2018-11-15T07:40:06-06:00 2017-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990PF 2017-01-01 136043471 THE HARRY FRANK GUGGENHEIM FOUNDATION HARR 6464280971 42 WEST 54TH STREET 16TH FLOOR NEW YORK NY 10019 DEIRDRE HAMILL DIR. OF FINANCE 6464280971 2018-11-14 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 69.74.165.34 2018-11-14 18:24:56 ES P CE55B992A4E7BB938BB83E29A744DC585541D033 79DA3F7F838F945FD86622B3E897B41B13144F08 2017 2019-02-21 02:37:17Z X 61762380 X X 1245054 1245054 1245054 4894415 36873022 4869070 512551 358332 370383 23486 6497801 6484507 1781091 729131 122603 123841 605290 251878 0 0 251878 316754 62231 62860 253895 44449 11001 11112 33336 34500 17078 17250 17250 302005 232836 235189 51078 27996 0 0 1500 3386 3352 3386 420176 59844 60448 359728 226468 10021 10122 216346 69095 14189 14333 55365 2425838 533155 538541 1845666 1193691 1193691 3619529 533155 538541 3039357 2878272 5951352 1242550 198638 536328 536328 3721092 4176341 4176341 18557 18557 18557 4363113 6085459 6085459 7174159 0 0 42536110 50945695 50945695 515812 507530 3139 8282 0 58014808 61770662 61762380 0 0 X 58014808 61770662 58014808 61770662 58014808 61770662 58014808 2878272 4380695 65273775 3503113 61770662 GUGGENHEIM OFFSHORE ACCESS FUND LTD - ALL P 4421872 3907865 514007 514007 MCDONNELL FIXED INCOME P 11080277 11171428 -91151 -91151 MUTUAL FUNDS P 19652673 16899314 2753359 2753359 LIMITED PARTNERSHIP GAINS LT P 1180304 1180304 1180304 LIMITED PARTNERSHIP GAINS ST P 537896 25345 512551 512551 4869070 512551 0 3162441 56807167 0.055670 3207878 59297542 0.054098 3453528 60929617 0.056681 3445913 58681015 0.058723 3107814 56739539 0.054773 0.279945 0.055989 58528777 3276968 59514 3336482 3039357 119027 0 119027 0 119027 45756 0 0 45756 0 73271 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 1 0 0 0 1 WWW.HFG.ORG DEIRDRE HAMILL 6464280971 42 W 54TH STREET - 16TH FLOOR NEW YORK NY 10019 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 0 0 0 PETER LAWSON-JOHNSTON HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 CHAIRMAN 1.00 0 0 0 JOSIAH BUNTING III HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 PRESIDENT 20.00 152880 0 0 DANIEL F WILHELM HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 PRESIDENT 40.00 175000 27848 0 WILLIAM G BARDEL HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 TINA BENNETT HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 DANA DRAPER HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 MATTHEW DUVENECK HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 DONALD C HOOD HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 CAROL LANGSTAFF HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 PETER LAWSON-JOHNSTON II HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 REEVE LINDBERGH HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 TANIA MCCLEERY HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 JEREMIAH MILBANK III HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 THOMAS PIPER III HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 PATRICIA L ROSENFIELD HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 BROGANN SANDERSON HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 H KIRK UNRUH JR HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 THOMAS MCNEIL HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 DIRECTOR 1.00 0 0 0 KAREN COLVARD HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 PROGRAM DIRECTOR 4.00 219145 53282 0 DEIRDRE HAMILL HF GUGGENHEIM FDTN 42 WEST 54TH STREET - 16TH FLOOR NEW YORK NY 10019 FINANCE DIRECTOR 4.00 182107 74397 0 JOEL WALLMAN HF GUGGENHEIM FDTN 42 WEST 54TH STREET 16TH FLOOR NEW YORK NY 10019 SR. PROGRAM OFFICER 40.00 195655 68411 0 NYELETI HONWANA HF GUGGENHEIM FDTN 42 WEST 54TH STREET 16TH FLOOR NEW YORK NY 10019 PROGRAM OFFICER 40.00 51193 17184 0 0 HIGHTOWER ADVISORS 505 5TH AVE 14TH FLOOR NEW YORK NY 10017 INVESTMENT ADVISORY SERVICES 126534 HIRTLE CALLAGHAN 101 AVENUE OF THE AMERICAS 9TH FLOOR NEW YORK NY 10013 INVESTMENT ADVISORY SERVICES 70211 0 THE HARRY FRANK GUGGENHEIM FOUNDATION IS A PRIVATE OPERATING FOUNDATION DEDICATED TO THE CREATION AND DISSEMINATION OF KNOWLEDGE ABOUT THE ORIGINS AND CONSEQUENCES OF VIOLENCE IN ITS MANY FORMS, INCLUDING HUMAN AGGRESSION, CRIME AND WAR, AND HOW BEST TO REDUCE IT. TO CREATE KNOWLEDGE, THE FOUNDATION SUPPORTS THE WORK OF RESEARCHERS ACROSS ACADEMIC DISCIPLINES THROUGH GRANT COMPETITIONS AND COMMISSIONED RESEARCH THAT INVESTIGATES VIOLENCE IN ITS MANY MANIFESTATIONS. THE FOUNDATION SEEKS TO DEVELOP INSIGHTS THAT REVERBERATE BEYOND ITS FUNDED RESEARCH, INFORMING POLICY AND PUBLIC DEBATE. IN ADDITION TO THE SCHOLARS FUNDED BY THE FOUNDATION, ITS STAFF CONDUCT SCIENTIFIC AND POLICY RESEARCH ON VIOLENCE AND ARE KNOWN AS EXPERTS IN THIS AREA. 3157074 (CONTINUED) - TO DISSEMINATE KNOWLEDGE ABOUT VIOLENCE, THE FOUNDATION UNDERTAKES PROGRAMMATIC INITIATIVES, SUCH AS CONFERENCES FOR ACADEMICS, JOURNALISTS, AND POLICYMAKERS. IT CONDUCTS SEMINARS TO SHARE PERSPECTIVES ON RESEARCH, WRITING PROJECTS, DATA, AND PRESSING ISSUES OF THE DAY. THE FOUNDATION ORGANIZES ACADEMIC AND POLICY MEETINGS WITH OTHER FUNDERS AND NON-GOVERNMENT ORGANIZATIONS AND CONVENES POLICYMAKER AND ACADEMIC BRIEFINGS TO SHARE RESEARCH FINDINGS IN PERSON AND ONLINE. IT PUBLISHES AND SHARES RESEARCH RESULTS, NEWS ON FOUNDATION ACTIVITIES, AND INSIGHTS ON VIOLENCE-RELATED TOPICS THROUGH ITS WEBSITE, PRINTED REPORTS, SCHOLARLY PUBLICATIONS, PUBLIC APPEARANCES, AND PROFESSIONAL MEETINGS. 