2018-11-15T10:43:47-06:00 2017-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2017-01-01 680359707 ONE MIND INSTITUTE ONEM 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN PRESIDENT 7079634038 2018-11-14 1 LESLIE VAN P01294411 4159561500 2018-11-14 216.1.190.98 2018-11-14 01:10:35 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 49EFC680F81229405EF199BD73E62A476B2398BF 2017 2019-02-21 02:37:17Z ONE MIND GAREN STAGLIN PO BOX 680 RUTHERFORD CA 94573 3694427 0 X WWW.ONEMIND.ORG X 1996 CA WITH A VISION OF HEALTHY BRAINS FOR ALL, ONE MIND'S MISSION IS TO RADICALLY ACCELERATE CURES FOR BRAIN ILLNESSES AND INJURIES BY FUNDING AND FOSTERING SCIENTIFIC COLLABORATIONS AND INITIATIVES. 11 10 2 35 0 0 3046081 3570442 0 0 255 116 -508922 -413988 2537414 3156570 1723306 2161668 0 0 254118 241194 0 0 135028 278676 284255 2256100 2687117 281314 469453 2826584 2984992 717249 607226 2109335 2377766 X WITH A VISION OF HEALTHY BRAINS FOR ALL, ONE MIND'S MISSION IS TO RADICALLY ACCELERATE CURES FOR BRAIN ILLNESSES AND INJURIES BY FUNDING AND FOSTERING SCIENTIFIC COLLABORATIONS AND INITIATIVES. 0 0 500000 500000 THROUGH THE MEDICAL FOUNDATION OF NORTH CAROLINA, ONE MIND SUPPORTS THE AURORA PROGRAM. THE AURORA STUDY IS A MAJOR NATIONAL RESEARCH INITIATIVE TO IMPROVE THE UNDERSTANDING, PREVENTION, AND RECOVERY OF INDIVIDUALS WHO HAVE EXPERIENCED A TRAUMATIC EVENT. POST-TRAUMATIC STRESS, DEPRESSION, PAIN AND SYMPTOMS OF TRAUMATIC BRAIN INJURY ARE EPIDEMIC AMONG VETERANS AS WELL AS THE MILLIONS OF PEOPLE WHO EXPERIENCE TRAUMATIC EVENTS, SUCH AS MOTOR VEHICLE COLLISIONS, NATURAL DISASTERS, SEXUAL ASSAULT, AND THE UNEXPECTED DEATH OF A LOVED ONE. IN RECENT YEARS, THE VOLUME AND RATES OF PTS DIAGNOSIS HAVE DRAMATICALLY RISEN. THE GOALS OF THE AURORA STUDY ARE: TO DELIVER TOOLS FOR CLINICIANS TO MAKE INFORMED DECISIONS ABOUT PATIENTS' RISK AND CARE AFTER A TRAUMATIC EXPERIENCE. TO IDENTIFY NEW INTERVENTION TARGETS WHICH WILL GIVE RISE TO MECHANISM-INFORMED TREATMENTS BASED ON INDIVIDUAL NEEDS. 500000 500000 RISING STAR AWARDS: GIVEN THE CHALLENGES OF UNDERSTANDING AND FINDING THERAPIES FOR BRAIN ILLNESSES AND INJURIES, THE ONE MIND RISING STAR AWARDS ENCOURAGE THE COMMUNITY OF RESEARCHERS TO INNOVATE IN THEIR BASIC AND TRANSLATIONAL SCIENCE TO BENEFIT PATIENTS, WHILE SUPPORTING THE RESEARCH OF EMERGING LEADERS IN THE FIELD. IN 2017, ONE MIND INSTITUTE GRANTED TWO MAJOR AWARDS FOR RESEARCH RELATED TO PSYCHIATRIC ILLNESS. CHOSEN BY ONE MIND'S SCIENTIFIC ADVISORY BOARD, EACH RISING STAR RECIPIENT RECEIVES UP TO $250,000 TO FUND RESEARCH FOR THEIR STUDIES. 300000 300000 THROUGH THE UCLA FOUNDATION, ONE MIND INSTITUTE SUPPORTS THREE MAJOR PROGRAMS: THE STAGLIN MUSIC FESTIVAL CENTER FOR BRAIN AND BEHAVIORAL HEALTH DIRECTED BY MICHAEL S. FANSELOW, PH.D.; THE STAGLIN-IMHRO CENTER FOR COGNITIVE NEUROSCIENCES DIRECTED BY SUSAN BOOKHEIMER, PH.D.; AND THE STAGLIN MUSIC FESTIVAL CENTER FOR THE ASSESSMENT AND PREVENTION OF PRODROMAL STATES DIRECTED BY CARRIE BEARDEN. THE CENTER FOR BRAIN AND BEHAVIORAL HEALTH FOSTERS RESEARCH AND FUNDS PROMISING SCIENTISTS TO ADVANCE OUR