2018-11-14T07:21:19-06:00 2017-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990 2017-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4139315221 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 CHAUNCEY COLLINS TREASURER 4139315221 2018-11-13 1 THOMAS F MULDOON P01561688 5083669100 2018-11-13 64.238.141.162 2018-11-13 15:01:28 ES P 00AC68185A21F79280EE8D14E69A55E23ABC417D CB2B07AFD6767982BCB28B09646F6ACBACA35001 2017 2019-02-21 02:37:17Z CHAUNCEY COLLINS 25 MAIN STREET STOCKBRIDGE MA 01262 25236250 0 X WWW.AUSTENRIGGS.ORG X 1919 MA PSYCHIATRIC HOSPITAL AND RESIDENTIAL TREATMENT CENTER 19 18 180 18 0 0 446339 567156 17963843 18919939 915095 909081 32356 109808 19357633 20505984 0 0 0 0 12856569 13901135 775 0 512391 5038579 5212826 17895923 19113961 1461710 1392023 41151734 44330716 5383446 4723018 35768288 39607698 PSYCHIATRIC HOSPITAL AND RESIDENTIAL TREATMENT CENTER 0 0 12752740 19029747 MENTAL HEALTH TREATMENT PROGRAMS,PATIENT CARE - 21,500 PATIENT PROGRAM DAYS. 1348461 RESEARCH AND EDUCATION INITIATIVES RELATED TO THE FOLLOWING TOPICS: CLINCAL SYSTEMS, BIOPSYCHOSOCIAL ADVOCACY, HUMAN DEVELOPMENT, NEURAL MEDIATORS OF PSYCHOTHERAPEUTIC CHANGE, PSYCHODYNAMIC PSYCHOPHARMACOLOGY, AND SUICIDE RESEARCH AND EDUCATION; FELLOWSHIP PROGRAM; SCHOLAR PROGRAM. 14101201 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 147 0 1 180 1 0 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA NY X CHAUNCEY COLLINS 4139315221 25 MAIN STREET STOCKBRIDGE MA 01262 LISA A RASKIN PHD BOARD CHAIR 1.00 X X 0 0 0 JOAN GOODRICH VICE CHAIR 1.00 X X 0 0 0 LANSING E CRANE TRUSTEE 1.00 X 0 0 0 ROBERT A DENOBLE TRUSTEE 1.00 X 0 0 0 JEFFREY DIAMOND TRUSTEE 1.00 X 0 0 0 LAURIE J HALL TRUSTEE 1.00 X 0 0 0 DWIGHT JEWSON PHD TRUSTEE 1.00 X 0 0 0 DANIEL S KAUFMAN TRUSTEE 1.00 X 0 0 0 KATHERINE G KENNEDY MD TRUSTEE 1.00 X 0 0 0 KIMBERLYN LEARY PHD TRUSTEE 1.00 X 0 0 0 ANDREW LUSTBADER MD FAAP TRUSTEE 1.00 X 0 0 0 JOHN MAYNARD TRUSTEE 1.00 X 0 0 0 JULIA MOORE MPPM LMHC TRUSTEE 1.00 X 0 0 0 JEAN J ROUSSEAU TRUSTEE 1.00 X 0 0 0 WILLIAM RYAN TRUSTEE 1.00 X 0 0 0 ILEENE SMITH TRUSTEE 1.00 X 0 0 0 W MASON SMITH III TRUSTEE 1.00 X 0 0 0 ERNEST VON SIMSON TRUSTEE 1.00 X 0 0 0 ANDREW J GERBER MD PHD MEDICAL DIRECTOR/CEO 40.00 X X 371379 0 69681 CHAUNCEY T COLLINS TREASURER/CFO/COO 40.00 X 278444 0 41533 TODD R MORIN FORMER ASSISTANT TREASURER 40.00 X 59449 0 17370 ELIZABETH E HAKES ASSISTANT TREASURER 40.00 X 34760 0 9457 DOREEN S BARCSZ CLERK 40.00 X 53130 0 12546 ERIC M PLAKUN MD ASSOCIATE MEDICAL DIRECTOR 40.00 X 270431 0 48184 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 40.00 X 217994 0 25999 SAMAR HABAL MD DIRECTOR OF ADMISSIONS 40.00 X 219925 0 32404 JANE TILLMAN PHD DIRECTOR OF THE ERIKSON INSTITUTE 40.00 X 184838 0 23071 DONNA ELMENDORF PHD DIRECTOR OF THERAPEUTIC COMMUNITY 40.00 X 195346 0 41932 1885696 0 322177 24 0 1 0 MARIOS CONSTRUCTION CO INC 262 OLD LYMAN ROAD SOUTH HADLEY MA 01075 CONSTRUCTION 640461 GARY O'BRIEN PO BOX 422 LEE MA 01238 LANDSCAPING AND SNOW REMOVAL 115397 2 567156 20137 567156 PATIENT SERVICE REVENUE 900099 18865579 18865579 NURSERY SCHOOL TUITION 900099 54360 54360 18919939 431354 431354 4495079 712914 4154507 575759 340572 137155 477727 477727 WORKSHOPS AND OTHER PATIENT REVEN 900099 109808 109808 109808 20505984 19029747 0 909081 957597 282372 644421 30804 10268256 8112299 1946019 209938 535932 434776 89588 11568 1408827 1106155 273052 29620 730523 552998 161445 