2018-11-15T14:29:42-06:00 2017-12-31 473685506 THAYER O'NEAL COMPANY LLC 101 PARKLANE BLVD 201 SUGAR LAND TX 77478 990PF 2017-01-01 760141071 THE MEDALLION FOUNDATION INC MEDA 7136291381 1407 FANNIN STREET HOUSTON TX 77002 ROBERT J PILEGGE DIRECTOR 7136291381 2018-11-15 1 JOHN THAYER P00223490 2815528430 50.234.194.123 2018-11-15 14:29:39 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9D77BF7AB922F3AD5487C85288D893C06B187FB5 2017 2019-02-21 02:37:17Z X 48936910 X 90699 481854 481186 297550 297550 467917 467917 467917 828684 2219217 828684 361859 361859 2528563 2437196 36000 18000 18000 26380 26380 0 20671 20671 0 665509 665509 0 268376 268376 0 1016936 998936 18000 1263634 1263634 2280570 998936 1281634 247993 1438260 201037 967605 967605 22203 28370141 22203 22203 47962194 76056661 46830273 4305642 642094 1596412 3663548 1116829 294829 294829 0 78424613 81004846 48936910 851283 3093264 851283 3093264 X 1774205 1774205 0 0 75799125 76137377 77573330 77911582 78424613 81004846 77573330 247993 90259 77911582 0 77911582 LORD ABB FLT P 2016-12-13 2017-11-14 94382 95000 -618 -618 METWEST T/R P 2016-06-09 2017-01-19 72388 75000 -2612 -2612 VNGRD INTRM TRM BD P 2016-12-13 2017-11-14 344627 343839 788 788 ISHS RUSS 2000 INDX ETF P 2013-05-03 2017-01-19 291009 207486 83523 83523 METWEST T/R P 2014-05-13 2017-01-19 195362 200000 -4638 -4638 SPDR S&P 500 P 2013-05-03 2017-07-26 74302 48483 25819 25819 VNGRD HGH DIV YLD P 2016-01-28 2017-07-26 79258 63300 15958 15958 VNGRD HGH DIV YLD P 2016-07-25 2017-11-14 50000 49406 594 594 VNGRD REAL EST INDX P 2013-05-06 2017-01-19 114742 104800 9942 9942 ST PASSTHROUGH FROM FRINKELSTEIN P 2017-01-01 2017-12-31 203219 -203219 -203219 LT PASSTHROUGH FROM FRINKELSTEIN P 2016-01-01 2017-12-31 812976 812976 812976 LT PASSTHROUGH FROM FRINKELSTEIN P 2016-01-01 2017-12-31 70169 70169 70169 CAPITAL GAIN DISTRIBUTION P 2016-01-01 2017-12-31 20002 20002 20002 828684 0 718104 26248400 0.027358 589006 25833669 0.022800 521652 17042085 0.030610 806016 17377294 0.046383 733423 14813560 0.049510 0.176661 0.035332 47366670 1673559 14383 1687942 1281634 28765 0 28765 0 28765 50089 0 0 50089 X 0 21324 21324 0 0 0 0 0 0 0 0 0 0 0 0 1 TX 1 0 0 0 0 0 N/A THE MEDALLION FOUNDATION 7136540144 1407 FANNIN ST HOUSTON TX 77002 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT J PILEGGE 1407 FANNIN ST HOUSTON TX 77002 DIRECTOR 4.00 12000 0 0 JERELD E MCQUEEN 1407 FANNIN ST HOUSTON TX 77002 DIRECTOR 3.00 12000 0 0 MARK L ENTMANN 4849 DUMFRIES HOUSTON TX 77096 DIRECTOR 2.00 12000 0 0 ROD SCARBOROUGH 1407 FANNIN ST HOUSTON TX 77002 DIRECTOR 2.00 0 0 0 NONE 0 NONE 0 0 0 584321 47503669 48087990 2437864 0 48087990 721320 47366670 2368334 2368334 28765 28765 2339569 0 2339569 0 2339569 1281634 0 1281634 0 1281634 2339569 1128452 0 0 1281634 1128452 0 0 153182 