UNDERSTANDING OF BRAIN HEALTH AND IMPROVE LIVES. THE STAGLIN IMHRO CENTER FOR COGNITIVE NEUROSCIENCE FACILITATES INTERDISCIPLINARY RESEARCH AND EDUCATIONAL ACTIVITIES RELATED TO THE STUDY OF PSYCHOLOGICAL PROCESSES, BEHAVIORS AND DISORDERS THEREOF.THE CENTER OPERATES AN ADVANCED MRI LABORATORY EQUIPPED FOR ANATOMICAL, FUNCTIONAL (BOLD AND ARTERIAL SPIN LABELING), DIFFUSION-WEIGHTED, AND SPECTROSCOPIC IMAGING, AND IS EQUIPPED WITH AN INTEGRATED ELECTROENCEPHALOGRAPHY (EEG) SYSTEM, AS WELL AS AN ANALYSIS CORE SPECIALIZING IN ALGORITHMS FOR MODELING FUNCTIONAL IMAGING AND EEG DATASETS. THE STAGLIN MUSIC FESTIVAL CENTER FOR THE ASSESSMENT AND PREVENTION OF PRODROMAL STATES (CAPPS) IS A CLINICAL RESEARCH CENTER AT THE SEMEL INSTITUTE FOR NEUROSCIENCE AND BEHAVIOR AT UCLA. CAPPS SPECIALIZES IN IDENTIFYING AND TREATING ADOLESCENTS AND YOUNG ADULTS (BETWEEN THE AGES OF 12 AND 30) AT HIGH RISK FOR DEVELOPING PSYCHOTIC DISORDERS, IN THE PRODROMAL PHASE OF SCHIZOPHRENIA. CAPPS AIMS TO PROTECT VULNERABLE YOUTH IN HOPES THAT THE FULL- BLOWN ILLNESS DOES NOT DEVELOP. 999346 861668 ONE MIND PROVIDED GRANTS AND/OR PROGRAM SERVICES FOR THE FOLLOWING PROGRAMS AND SERVICES IN ADDITION TO ITS THREE LARGEST PROGRAMS: SCIENTIFIC SYMPOSIUMS; SCIENTIFIC ADVISORY BOARD HONORARIUMS; PSYBERGUIDE; CARE CONNECT; ONE MIND INITIATIVE, AIM FOR MENTAL HEALTH, AND THE UCSF FOUNDATION. 999346 861668 2299346 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 46 0 1 2 1 0 0 0 0 0 1 1 0 0 0 0 X 11 10 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X CINDY DYAR 7079634038 PO BOX 680 RUTHERFORD CA 94573 GAREN STAGLIN DIRECTOR AND PRESIDENT 15.00 20.00 X X 0 0 0 VINCE RINALDI CHAIRMAN 4.00 5.00 X X 0 0 0 GWILL YORK DIRECTOR, VP AND SECRETARY 2.00 5.00 X X 0 0 0 CARYL ATHANASIU DIRECTOR 2.00 5.00 X 0 0 0 GARY BRIDGE DIRECTOR 2.00 5.00 X 0 0 0 NANCY DEARMAN DIRECTOR 2.00 5.00 X 0 0 0 GARY GOTTLIEB MD DIRECTOR 2.00 5.00 X 0 0 0 PATRICK KENNEDY DIRECTOR 2.00 5.00 X 0 0 0 MARLYS PALUMBO DIRECTOR 2.00 5.00 X 0 0 0 BRANDON STAGLIN DIRECTOR 20.00 1.00 X 21852 0 0 SHARI STAGLIN DIRECTOR 15.00 1.00 X 0 0 0 CINDY DYAR MANAGING DIRECTOR 40.00 X 143820 0 7937 165672 0 7937 1 0 1 0 0 1612039 1958403 246825 3570442 116 116 123869 1612039 537857 -413988 -413988 3156570 0 0 -413872 2141668 2141668 16000 16000 4000 4000 21853 12019 8741 1093 191311 59036 62314 69961 15454 15454 12576 12576 98636 23396 25922 49318 1889 1889 58171 58171 37098 18549 18549 6776 6776 39342 13114 13114 13114 10868 10868 15419 11564 2313 1542 16056 16056 2687117 2299346 252743 135028 1156253 1887336 428541 598951 1234850 455204 6940 43501 2826584 2984992 55484 27160 661765 580066 717249 607226 X 119278 1343880 1990057 1033886 2109335 2377766 2826584 2984992 X 469453 -201022 X 0 1 X 1 0 X 3280597 2296073 3219361 3046081 3570442 15412554 3280597 2296073 3219361 3046081 3570442 15412554 1605665 13806889 14 108 24 255 116 517 15413071 0.89580 0.84470 X 0 X PART X, LINE 2: OMI AND OMFR ARE CONSIDERED PUBLIC CHARITIES AND ARE EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. OMI AND OMFR ARE ALSO EXEMPT FROM STATE INCOME TAX