2018-11-14T12:58:55-06:00 2017-12-31 043296226 DICICCO GULMAN & COMPANY LLP 150 PRESIDENTIAL WAY SUITE 510 WOBURN MA 01801 990PF 2017-01-01 472480352 THE 1434 FOUNDATION INC 1434 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 THOMAS S FITZPATRICK CLERK 6175893865 2018-11-13 1 LAURIE J AUSTIN P01232711 7819375300 2018-11-13 38.111.50.130 2018-11-13 08:44:17 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E64CF6D464D537D1EBFD4BC480BC441542348A24 2017 2019-02-21 02:37:17Z X 76902473 X 160000 1603463 1603463 1565382 17337560 1565382 481275 481275 3810120 3650120 0 0 0 159694 0 159694 13209 0 13209 6387 0 6387 41139 35280 5859 238185 199766 38419 389 389 0 60005 26005 0 28131 0 28131 8651 0 8651 3529 0 3529 88275 39115 49160 647594 300555 313039 3022136 3022136 3669730 300555 3335175 140390 3349565 2073976 2869255 2869255 5994034 6899565 6816650 42246396 38915149 46758994 11962329 12584357 12367474 6647628 7796887 8077131 11875 12969 12969 68936238 69078182 76902473 2625 4179 2625 4179 X 0 0 0 0 68933613 69074003 68933613 69074003 68936238 69078182 68933613 140390 0 69074003 0 69074003 FROM K-1: IVY REALTY FUND IV, LP P 2017-12-31 11027 11027 11027 FROM K-1: RCP FUND X, LP P 2017-12-31 57 57 57 FROM K-1: RCP FUND X, LP P 2017-12-31 8 8 8 FROM K-1: TRUEBRIDGE KAUFFMAN FELLOWS ENDOWMENT FUND IV (CAYMEN) LP P 2017-12-31 22 22 22 FIDELITY - 377656 P 2017-12-31 14255276 13043445 1211831 1211831 FIDELITY - 433897 P 2017-12-31 378700 384790 -6090 -6090 FIDELITY - 433897 P 2017-12-31 2340512 2343943 -3431 -3431 NET CAPITAL GAIN CATALYST EPF II (SCOTS) LP P 2017-12-31 1795 1795 1795 CAPITAL GAINS DIVIDENDS P 350163 350163 350163 1565382 0 3394575 69857132 0.048593 379936 68234589 0.005568 13816 68939211 0.000200 0.054361 0.018120 73749150 1336335 33496 1369831 3335175 X 33496 0 33496 0 33496 43332 10000 0 53332 0 19836 19836 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A THOMAS S FITZPATRICK 6175893865 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOTENE J DEMOULAS 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 PRESIDENT / DIRECTOR 45.00 0 0 0 THOMAS S FITZPATRICK 109 BEACON STREET UNIT 1 BOSTON MA 02116 CLERK / DIRECTOR 2.50 0 0 0 THOMAS P COTE 160 COMMONWEALTH AVENEUE SUITE L10 BOSTON MA 02116 TREASURER / DIRECTOR 10.00 0 0 0 DERRICK SHALLCROSS 127 JEFFERSON STREET DEDHAM MA 02026 PROGRAM OFFICER 40.00 60891 0 0 BRIANNA LAWLESS 59 B ST HULL MA 02045 GRANTS & ADMINISTRAT 40.00 50115 0 0 0 BALLENTINE PARTNERS 230 3RD AVE FL 6 WALTHAM MA 02451 WEALTH MANAGEMENT 169563 DICICCO GULMAN & COMPANY 150 PRESIDENTIAL WAY WOBURN MA 01801 TAX PREPARATION 41139 FIDELITY PO BOX 1860 WOLFSBORO NH 03894 INVESTMENT ADVISORS 30203 DEBORAH FUNG 43 BEALS STREET BROOKLINE MA 02446 CONSULTING 18031 MELINDA MARBLE 335 CONCORD AVENUE CAMBRIDGE MA 02138 CONSULTING 