2018-11-09T17:50:52-06:00 2017-12-31 952835976 MACFARLANE FALETTI & CO LLP 115 E MICHELTORENA ST 200 SANTA BARBARA CA 93101 990 2017-01-01 951643378 SANTA BARBARA MUSEUM OF NATURAL HISTORY SANT 8056824711 2559 PUESTA DEL SOL SANTA BARBARA CA 931052936 DIANE WONDOLOWSKI COO 8056824711 2018-11-09 1 VANESSA M GARCIA P01255292 8059664157 98.173.162.138 2018-11-09 14:56:29 PS P A73AF1BC94623C299F0AE0CA5AAEBC7C342BA826 887D0383BB244127598610B5D9116CD0AF532DBB 2017 2019-02-21 02:37:17Z LUKE SWETLAND 2559 PUESTA DEL SOL SANTA BARBARA CA 931052936 22988634 0 X SBNATURE.ORG X 1916 CA THE MUSEUM INSPIRES A THIRST FOR DISCOVERY AND A PASSION FOR THE NATURAL WORLD. 21 21 169 796 0 0 8137853 6256331 1424918 1192111 2033334 2828729 72193 212141 11668298 10489312 40634 0 0 0 4185104 4354423 59049 0 787850 3200588 3008699 7485375 7363122 4182923 3126190 70451150 78912209 1027425 1711236 69423725 77200973 X THE FOLLOWING THREE GUIDING PRINCIPLES ARE THE FOUNDATION FOR ALL OF THE SANTA BARBARA MUSEUM OF NATURAL HISTORY'S ACTIVITIES: INSPIRING AN AWE FOR NATURE AND A THIRST FOR DISCOVERY; PROMOTING SUSTAINABILITY; AND CONNECTING OUR COMMUNITIES. THROUGH THESE PRINCIPLES WE STRIVE TO FOSTER A COMMUNITY THAT EXPLORES, UNDERSTANDS, AND PROTECTS THE NATURAL WORLD. 0 0 1857073 47067 COLLECTIONS & RESEARCH:THIS PROGRAM ENCOMPASSES THE ACTIVITIES OF SIX RESEARCH DEPARTMENTS WITH A STAFF OF CURATORS AND ASSISTANTS. EACH DEPARTMENT IS CONTINUALLY INVOLVED IN DEVELOPING AND CONSERVING EXTENSIVE COLLECTIONS OF SPECIMENS, ARTIFACTS, BOOKS AND MANUSCRIPTS, ETC., THAT NUMBER OVER 3.5 MILLION ITEMS, AS WELL AS MAKING THESE RESOURCES ACCESSIBLE TO RESEARCHERS, EITHER DURING ACTUAL VISITS OR THROUGH WEB-BASED SERVICES. EXPENSES INCLUDE STAFF SALARIES, COLLECTION ACQUISITION, CONSERVATION, BIODIVERSITY AND ARCHAEOLOGICAL RESEARCH, PRODUCTION OF PUBLICATIONS, ECOLOGICAL FIELD SURVEYS, PUBLIC EXHIBIT DEVELOPMENT AND COMMUNITY OUTREACH. 2194591 858666 EXHIBITS & VISITOR SERVICES:THE MUSEUM HAS TWO SITES, ITS MISSION CREEK CAMPUS AND THE SEA CENTER LOCATED ON STEARNS WHARF.AT THE MISSION CREEK CAMPUS: GATE ATTENDANCE AT MISSION CANYON IN 2017 WAS 72,663. IN ADDITION, 28,419 CHILDREN AND ADULTS ATTENDED EDUCATIONAL PROGRAMS, 15,303 ATTENDED COMMUNITY RELATED EVENTS, 7,513 PERSONS CAME TO PARTICIPATE IN MUSEUM PROGRAMS AS VOLUNTEERS AND 1,081 CAME SPECIFICALLY FOR RESEARCH OR PROFESSIONAL SYMPOSIA, FOR A TOTAL ATTENDANCE AT THE MISSION CANYON CAMPUS OF 124,979.AMERICAN INDIAN BASKETRY FROM THE ANTHROPOLOGY COLLECTION:AS PART OF THE ONGOING SERIES BEHIND THE SCENES AT THE MUSEUM, FEATURING CULTURAL OBJECTS NOT ORDINARILY ON PUBLIC DISPLAY, CURATOR OF ETHNOGRAPHY DR. JAN TIMBROOK HAS