2018-11-13T16:26:56-06:00 2017-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2017-01-01 363635910 THE THORACIC SURGERY FOUNDATION THOR 3122025815 633 N ST CLAIR SUITE 2100 CHICAGO IL 60611 SHANDA H BLACKMON MD TREASURER 3122025815 2018-11-12 1 KIMBERLY A HAUMANN P00546491 3122071040 2018-11-12 67.59.56.32 2018-11-12 16:31:53 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4F551198EC90A92CA2ED3AE42C89D47A164E6F16 2017 2019-02-21 02:37:17Z SHANDA H BLACKMON MD 633 N ST CLAIR SUITE 2100 CHICAGO IL 60611 1979908 0 X WWW.THORACICSURGERYFOUNDATION.ORG X 1988 IL THE MISSION OF TSF IS TO FOSTER THE DEVELOPMENT OF SURGEON SCIENTISTS IN CARDIOTHORACIC SURGERY; INCREASING KNOWLEDGE AND INNOVATION TO BENEFIT PATIENT CARE. 11 11 0 64 0 0 1517967 1465128 0 0 18357 81258 0 0 1536324 1546386 689250 698679 0 0 0 0 0 0 0 256741 300029 945991 998708 590333 547678 3065524 3699321 361535 296636 2703989 3402685 X THE MISSION OF TSF IS TO FOSTER THE DEVELOPMENT OF SURGEON SCIENTISTS IN CARDIOTHORACIC SURGERY; INCREASING KNOWLEDGE AND INNOVATION TO BENEFIT PATIENT CARE. 0 0 698679 698679 DURING THE YEAR, TSF AWARDED A TOTAL OF 42 AWARDS CONSISTING OF 6 EVERY HEARTBEAT MATTERS AWARDS (SUPPORT FOR PROGRAMS THAT EDUCATE, SCREEN AND/OR TREAT UNDERSERVED POPULATIONS TO REDUCE THE GLOBAL BURDEN OF HEART VALVE DISEASE, OR TO SUPPORT OTHER PROGRAMS THAT ADVANCE HEALTH CARE AND ADDRESS UNDERSERVED POPULATIONS), 2 CAROLYN REED TRAVELING FELLOWSHIP AWARDS (SUPPORT OF A CLINICALLY-ESTABLISHED WOMAN THORACIC OR CARDIAC SURGEON, OR A WOMAN RESIDENT IN HER LAST YEAR OF CARDIOTHORACIC SURGERY RESIDENCY, TO TRAVEL TO ANOTHER INSTITUTION FOR THE PURPOSE OF LEARNING A NEW SKILL OR TECHNOLOGY), 3 RESEARCH AWARDS (OPERATIONAL SUPPORT OF ORIGINAL RESEARCH EFFORTS BY CARDIOTHORACIC SURGEONS WHO HAVE COMPLETED THEIR FORMAL TRAINING, AND WHO ARE SEEKING INITIAL SUPPORT AND RECOGNITION FOR THE RESEARCH PROGRAM), 2 BRAUNWALD AWARDS (SUPPORTS A WOMAN SURGEON AND WOMAN RESIDENT WORKING IN ACARDIAC SURGICAL CLINIC OR LABORATORY RESEARCH PROGRAM, 1 STSA RESEARCH AWARD (SUPPORT OF ORIGINAL RESEARCH EFFORTS BY CARDIOTHORACIC SURGEONS WHO HAVE COMPLETED THEIR FORMAL TRAINING AND WHO ARE SEEKING INITIALSUPPORT AND RECOGNITION FOR THEIR RESEARCH PROGRAM), 8 ALLEY-SHERIDAN AWARDS (SUPPORTS EDUCATIONAL OPPORTUNITIES FOR CARDIOTHORACIC SURGEONS TO ATTEND THE LEADERSHIP PROGRAM IN HEALTH POLICY MANAGEMENT OFFERED BY BRANDEIS UNIVERSITY), 1 DAVIDSON FELLOWSHIP (SUPPORTS A YOUNG EARLY-CAREER CARDIOTHORACIC SURGEON COMMITTED TO THE VISION OF INNOVATIVE AND COLLABORATIVE CARDIOVASCULAR CARE), 1 LEVI WATKINS AWARD (SUPPORTS TRAVEL TO A CENTER OF EXCELLENCE TO ACQUIRE ADDITIONALCLINICAL, TRANSLATIONAL OR LEADERSHIP TRAINING TO ENHANCE SKILLS AND PRACTICE IN AN AREA OF INNOVATION OR SURGICAL SIGNIFICANCE FOR A CARDIOTHORACIC SURGEON), AND 18 LATIN AMERICA TRAVEL AWARDS TO ATTEND THE EACTS/STS CARDIOVASCULAR CONFERENCE. 25869 EXHIBIT BOOTHS, A/V, AND FOOD/BEVERAGE AT INDUSTRY CONFERENCES. 