16080 56065 56065 58020 58020 633684 269508 348694 15482 122878 92664 30214 1017785 793126 148658 76001 253259 199854 42098 11307 143977 111267 28019 4691 945611 730776 184023 30812 326482 252308 63536 10638 SUPPLIES 1164484 917138 222024 25322 STAFF TRAINING 138089 89007 49082 0 PROFESSIONAL DUES AND L 110408 15989 93571 848 ACTIVITIES AND EVENTS 80178 71212 1683 7283 161906 69752 90371 1783 19113961 14101201 4500369 512391 1647127 833405 597780 104400 1133936 1239707 75000 86000 201911 204738 34496165 18989314 14992164 15506851 17724616 20760512 4380996 5092899 398204 502204 41151734 44330716 1309531 1366254 137170 169450 3538541 2685110 398204 502204 5383446 4723018 X 26433415 30484066 2799196 2587955 6535677 6535677 35768288 39607698 41151734 44330716 1392023 2447387 0 X X 0 1 X 1 0 X 18521330 2446233 3181925 892590 23256898 17012706 1206525 1072629 770530 18521330 15733523 1296222 632961 650000 17012706 14894926 71078 1367519 600000 15733523 12848143 29900 2576923 560040 14894926 0.61370 0.28100 0.10530 0 0 303612 303612 25111482 11375760 13735722 8561917 7613554 948363 519154 519154 15506851 MONEY MARKET FUNDS 3292899 F REAL ESTATE 1800000 F 5092899 457(B) PLAN 502204 502204 X 22953371 2447387 2447387 20505984 0 20505984 19113961 0 19113961 0 19113961 PART V, LINE 4: BOARD DESIGNATED FUNDS: INVESTMENTS ALLOCATED FOR FUTURE CAPITAL EXPANSION, EDUCATIONAL PROGRAMS AND RESEARCH. PERMANENTLY ENDOWED: RETURNS FROM INVESTMENTS ARE USED FOR PURPOSES SUCH AS PATIENT AID, RESEARCH, EDUCATION AND THE FELLOWSHIP PROGRAM. PART X, LINE 2: THE CENTER ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES IN ACCORDANCE WITH ASC TOPIC, INCOME TAXES. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENTS REGARDING A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE CENTER HAS DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS WHICH QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE ACCOMPANYING FINANCIAL STATEMENTS AT DECEMBER 31, 2017. 1 1 0 0 1 1 0 0 738047 21960 716087 0.03750 738047 21960 716087 0.03750 455820 19211 436609 0.02290 464124 464124 0.02430 356544 356544 0.01870 18000 18000 0.00090 1294488 19211 1275277 0.06680 2032535 41171 1991364 0.10430 1 31475 5980 0 0 X 1 0 1 1 AUSTEN RIGGS CENTER 25 MAIN STREET PO BOX 962 STOCKBRIDGE MA 01262 X AUSTEN RIGGS CENTER 1 0 0 0 0 1 X X X X X 1 1 X X X 1 X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X HTTPS://WWW.AUSTENRIGGS.ORG/SITES/DEFAULT/FILES/FEE_REDUCTION_APPLICATION.P X HTTPS://WWW.AUSTENRIGGS.ORG/FINANCIAL-ASSISTANCE X X X X 1 X 0 X X 0 X 0 0 PART I, LINE 7, COLUMN (F): THE BAD DEBT EXPENSE INCLUDED ON FORM 990, PART IX, LINE 25, COLUMN (A), BUT SUBTRACTED FOR PURPOSES OF CALCULATING THE PERCENTAGE IN THIS COLUMN IS $ 31,475. PART II, COMMUNITY BUILDING ACTIVITIES: THE CENTER HOSTS A VARIETY OF FORUMS AND SEMINARS EACH YEAR THAT ARE AVAILABLE TO THE PSYCHIATRIC COMMUNITY. CENTER STAFF SERVE ON COMMUNITY BOARDS AND COUNCILS THAT PROVIDE SERVICE TO THE LOCAL MENTAL HEALTH ORGANIZATIONS AND SCHOOLS. PART III, LINE 4: ACCOUNTS RECEIVABLE ARE RECORDED AT THE INVOICED AMOUNTS AND DO NOT BEAR INTEREST. THE ALLOWANCE FOR DOUBTFUL ACCOUNTS IS MANAGEMENT'S BEST ESTIMATE OF THE AMOUNT OF PROBABLE CREDIT LOSSES IN ACCOUNTS RECEIVABLE. THE ALLOWANCE IS BASED UPON SPECIFIC IDENTIFICATION OF PROBABLE LOSSES AND AN ESTIMATE OF ADDITIONAL LOSSES BASED ON HISTORICAL EXPERIENCE. ACCOUNT BALANCES ARE CHARGED OFF AGAINST THE