CURATED A BEAUTIFUL AND INFORMATIVE EXHIBIT OF NEARLY TWO HUNDRED HISTORIC AND CONTEMPORARY NATIVE AMERICAN BASKETS FROM THE MUSEUM'S EXTENSIVE COLLECTION.0 TO 60: AN UNDERWATER ADVENTURE FROM THE EQUATOR TO ALASKA. A PHOTOGRAPHIC EXHIBT BY RICHARD SALAS:AN EXHIBIT OF UNDERWATER PHOTOGRAPHY DOCUMENTING 4,000 MILES OF UNDERWATER ADVENTURE. THE EXHIBIT IS SHOWING SIMULTANEOUSLY AT TWO VENUES: THE MISSION CREEK CAMPUS AND THE SEA CENTER.BUGS OUTSIDE THE BOX: FROM MAY 25, 2017 TO SEPTEMBER 10,2017FROM BEETLES TO BUTTERFLIES, THE TRAVELING EXHIBITION FEATURED AN ARMY OF GIANT BUG SCULPTURES HIGHLIGHTING MUSEUM COLLECTIONS, TAXONOMY, AND THE POWER OF MAGNIFICATION, BRINGING SCIENCE AND ART TOGETHER.CURIOSITY LAB:THE CURIOSITY LAB ALLOWS VISITORS TO EXPLORE THE NATURAL WORLD THROUGH HANDS-ON ACTIVITIES IN A DYNAMIC LEARNING LAB. VISITORS CAN BECOME NATURAL ARTISTS, TAKE AN UP-CLOSE LOOK AT OBJECTS, ASK QUESTIONS, AND PARTICIPATE IN A VARIETY OF SCIENTIFIC ACTIVITIES. CURIOSITY LAB NATURALISTS RECORDED 79,000 ENGAGEMENTS WITH VISITORS. THE MUSEUM BACKYARDTHE MUSEUM'S BACKYARD IS THE PLACE FOR NATURE EXPLORATION. GUESTS CAN BUILD AN OUTDOOR FORT; SEARCH FOR INVERTEBRATES IN THE MULCH PILE, EXPLORE A RECIRCULATING OUTDOOR WATERWAY, CREATE A MUDPIE, OBSERVE AUDUBON SOCIETY'S "EYES IN THE SKY" BIRDS OF PREY, AND LEARN AND PLAY IN OUR INVITING OAK WOODLAND CORRIDOR.NATURE CLUB HOUSE:THE NATURE CLUB HOUSE IS A SPACE WHERE GUESTS CAN GET HANDS-ON WITH LIVE ANIMALS, INSECTS AND SPECIMENS FOUND IN THE OAK WOODLAND.THE JOHN AND PEGGY MAXIMUS GALLERY LOCATED AT THE MISSION CANYON CAMPUS IS DEDICATED TO PRESERVATION AND DISPLAY OF ANTIQUE PRINTS PRESENTS THREE ORIGINAL EXHIBITS A YEAR WHICH HIGHLIGHT THE HISTORY AND DEVELOPMENT OF THE SCIENCES.DESIGN BY NATURE: 400 YEARS OF BOTANICAL ILLUSTRATIONFEBRUARY 10 THROUGH MAY 7, 2017SIGNIFICANT MILESTONES IN THE HISTORY OF BOTANICAL ILLUSTRATION SHED LIGHT ON THE EVOLUTION OF SCIENTIFIC AND ARTISTIC DEVELOPMENT. DRAWN FROM THE MUSEUM'S EXTENSIVE COLLECTION OF ANTIQUE PRINTS, THE SELECTED EXAMPLES OF EARLY WOODBLOCK, ENGRAVING, AND LITHOGRAPHY HIGHLIGHTED THE DISCOVERY OF THE BOUNTIES OF THE PLANT WORLD, THE ORIGINS OF BOTANY, AND METHODS OF PRINTMAKING AND INCLUDED WORKS BY SOME OF THE WORLD'S MOST FAMOUS BOTANICAL ARTISTS.INSECTAANTIQUE WORKS ON PAPER OF INSECTS AS EARLY AS 1665JUNE 9 - SEPTEMBER 4, 2017THE GALLERY WALLS SHOWCASED PRIZE EXAMPLES OF THIS SPECIES-RICH CLASS FROM THE MUSEUM'S ANTIQUE NATURAL HISTORY PRINT COLLECTION FROM AS EARLY AS 1665. THERE IS A WHOLE WORLD OF LITERATURE DEVOTED TO INSECTS. THREE HUNDRED YEARS OF DESCRIBING THIS CLASS HAS YIELDED COUNTLESS TREATISES ON THE SUBJECT FROM EVERY PART