2018-11-15T15:01:48-06:00 2017-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2017-01-01 137347303 THE TERRENCE & NICOLA MULLEN FOUNDATION C/O PKF O'CONNOR DAVIES LLP TERR 2122862600 665 FIFTH AVENUE NO 6 FL NEW YORK NY 10022 NICOLA MULLEN TRUSTEE 2122862600 2018-11-07 1 EMMANUEL T CHIRICO P00891698 2122862600 2018-11-07 4.15.211.182 2018-11-07 17:34:01 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 DC0B0D3D57C65E63E4E5DD57EC55C105810819AE 2017 2019-02-21 02:37:17Z X 16136902 X 14012975 5812 5812 16834 16834 140331 726593 138140 1416 1365 14177368 162151 0 0 0 14000 4000 10000 27427 27427 0 199 199 0 992 992 0 1865 1865 0 44483 34483 10000 1384000 1384000 1428483 34483 1394000 12748885 127668 351403 9969210 9969210 0 12975 12923 2714068 1957171 2279769 0 3875000 3875000 3065471 15814356 16136902 0 0 X 3065471 15814356 3065471 15814356 3065471 15814356 3065471 12748885 0 15814356 0 15814356 CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 P 2017-12-31 29952 29952 29952 CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 P 2017-12-31 32041 32041 32041 CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 P 2017-12-31 8054 8054 8054 CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 P 2017-12-31 4300 4300 4300 CAPITAL GAIN RYDEX ETF TRUST GUGGENHEIM S&P 500 P 2017-08-08 200055 166055 34000 34000 REALIZED GAIN THRU GP OPPORTUNISTIC GROWTH STRATEGIES OFFSHORE, LTD. P 2017-12-31 450000 420207 29793 29793 CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 P 2017-12-31 154 154 0 0 CAPITAL GAIN THRU GP EMERGING MARKETS STRATEGIES, LP K-1 P 2017-12-31 1023 1023 0 0 CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 P 2017-12-31 802 802 0 0 CAPITAL GAIN THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 P 2017-12-31 212 212 0 0 138140 0 400000 3025489 0.132210 560690 3240358 0.173033 1596437 2595545 0.615068 58390 978441 0.059677 68036 858867 0.079216 1.059204 0.211841 3489396 739197 1277 740474 1394000 X 1277 0 1277 0 1277 10967 0 0 10967 0 9690 9690 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 N/A TERRENCE MULLEN 9147939343 11 ARGYLE PL BRONXVILLE NY 10708 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NICOLA Z MULLEN C/O PKF OCONNOR DAVIES 665 FIFTH AVENUE NEW YORK NY 10165 TRUSTEE 2.00 0 0 0 ALEXA ZESIGER CARVER C/O PKF OCONNOR DAVIES 665 FIFTH AVENUE NEW YORK NY 10165 TRUSTEE 4.00 0 0 0 ALBERT CAREY ZESIGER C/O PKF OCONNOR DAVIES 665 FIFTH AVENUE NEW YORK NY 10165 TRUSTEE 2.00 0 0 0 TERRENCE M MULLEN C/O PKF OCONNOR DAVIES 665 FIFTH AVENUE NEW YORK NY 10165 TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 0 2794138 748396 0 3542534 0 0 3542534 53138 3489396 174470 174470 1277 1277 173193 0 173193 0 173193 1394000 0 1394000 1277 1392723 173193 0 0 26277 12515 1467756 402244 248726 2157518 1394000 0 0 0 173193 1220807 0 0 3378325 0 0 0 0 0 0 26277 3352048 12515 1467756 402244 248726 1220807 NICOLA Z MULLEN TERRENCE M MULLEN X UNIVERSITY OF NOTRE DAME NORTH EDDY STREET NOTRE DAME IN 46556 N/A PC EDUCATIONAL PURPOSES 994000 TRUSTEES OF DARTMOUTH COLLEGE 7 LEBANON STREET SUITE 302 NO 6015 HANOVER NH 03755 N/A PC EDUCATIONAL PURPOSES 200000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVE STE 3 CAMBRIDGE MA 02138 N/A PC EDUCATIONAL PURPOSES 100000 YOUNG LIFE PO BOX 520 COLORADO SPRINGS CO 809010520 N/A PC GENERAL PURPOSES 90000 1384000 0 14 5812 14 16834 525990 51 14 1365 525990 2191 18 138140 2242 162151 0 164393 0 0 0 0 0 0 0 0 0 0 X X 1 TERRENCE M & NICOLA Z MULLEN 11 ARGYLE PLACE BRONXVILLE NY 10708 14000000 X 2 NICOLA MULLEN 11 ARGYLE PLACE BRONXVILLE NY 10708 12975 X 2 312 SHARES OF JD.COM 12975 2017-12-29 PKF O'CONNOR DAVIES, LLP - ACCOUNTING FEES 14000 4000 10000 312 SHARES OF JD.COM, INC. 31 12923 UNREALIZED GAIN ON DONATED SECURITIES 12944 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF AT COST 83992 118104 GP LOW VOLATILITY HEDGED STRATEGIES OFFSHORE LTD. AT COST 455395 515116 GP EMERGING MARKETS STRATEGIES, LP AT COST 287874 332547 GP GLOBAL EQUITY STRATEGIES, LP AT COST 123851 152195 GP OPPORTUNISTIC GROWTH STRATEGIES OFFSHORE, LTD. AT COST 1006059 1161807 INVESTMENTS MADE IN ADVANCE 3875000 3875000 OTHER DEDUCTIONS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 1309 1309 0 OTHER DEDUCTIONS THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 556 556 0 OTHER INVESTMENT LOSS THRU GP EMERGING MARKETS STRATEGIES, LP K-1 23 20 23 OTHER INVESTMENT INCOME THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 1393 1345 1393 GRESHAM PARTNERS, LLC - INVESTMENT MGMT FEES 18291 18291 0 GP EMERGING MARKETS STRATEGIES, LP K-1 - INVESTMENT MGMT FEES. 8228 8228 0 GP GLOBAL EQUITY STRATEGIES, LP K-1 - INVESTMENT MGMT FEES 908 908 0 FOREIGN TAX PAID THRU GP EMERGING MARKETS STRATEGIES, LP K-1 821 821 0 FOREIGN TAX PAID THRU GP GLOBAL EQUITY STRATEGIES, LP K-1 171 171 0