724548 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 IL X KEITH BURA 3122025815 633 N ST CLAIR SUITE 2100 CHICAGO IL 60611 X DOUGLAS E WOOD MD OFFICER & DIRECTOR 4.00 X X 0 0 0 JOSEPH E BAVARIA MD OFFICER & DIRECTOR 4.00 2.00 X X 0 0 0 JOSEPH F SABIK MD OFFICER & DIRECTOR 4.00 12.00 X X 0 5500 0 SHANDA H BLACKMON MD OFFICER & DIRECTOR 4.00 2.00 X X 0 0 0 MARK S ALLEN MD DIRECTOR 4.00 2.00 X 0 0 0 JOHN H CALHOON MD DIRECTOR 4.00 X 0 0 0 DAVID A FULLERTON MD DIRECTOR 4.00 X 0 0 0 ROBERT SDHIGGINS MD DIRECTOR 4.00 3.00 X 0 1000 0 KEITH S NAUNHEIM MD DIRECTOR 4.00 12.00 X 0 1000 0 RICHARD N PIERSON MD DIRECTOR 4.00 0.00 X 0 0 0 VINOD THOURANI MD DIRECTOR 4.00 2.00 X 0 0 0 ANDREA CARPENTER MD THRU 12117 DIRECTOR 2.00 X 0 0 0 PRISCILLA KENNEDY EXECUTIVE DIRECTOR 40.00 X 0 82600 14211 0 90100 14211 0 0 0 0 THE SOCIETY OF THORACIC SURGEONS 633 N ST CLAIR SUITE 2100 CHICAGO IL 60611 MANAGEMENT FEE 201260 1 599077 866051 1465128 56960 56960 457820 433522 24298 24298 24298 1546386 0 0 81258 225000 225000 455000 455000 18679 18679 201260 201260 15300 15300 15291 15291 28531 28531 7857 7857 25869 25869 5921 5921 998708 724548 274160 0 1098646 1320882 343056 463077 6559 6040 1617263 1909322 3065524 3699321 17285 17136 344250 279500 361535 296636 X 954743 1314073 1749246 2088612 2703989 3402685 3065524 3699321 547678 151018 0 X 0 1 X 1 0 X 228399 280922 880422 1517967 1465128 4372838 228399 280922 880422 1517967 1465128 4372838 12650 5000 438098 647809 623527 1727084 0 12650 5000 438098 647809 623527 1727084 2645754 37217 29222 49516 51122 56960 224037 37217 29222 49516 51122 56960 224037 265616 310144 929938 1569089 1522088 4596875 0.57560 0.60090 0.04870 0.05980 X 1330943 133834 214391 -59403 205000 1533571 973645 335425 116123 94250 1330943 1136089 42760 -78554 126650 973645 1.00000 0 0 0 1682113 151018 151018 1531095 15291 15291 1546386 983417 0 983417 15291 15291 998708 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS 0 0 GRANTS TO RECIPIENTS CONFERENCE ATTENDANCE 18679 0 0 0 0 0 0 18679 0 18679 LATIN AMERICA TRAVEL AWARDS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS 18 18679 CASH PAYMENT 0 0 0 0 0 0 1 TEAM HEART 275 MEADOWRIDGE ROAD WILLISTON VT 05495 271435443 37500 EDWARDS EVERY HEARTBEAT MATTERS GRANT CHILDREN'S RESEARCH INSTITUTE 111 MICHIGAN AVE NW WASHINGTON DC 20010 521640403 37500 EDWARDS EVERY HEARTBEAT MATTERS GRANT JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD BALTIMORE MD 21211 520595110 37500 EDWARDS EVERY HEARTBEAT MATTERS GRANT UNIVERSITY OF COLORADO PO BOX 910238 DENVER CO 80291 846049811 37500 EDWARDS EVERY HEARTBEAT MATTERS GRANT UCLA 10833 LE CONTE AVENUE LOS ANGELES CA 90095 956006143 25000 EDWARDS EVERY HEARTBEAT MATTERS GRANT STANFORD UNIVERSITY PO BOX 20466 STANFORD CA 94309 941156365 25000 EDWARDS EVERY HEARTBEAT MATTERS GRANT BRANDEIS UNIVERSITY 415 SOUTH STREET WALTHAN WA 02454 042103552 20000 ALLEY SHERIDAN SCHOLARSHIPS 7 0 TSF RESEARCH 2 160000 BRAUNWALD FELLOWSHIP 3 140000 STS RESEARCH GRANT 1 80000 STSA RESEARCH 1 25000 