OF THE GLOBE-MOST WITH FASCINATING AND OFTEN BEAUTIFUL ILLUSTRATIONS.HIGHLIGHTS OF THE EXHIBIT INCLUDED A SPECIAL DISPLAY OF ANTIQUE MICROSCOPES AND RARE BOOKS OF GREAT SCIENTIFIC MERIT: ROBERT HOOKE'S MICROGRAPHIA WITH ITS FAMOUS PULL-OUT FLEA ILLUSTRATION AND JAN SWAMMERDAM'S BOOK, HISTORIA INSECTORUM GENERALIS, ON INSECT DISSECTION-BOTH FROM THE 1600'S. SWAMMERDAM LAID THE FOUNDATION OF MODERN INSECT CLASSIFICATION AND HOOKE USED THE WORD "CELL," THE BASIC UNIT OF LIFE, FOR THE FIRST TIME.WILD THINGS: AUDUBON'S NORTH AMERICAN MAMMALSOCTOBER 14, 2017 THROUGH JUNE 4, 2018THE ARTIST AND NATURALIST JOHN JAMES AUDUBON, FAMOUS FOR HIS WORK, THE BIRDS OF AMERICA, ALSO PRODUCED AN OUTSTANDING WORK ON NORTH AMERICAN MAMMALS. WHILE AMERICA'S MAMMALS WERE DESCRIBED OVER A PERIOD OF TIME GOING BACK TO THE 1600'S, THEY WERE NOT DOCUMENTED AND ILLUSTRATED IN ONE PUBLICATION UNTIL AUDUBON AND HIS CO-AUTHOR, THE REVEREND JOHN BACHMAN, PUBLISHED THE IMPERIAL FOLIO OF QUADRUPEDS. THE HAND-COLORED LITHOGRAPHS WERE PRINTED AND PUBLISHED BETWEEN 1845 AND 1848. DURING THIS TIME, MUCH OF WESTERN AMERICA WAS STILL POORLY KNOWN. THE PROJECT PROVED CHALLENGING PARTLY BECAUSE OF THE NOCTURNAL HABITS OF MANY MAMMALS. A SELECTION OF THESE BEAUTIFUL AND RARE PRINTS WERE DISPLAYED IN THE MAXIMUS GALLERY. AT THE SEA CENTER:GATE ATTENDANCE AT THE SEA CENTER IN 2017 WAS 101,751. IN ADDITION, 6,460 CHILDREN AND ADULTS ATTENDED EDUCATIONAL PROGRAMS, 240 ATTENDED COMMUNITY RELATED EVENTS, AND 575 PERSONS CAME TO PARTICIPATE IN MUSEUM PROGRAMS/OPERATIONS AS VOLUNTEERS, FOR A TOTAL ATTENDANCE AT THE SEA CENTER CAMPUS OF 109,026. JELLIES & FRIENDS ENTER THE MESMERIZING WORLD OF JELLIES AND WATCH THESE ELEGANT ANIMALS AS THEY UNDULATE, PULSE, AND MOVE GRACEFULLY THROUGH THE WATER. WITHOUT BONES OR HEARTS, THEY MAY SEEM OTHERWORLDLY BUT THESE FASCINATING CREATURES HAVE BEEN ON EARTH FOR HUNDREDS OF MILLIONS OF YEARS. EXPERIENCE THE BEAUTY AND WONDER OF OUR LOCAL JELLIES - MADE MOSTLY OF WATER, THEY ARE 100% CAPTIVATING THE MESMERIZING WORLD OF JELLIES AND WATCH THESE ELEGANT ANIMALS AS THEY UNDULATE, PULSE, AND MOVE GRACEFULLY THROUGH THE WATER. SUSTAINABLE SEAFOOD AN EXHIBIT AND COMMUNITY OUTREACH PROGRAM TO INCREASE AWARENESS AND AVAILABILITY OF SUSTAINABLE SEAFOOD IN LOCAL RESTAURANTS AND MARKETS BY EDUCATING OUR COMMUNITY ABOUT THE IMPACT OF THEIR SEAFOOD CHOICES ON THE HEALTH OF THE PLANET. BY INCREASING COMMUNITY SUPPORT FOR SUSTAINABLE AND LOCAL SEAFOOD, WE DO OUR PART TO ENSURE THAT ALL THE TASTY SEAFOOD DISHES WE ENJOY TODAY ARE AVAILABLE FOR GENERATIONS TO COME.SHARK COVEVISITORS CAN COME FACE TO FACE WITH SURPRISINGLY DOCILE MARINE PREDATORS - COASTAL SHARKS AND