2018-11-13T13:38:36-06:00 2018-06-30 061009205 BLUM SHAPIRO & COMPANY PC 4 BATTERYMARCH PARK SUITE 100 QUINCY MA 021697431 990 2017-07-01 042702102 SEA EDUCATION ASSOCIATION INC SEAE 5085403954 PO BOX 758 FALMOUTH MA 02541 MARGARET E BRANDON PRESIDENT 5085403954 2018-11-12 1 KEVIN T WHITE P00097855 7819821001 2018-11-12 64.251.63.131 2018-11-12 10:48:07 ES P 7B14BF2BF8F8AC217E314A41F868DB69370B8F6F DF8EC6EC51E1FD1DECD3FD9B85C405DAF374F076 2017 2019-02-21 02:37:17Z MARGARET E BRANDON PO BOX 758 FALMOUTH MA 02541 12354435 0 X WWW.SEA.EDU X 1971 MA WINNER OF THE 2016 NATIONAL SCIENCE BOARD PUBLIC SERVICE AWARD, SEA EDUCATES AND INSPIRES OCEAN SCHOLARS, STEWARDS, AND LEADERS. SEA OFFERS HIGH SCHOOL AND UNDERGRADUATE STUDENTS AN ADVENTURE WITH A PURPOSE, COMBINING ACADEMIC STUDIES ON SHORE WITH HANDS-ON, FIELD-BASED LEARNING AT SEA ABOARD TALL SHIP RESEARCH VESSELS. 23 21 177 43 0 0 2975453 5488796 5408424 5507066 161892 145219 116300 107490 8662069 11248571 1224769 1285918 0 0 4033343 4042304 0 176670 682650 3158301 3281128 8416413 8786020 245656 2462551 14412833 16651820 2880507 2388565 11532326 14263255 X SEA IS A GLOBAL TEACHING, LEARNING AND RESEARCH COMMUNITY DEDICATED TO THE EXPLORATION, UNDERSTANDING AND STEWARDSHIP OF MARINE AND MARITIME ENVIRONMENTS. SEA EMPOWERS STUDENTS WITH LIFE-CHANGING SEA VOYAGES OF SCIENTIFIC AND CULTURAL DISCOVERY, ACADEMIC RIGOR AND PERSONAL GROWTH. OUR SEA SEMESTER PROGRAM FEATURES AN INTERDISCIPLINARY CURRICULUM AND DYNAMIC LEADERSHIP DEVELOPMENT EXPERIENCE - ON SHORE AND AT SEA ABOARD TALL SHIPS. 0 0 6191614 1262468 5108296 185 UNDERGRADUATES PARTICIPATED IN SEA SEMESTER PROGRAMS: BOSTON UNIVERSITY ACCREDITED STUDY ABROAD PROGRAMS FOCUSED ON THE OCEAN ENVIRONMENT. SEA SEMESTER STUDENTS ENROLLED FROM 98 DIFFERENT COLLEGES AND UNIVERSITIES. OVER 50% RECEIVED SOME FORM OF FINANCIAL ASSISTANCE FROM SEA. STUDENTS BEGAN THEIR STUDIES ON OUR CAMPUS IN WOODS HOLE, MASSACHUSETTS AND THEN JOINED ONE OF OUR TWO 134-FOOT SAIL TRAINING VESSELS FOR A SAILING RESEARCH EXPERIENCE IN THE ATLANTIC, PACIFIC, OR CARIBBEAN. WHILE AT SEA, STUDENTS ACTED AS FULL MEMBERS OF THE SAILING CREW AND SCIENTIFIC TEAM, OPERATING ALL ASPECTS OF THE VESSEL WHILE COMPLETING SELF-DESIGNED RESEARCH PROJECTS IN A VARIETY OF TOPICS. 77119 23450 236250 70 STUDENTS FROM OVER 60 SCHOOLS ATTENDED ONE OF OUR 2 HIGH SCHOOL PROGRAMS. A 3-WEEK SUMMER PROGRAM OFFERS THE OPPORTUNITY TO STUDY THE MARINE ENVIRONMENT FROM A VARIETY OF DIFFERENT PERSPECTIVES: SCIENTIFIC, HISTORIAL, LITERARY, AND NAUTICAL. PARTICIPANTS LIVE AND STUDY AT OUR CAMPUS IN WOODS HOLE, MASSACHUSETTS. SEA ALSO OFFERS A 2-WEEK SEA EXPEDITION ON BOARD ONE OF OUR SHIPS FOR A MULTIDISCIPLINARY EXPERIENCE THAT WELCOMES STUDENTS TO PARTICIPATE IN EVERY ASPECT OF A CHALLENGING OFFSHORE SAILING AND OCEANOGRAPHIC EXPEDITION. 225760 220100 SIX COLLABERATIVE PROGRAMS WERE HELD WITH 6 OTHER INSTITUTIONS IN WHICH STUDENTS FROM THOSE INSTITUTIONS PARTICIPATED IN 7 TO 9 DAY PROGRAMS DESIGNED TO OFFER AN INTERDISCIPLINARY APPROACH TO THE MARINE ENVIRONMENT THROUGH OCEANOGRAPHY, MARITIME STUDIES, AND NAUTICAL SCIENCE. SUCH PROGRAMS WERE HELD IN THE ATLANTIC, PACIFIC, AND CARIBBEAN. 