MICHAEL DAVIDSON FELLOWSHIP 2 25000 CAROLYN REED TRAVELLING FELLOWSHIP 2 20000 LEVI WATKINS FELLOWSHIP 1 5000 PART I, LINE 2: EACH TSF GRANT PROJECT IS THOROUGHLY EVALUATED AND SCORED BY THREE TSF RESEARCH COMMITTEE REVIEWERS. THE RESEARCH REVIEWERS HAVE BEEN APPOINTED BY THE TSF PRESIDENT AND APPROVED BY THE TSF BOARD OF DIRECTORS, AND SPECIALIZE IN THORACIC SURGERY. THE GRANT APPLICANT IS REQUIRED TO SUBMIT HIS/HER APPLICATION INCLUDING CV, HIS/HER MENTOR'S CV, RESEARCH DESCRIPTION, PHOTO, AND THREE LETTERS OF RECOMMENDATION FROM THE APPLICANT'S SUPERIOR AT THE INSTITUTION OF WHICH THEY ARE APPLYING THE RESEARCH. THE LETTERS OF RECOMMENDATION MUST COME FROM DEPARTMENT CHAIRS, PROGRAM DIRECTORS, OR SPONSORS AT THE INSTITUTION IN WHICH THE RESEARCH OCCURS. THE APPLICANT'S SPONSOR'S CV IS ALSO EVALUATED. EACH TSF GRANT PAYMENT IS ISSUED TO THE INSTITUTION, WITH THE EXCEPTION OF THE CAROLYN E. REED TRAVELING FELLOWSHIP AWARDS. EACH SUBSEQUENT GRANT PAYMENT IS ISSUED AFTER THE APPLICANT SUBMITS A VALID PROGRESS REPORT, AND AFTER THE INSTITUTION SUPPLIES A SIGNED FINANCIAL PROGRESS REPORT VALIDATING THE EXPENSES. FORM 990, PART VI, SECTION A, LINE 3 THE SOCIETY OF THORACIC SURGEONS (STS) OF CHICAGO, ILLINOIS, MAINTAINS THE BOOKS AND RECORDS OF THE ORGANIZATION AND PERFORMS OTHER RELATED MANAGERIAL AND ADMINISTRATIVE FUNCTIONS FOR WHICH IT IS COMPENSATED. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE ADMINISTRATIVE STAFF OF THE MANAGEMENT COMPANY (STS) AND IS THEN PROVIDED TO THE TREASURER, AND THEN GOVERNING BODY, FOR FINAL REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C TSF HAS A FORMAL CONFLICT OF INTEREST POLICY. ALL BOARD AND COMMITTEE MEMBERS ARE REQUIRED TO SIGN THE POLICY AND DISCLOSE CONFLICTS ANNUALLY. THE SIGNED POLICY AND DISCLOSURES ARE SENT TO TSF ADMINISTRATION. THEY ARE RECORDED AND MONITORED PERIODICALLY THROUGHOUT THE YEAR. IF THERE IS A CONFLICT, IT IS BROUGHT TO THE ATTENTION OF THE BOARD PRESIDENT FOR FURTHER ACTION. THE BOARD PRESIDENT READS A DISCLOSURE STATEMENT AT THE BEGINNING OF EACH BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15 SINCE THERE ARE NO PAID EMPLOYEES QUESTIONS 13 AND 15 DO NOT APPLY TO THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 18 FORM 990 IS AVAILABLE TO THE PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES OF THE ORGANIZATION'S MANAGEMENT COMPANY (STS), AND ON THE FOUNDATION'S WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AT THE ADMINISTRATIVE OFFICES OF THE ORGANIZATION'S MANAGEMENT COMPANY (STS). FORM 990, PART VII, SECTION A - COMPENSATION PRISCILLA S. KENNEDY, TSF EXECUTIVE DIRECTOR, IS COMPENSATED BY A RELATED ORGANIZATION, THE SOCIETY OF THORACIC SURGEONS (STS). THE SOCIETY OF THORACIC SURGEONS 633 N SAINT CLAIR ST CHICAGO IL 60611 363022713 TO ENHANCE THE ABILITY OF CARDIOTHORACIC SURGEONS. IL 501(C)(6) 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 THE SOCIETY OF THORACIC SURGEONS C 599077 CASH PAID THE SOCIETY OF THORACIC SURGEONS M 201260 CASH PAID