RAYS, SEE BABY SHARKS STILL IN THEIR TRANSLUCENT EGG CASES, EXPLORE INTERACTIVE EXHIBITS THAT HIGHLIGHT A SHARK'S WORLD AND ENJOY THE EVER-POPULAR SHARK TOUCH POOL.INTERTIDAL WONDERSVISITORS GET THEIR HANDS WET AS THEY EXPLORE THE WONDERS AND BEAUTY OF LOCAL MARINE LIFE IN THE NEW INTERTIDAL WONDERS TOUCH POOLS. HERE ONE CAN FEEL THE STICKINESS OF A SEA ANEMONE TENTACLE OR CRADLE A HERMIT CRAB IN THE PALM OF THEIR HAND. TRAINED NATURALISTS HELP GUIDE VISITORS IN THE DISCOVERY OF A VARIETY OF MARINE INVERTEBRATES THAT CALL THE SANTA BARBARA COAST THEIR HOME.0 TO 60: AN UNDERWATER ADVENTURE FROM THE EQUATOR TO ALASKA. A PHOTOGRAPHIC EXHIBIT BY RICHARD SALASAN EXHIBIT OF UNDERWATER PHOTOGRAPHY DOCUMENTING 4,000 MILES OF UNDERWATER ADVENTURE. THE EXHIBIT IS SHOWING SIMULTANEOUSLY AT TWO VENUES: THE MISSION CREEK CAMPUS AND THE SEA CENTER. 1264353 286378 EDUCATION:THE MUSEUM'S RICH ARRAY OF EDUCATIONAL PROGRAMS SERVED OVER 60,000 INDIVIDUALS IN 2017 AND ARE ON THE CUTTING EDGE OF CURRENT EDUCATIONAL PRACTICE, ESPECIALLY WITH REGARD TO INQUIRY-BASED SCIENCE EDUCATION WITH PROGRAMMING FOR EVERY MAJOR AGE GROUP, INCLUDING PRE-SCHOOLERS, K-12 STUDENTS, TEENAGERS, ADULTS, AND SENIORS. IN 2017, 21,000 SCHOOLCHILDREN PARTICIPATED IN PROGRAMS LINKED TO STATE AND NATIONAL LEARNING STANDARDS, AND MANY TOOK PART IN OUTDOOR EDUCATION EXPERIENCES. THIS IS MADE POSSIBLE BY DOCENTS WHO DONATED OVER 17,000 HOURS IN 2017.THE MUSEUM PARTICIPATES IN THE "NO CHILD LEFT INSIDE" MOVEMENT AND IS A REGIONAL LEADER OF THE NATIONAL CHILDREN AND NATURE NETWORK. THE MUSEUM ALSO RUNS A NATIONALLY RECOGNIZED TEEN PROGRAM, QUASARS TO SEA STARS, WHICH OFFERS FOUR YEARS OF EDUCATION AND WORK EXPERIENCES FOR 14 HIGH SCHOOL STUDENTS. ANOTHER 23 HIGH SCHOOL STUDENTS PARTICIPATED IN THE SUMMER VOLUNTEENS AND C.I.T. PROGRAM. THE VOLUNTEENS COLLABORATED WITH JUNIOR AND SENIOR QUASARS TO DELIVER THE SUMMER TOUR "DINO-SOAR." TOGETHER THE TEENS CONDUCTED 56 TOURS TO 592 PARTICIPANTS AND CONTRIBUTED OVER 1,000 HOURS OF SERVICE TO THE MUSEUM.THE COMMUNITY EDUCATION DEPARTMENT PROVIDED LIFE LONG LEARNING FOR OVER 8,000 COMMUNITY MEMBERS THROUGH MORE THAN 40 IN-DEPTH LECTURES, WORKSHOPS, PROGRAMS AND FIELD TRIPS.THE MUSEUM HAS A SPECIMEN LOAN PROGRAM, THE NATURE COLLECTION. IN 2017, APPROXIMATELY 60,000 SCHOOLCHILDREN ENCOUNTERED OUR NATURE COLLECTION ITEMS IN THEIR SCHOOLS.THE MUSEUM CONTINUES TO FOCUS ON RECONNECTING VISITORS TO NATURE BY TAKING ADVANTAGE OF ONE OF OUR GREATEST ASSETS, OUR BEAUTIFUL OUTDOOR ENVIRONMENT, AND IS PART OF A GROWING NATIONAL EFFORT TO GET CHILDREN BACK INTO NATURE. THE MUSEUM BACKYARD IS AN ENHANCED WOODLAND AREA DESIGNED TO ENTICE CHILDREN TO EXPLORE AND