SMOOT CREEK WHITESBURG KY 41858 811583005 501C3 10000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION COUNTY LINE COMMUNITY CHURCH 30 PADS BRANCH ROAD HAZARD KY 41701 208732193 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION DAVIDSON BAPTIST CHURCH 1912 KY HWY 28 HAZARD KY 41701 501C3 10000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION FRANKLIN ROAD ACADEMY 4700 FRANKLIN ROAD NASHVILLE TN 37220 621138075 501C3 50000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGANIZATION GROW APPALACHIA CPO 2122 101 CHESTNUT ST BEREA KY 40404 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION HINDMAN SETTLEMENT SCHOOL PO BOX 844 HINDMAN KY 41822 610447248 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION HOPE FOR TOMORROW INC PO BOX 466 CHAVIES KY 41701 260324670 501C3 5000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION HOUSING DEVELOPMENT ALLIANCE INC PO BOX 7284 HAZARD KY 41702 611253346 501C3 50000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION KENTUCKY RIVER CHILD ADVOCACY CENTER 465 CEDAR STREET HAZARD KY 41701 611367930 501C3 7500 TO FURTHER THE EXEMPT PURPOSE OF THE ORGANIZATION NETWORK FOR GOOD 1140 CONNECTICUT AVE NW 700 WASHINGTON DC 20036 680480736 501C3 30480 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION NEW BEGINNINGS LEARNING CENTER 1530 151 MISS EDNA LANE HAZARD KY 41701 610899221 501C3 15000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION PHILANTHROPIC CAPITAL FUND FOR SOUTHEAST KENTUCKY INC 420 MAIN STREET HAZARD KY 41701 821925378 501C3 190000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGANIZATION REDBUD FINANCIAL ALTERNATIVES INC 2871 NORTH MAIN STREET HAZARD KY 41701 472214397 501C3 21500 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION ROCK BOTTOM BAPTIST CHURCH 3867 STATE HWY 2022 BUCKHORN KY 41721 501C3 10000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION SOUTHEAST EDUCATION FOUNDATION 700 COLLEGE ROAD CUMBERLAND KY 40823 311021118 501C3 50000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION TEACH FOR AMERICA - APPALACHIA 470 MAIN STREET HAZARD KY 41701 133541913 501C3 15000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION THE BERRY CENTER PO BOX 582 NEW CASTLE KY 40050 581602633 501C3 40000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGAINZATION USO PO BOX 96860 WASHINGTON DC 20090 131610451 501C3 12000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGANIZATION WOUNDED WARRIOR PROJECT PO BOX 75817 TOPEKA KS 66675 202370934 501C3 36000 TO FURTHER THE EXEMPT PURPOSE OF THE ORGANIZATION 24 0 SCHOLARSHIPS 28 38125 PART I, LINE 2: GRANTS THAT ARE PAID OUT ARE PAID THROUGH PASS-THROUGH FUNDS. ALL DOCUMENTATION IS KEPT ON FILE REGARDING ANY GRANTS PAID. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE 990 IS REVIEWED AND APPROVED BY THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL ACTIVITIES ARE REVIEWED AND BROUGHT BEFORE THE BOARD FOR APPROVAL AND DISAPPROVAL. ANY ACTIVITY THOUGHT TO BE A POSSIBLE CONFLICT IS OR WILL BE BROUGHT TO THE ATTENTION OF THE FOUNDATION LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD SETS THE SALARY AND WAGES FOR ALL EMPLOYEES. SUCH ITEMS ARE DISCUSSED AND VOTED ON AT THE REGULARLY MONTHLY MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENT 124,827. SFAS 136 ADJUSTMENT -56,116. FORM 990, PART XII, LINE 2C THE PROCEDURES THAT THE AUDIT COMMITTEE TAKES ANNUALLY DID NOT CHANGE DURING THE YEAR. PHILANTHROPIC CAPITAL FUND FOR SOUTHEAST KENTUCKY INC 420 MAIN STREET HAZARD KY 41701 821925378 SUPPORTING ORGANIZATION IN 501(C)(3) LINE 12A, I 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILANTHROPIC CAPITAL FUND FOR SOUTHEAST KENTUCKY INC C 190000 CASH