2018-11-14T08:44:46-06:00 2017-12-31 221478099 COHNREZNICK LLP 7501 WISCONSIN AVENUE SUITE 400E BETHESDA MD 20814 990 2017-01-01 942666764 THE WALTER KAITZ FOUNDATION WALT 2022222490 25 MASSACHUSETTS AVE NW SUITE 100 WASHINGTON DC 20001 MARK KULISH SR. VP. FIN. & ADMIN & CFO 2022222490 2018-11-12 1 DANIEL O'SHEA P00957510 3016529100 2018-11-08 209.3.217.20 2018-11-12 14:12:56 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 A6E96932FEF1C3057F2625F172CADDD49ED601D1 2017 2019-02-21 02:37:17Z MICHELLE RAY EXEC DIREC 25 MASSACHUSETTS AVE NW SUITE 100 WASHINGTON DC 20001 4659086 0 X WWW.WALTERKAITZ.ORG X 1980 CA THE WALTER KAITZ FOUNDATION IS A NATIONAL ORGANIZATION DEDICATED TO DIVERSITY WITHIN THE CABLE AND BROADBAND INDUSTRY. 23 22 0 0 0 0 1223823 2103117 109973 172500 207627 255713 607507 -321008 2148930 2210322 1409678 1243175 0 0 714931 723818 0 0 298136 436373 478370 2560982 2445363 -412052 -235041 3903883 3859288 274240 312203 3629643 3547085 X THE WALTER KAITZ FOUNDATION IS A NATIONAL ORGANIZATION DEDICATED TO DIVERSITY WITHIN THE CABLE AND BROADBAND INDUSTRY. THE FOUNDATION HAS ADOPTED A COMPREHENSIVE PROGRAM TO FULFILL ITS MISSION. THIS APPROACH INCLUDES A GRANT AWARDING PROGRAM, ENHANCING THE INDUSTRY'S SUPPLIER DIVERSITY PROGRAM, CREATING A COMPREHENSIVE WEBSITE, AND STRENGTHENING TIES WITHIN OUR NATION'S DIVERSE COMMUNITIES. 0 0 1542212 1243175 GRANTS PROGRAM - TO FURTHER THE FOUNDATION'S MISSION BY FUNDINGCREATIVE AND UNIQUE PROJECTS IN TWO AREAS:1. COMMUNITY AND RESOURCE DEVELOPMENT: THE FOUNDATION SEEKS TO FUND INITIATIVES THAT PROVIDE THE CABLE AND BROADBAND INDUSTRY WITH BETTER ACCESS TO DIVERSE SUPPLIERS AND ENTREPRENEURS WITH THE TOOLS TO COMPETE EFFECTIVELY WITHIN THE INDUSTRY. THE GRANTS PROGRAM ALSO SEEKS TO FUND COLLABORATIVE EFFORTS WITHIN THE INDUSTRY AND COMMUNITIES THAT DEMONSTRATE AND REINFORCE THE IMPORTANCE OF DIVERSITY.2. WORKFORCE DEVELOPMENT: THE FOUNDATION SEEKS TO HELP THOSE ORGANIZATIONS AND INSTITUTIONS THAT SERVE DIVERSE PROFESSIONALS WITHIN THE INDUSTRY TO DEVELOP AND PROVIDE NEW TOOLS AND TRAINING TO STRENGTHEN THEIR SKILLS AND ACCELERATE THEIR CAREER ADVANCEMENT. 434652 OUTREACH PROGRAM - THE PROGRAM COORDINATES EFFORTS WITHIN THE CABLE AND BROADBAND INDUSTRY, AND THE BROADER COMMUNITIES WITH WHICH THE INDUSTRY INTERACTS. THE FOUNDATION WEBSITE PROMOTES THE WORK OF THE FOUNDATION, DISSEMINATES DIVERSITY BEST PRACTICES, AND MAINTAINS INFORMATION ON OPPORTUNITIES IN THE INDUSTRY. INDIVIDUALS AND DIVERSE SUPPLIERS MAY ALSO ATTEND EVENTS SCHEDULED ON THE FOUNDATION'S CALENDAR AND UTILIZE OTHER USEFUL LINKS AND RESOURCES ON THE WEBSITE. 1976864 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 23 22 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X BETTYE COIL 2022222393 25 MASSACHUSETTS AVE NW 100 WASHINGTON DC 200011431 ALFRED LIGGINS III DIRECTOR 1.00 2.00 X 0 0 0 ROBERT BAKISH DIRECTOR 1.00 2.00 X 0 0 0 DAVID M ZASLAV DIRECTOR 1.00 2.00 X 0 0 0 DEXTER GOEI DIRECTOR 1.00 2.00 X 0 0 0 FRANK M DRENDEL DIRECTOR 1.00 2.00 X 0 0 0 GARY SHORMAN DIRECTOR 1.00 2.00 X 0 0 0 JEFFREY S DEMOND DIRECTOR 1.00 2.00 X 0 0 0 JOHN D EVANS DIRECTOR 1.00 2.00 X 0 0 0 DAVID NEVINS DIRECTOR 1.00 2.00 X 0 0 0 JOHN K MARTIN DIRECTOR 1.00 2.00 X 0 0 0 KEN LOWE DIRECTOR 1.00 2.00 