PLAY. SPACE ELEMENTS INCLUDE A BOULDER-HOPPING AREA, A FORT-BUILDING ZONE, A PERFORMANCE STAGE AREA, A MUD PLAY AREA AND A REALISTIC SMALL-SCALE "CREEK" FOR WATER PLAY. ALL ELEMENTS USE LOCAL MATERIALS AND WERE DESIGNED TO BE AS NATURAL IN APPEARANCE (UNCONSTRUCTED) AS POSSIBLE. THE MUSEUM OFFERS A NUMBER OF NATURE-BASED PROGRAMS FOR FAMILIES, SCHOOL GROUPS, CAMPERS, AND EDUCATORS IN ITS BACKYARD.GUESTS HAVE AN OPPORTUNITIES THROUGHOUT THE YEAR TO ENGAGE IN HANDS-ON SCIENCE WITH OVER 10 SCIENCE ON SITE PROGRAMS.THE MUSEUM HAS A PLANETARIUM AND AN OBSERVATORY WITH A NEW OPTICS SYSTEM WHICH IS USED IN SCHOOL AND PUBLIC PRESENTATIONS INCORPORATING THE CONCEPTS AND GUIDELINES FROM THE NGSS. MONTHLY STAR VIEWING EVENTS ARE HELD FREE TO THE GENERAL PUBLIC.THE MUSEUM ALSO OFFERS AFTER SCHOOL CLASSES AND CAMPS FOR CHILDREN. IN 2017, TOPICS COVERED INCLUDED BUGS AND INSECTS, ASTRONOMY, PALEONTOLOGY AND GEOLOGY, CHEMISTRY, BIOLOGY, ROBOTICS, SPA SCIENCE, MARINE BIOLOGY, AND NATURE OBSERVATION. ENROLLMENT TOPPED 800 PARTICIPANTS IN 2017.THE MUSEUM ALSO PARTICIPATED IN SCIENCE NIGHTS AT 12 LOCAL SCHOOLS WITH 300-400 STUDENTS AT EACH EVENT. 5316017 1 1 0 0 0 0 0 1 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 65 0 1 169 1 0 0 0 0 0 1 1 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X COO 8056824711 2559 PUESTA DEL SOL SANTA BARBARA CA 93105 BRAD WILLIS TRUSTEE 0.50 X 0 0 0 VINCENT CABALLERO TRUSTEE 0.75 X 0 0 0 LARRY FRIESEN TRUSTEE 0.10 X 0 0 0 VENESA FACIANE TRUSTEE 0.50 X 0 0 0 DENNIS POWER VICE CHAIR FOR GOVERNANCE 11.00 X X 0 0 0 DENNIS ALLEN TRUSTEE 0.15 X 0 0 0 BOBBIE KINNEAR BOARD CHAIR 22.00 X X 0 0 0 CAROLYN CHANDLER SECRETARY 11.00 X X 0 0 0 CHRIS BLAU VICE CHAIR DEVELOPMENT 11.00 X X 0 0 0 ELAINE GIBSON TRUSTEE 0.50 X 0 0 0 FRANK DAVIS TRUSTEE 11.00 X 0 0 0 TORY MILAZZO TRUSTEE 0.25 X 0 0 0 STEVEN WOODWARD TRUSTEE 0.75 X 0 0 0 CHRIS KNOWLTON VICE CHAIR FINANCE 11.00 X X 0 0 0 PAUL RELIS TRUSTEE 0.75 X 0 0 0 PAUL RUSSELL TRUSTEE 11.00 X 0 0 0 WAYNE ROSING TRUSTEE 0.10 X 0 0 0 TERRY VALESKI VICE CHAIR FOR AUDIT 11.00 X X 0 0 0 EMILY JONES TRUSTEE 0.25 X 0 0 0 LARRY BARELS TRUSTEE/AT LARGE 11.00 X X 0 0 0 ELISABETH FOWLER IMMEDIATE PAST CHAIR 11.00 X X 0 0 0 LUKE SWETLAND PRESIDENT & CEO 40.00 X 185783 0 16836 DIANE WONDOLOWSKI COO/CFO 38.00 X 91728 0 10794 CAROLINE GRANGE DIRECTOR OF DEVELOPMENT 40.00 X 126500 0 12036 404011 0 39666 2 0 1 0 CINNABAR CALIFORNIA INC 4571 ELECTRONICS PLACE LOS ANGELES CA 90039 EXHIBIT FABRICATOR 976386 SCHIPPER CONSTRUCTION 610 EAST COTA STREET SANTA BARBARA CA 93103 CONSTRUCTION 795208 LYNN MORRIS CONTRACTING INC PO BOX 4666 SANTA BARBARA CA 93140 CONSTRUCTION 175842 SCHACHT ASLANI ARCHITECTS 901 5TH