2018-11-13T14:55:16-06:00 2017-12-31 941341042 FRANK RIMERMAN & CO LLP 1801 PAGE MILL ROAD PALO ALTO CA 94304 990PF 2017-01-01 770456449 THE 1440 FOUNDATION 1440 5107080663 PO BOX 3141 SARATOGA CA 95070 KEN BAKER TREASURER/SECRETARY 5107080663 2018-11-12 1 MICHAEL A CHOJNACKI P00428607 6508458100 2018-11-12 50.204.21.130 2018-11-12 14:17:44 PS P 96BD04DD84A68DEC77757C134E484247D1D6E17F 49C3ED6CC4A2DDA8F7F8C95636100B28621B816B 2017 2019-02-21 02:37:17Z X 169671106 X 80371508 66758 66758 66758 95291 95291 95291 100799 30467152 30059799 16573 405506 171801 233705 233705 7834924 348619 7834924 88702985 30570467 8247251 0 0 0 0 4701677 0 1964499 2737178 31079 0 5482 25597 277868 0 87033 190835 2249749 33755 1087452 1162297 287542 0 801 286741 1816877 0 759145 1064 0 0 1064 196245 0 73596 122649 11485121 162828 4269243 5926498 21047222 196583 8247251 10452859 421000 421000 21468222 196583 8247251 10873859 67234763 30373884 0 3115620 22908772 22908772 220894 110998 220894 220894 346778 346778 1055438 271775 271775 3210971 4071728 4071728 15633392 17937098 17937098 124562470 1755090 83000021 122807380 122807380 1190212 1106681 1106681 107316652 169671106 169671106 10008659 6680583 3101304 788499 2293680 13898462 8974263 X 93418190 160696843 93418190 160696843 107316652 169671106 93418190 67234763 1705319 162358272 1661429 160696843 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 234685 221936 12749 12749 PUBLICLY TRADED SECURITIES - FROM PMA 301188 P 133914 103390 30524 30524 PUBLICLY TRADED SECURITIES - FROM RJJ 300418 P 30027652 11000 30016652 30016652 PASSTHROUGH FROM LEGACY VENTURES VI P 1929 1929 1929 PASSTHROUGH FROM LEGACY VENTURES VI P 50186 50186 50186 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 1895 1895 1895 PASSTHROUGH FROM SILVER LAKE WATERMAN FUND P 71027 -71027 -71027 CAPITAL GAINS DISTRIBUTION P 16891 16891 16891 30059799 16573 0 39071985 43438629 0.899476 19472816 72891098 0.267149 4489366 21875133 0.205227 8317666 22222494 0.374290 2188118 22639599 0.096650 1.842792 0.368558 47493651 17504165 303739 17807904 45831975 X 303739 0 303739 0 303739 317681 0 0 317681 0 13942 13942 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 1 0 0 1 1 N/A JOAN KRIENS 5107080663 PO BOX 3141 SARATOGA CA 95070 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 PRESIDENT 30.00 0 0 0 SCOTT KRIENS PO BOX 3141 SARATOGA CA 95070 VICE PRESIDENT 40.00 0 0 0 KEN BAKER PO BOX 3141 SARATOGA CA 95070 TREASURER/ SECRETARY 20.00 0 0 0 SUSAN G COLE PO BOX 3141 SARATOGA CA 95070 MARKETING DIRECTOR 40.00 157966 3181 0 JENNIFER WALLACE PO BOX 3141 SARATOGA CA 95070 EXECUTIVE DIRECTOR 40.00 149038 7554 0 SARA J SCHWAB PO BOX 3141 SARATOGA CA 95070 DIRECTOR OF OPERATIO 