0 0 0 0 0 0 0 0 2186387 0 0 0 THE MEDALLION FOUNDATION INC 1407 FANNIN ST HOUSTON TX 77002 7136540144 PRESCRIBED INFORMATION REQUESTS SUPPLIED TO APPLICANTS NONE NONE AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVENUE DALLAS TX 75231 NONE OPC 71 CPR IIN SCHOOLS TRAINING 10000 BAYLOR COLLEGE 6620 MAIN ST HOUSTON TX 77030 NONE OPC RESEARCH 150000 BE A RESOURCE FO CPS KIDS 6300 CHIMNEY ROCK RD HOUSTON TX 77081 NONE OPC SCHOOL UNIFORMS 10000 CASA DE ESPERANZA 1407 WICHITA ST HOUSTON TX 77054 NONE OPC TECHNOLOGY UPGRADES FOR PROGRAM CENTER 21755 DIOCESAN SERVICES FUND 1700 SAN JACINTO ST HOUSTON TX 77002 NONE OPC MATCH DONATION MADE BY ROBERT PILEGGE 2000 HAVE SHEARS WILL TRAVEL 3007 WOODLAND HILLS DR KINGWOOD TX 77339 NONE OPC RV FOR MOBILE HAIR SALON 5000 HEALTHCARE FOR HOMELESS 1934 CAROLINE ST HOUSTON TX 77002 NONE OPC FURNITURE, FIXTURES, EQUIPMENT FOR NEW CLINIC 10000 HOUSTON CHRISTIAN HIGH SCHOOL 2700 WEST SAM HOUSTON PKWY N HOUSTON TX 77043 NONE OPC MATCHING DONATION MADE BY NADINE MURPHY 400 MIRACLE FLIGHTS 5740 S EASTERN AVE STE 240 LAS VEGAS NV 89119 NONE OPC FLIGHTS FOR KIDS PROGRAM - HOUSTON/TEXAS 5000 NORTHWEST ASSISTANCE MINISTRIES 15555 KUYKENDAHL RD HOUSTON TX 77090 NONE OPC CAPITAL CAMPAIGN FOR NEW RETAIL AND TRAINING CENTER 25000 OPEN DOOR MISSION 5803 HARRISBURG BLVD HOUSTON TX 77011 NONE OPC PEARSON GED SOFTWARE SUBSCRIPTIONS 5000 PASSTHROUGH FROM FINKLESTEIN PO BOX 1101 HOUSTON TX 77251 NONE OPC PASSTHROUGH 7404 SEARCH HOMELESS SERVICE 2015 CONGRESS AVE HOUSTON TX 77002 NONE OPC HOUSE OF TINY TREASIRES EDUCATIONAL PROGRAM 35000 SEVEN ACRES JEWISH CENTER 6200 N BRAESWOOD BLVD HOUSTON TX 77074 NONE OPC RENOVATIONS FOR POST-ACUTE CARE WING 150000 ST DOMINIC VILLAGE 2401 HOLCOMBE BLVD HOUSTON TX 77021 NONE OPC MAJOR CAMPUS REPAIRS 10000 ST JUDE CHILDRENS 262 DANNY THOMAS PLACE MEMPHIS TN 38105 NONE OPC STEREO DISCOVERY V12 MICROSCOPE 15000 THE BEACON 1212 PRAIRIE ST HOUSTON TX 77002 NONE OPC RENT-BRIGID'S HOPE 5000 THE FOCUS FOUDNDATION 2772 RUTLAND RD DAVIDSONVILLE MD 21035 NONE OPC CHROMOSOMAL DISORDER 2000 THE PERIWINKLE FOUNDATION 3400 BISSONNET STREET SUITE 185 HOUSTON TX 77005 NONE OPC CAMP PERIWINKLE 10000 THE SUNSHINE KIDS 2814 VIRGINIA HOUSTON TX 77098 NONE OPC ACTIVITIES FOR HOUSTON AREA 10000 THE UNIVERSITY OF TEXAS 23RD AUSTIN TX 78759 NONE OPC UTHEALTH 2017 STOMP OUT STROKE FESTIVAL HOUSTON / ULN 15000 THERAPY PET PALS OF TEXAS 3930 BEE CAVE RD WEST LAKE HILLS TX 78746 NONE OPC RECRUIT/TRAIN 10 PET PAL VOLUNTEERS 5000 UNDIES FOR EVERYONE 1700 BISSONNET STREET HOUSTON TX 77005 NONE OPC UNDERGARMENTS FOR DISADVANTAGED STUDENTS 10000 VITA-LIVING INC 3300 S GESSNER RD 150 HOUSTON TX 77063 NONE OPC RENOVATION COSTS FOR NEW GROUP HOME 25000 YOUNG AUDIENCES INC OF HOUSTON 4550 POST OAK PLACE DR 230 HOUSTON TX 77027 NONE OPC ARTS-IN-EDUCATION