17188 0 0 72801273 2070960 0 74872233 0 0 74872233 1123083 73749150 3687458 3687458 33496 33496 3653962 0 3653962 0 3653962 3335175 0 3335175 33496 3301679 3653962 3332630 0 0 3335175 3332630 0 0 2545 0 0 0 0 0 0 0 0 3651417 0 0 0 FOTENE J DEMOULAS X ARTISTS FOR HUMANITY 100 W 2ND STREET BOSTON MA 02127 NONE CHARITABLE 25000 BARD COLLEGE 30 CMAPUS ROAD ANNANDALEONHUDSON NY 12504 NONE CHARITABLE 50000 BE LIKE BRIT FOUNDATION 66 PULLMAN STREET WORCESTER MA 01606 NONE CHARITABLE 35000 BOYS & GIRLS CLUB OF BOSTON 200 HIGH STREET 3RD FLOOR BOSTON MA 02110 NONE CHARITABLE 100000 BRIGHAM AND WOMEN'S HODPITAL 75 FRANCIS STREET BOSTON MA 02115 NONE CHARITABLE 500 BROOKS SCHOOL 1160 GREAT POND ROAD NORTH ANDOVER MA 01845 NONE CHARITABLE 55000 BUDGET BUDDIES INC 114 TURNPIKE ROAD 2D CHELMSFORD MA 01824 NONE CHARITABLE 50000 CAMP HARBOR VIEW FOUNDATION 1946 WASHINGTON STREET BOSTON MA 02118 NONE CHARITABLE 125000 CARING PARTNERS INC 500 CLARK ROAD TEWKSBURY MA 01876 NONE CHARITABLE 50000 CATIE'S CLOSET 19 SCHOOL STREET DRACUT MA 01826 NONE CHARITABLE 100075 CITYSPROUTS INC 678 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 NONE CHARITABLE 25000 CROSSROAD FOR KIDS INC 119 MYRTLE STREET DUXBURY MA 02332 NONE CHARITABLE 45000 CYSTIC FIBROSIS FOUNDATION 220 N MAIN STREET 104 NATICK MA 01760 NONE CHARITABLE 5000 DECORDOVA SCULPTURE PARK AND MUSEUM 51 SANDY POND ROAD LINCOLN MA 01773 NONE CHARITABLE 50000 DO IT FOR THE LOVE FOUNDATION 360 GRAND AVENUE 350 OAKLAND CA 94610 NONE CHARITABLE 5000 DRACUT SCHOLARSHIP FOUNDATION PO BOX 117 DRACUT MA 01826 NONE CHARITABLE 40000 EAGLE HILL FOUNDATION OF MASSACHUSETTS 242 OLD PETERSHAM ROAD HARWICH MA 01037 NONE CHARITABLE 50000 EDESIA 550 ROMANDO VINEYARD WAY NORTH KINGSTOWN RI 02852 NONE CHARITABLE 100000 ESPERANZA ACADEMY 198 GARDEN STREET LAWRENCE MA 01840 NONE CHARITABLE 100000 FAMILY SERVICES OF THE MERRIMACK VALLEY 430 N CANAL STREET LAWRENCE MA 01840 NONE CHARITABLE 25000 FRIENDS OF THE CHILDREN-BOSTON 555 AMORY STREET JAMAICA PLAIN MA 02130 NONE CHARITABLE 30000 GENERATIONS INCORPORATED 25 KINGSTON STREET BOSTON MA 02111 NONE CHARITABLE 25000 GREEK 4 KIDS INC 1345 CENTRE STREET NEWTON MA 02459 NONE CHARITABLE 5000 HERO DOGS INC PO BOX 64 BROOKEVILLE MD 20833 NONE CHARITABLE 5000 HORIZONS FOR HOMELESS CHILDREN INC 1705 COLUMBUS AVENUE ROXBURY MA 02119 NONE CHARITABLE 107000 JEFF'S PLACE 34 DELOSS STREET FRAMINGHAM MA 01702 NONE CHARITABLE 25000 JUMPSTART FOR YOUNG CHILDREN INC 308 CONGRESS STREET BOSTON MA 02210 NONE CHARITABLE 50000 LOVIN' SPOONFULS 367 WESTERN AVE BRIGHTON MA 02135 NONE CHARITABLE 50000 LOWELL TRANSITIONAL LIVING CENTER INC 189 MIDDLESEX STREET LOWELL MA 01852 NONE CHARITABLE 5000 MACDOWELL COLONY INC 100 HIGH STREET PETERSBOROUGH NH 03458 NONE CHARITABLE 30000 MASS MENTORING PARTNERSHIP INC 75 