40.00 108446 3086 0 KENNETH J WOODS PO BOX 3141 SARATOGA CA 95070 EXECUTIVE CHEF & HEA 40.00 85038 3852 0 JANETTE R GIROD PO BOX 3141 SARATOGA CA 95070 WEBSITE LEAD 40.00 70505 358 0 5 FINLAYSON CONSTRUCTION 805 REDWOOD DRIVE FELTON CA 95018 CONSULTING FOR DEVCO 723507 SARLEY ENTERPRISES 294 WHITE HILL ROAD HILSDALE NY 12529 CONSULTING 350000 GERALD YATES 2017 MADRONE LANE VISTA CA 92084 CONSULTING FOR DEVCO 244152 JANSON & JANSON 19359 OLIVE AVENUE SONOMA CA 95476 CONSULTING FOR DEVCO 184513 SHILPA PATEL PO BOX 3141 SARATOGA CA 95070 FINANCIAL SERVICES 166500 9 OUR EDUCATIONAL FACILITY OPENED AT THE END OF MAY 2017 AND HOSTED OVER 150 PROGRAMS AND CONFERENCES THAT FOCUSED ON WHOLE PERSON AND PROFESSIONAL DEVELEOPMENT AS WELL AS HEALTH AND WELLNESS PROGRAMS SERVING OVER 8,000 PEOPLE. 35308116 0 5134483 30920138 12162284 48216905 0 0 48216905 723254 47493651 2374683 X 10873859 0 34958116 45831975 303739 45528236 2014-09-16 X 0 731464 0 178481 909945 0 621744 0 151709 773453 45831975 39099677 19491129 4557548 108980329 16147030 3028285 1834257 888645 21898217 29684945 36071392 17656872 3668903 87082112 0 0 1583122 1447954 2429703 729171 6189950 0 0 0 0 JOAN KRIENS SCOTT KRIENS X SILICON VALLEY CHARITABLE FOUNDATION 2440 W EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 PC TO SUPPORT THE SILICON VALLEY COMMUNITY 400000 GEORGE FAMILY FOUNDATION 1818 OLIVER AVE SOUTH MINNEAPOLIS MN 55405 PC MAPPING PROJECT ON THE INTERSION OF SPIRITUALITY AND HEALTH 21000 421000 0 MULTIVERSITY PROGRAM SERVICE REVENUE 7486305 14 66758 14 95291 14 14 348619 18 100799 233705 0 611467 7720010 8331477 1 PROGRAM SERVICE REVENUE SUPPORTED THE CONTINUATION OF HOLDING MULTIPLE WORKSHOPS FOR PERSONAL DEVELOPMENT, HEALTH AND WELLNESS, AND PROFESSIONAL DEVELOPMENT. 10 THE RETAIL STORE SELLS ITEMS DIRECTLY RELATED TO HEALTH AND WELLNESS. THESE ACTIVITIES CONTRIBUTE IMPORTANTLY TO THE ACHIEVEMENT OF THE FOUNDATION'S EXEMPT PURPOSE BY ENHANCING PUBLIC AWARENESS AND APPRECIATION FOR WHOLE PERSON DEVELOPMENT. 0 0 0 0 0 0 0 0 0 0 X X 1 SCOTT AND JOAN KRIENS PO BOX 3141 SARATOGA CA 95070 29970000 X 2 KRIENS CRT PO BOX 3141 SARATOGA CA 95070 50401508 X X 1 1,000,000 SHS JUNIPER 29970000 2017-04-28 2 CONTRIBUTED LAND 1998 2017-08-28 ACCOUNTING FEES 277868 0 87033 190835 INVESTMENT IN MARKETABLE SECURITIES PMA 300418 4071728 4071728 GLOO HOLDINGS, LLC FMV 820691 820691 BLUE NOTE VENTURES, LP FMV 1306331 1306331 SILVERLAKE WATERMAN FUND, LP FMV 1804578 1804578 WOLFF INCOME PARTNERS, LP FMV 7272287 7272287 LEGACY VENTURE VI, LP FMV 1379681 1379681 SILVERLAKE WATERMAN FUND II, LP FMV 2004991 2004991 KNOWLEDGE FACTOR FMV 499999 499999 HEADSPACE FMV 218750 218750 INTERAXON FMV 321708 321708 MINDSIGHT