FOR HOUSTON SCHOOLS 5000 AMERICAN DIABETES ASSOCIATION 7670 WOODWAY DR SUITE 230 HOUSTON TX 77063 NONE OPC CAMP RAINBOWN 20000 DAN'S HOUSE OF HOPE 4917 JACKSON STREET HOUSTON TX 77004 NONE OPC LOGGING/PROGRAMS FOR YOUND ADULT CANCER PATIENTS 10000 SPRINGSPIRIT BASEBALL 8526 PITNER RD HOUSTON TX 77080 NONE OPC SAFETY IMPROVEMENTS/SOIRTS & EDUCATION COMPLEX 65500 HOME AID HOUSTON 9511 WEST SAM HOUSTON PKWY N HOUSTON TX 77064 NONE OPC 2017 HOUSING DEVELOPMENT PROGRAM 10000 STAR OF HOPE MISSION 4848 LOOP CENTRAL DR 500 HOUSTON TX 77081 NONE OPC RENT, FOOD, TRANSPORTATION & DAYCARE ASSISTANCE 25000 CAMP FOR ALL 10500 NORTHWEST FWY 200 HOUSTON TX 77092 NONE OPC 3 NEW GOLF CARTS 13400 I AM WATER FOUND INC 44 W 28 ST NEW YORK NY 10001 NONE OPC HOUSTON WATER DELIVERY PROGRAM 5000 BOYS AND GIRLS HARBOR INC 1 EAST 104TH STREET NEW YORK NY 10029 NONE OPC NEW BOX TRUCK 50175 AMERICAN RED CROSS 2700 SOUTHWEST FWY HOUSTON TX 77098 NONE OPC EMERGENCY RESPONSE VEHICLE 50000 SER-NINOS CHARTER 5815 ALDER DR HOUSTON TX 77081 NONE OPC LIBRARY CONSTRUCTION 10000 AMAZING PLACE 3735 DREXEL DR HOUSTON TX 77027 NONE OPC SCHOLARSHIP PROGRAM 5000 MEMORIAL DRIVE ELEMENTARY PTA 11202 SMITHDALE RD HOUSTON TX 77024 NONE OPC FIELD AREA AT MDE 15000 THE RIVER PERFORMING AND VISUAL ARTS CENTERS 1475 W GRAY ST HOUSTON TX 77019 NONE OPC FINE ARTS SUMMER CAMP 20000 BOYS AND GIRLS CLUB OF AMERICA 1275 PEACHTREE STREET NE ALANTA GA 30309 NONE OPC MATCH DONATION MADE BY JERRY MCQUEEN 1500 DANCE HOUSTON 14520 MEMORIAL DRIVE 59 HOUSTON TX 77079 NONE OPC IN-SCHOOL, AFTER-SCHOOL & SUMMER PROGRAMS 5000 HOUSTON HOSPICE 1905 HOLCOMBE BLVD HOUSTON TX 77030 NONE OPC CHARITY CARE PROGRAM 10000 SHRINERS HOSPITAL FOR CHILDREN 6977 MAIN STREET HOUSTON TX 77030 NONE OPC PATIENT NEEDS FUND 10000 EL CENTRO DE CORAZON 412 TELEPHONE RD HOUSTON TX 77023 NONE OPC WELLNESS PREVENTION PROGRAM 5000 THE RISE SCHOOL 7315 SPRING CYPRESS RD HOUSTON TX 77379 NONE OPC NEW IT EQUIPMENT 5000 VOLUNTEER INTERFAITH CAREFIVERS 5001 BELLAIRE BLVD HOUSTON TX 77401 NONE OPC NEW COPY MACHINE 2500 SER-JOBS FRO PROGRESS 1710 TELEPHONE RD HOUSTON TX 77023 NONE OPC PHASE II OF CAPITAL EXPANSION PROJECT 100000 THE LIGHTHOUSE OF HOUSTON 3602 W DALLAS ST HOUSTON TX 77019 NONE OPC HEALTH SERVICES CENTER CONSTRUCTION 50000 RONALD MCDONALD HOUSE HOUSTON 1907 HOLCOMBE BLVD HOUSTON TX 77030 NONE OPC INSTALLMENT - HOLCOMBE HOUSE RENOVATION 75000 COVENANT HOUSE 1111 LOVETT BLVD HOUSTON TX 77006 NONE OPC CRISIS SHELTER 15000 HUMBLE AREA ASSISTANCE MINISTRIES PO BOX 14051 HOCKLEY TX 77347 NONE OPC LAKE HOUSTON AREA RELIEF FUND 25000 HOUSTON COMMUNITY HEALTH 424 HAHLO ST HOUSTON TX 77020 NONE OPC PRIMARY CARE FOR UNINSURED PATIENTS 7000 BEST FRIEND ANIMAL SOCIETY 5001 ANGLE CANYON ROAD KANAB UT 84741 NONE OPC HURRICANCE HARVEY RELIEF EFFORTS IN HOUSTON AREA 