UNDER STATE OF CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701D, WHEREBY ONLY UNRELATED BUSINESS INCOME IS SUBJECT TO FEDERAL AND STATE INCOME TAX. MANAGEMENT BELIEVES THAT ALL OF OMI'S AND OMFR'S INCOME IS RELATED TO THEIR EXEMPT PURPOSE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. OMI AND OMFR HAVE NO UNRECOGNIZED TAX BENEFITS OR UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2017 AND 2016. MUSIC FESTIVAL 1688763 1567494 121269 44732 125000 363609 TX 47145 44545 2600 3000 1516 1735908 1612039 123869 47732 125000 365125 537857 -413988 1 UCLA FOUNDATION 10920 WILSHIRE BLVD SUITE 1400 LOS ANGELES CA 90024 956006143 501(C)(3) 300000 GENERAL SUPPORT FOR THE CENTER FOR BRAIN AND BEHAVIORAL HEALTH, CCN, AND/OR CAPPS PROGRAMS UCSF FOUNDATION LOCKBOX 45339 SAN FRANCISCO CA 94145 946036493 501(C)(3) 200000 TO SUPPOR THE FUNDING OF ASSISTANT PROFESSORS IN THE PSYCHIATRY DEPARTMENT THE MEDICAL FOUNDATION OF NORTH CAROLINA INC 123 WEST FRANKLIN STREET SUITE 510 CHAPEL HILL NC 27516 566057494 501(C)(3) 500000 GRANT SUPPORT FOR THE AURORA PROGRAM AIM FOR MENTAL HEALTH PO BOX 4235 CARMEL CA 93921 473992060 501(C)(3) 100000 GRANT TO SUPPORT MENTAL HEALTH RESEARCH AND AWARENESS FOR YOUTH MASSACHUSETTS GENERAL HOSPITAL PO BOX 414876 BOSTON MA 02241 042697983 501(C)(3) 250000 ALIK WIDGE RISING STAR AWARD GRANT ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 136171197 501(C)(3) 250000 IAN MAZE RISING STAR AWARD GRANT 6 0 SCIENTIFIC ADVISORY BOARD MEMBER HONORARIUMS 8 16000 PART I, LINE 2: PROGRESS REPORTS ARE REQUIRED AND EVALUATED ANNUALLY FROM ALL GRANTEES. THE ONE MIND SCIENTIFIC ADVISORY BOARD CHAIRMAN REVIEWS ALL PROGRESS REPORTS ALONG WITH THE ONE MIND PRESIDENT AND ADVISES THE ONE MIND BOARD OF DIRECTORS AND LEADERSHIP TEAM ACCORDINGLY. 0 0 0 0 0 0 0 0 0 CINDY DYAR MANAGING DIRECTOR 143820 0 0 0 0 0 0 0 7937 0 151757 0 0 0 X 10 170288 FMV X 91 76537 FMV 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 GAREN STAGLIN, SHARI STAGLIN, AND BRANDON STAGLIN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE OPERATIONS DIRECTOR AND REVIEWED BY THE PRESIDENT. AFTER IT HAS BEEN PREPARED BY THE ACCOUNTING FIRM IT IS REVIEWED BY THE CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS ANNUALLY REVIEWED BY THE DIRECTORS, AND DIRECTORS, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. IF A PERSON HAS A CONFLICT WITH RESPECT TO A TRANSACTION, THEY ARE NOT ALLOWED TO VOTE ON THAT ITEM. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE CHAIRMAN CONDUCTS A PERSONNEL REVIEW OF THE TOP MANAGEMENT EMPLOYEES. THE CHAIRMAN SHARES THE REVIEW DRAFT WITH THE AUDIT COMMITTEE CHAIRMAN AND OTHER BOARD DIRECTORS FOR INPUT AND CONCURRENCE ON ANY BONUS OR SALARY INCREASE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY & FINANCIAL INFORMATION FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART XI, LINE 9: WRITEOFF OF PLEDGES -201,022. ONE MIND FOR RESEARCH INC 120 LAKESIDE AVE STE 200 SEATTLE WA 98122 800777581 MENTAL ILLNESS RESEARCH DE 501(C)(3) LINE 12A, I ONE MIND INSTITUTE 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0