X 0 0 0 JOSHUA SAPAN DIRECTOR 1.00 2.00 X 0 0 0 MICHAEL K POWELL PRESIDENT & CEO 3.00 42.00 X X 0 5873146 26904 NANCY DUBUC DIRECTOR 1.00 2.00 X 0 0 0 DAVID WATSON TREASURER 1.00 2.00 X X 0 0 0 PAT MCADARAGH DIRECTOR 1.00 2.00 X 0 0 0 PATRICK ESSER VICE CHAIRMAN 1.00 2.00 X X 0 0 0 PETER RICE DIRECTOR 1.00 2.00 X 0 0 0 RICHARD SJOBERG DIRECTOR 1.00 2.00 X 0 0 0 ROBERT J STANZIONE DIRECTOR 1.00 2.00 X 0 0 0 ROCCO B COMMISSO DIRECTOR 1.00 2.00 X 0 0 0 RONALD DUNCAN DIRECTOR 1.00 2.00 X 0 0 0 THOMAS M RUTLEDGE CHAIRMAN 1.00 2.00 X X 0 0 0 JOHN D SKIPPER SECRETARY, THROUGH 12-18-17 1.00 2.00 X 0 0 0 NEIL SMIT TREASURER, THROUGH 4-1-17 1.00 2.00 X 0 0 0 BRIAN L ROBERTS DIRECTOR, THROUGH 4-26-17 1.00 2.00 X 0 0 0 MATTHEW C BLANK DIRECTOR, THROUGH 11-15-17 1.00 2.00 X 0 0 0 DAVID PORTER EXECUTIVE DIRECTOR 45.00 X 241037 0 10584 MICHELLE RAY PROGRAM DIRECTOR 45.00 X 167732 0 18372 408769 5873146 55860 2 0 1 0 MARRIOTT BUSINESS SERVICES PO BOX 403003 ATLANTA GA 30384 FOOD & FACILITIES FOR KAITZ DINNER 371681 O'KEEFE COMMUNICATIONS LLC 14301 CONN AVE NW STE 200 WASHINGTON DC 20008 PRODUCTION SERVICES FOR KAITZ DINNER 105152 2 729117 1374000 2103117 SPONSORSHIPS 900099 172500 172500 172500 84406 84406 2046788 175 1875656 0 171132 175 171307 171307 252100 1374000 573108 -321008 -321008 2210322 172500 0 -65295 1243175 1243175 251621 113229 50325 88067 348635 156885 69727 122023 59375 26719 11875 20781 29358 13211 5871 10276 34829 15673 6966 12190 35049 15772 7010 12267 141179 124010 6243 10926 48515 36875 4233 7407 91995 74997 6181 10817 1920 864 384 672 1306 588 261 457 SPONSORSHIP 150297 150297 OTHER EXPENSES 8109 4569 1287 2253 2445363 1976864 170363 298136 74415 145049 31716 371809 75321 80737 31531 14151 7931 4962 0 2969 3393188 3034641 297712 209932 3903883 3859288 214240 212453 60000 99750 274240 312203 X 3629643 3547085 3629643 3547085 3903883 3859288 -235041 152483 0 X 0 1 X 1 0 X 1022686 1442583 1118854 1223823 2103117 6911063 1022686 1442583 1118854 1223823 2103117 6911063 744019 6167044 128422 132375 130987 89273 84406 565463 7 7 7476533 554973 0.82490 0.87950 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 7. 2017 AMOUNT: $ 0. 7931 4962 2969 2969 ALTERNATIVE INVEST. STRATEGIES 209932 F 209932 X 3006910 152483 70997 223480 2783430 -573108 -573108 2210322 3089468 70997 573108 644105 2445363 0 2445363 PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND, AS SUCH, IT DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE FOUNDATION RECOGNIZES INTEREST EXPENSE AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS IN MANAGEMENT AND GENERAL EXPENSES ON THE STATEMENTS OF ACTIVITIES AND CHANGE IN NET ASSETS AND ACCOUNTS PAYABLE AND ACCRUED EXPENSES IN THE STATEMENTS OF FINANCIAL POSITION. THERE IS NO PROVISION IN THESE FINANCIAL STATEMENTS FOR PENALTIES AND INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS FOR THE YEARS ENDED DECEMBER 31, 2017 AND 2016. TAX YEARS PRIOR TO 2014 ARE NO LONGER SUBJECT TO EXAMINATION BY THE IRS OR THE TAX JURISDICTIONS OF CALIFORNIA AND THE DISTRICT OF COLUMBIA. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -573,108. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 573,108. DINNER 1626100 1374000 252100 234454 338654 1626100 1374000 252100 234454 338654 573108 -321008 1 EMMA BOWEN FOUNDATION 30 ROCKEFELLER PLAZA 1221 AVE OF THE AMERICAS 28A42 NEW YORK NY 10112 222635292 501(C)(3) 417016 N/A N/A PROMOTE DIVERSITY NATL ASSOC FOR MULTI-ETHNICITY IN COMM 50 BROAD ST STE 1801 NEW YORK NY 10004 841488263 501(C)(6) 512226 N/A N/A PROMOTE DIVERSITY WOMEN IN CABLE TELECOMMUNICATIONS 2000 K ST NW STE 350 WASHINGTON DC 20006 363814358 501(C)(3) 313933 N/A N/A PROMOTE DIVERSITY 2 1 SCHEDULE I, PART I, LINE 2 THE WALTER KAITZ FOUNDATION MONITORS THE USE OF PROGRAM FUNDS THROUGH REVIEW OF GRANTEE'S ANNUAL AUDITS AND IRS 990'S, CONDUCTING PERIODIC ON-SITE REVIEWS OF THE PROGRAMS FUNDED, AND PROVIDING FUNDING TO SUPPORT INDEPENDENT THIRD-PARTY EVALUATION OF THE PROGRAMS SUPPORTED. 0 1 0 0 0 0 0 1 0 MICHAEL K POWELL PRESIDENT & CEO 0 3369063 0 2452935 0 51148 0 0 0 26904 0 5900050 0 333333 DAVID PORTER EXECUTIVE DIRECTOR 240264 0 0 0 773 0 0 0 10584 0 251621 0 0 0 MICHELLE RAY PROGRAM DIRECTOR 145421 0 21000 0 1311 0 0 0 18372 0 186104 0 0 0 PART I, LINE 7 MICHELLE RAY RECEIVED A PERFORMANCE BONUS OF $21,000 IN 2017. DEFERRED COMPENSATION SCHEDULE J, PART I, LINE 4B THE PRESIDENT & CEO OF NCTA - THE INTERNET & TELEVISION ASSOCIATION PARTICIPATES IN A DEFERRED COMPENSATION AGREEMENT ADMINISTERED BY NCTA - THE INTERNET & TELEVISION ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE NCTA BOARD OF DIRECTORS HAVE BEEN APPOINTED THE POWERS AND DUTIES OF THE BOARD OF TRUSTEES OF THE WALTER KAITZ FOUNDATION. NCTA'S BOARD OF DIRECTORS ARE ELECTED BY THE MEMBERS OF NCTA. THE OFFICERS OF THE ORGANIZATION, INCLUDING THE CHAIRMAN, SECRETARY, TREASURER, AND PAST-CHAIRMAN, APPROVE THE OPERATING BUDGET, GRANTS AWARDED BY THE ORGANIZATION, AND MAKE DECISIONS RELATING TO THE FORMAL DINNER HELD EACH YEAR THAT BRINGS ALL OF THE MEMBERSHIP TOGETHER ONCE A YEAR. FORM 990, PART VI, SECTION A, LINE 7B PLEASE SEE THE EXPLANATION OFFERED IN REFERENCE TO FORM 990, PART VI, SECTION A, LINE 7A. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING OF FEDERAL FORM 990, THE FORM IS MAILED TO ALL BOARD MEMBERS WHO INDEPENDENTLY REVIEW THE FORM. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY ADDRESSING ANY CONFLICTS AT EVERY BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DOES NOT HAVE ANY EMPLOYEES OF ITS OWN. RATHER, IT SHARES EMPLOYEES WITH A RELATED PARTY, NCTA - THE INTERNET & TELEVISION ASSOCIATION (NCTA). NCTA HAS THE FOLLOWING PROCEDURES IN PLACE: TOP MANAGEMENT, OFFICERS, AND KEY EMPLOYEES UNDERGO AN ANNUAL PERFORMANCE REVIEW OF THE INDIVIDUAL'S COMPENSATION. THE ORGANIZATION'S BOARD OF DIRECTORS MUST REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT & CEO. THE ANNUAL COMPENSATION ADJUSTMENTS FOR ALL OTHER STAFF IS REVIEWED BY THE PRESIDENT & CEO. THE ORGANIZATION ALSO USED SALARY SURVEYS TO ENSURE THAT COMPENSATION AMOUNTS ARE WITHIN GUIDELINES FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST. NCTA - THE INTERNET & TELEVISION ASSOC 25 MASSACHUSETTS AVENUE NW WASHINGTON DC 20001 530222396 INDUSTRY REP. DC 501(C)(6) N/A N/A 0 THE NCTA EDUCATION FOUNDATION 25 MASSACHUSETTS AVENUE NW WASHINGTON DC 20001 521653760 EDUCATIONAL DC 501(C)(3) LINE 10 NCTA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 NCTA - THE INTERNET & TELEVISION ASSOCIATION O 723700 COST