KNEELAND STREET BOSTON MA 02111 NONE CHARITABLE 25000 MASSACHUSETTS COLLEGE OF ART AND DESIGN 621 HUNTINGTON AVENUE BOSTON MA 02115 NONE CHARITABLE 25000 MENTOR THE NATIONAL MENTORING PARTNERSHIP 201 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 50000 MILL CITY GROWS INC 122 WESTERN AVE LOWELL MA 01851 NONE CHARITABLE 45000 NORTH BENNET STREET SCHOOL 150 NORTH STREET BOSTON MA 02109 NONE CHARITABLE 50000 NOTRE DAME ACADEMY HINGHAM 1073 MAIN STREET HINGHAM MA 02043 NONE CHARITABLE 5000 NOW AND THERE INC PO BOX 52557 BOSTON MA 02205 NONE CHARITABLE 50000 ONE FAMILY INC 800 SOUTH STREET 610 WALTHAM MA 02453 NONE CHARITABLE 50000 PARTNERS FOR YOUTH WITH DISABILITIES 95 BERKELEY STREET BOSTON MA 02116 NONE CHARITABLE 25000 PERKINS SCHOOL FOR THE BLIND 175 N BEACON STREET WATERTOWN MA 02472 NONE CHARITABLE 5000 PINE STREET INN 444 HARRISON AVE BOSTON MA 02118 NONE CHARITABLE 75000 PROJECT BREAD-THE WALK FOR HUNGER INC 145 BORDER STREET BOSTON MA 02128 NONE CHARITABLE 50000 RAW ART WORKS INC 37 CENTRAL SQUARE 2 LYNN MA 01901 NONE CHARITABLE 45000 RON BURTON TRAINING VILLAGE INC 55 MORGAN ROAD HUBBARDSTON MA 01452 NONE CHARITABLE 22000 SALISBURY SCHOOL INC 251 CANAAN ROAD SALISBURY CT 06068 NONE CHARITABLE 50000 SCHOOL THE WORLD INC 376 BOYLSTON STREET 203 BOSTON MA 02116 NONE CHARITABLE 50000 SCIENCE CLUB FOR GIRLS 136 MAGAZINE STREET CAMBRIDGE MA 02139 NONE CHARITABLE 60000 SILVER LINING MENTORING 7327 ATLANTIC AVENUE BOSTON MA 02111 NONE CHARITABLE 25000 SKOWHEGAN SCHOOL OF PAINTING & SCULPTURE 1 ART SCHOOL ROAD SKOWHEGAN ME 04950 NONE CHARITABLE 30000 SOCIAL INNOVATION FORUM INC 1 CONGRESS STREET SUITE 113 BOSTON MA 02114 NONE CHARITABLE 20000 SQUASHBUSTERS INC 795 COLUMBUS AVE ROXBURY CROSSING MA 02120 NONE CHARITABLE 25000 SWIM ACROSS AMERICA INC 11600 N COMMUNITY HOUSE ROAD SUITE 100 CHARLOTTE NC 28277 NONE CHARITABLE 5000 THE BOSTON POLICE FOUNDATION INC 8 FANUEIL HALL MARKETPLACE 3RD FLOOR BOSTON MA 02109 NONE CHARITABLE 50000 THE BOSTON PUBLIC LIBRARY FOUNDATION 700 BOYLSTON STREET BOSTON MA 02116 NONE CHARITABLE 25000 THE CHILL FOUNDATION 80 INDUSTRIAL PARKWAY BURLINGTON VT 05401 NONE CHARITABLE 30000 THE FOOD PROJECT INC 40 SHIRLEY STREET BOSTON MA 02119 NONE CHARITABLE 50361 THE INSTITUTE OF CONTEMPORARY ART 25 HARBOR SHORE DRIVE BOSTON MA 02210 NONE CHARITABLE 100000 THE LEARNING PROJECT 107 MARLBOROUGH STREET BOSTON MA 02116 NONE CHARITABLE 10000 THE LIFE IS GOOD KIDS FOUNDATION 51 MELCHER STREET 9TH FLOOR BOSTON MA 02210 NONE CHARITABLE 25000 THE SATO PROJECT 77 FRONT STREET BROOKLYN NY 11201 NONE CHARITABLE 5000 TUFTS UNIVERSITY 419 BOSTON AVE MEDFORD MA 02155 NONE CHARITABLE 4200 UNIVERSITY OF MASSACHUSETTS FOUNDATION 1 BEACON STREET BOSTON MA 02108 NONE CHARITABLE 50000 URBAN FARMING INSTITUTE OF BOSTON INC 34 LINWOOD STREET ROXBURY MA 02119 