ALLOWANCE WHEN IT IS PROBABLE THE RECEIVABLE WILL NOT BE RECOVERED. PART VI, LINE 3: PATIENTS ARE INFORMED DURING THE PRE-ADMISSION SCREENING AND DURING THE ADMISSION PROCESS THAT AN APPLICATION FOR A FEE REDUCTION MAY BE SUBMITTED. PART VI, LINE 4: RIGGS SERVES LOCAL, REGIONAL, AND NATIONAL COMMUNITIES. THESE COMMUNITIES ARE COMPRISED LARGELY OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS (E.G., MULTIPLE CO-MORBID CONDITIONS, SEVERE AND PERSISTENT PSYCHIATRIC SYMPTOMS, AND FUNCTIONAL IMPAIRMENT) AND THE PROFESSIONALS (AND ORGANIZATIONS) WHO SERVE THEM. SERVICE TO THESE COMMUNITIES INCLUDES TREATMENT, EDUCATION AND TRAINING, RESEARCH, AND OUTREACH. MORE SPECIFICALLY: WHILE FEW OF THE CENTER'S PATIENTS COME FROM THE LOCAL COMMUNITY, THE CENTER OFFERS EDUCATION AND OUTREACH TO LOCAL CLINICIANS AND ORGANIZATIONS. AT THE REGIONAL LEVEL, 52 PERCENT OF THE CENTER'S PATIENT POPULATION IS DRAWN FROM THE NORTHEAST (NEW ENGLAND STATES PLUS NY, PA, AND NJ), AND A ROBUST PROGRAM OF EDUCATION AND OUTREACH IS PROVIDED TO CLINICIANS WHO TREAT PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS IN THE REGION. THE NATIONAL POPULATION OF PATIENTS WITH COMPLEX PSYCHIATRIC DISORDERS, AND THE CLINICIANS WHO TREAT THEM, IS THE BROADEST AND MOST SIGNIFICANT COMMUNITY. THIS ENCOMPASSES THE CENTER'S FULL PATIENT POPULATION AS WELL AS THE POPULATION OF TREATERS SERVED THROUGH EDUCATION, TRAINING, AND RESEARCH EFFORTS. X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 ANDREW J GERBER MD PHD MEDICAL DIRECTOR/CEO 371379 0 0 0 0 0 0 0 69681 0 441060 0 0 0 CHAUNCEY T COLLINS TREASURER/CFO/COO 278444 0 0 0 0 0 0 0 41533 0 319977 0 0 0 ERIC M PLAKUN MD ASSOCIATE MEDICAL DIRECTOR 270431 0 0 0 0 0 0 0 48184 0 318615 0 0 0 MARGARET PARISH PHD DIRECTOR OF PATIENT CARE 217994 0 0 0 0 0 0 0 25999 0 243993 0 0 0 SAMAR HABAL MD DIRECTOR OF ADMISSIONS 219925 0 0 0 0 0 0 0 32404 0 252329 0 0 0 JANE TILLMAN PHD DIRECTOR OF THE ERIKSON INSTITUTE 184838 0 0 0 0 0 0 0 23071 0 207909 0 0 0 DONNA ELMENDORF PHD DIRECTOR OF THERAPEUTIC COMMUNITY 195346 0 0 0 0 0 0 0 41932 0 237278 0 0 0 PART I, LINE 1A THE MEDICAL DIRECTOR RESIDES ON THE CAMPUS IN A HOUSE OWNED BY THE AUSTEN RIGGS CENTER. THE DISCRETIONARY SPENDING ACCOUNT IS USED FOR BUSINESS PURCHASES THAT ARE SPECIFIC TO THE MEDICAL DIRECTOR THAT DO NOT FALL UNDER OTHER DEPARTMENTAL EXPENSES. PART I, LINE 4B EXECUTIVE LEVEL STAFF CAN MAKE A SALARY CONTRIBUTION TO A 457(B) PLAN AT TIAA CREF A MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2004-07-12 4000000 EXPANSION & RENOVATIONS 0 0 0 B MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 2008-06-05 4000000 EXPANSION & RENOVATIONS 0 0 0 A 4000000 4000000 4000000 2005 0 0 1 1 B 1314890 4000000 4000000 2011 0 0 1 1 A 0 0 0 0 1 0 0 B 0 0 0 0 1 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 0 0 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE DIRECTOR OF FINANCE THEN BY THE CFO AND CEO. IT IS ALSO SENT TO THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES FOR REVIEW AND COMMENT BEFORE FINALIZING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY COMPLETING ANNUAL DOCUMENTED DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S MEDICAL DIRECTOR/CHIEF EXECUTIVE OFFICER AND KEY EMPLOYEES IS DONE BY THE BOARD OF DIRECTORS ON A COMPARATIVE SALARY REVIEW BASIS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. PART XII, LINE 2C: THE OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.