AVENUE 2720 SEATTLE WA 98164 ARCHITECTURE 161263 EVANS HARDY & YOUNG INC 829 DE LA VINA STREET SANTA BARBARA CA 93101 MARKETING 101992 5 406193 306058 19528 5524552 260640 6256331 ADMISSION FEES 900099 796751 796751 EDUCATION PROGRAM FEES 900099 204392 204392 MISC PROGRAM REVENUE 900099 118304 118304 CONTRACT FEES 541700 72664 72664 1192111 1661642 1661642 262083 34156 227927 227927 227927 12988996 11778517 43392 1210479 -43392 1167087 1167087 175802 306058 275409 -99607 -99607 10128 46 10082 10082 441541 367802 73739 73739 10489312 1192111 0 3040870 305141 162580 86780 55781 3200007 2306921 432359 460727 80209 56001 11858 12350 517749 353975 113660 50114 251317 178910 35267 37140 23130 23130 23038 23038 150600 150600 341617 226966 62831 51820 130075 95884 6733 27458 133999 100940 3858 29201 26976 26573 403 256597 241622 14975 66852 56953 4179 5720 808093 629014 179079 113743 84706 25053 3984 SUPPLIES 295450 261615 8953 24882 ACQUISITIONS 294360 294360 0 0 REPAIRS AND MAINTENANCE 161144 139067 15942 6135 RENTALS 110113 102032 6533 1548 72912 24471 42829 5612 7363122 5316017 1259255 787850 1525394 950541 5055723 0 1750894 2619209 37680 72533 100776 87064 130522 184199 27344768 10812072 13748987 16532696 25629461 36123386 12429141 11434772 10042572 10907809 70451150 78912209 635125 1423779 36254 0 267896 269146 75000 751 13150 17560 1027425 1711236 X 38669108 44677610 16137310 15915686 14617307 16607677 69423725 77200973 70451150 78912209 X 3126190 3785821 865237 X X 0 1 X 1 0 X 4433616 9121821 3937441 8137852 6256331 31887061 4433616 9121821 3937441 8137852 6256331 31887061 5672685 26214376 1304007 1441453 955294 1258513 1923725 6882992 68821 68821 38838874 9128451 0.67500 0.66150 X X X X X 0 0 1 X 40971721 2160132 6642945 2101534 47673264 37217162 3867677 1901464 2014582 40971721 40856719 2949 -1682578 1959928 37217162 40586303 925325 1094997 1749906 40856719 39208161 982894 4765590 4370342 40586303 0.50000 0.35000 0.15000 1 0 314388 314388 17836546 10523252 7313294 53870 6413 47457 9139964 282407 8857557 16532696 NONMARKETABLE AND OTHER INVESTMENTS 11434772 F 11434772 ASSETS HELD UNDER CHARITABLE AGREEMENTS 10277809 REAL PROPERTY HELD FOR INVESTMENT 630000 10907809 DEPOSITS 17560 17560 X 14989770 3785821 865237 4651058 10338712 150600 150600 10489312 7212522 0 7212522 150600 150600 7363122 PART III, LINE 1A: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS PURCHASED AND DONATED ARE NOT INCLUDED IN THE ASSETS OF THE ORGANIZATION. THE MUSEUM IS CONTINUALLY DEVELOPING THE COLLECTIONS, WHICH CURRENTLY INCLUDE MORE THAN 3.5 MILLION SPECIMENS, ARTIFACTS, OTHER CULTURAL OBJECTS, BOOKS, AND MANUSCRIPTS. THESE HOLDINGS ARE USED BY MUSEUM