6494493 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 58 0 1 177 1 0 0 0 0 0 0 0 0 0 0 X 23 21 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA X X LAURIE PHILLIPS 5085403954 171 WOODS HOLE ROAD PO BOX 758 FALMOUTH MA 02541 JACOB F BROWN II TRUSTEE 5.00 X 0 0 0 RICHARD M BURNES JR TRUSTEE 5.00 X 0 0 0 WALTER R BROWN TRUSTEE 5.00 X 0 0 0 JEROME HELLER TRUSTEE 5.00 X 0 0 0 JEREMY R SALESIN TRUSTEE 5.00 X 0 0 0 PETER B ELLIS TRUSTEE 5.00 X 0 0 0 MORRIS W KELLOGG TRUSTEE 5.00 X 0 0 0 JESSICA C MCWADE TRUSTEE 5.00 X 0 0 0 WILLIS G WANG TRUSTEE 5.00 X 0 0 0 ANTHONY D WHITTEMORE TRUSTEE 5.00 X 0 0 0 LEVIN H CAMPBELL JR TRUSTEE 5.00 X 0 0 0 JOHN C GERNGROSS TRUSTEE 5.00 X 0 0 0 LAUREN Y GILBERT TRUSTEE 5.00 X 0 0 0 PHILIP R MCKNIGHT TRUSTEE 5.00 X 0 0 0 JOHN C WIGGLESWORTH TRUSTEE 5.00 X 0 0 0 CHARLES S WILLAUER TRUSTEE 5.00 X 0 0 0 AMBROSE JEARLD TUSTEE 5.00 X 30000 0 0 RICHARD S CHANDLER TRUSTEE/CLERK 5.00 X X 0 0 0 RICHARD W COST TRUSTEE/CHAIR 5.00 X X 0 0 0 DR SUSAN E HUMPHRIS TRUSTEE/VICE CHAIR 5.00 X X 0 0 0 LINDA COX MAGUIRE TRUSTEE/VICE CHAIR 5.00 X X 0 0 0 ROBERT C KNAPP TRUSTEE/TREASURER 5.00 X X 0 0 0 MARGARET BRANDON TRUSTEE/PRESIDENT 45.00 X X 155643 0 8584 SCOTT BRANCO DIRECTOR OF FINANCE & ADMINISTRATION 45.00 X 107616 0 4343 LAURIE PHILLIPS DIRECTOR OF FINANCE & ADMIN A/O 1/18 45.00 X 0 0 0 293259 0 12927 2 0 1 0 GRAHAM-PELTON CONSULTING INC 101 FEDERAL STREET BOSTON MA 02110 FUNDRAISING CONSULTANT 172843 1 262616 5226180 304041 5488796 TUITION AND FEES 611600 5507066 5507066 5507066 117616 117616 1111725 1084122 27603 27603 27603 11449 21742 -10293 -10293 TRAINING & OTHER FEES 611710 57580 57580 OTHER INCOME 611600 33391 33391 ROOF ANTENNAE INCOME 531190 22722 22722 4090 4090 117783 11248571 5564646 0 195129 1285918 1285918 271578 11820 222611 37147 3122191 2163314 652936 305941 75589 51297 15174 9118 329163 194723 112720 21720 243783 158791 61033 23959 3105 3105 36225 36225 176670 176670 17972 17972 110328 16827 93501 79802 79802 308121 175976 86463 45682 81554 53304 23808 4442 130849 112769 15747 2333 391997 298125 80386 13486 46305 2361 31277 12667 57344 57344 603892 586062 15529 2301 277536 258286 19250 FOOD 261567 261567 GRANT SUBAWARDS AND SUB 252131 252131 SHIP SUPPLIES 169353 169353 SHIPBOARD R&M 149568 149568 303479 234957 41338 27184 8786020 6494493 1608877 682650 87001 181178 671714 966305 643118 1452872 28152 21286 568 279333 197374 21785341 14106016 6908428 7679325 4837093 5091254 957426 1062226 14412833 16651820 537125 301544 980357 821779 1363025 1265242 2880507 2388565 X 6201431 7510802 824314 1683764 4506581 5068689 11532326 14263255 14412833 16651820 X 2462551 270202 -1824 X 0 1 X 1 0 X 5732487 1015534 395662 218000 893725 6031958 5951261 3845 668060 319000 571679 5732487 6519741 7628 -114368 343200 118540 5951261 6758409 21989 160121 304600 116178 6519741 5087318 1173717 836947 226200 113373 6758409 0.14600 0.81600 0.03800 0 0 190484 190484 3266033 2783534 482499 2893837 2733442 160395 15434987 8589040 6845947 7679325 COMMON FUND 1062226 F 1062226 10036657 270202 -199968 70234 9966423 17972 1264176 1282148 11248571 7305728 21742 21742 7283986 17972 1484062 1502034 8786020 PART V, LINE 4: THE SCHOOLS ENDOWMENT FUNDS ARE PRIMARILY INTENDED TO SUPPORT SCHOLARSHIPS FOR STUDENTS AND ACADEMIC PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON SPLIT INTEREST AGREEMENT -1,824. CAPITAL CAMPAIGN EXPENSES -198,144. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -21,742. FINANCIAL AID 1,285,918. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 21,742. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 1,285,918. CAPITAL CAMPAIGN EXPENSES 198,144. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 OUR STUDENTS COME FROM ALL PARTS OF THE UNITED STATES, AND THEREFORE, WE ARE NOT ABLE TO REACH ALL PARTS OF THE GENERAL COMMUNITY WHICH WE SERVE BY PUBLICIZING OUR RACIALLY NONDISCRIMINATORY POLICY THROUGH NEWSPAPERS OR BROADCAST MEDIA. INSTEAD, IN ADDITION TO PUBLICIZING OUR RACIALLY NONDISCRIMINATORY POLICY IN ALL OF OUR BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS, WE ALSO PUBLICIZE OUR POLICY ON OUR WEBSITE IN ORDER TO REACH ALL PARTS OF THE GENERAL COMMUNITY WHICH WE SERVE. GIVEN THESE FACTS AND CIRCUMSTANCES, THE ASSOCIATION HAS SATISFIED THE PUBLICITY REQUIREMENT OF REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03, AS IT HAS DEMONSTRATED THAT ITS PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS IN ALL GEOGRAPHIC AREAS ARE REASONABLY DESIGNED TO INFORM STUDENTS OF ALL RACIAL SEGMENTS IN ALL OF THE GENERAL COMMUNITIES WHICH WE SERVE. SCHEDULE E, PART I, LINE 6 DURING THE CURRENT YEAR, THE ORGANIZATION RECEIVED FINANCIAL ASSISTANCE FROM THE NATIONAL OCEANANIC AND ATMOSPHERIC ADMINISTRATION (NOAA). THE ORGANIZATION RECEIVED GRANT FUNDS TO SUPPORT STUDENTS PARTICIPATING IN THE WOODS HOLE PARTNERSHIP EDUCATION PROGRAM ($146,206). THE ORGANIZATION RECEIVED GRANT FUNDS FROM THE NOAA TO SUPPORT PLASTICS RESEARCH ($46,510). ADDITIONALLY, THE ORGANIZATION RECEIVED GRANT FUNDS FROM THE NOAA TO SUPPORT DIVERSITY ($3,800). DURING THE CURRENT YEAR, THE ORGANIZATION RECEIVED FINANCIAL ASSISTANCE FROM THE NATIONAL SCIENCE FOUNDATION (NSF). THE ORGANIZATION RECEIVED GRANT FUNDS TO SUPPORT PLASTICS RESEARCH ($46,634). THE ORGANIZATION ALSO RECEIVED GRANT FUNDS FROM THE NSF TO SUPPORT SCIENTIFIC EQUIPMENT REPLACEMENTS ($19,465). X X X X X X 1 GRAHAM- PELTON CONSULTING INC 101 FEDERAL STREET BOSTON MA 02110 GENERAL FUNDRAISING 0 0 176670 0 176670 1 FINANCIAL AID FOR STUDENTS ATTENDING COLLEGE PROGRAMS 100 1262468 FINANCIAL AID FOR STUDENTS ATTENDING HIGH SCHOOL PROGRAMS 27 23450 PART I, LINE 2: A MAJORITY OF FINANCIAL AID IS PROVIDED TO STUDENTS BASED ON FINANCIAL NEED, WHILE THERE ARE SMALL AMOUNTS AWARDED BASED ON MERIT. STUDENTS SUBMIT APPLICATIONS FOR ASSISTANCE TO THE ASSOCIATE DEAN OF STUDENTS AND FINANCIAL SERVICES. THE APPLICATIONS INCLUDE DOCUMENTATION AND PROOF OF NEED OR ACHIEVEMENT. THE ASSOCIATE DEAN OF STUDENTS AND FINANCIAL SERVICES REVIEWS THE APPLICATIONS AND SELECTS THE STUDENTS TO RECEIVE THE ASSISTANCE. THE SELECTIONS ARE COMMUNICATED TO THE BUSINESS OFFICE AND STUDENT BILLING IS ADJUSTED ACCORDINGLY. THE DIRECTOR OF FINANCE AND ADMINISTRATION REVIEWS THE STUDENT BILLING RECORDS TO DETERMINE FINANCIAL AID HAS BEEN APPLIED APPROPRIATELY. 