NONE CHARITABLE 25000 URBAN FOOD INITIATIVE 450 WASHINGTON STREET DORCHESTER CENTER MA 02124 NONE CHARITABLE 50000 UTEC INC 35 WARREN STREET LOWELL MA 01852 NONE CHARITABLE 52000 VOICES IN CONTEMPORARY ART 70 WASHINGTON STREET SQUARE S NEW YORK NY 10012 NONE CHARITABLE 35000 WGBH EDUCATIONAL FOUNDATION 1 GUEST STREET BOSTON MA 02135 NONE CHARITABLE 30000 COMMONWEALTH KITCHEN 196 QUINCY STREET DORCHESTER MA 02121 NONE CHARITABLE 75000 PUBLIC ART FUND 1 EAST 53RD STREET NEW YORK NY 10022 NONE CHARITABLE 100000 VETERAN LEGAL SERVICES PO BOX 8457 BOSTON MA 02114 NONE CHARITABLE 30000 THE SALVATION ARMY OF MASSACHUSETTS 25 SHAWMUT ROAD CANTON MA 02021 NONE CHARITABLE 10000 SOCIAL TREES ANIMAL RESCUE FOUNDATION INC 325 EAST 5TH STREET NEW YORK NY 10003 NONE CHARITABLE 5000 UMASS AMHERST CLASSICS DEPARTMENT 524 HERTER HALL UNIVERSITY OF MASSACHUSETTS AMHERST AMHERST MA 01002 NONE CHARITABLE 5000 COMMUNITY SERVING INC 18 MARBURY TERRACE JAMAICA PLAIN MA 02130 NONE CHARITABLE 5000 MASSACHUSETTS WONDERFUND INC 600 WASHINGTON STREET 6TH FLOOR BOSTON MA 02111 NONE CHARITABLE 5000 COREY C GRIFFIN CHARITABLE FOUNDATION 205 NEWBURY STREET SUITE 410 FRAMINGHAM MA 01701 NONE CHARITABLE 5000 LARZ ANDERSON AUTO MUSEUM 15 NEWTON STREET BROOKLINE MA 02445 NONE CHARITABLE 5000 MASSACHUSETTS FARM TO SCHOOL 89 SOUTH STREET BOSTON MA 02111 NONE CHARITABLE 25000 ST JUDE 262 DANNY THOMAS PL MEMPHIS TN 38105 NONE CHARITABLE 100 UNICEF 18 TREMONT STREET 820 BOSTON MA 02108 NONE CHARITABLE 5000 PEAK GRANTMAKING 1666 K STREET NW SUITE 440 WASHINGTON DC 20006 NONE CHARITABLE 900 TRUSTEES OF TUFTS COLLEGE PO BOX 3306 BOSTON MA 02241 NONE CHARITABLE 50000 3022136 0 14 1603463 14 481275 18 1565382 0 3650120 0 3650120 0 0 0 0 0 0 0 0 0 0 X X 1 FOTENE J DEMOULAS 160 COMMONWEALTH AVENUE SUITE L10 BOSTON MA 02116 160000 X DGC ACCOUNTANT FEES 41139 35280 5859 CORPORATE BONDS 12584357 12367474 EQUITIES 38915149 46758994 6117884 6038350 781681 778300 OTHER INVESTMENTS AT COST 7796887 8077131 DAVIS MALM & D'AGOSTINE 6387 0 6387 OFFICE EQUIPMENT 11875 12969 12969 PORTFOLIO DEDUCTIONS FROM PASSTHROUGH ENTITIES 39115 39115 0 OFFICE SUPPLIES AND EXPENSES 23986 0 23986 IT, SOFTWARE & RELATED COMPUTER EXPENSES 25174 0 25174 FROM K-1: RCP FUND X, LP -752 -752 -752 FROM K-1: IVY REALTY FUND IV, LP -4451 -4451 -4451 FROM K-1: DAVIS INVESTMENT VENTURES FUND -12145 -12145 -12145 FROM K-1: SJC ONSHORE DIRECT LENDING FUND III, LP 57147 57147 57147 FIDELITY - 377656 190 190 190 ORDINARY EARNINGS CATALYST EPF II (SCOTS) LP 17778 17778 17778 PINEHURST INSTITUTIONAL LTD. 423508 423508 423508 CREDIT CARD PAYABLE 2625 4179 BALLENTINE 169563 169563 0 DEBORAH FUNG 18031 0 18031 FIDELITY ADVISOR FEES 30203 30203 0 MELINDA MARBLE 17188 0 17188 THE CHATHAM GROUP 3200 0 3200 FOREIGN TAXES 26005 26005 0 FEDERAL TAXES 34000 0 0