SCIENTISTS AND A WORLDWIDE NETWORK OF RESEARCHERS FROM A VARIETY OF DISCIPLINES. THEIR USAGE FORMS THE BASIS OF PUBLISHED FINDINGS, AS WELL AS PROGRAMS IN EDUCATION AND MUSEUM EXHIBITIONS. THE COLLECTION IS KEPT UNDER CURATORIAL CARE INCLUDING CONSERVATION PRACTICES, AND IS SUBJECT TO THE MUSEUM'S POLICY THAT REQUIRES PROCEEDS FROM THE SALE OF COLLECTION ITEMS TO BE USED ONLY FOR ACQUISITION OF ADDITIONAL COLLECTIONS. THE MUSEUM DOES NOT RECOGNIZE AS A CONTRIBUTION ANY INCOME FROM DONATED COLLECTION ITEMS, AS ITS COLLECTIONS ARE NOT CAPITALIZED. PART III, LINE 4: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS PURCHASED AND DONATED ARE NOT INCLUDED IN THE ASSETS OF THE ORGANIZATION. THE MUSEUM IS CONTINUALLY DEVELOPING THE COLLECTIONS, WHICH CURRENTLY INCLUDE MORE THAN 3.5 MILLION SPECIMENS, ARTIFACTS, OTHER CULTURAL OBJECTS, BOOKS, AND MANUSCRIPTS. THESE HOLDINGS ARE USED BY MUSEUM SCIENTISTS AND A WORLDWIDE NETWORK OF RESEARCHERS FROM A VARIETY OF DISCIPLINES. THEIR USAGE FORMS THE BASIS OF PUBLISHED FINDINGS, AS WELL AS PROGRAMS IN EDUCATION AND MUSEUM EXHIBITIONS. THE COLLECTION IS KEPT UNDER CURATORIAL CARE INCLUDING CONSERVATION PRACTICES, AND IS SUBJECT TO THE MUSEUM'S POLICY THAT REQUIRES PROCEEDS FROM THE SALE OF COLLECTION ITEMS TO BE USED ONLY FOR ACQUISITION OF ADDITIONAL COLLECTIONS. THE MUSEUM DOES NOT RECOGNIZE AS A CONTRIBUTION ANY INCOME FROM DONATED COLLECTION ITEMS, AS ITS COLLECTIONS ARE NOT CAPITALIZED. PART IV, LINE 2B: IN 2016, THE MUSEUM BEGAN SERVING AS FISCAL AGENT FOR THE CHANNEL ISLANDS REGIONAL SCIENCE INITIATIVE TO IMPROVE SCIENCE TEACHING AND LEARNING IN SCHOOLS. FUNDS TOTALING $75,000 WERE DONATED BY LOCAL FOUNDATIONS IN 2016 AND WERE FULLY EXPENDED EXCEPT FOR $751 IN 2017. PART V, LINE 4: INCOME FROM ENDOWMENT FUNDS IS USED TO FUND GENERAL OPERATIONS AS WELL AS BEING SPECIFICALLY EARMARKED TO SUPPORT MALACOLOGY, MUSEUM STUDIES, PUBLIC PROGRAMS, GEOLOGY, PALEONTOLOGY, INTERNSHIPS, THE MAXIMUS GALLERY FOR ANTIQUE NATURAL HISTORY PRINTS, FACILITIES REPAIR, INNOVATIVE EDUCATION AND ENTOMOLOGY. PART X, LINE 2: THE MUSEUM IS UNAWARE OF ANY UNCERTAIN TAX POSITIONS AT DECEMBER 31, 2017, OR FOR ANY PERIOD FOR WHICH THE STATUTE OF LIMITATIONS REMAINS OPEN. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF CHARITABLE TRUSTS 865,237. GALA 303064 271283 31781 23103 6500 93506 ART WALK 89243 2540 86703 8509 0 58251 3 89553 32235 57318 1847 320 83373 481860 306058 175802 33459 6820 235130 275409 -99607 X 1 1 X X X X 0 0 0 0 0 0 0 1 0 LUKE SWETLAND PRESIDENT & CEO 185783 0 0 0 0 0 5574 0 11262 0 202619 0 0 0 PART I, LINE 1A AS A PART OF THE EMPLOYMENT CONTRACT WITH THE CEO, THE MUSEUM PROVIDES HOUSING ON MUSEUM PROPERTY. THE CEO IS ON CALL FOR MUSEUM EMERGENCIES AS WELL AS USES THE RESIDENCE FOR MUSEUM FUNCTIONS. PART I, LINE 7 TOTAL COMPENSATION INCLUDES DISCRETIONARY BONUSES RECOMMENDED BY THE EXECUTIVE COMMITTEE BASED ON THE MUSEUM'S STRONG PERFORMANCE IN 2017. BONUSES WERE PAID TO LUKE SWETLAND, PRESIDENT AND CEO, DIANE WONDOLOWSKI, COO AND CFO, AND CAROLINE GRANGE, DIRECTOR OF DEVELOPMENT. 