0 0 56114011 3306067 0 59420078 0 0 59420078 891301 58528777 2926439 X 3039357 0 3039357 0 3039357 1989-07-01 X 1242550 58240 415223 322278 2038291 1056168 49504 352940 273936 1732547 3039357 3181853 3250693 3502871 12974774 151309 157003 191270 268485 768067 2888048 3024850 3059423 3234386 12206707 0 0 1950959 1893572 1976585 2030987 7852103 0 0 0 0 X JOEL WALLMAN HFG 42 W 54TH STREET 16TH FLOOR NEW YORK NY 10019 6464280971 SEE ATTACHMENT B FEBRUARY 1ST AND AUGUST 1ST SEE ATTACHMENT B ABDESLAM MAGHRAOUI DEPARTMENT OF POLITICAL SCIENCE DUKE UNIVERSITY - PO BOX 90204 DURHAM NC 27708 NONE I TO LIVE AND DIE IN TAZMAMART: AGGRESSION, SOCIAL CAPITAL, AND SURVIVAL IN A MOROCCAN DETENTION CAMP, 1973-1991 34717 ADEEM SUHAIL 1101 JUNIPER ST NE APT 1019 ATLANTA GA 30309 NONE I DEAD DREAMS AND BOYS WITH PISTOLS: THE ROOTS OF URBAN VIOLENCE IN LYARI TOWN, KARACHI, PAKISTAN 20000 ADVOCATES FOR CHILDREN OF NY 151 WEST 30TH STREET NEW YORK NY 10001 PC MATCHING GIFT PROGRAM 200 ALLEY CAT ALLIES PO BOX 98179 WASHINGTON DC 20077 PC MATCHING GIFT PROGRAM 100 ALLIANCE FOR THE VISUAL ARTS 11 BANK STREET LEBANON NH 03766 PC MATCHING GIFT PROGRAM 100 AMERICAN INDIAN COLLEGE FUND 83333 GREENWOOD BLVD DENVER CO 80221 PC MATCHING GIFT PROGRAM 80 ANDREW DAWSON C126 YORK HALL GLENDON COLLEGE 2275 BAYVIEW AVE TORONTO MN M ONTARIO CA NONE I AN ANALYSIS OF THE LONG-TERM TRAJECTORIES OF HOMICIDE RATES BETWEEN THE UNITED STATES AND CANADA FROM THE MID-EIGHTEENTH TO THE TWENTY-FIRST CENTURY 24518 ANSWER RUTGERS UNIV 41 GORDON RD STE C PISCATAWAY NJ 08854 PC MATCHING GIFT PROGRAM 500 APPALACHIAN VOICES 589 WEST KING STREET BOONE NC 28607 PC MATCHING GIFT PROGRAM 50 ASPCA PO BOX 96929 WASHINGTON DC 20077 PC MATCHING GIFT PROGRAM 100 AT HOME IN GREENWICH 139 EAST PUTNAM DRIVE 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WENTSWOTH STREET CHARLESTON SC 29401 PC MATCHING GIFT PROGRAM 600 LYMPHOMA RESEARCH FOUNDATION 88 PINE STREET NEW YORK NY 10005 PC MATCHING GIFT PROGRAM 2000 MEDIA RESEARCH CENTER 1900 CAMPUS COMMONS DRIVE RESTON VA 20191 PC MATCHING GIFT PROGRAM 600 MIDDLESEX COUNTY COLLEGE PO BOX 3050 EDISON NJ 08818 PC MATCHING GIFT PROGRAM 668 MORVEN MUSEUM 55 STOCKTON STREET PRINCETON NJ 08540 PC MATCHING GIFT PROGRAM 100 MOUNT MORRIS PARK COMMUNITY PO BOX 3270 NEW YORK NY 10027 PC MATCHING GIFT PROGRAM 160 MR BENEDITO MACHAVA 1829 MCINTYRE STREET ANN ARBOR MI 48105 NONE I THE MORALITY OF REVOLUTION: URBAN CLEANSING, RE-EDUCATION CAMPS AND THE POLITICS OF MORALITY IN SOCIALIST MOZAMBIQUE, 1975-1988 20000 MR CHARLES LARRATT-SMITH 1 BEDFORD ROAD 209 TORONTO MR B ONTARIO CA NONE I LANDED ELITES, PEASANT SOCIAL NETWORKS, AND STATE-INSURGENT EMBEDDEDNESS IN CONTESTED TERRITORY: EVIDENCE FROM COLOMBIA 20000 MR LEONARDO ARRIOLA 210 BARROWS HALL MC 1950 DEPARTMENT OF POLITICAL SCIENCE BERKELEY CA 94720 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