MEDIA FMV 500000 500000 EDGEWOOD FMV 123879 123879 SPDR S&P FMV 261780 261780 GRANDEUR FMV 67516 67516 IVA INTERNATIONAL FUND FMV 130872 130872 LYRICAL US VALUE FUND FMV 172730 172730 EMINDFUL FMV 125017 125017 MEETMINDFUL FMV 39997 39997 INSIGHT NETWORKS FMV 250007 250007 MATTHEWS ASIA DIVIDEND FMV 57976 57976 ISHARES TR EUROPE ETF FMV 129114 129114 ISHARES TR JAPAN FMV 69818 69818 VANGUARD VALUE FUND FMV 165540 165540 VANGUARD FTSE FMV 70534 70534 VANGUARD FTSE EMERGING MARKETS FMV 57709 57709 VANGUARD MID CAP ETF FMV 85593 85593 LEGAL FEES 31079 0 5482 25597 GOBLU INTERNATIONAL NOTE 183752 191102 191102 DEPOSITS 544441 269083 269083 HAPPIFY NOTE 57432 55372 55372 WISDOM LABS NOTE 228899 227348 227348 MEET MINDFUL NOTE 0 76011 76011 MIND SIGHT MEDIA NOTE 0 52844 52844 SOFTWARE 0 110820 110820 WEBSITE - OP CO 175688 124101 124101 ACCRUAL TO CASH ADJUSTMENT 1661429 INSURANCE EXPENSE 167776 0 30185 137591 BANK FEES 5668 0 2326 3342 BOOKS, SUBSCRIPTIONS, AND REFERENCES 31668 0 12179 19489 OFFICE EXPENSES 485720 0 202805 282915 POSTAGE 29346 0 11751 17595 PRINTING 27614 0 11538 16076 TELECOMMUNICATIONS 92665 0 38718 53947 REPAIRS & MAINTENANCE 223267 0 93288 129979 UTILITIES 297512 0 81027 216488 REGISTRATION & LICENSE FEES 5642 0 2006 3636 INVESTMENT FEES 27152 27152 27152 0 MARKETING 1855075 0 775105 1079970 AUTOMOBILE EXPENSE 1100 0 127 973 CONTRACT LABOR 806104 0 336814 469290 OTHER OPERATING EXPENSES 681015 0 284548 396467 COST OF SALES 1668349 0 697086 971263 START-UP EXPENSES 3654389 0 1526912 2127477 LEGACY K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 27204 27204 27204 0 LEGACY K-1 PASSTHROUGH INTEREST EXPENSE 35 35 35 0 LEGACY K-1 PASSTHROUGH FOREIGN TAX EXPENSE 1914 1914 1914 0 BLUE NOTE VENTURES K-1 PASSTHROUGH PORTFOLIO DEDUCTIONS 71924 71924 71924 0 SILVER LAKE K-1 PASSTHROUGH PORTFOLIO DEDUCTION 13 13 13 0 GLOO HOLDINGS PASSTHROUGH 59(E)(2) EXPENDITURES 66810 66810 66810 0 N/D EXPENSES FROM PASSTHROUGH 2912 0 0 0 NET RENTAL REAL ESTATE LOSS FROM PASSTHROUGH 44328 44328 44328 0 ORDINARY LOSS FROM PASSTHROUGH 1209919 1209919 1209919 0 NET RENTAL REAL ESTATE LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 -9701 -9701 0 ORDINARY LOSS FROM PASSTHROUGH - UBTI ADJUSTMENT 0 -500320 -500320 0 K-1 AT RISK LOSS LIMITATION 0 -776450 -776450 0 ORDINARY INCOME FROM PASSTHROUGH 345944 345944 345944 OTHER INCOME FROM PASSTHROUGHS 2675 2675 2675 MULTIVERSITY PROGRAM SERVICE REVENUE 7486305 7486305 UNREALIZED GAIN/LOSS 1705319 DEFERRED TAX 66021 89000 ACCRUED EXPENSES 392 162320 OTHER LIABILITIES 722086 0 DEFERRED REVENUE 0 1822149 DEFERRED REVENUE - GIFT CARDS 0 220211 OTHER PROFESSIONAL FEES 2249749 33755 1087452 1162297 TAXES 287542 0 801 286741