0 VINCE CABALLERO BOARD TRUSTEE 32216 VINCE CABALLERO IS THE REGIONAL MANAGER OF UNION BANK, WHICH IS CUSTODIAN OF THE MUSEUM'S INVESTMENT ACCOUNTS. FEES PAID TO UNION BANK IN 2017 TOTAL $32,216. 0 STEVE WOODWARD BOARD TRUSTEE 561186 STEVE WOODWARD IS SENIOR VICE PRESIDENT OF HUB INTERNATIONAL INSURANCE, WHICH ACTS AS INSURANCE BROKER TO THE MUSEUM. TOTAL PREMIUMS PAID WERE $561,186, A PERCENTAGE OF WHICH WAS RECEIVED BY RIVIERA INSURANCE. 0 X 33 X 11 244373 FMV X EQUIPMENT 1 16267 FMV X BOOKS/PUBLICATIONS 800 0 2 0 1 0 PART I, LINE 33: IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MUSEUMS, COLLECTION OBJECTS DONATED ARE NOT INCLUDED IN REVENUE. FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC VERSION OF THE FORM 990 WAS SENT TO ALL FINANCE COMMITTEE AND BOARD MEMBERS FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C SIGNED STATEMENTS REGARDING POTENTIAL CONFLICTS OF INTEREST ARE REQUIRED FROM BOARD MEMBERS ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE SALARIES OF THE EXECUTIVE DIRECTOR AND CFO ARE SET BY THE BOARD'S EXECUTIVE COMMITTEE AFTER REVIEW OF CURRENT COMPARATIVE DATA OF CALIFORNIA NONPROFITS AND MUSEUMS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF CHARITABLE TRUSTS 865,237. FORM 990, PART XI, LINE 2C THE MUSEUM HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY OF THE AUDITED FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED SINCE LAST YEAR. PART VI, GOVERNANCE, MANAGEMENT, AND DISCLOSURE THE MUSEUM'S BYLAWS CALL FOR THE EXISTENCE OF AN EXECUTIVE COMMITTEE OF THE BOARD, CONSISTING OF NO FEWER THAN SIX TRUSTEES, INCLUDING THE VICE CHAIRS FOR GOVERNANCE, FINANCE, AND DEVELOPMENT, THE SECRETARY, THE IMMEDIATE PAST BOARD PRESIDENT, AND A MEMBER AT LARGE ELECTED FROM THE TRUSTEES AT THE ANNUAL ORGANIZATIONAL MEETING. THE BOARD CHAIR OF THE MUSEUM SHALL BE THE CHAIR OF THE EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE SHALL HAVE SUCH POWER AND AUTHORITY AS MAY BE DELEGATED TO IT BY THE BOARD, AND SHALL EXERCISE ITS POWER IN EMERGENCY SITUATIONS BETWEEN MEETINGS OF THE BOARD OR AS OTHERWISE DELEGATED BY THE BOARD. AN EMERGENCY SITUATION SHALL BE DEEMED TO EXIST IF TWO OFFICERS OF THE BOARD DECLARE AN EMERGENCY. MINUTES SHALL BE KEPT AND DECISIONS COMMUNICATED TO THE BOARD WITHIN FIVE BUSINESS DAYS.