25000 HOUSTON FOOD BANK 535 PORTWALL ST HOUSTON TX 77029 NONE OPC MATERIAL HANDLING EQUIPMENT 25000 THE ROSE 5420 WEST LOOP S SUITE 3300 BELLAIRE TX 77401 NONE OPC EMPOWER HER SPONSORSHIP PROGRAM 5000 AMERICAN CANCER SOCIETY 250 WILLIAMS ST NW ALANTA GA 30303 NONE OPC HOPE LOODGE HOUSTON CONSTRUCTION 50000 1263634 0 14 481854 14 297550 531120 442457 16 25460 18 361859 18 828684 442457 1995407 0 2437864 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF HUBERT S FINKELSTEIN 1407 FANNIN HOUSTON TX 77002 90699 X ACCOUNTING 20671 20671 0 STIFEL BROKERAGE STATEMENT FMV 3482834 3482834 FINKELSTIEN PARTNERS LTD FMV 46078238 18892078 SHADOW CREEK CENTER LLC FMV 982569 835184 RIVERSTONE PLAZA FMV 4467851 3797673 SILVERLAKE PLAZA FMV 1270762 1270762 HWY 71 RANCH FMV 1222665 0 FS WATERFORD LLC FMV 963222 963222 WATERS CONDO FMV 318959 318959 FLINTROCK FMV 533397 533397 TIERRA VISTA FMV 2592249 2592249 ENSANADA FMV 1993489 1993489 FROST BANK FMV 12150426 12150426 LEGAL 26380 26380 0 FEDERAL TAXES 80244 80244 0 ACCRUED INTEREST INCOME 214585 214585 0 INVESTMENT EXPENSES 25916 25916 0 PORTFOLIO DEDUCTIONS 188359 188359 0 BANK FEES 1332 1332 0 MANAGEMENT FEE 26600 26600 0 MISCELANEOUS FEE -14 -14 0 SUPPLIE 421 421 0 PRINTING 234 234 0 UTILITIES 5292 5292 0 ALARM 38 38 0 MAINTENANCE 666 666 0 LANDSCAPE 7694 7694 0 TELEPHONE 2825 2825 0 INSURANCE 8915 8915 0 EXTERMINATOR 98 98 0 PASSTHROUGH FROM FINKELSTEIN 740533 740533 740533 PASSTHROUGH FROM FINKELSTEIN -923048 -923048 -923048 PASSTHROUGH FROM FINKELSTEIN 544374 544374 544374 UNREALIZED GAIN/LOSSES 90259 FINKELSTEIN PAYABLE - COST DEPLETION 613031 613031 ESTATE OF HUBERT PAYABLE 212676 212676 FEDERAL TAX PAYABLE 25576 25576 ACCOUNT PAYABLE - FINKELSTEIN PARTNER 0 2056275 EARNEST MONEY/OPTION MONEY 0 3310 1041 WHITE LOOP 0 800 NOTE PAYABLE - FINKELSTEIN PARTNER 0 181596 MINORITY LEVEL DISCOUNTS (LACK OF LIQUIDITY & LACK OF MARKETABILITY)BOOK VALUE - BV FAIR MARKET VALUE - FMV MINIMUM INVESTMENT CALCULATION - MIC FINKELSTEIN NOTE BV: 967605 FMV: 967605 MIC: 584321 INVESTMENT - FROST BANK BV: 12150425 FMV:12150425 MIC: 12150425 INVESTMENT - STIFEL BV: 3039401 FMV: 3039401 MIC:3039401 INVESTMENT FPL BV: 46078238 FMV: 18892078 MIC: 18892078 INVESTMENT RIVERSTONE BV: 4467851 FMV: 3797673 MIC: 3797673 INVESTMENT SHADOW CREEK BV: 982569 FMV: 835184 MIC: 835184 INVESTMENT SILVERLAKE BV: 1270762 FMV: 1270762 MIC: 1270762 INVESTMENT HWY 71 RANCH BV: 1222665 FMV: 1222665 MIC: 1222665 INVESTMENT F.S. WATERFORD BV: 963222 FMV:963222 MIC:963222 LAND BV: 1596412 FMV: 1293093 MIC: 1293093 ACCRUED INTEREST RECEIVABLE BV: 214585 FMV: 0 MIC:0 990 T TAX PREPAYMENT BV: 80244 FMV: 0 MIC: 0 TAXES & OPERATING EXPENSES 516961 516961 0 PROPERTY TAX 136790 136790 0 FOREIGN TAXES PAID FROM STEFIL 1225 1225 0 FOREIGN TAXES PAID FROM FINKELSTEIN 10533 10533 0