1 X X X 0 0 0 0 0 0 0 0 0 MARGARET BRANDON TRUSTEE/PRESIDENT 155643 0 0 0 0 0 4800 0 3784 0 164227 0 0 0 A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 2003-10-15 2309000 PAYOFF OLD LOANS AND CONSTRUCT/RENNOVATE REAL PROPERTY AND VESSELS 0 0 0 A 971907 2309000 46180 555820 1707000 2003 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 0 0 1 1 0 0 0 0 A 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK DATE THE REBATE COMPUTATION WAS PERFORMED: 10/14/2008 X 19 304041 FMV AT DONATION 0 0 0 PART I, COLUMN (B): THE AMOUNTS IN PART I, LINE 9 COLUMN B REPRESENT THE NUMBER OF INDIVIDUAL STOCKS RECEIVED. FORM 990, PART IV, QUESTION 14A THE VESSEL AND EMPLOYEES TRAVEL INTERNATIONALLY. FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS MEMBERS DEFINED AS "OVERSEERS". THESE MEMBERS ELECT OFFICERS, TRUSTEES AND OVERSEERS TO THE ASSOCIATION'S GOVERNING BODY. OVERSEERS ARE MADE UP OF DONORS AND INDIVIDUALS WITH EXPERTISE IN THE FIELDS OF TEACHING, FUNDRAISING, FINANCES AND SAILING. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE RIGHT TO ELECT OFFICERS, TRUSTEES AND OVERSEERS TO THE ASSOCIATION'S GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ALL REQUIRED SCHEDULES WERE DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. THE TREASURER AND DIRECTOR OF FINANCE AND ADMINISTRATION REVIEWED THE SECTION ON GOVERNANCE WITH THE BOARD DURING A BOARD MEETING, ALONG WITH OTHER SPECIFIC SECTIONS AND SCHEDULES OF THE FORM 990. THE BOARD WAS THEN GIVEN THE OPPORTUNITY TO REVIEW THE ENTIRE FORM 990 AND RELATED SCHEDULES FOR REASONABLENESS, AND TO FORWARD COMMENTS AND QUESTIONS TO THE TREASURER AND THE DIRECTOR OF FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY APPLIES TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND ALL OFFICERS OF THE ORGANIZATION. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE DISCLOSURES AND DETERMINES WHETHER A CONFLICT OF INTEREST EXISTS. ANY PERSONS IDENTIFIED AS HAVING A CONFLICT RELATIVE TO A TRANSACTION OR DECISION ON WHICH THE BOARD OF TRUSTEES IS DELIBERATING ARE EXCLUDED FROM SUCH DELIBERATIONS OR DECISION MAKING. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF TRUSTEES' EXECUTIVE COMMITTEE IS RESPONSIBLE FOR REVIEWING AND APPROVING THE COMPENSATION OF THE PRESIDENT. THE EXECUTIVE COMMITTEE UTILIZES COMPARABILITY DATA THAT DEMONSTRATED THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. THIS DATA MAY INCLUDE EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS, WRITTEN JOB OFFERS FOR POSITIONS AT SIMILAR ORGANIZATIONS, DOCUMENTED TELEPHONE CALLS ABOUT SIMILAR POSITIONS AT BOTH NONPROFIT AND FOR-PROFIT ORGANIZATIONS, AND INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS. THE EXECUTIVE COMMITTEE DOCUMENTS ALL SUCH DELIBERATIONS AND DECISIONS MADE. FORM 990, PART VI, SECTION C, LINE 18 THE FORM 990 IS AVAILABLE ON THE ORGANIZATION'S WEBSITE, WWW.SEA.EDU. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAINTAINS COPIES OF ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AT ITS CORPORATE OFFICE AT 171 WOODS HOLE ROAD, FALMOUTH MASSACHUSETTS. THESE DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. IN ADDITION, THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE, WWW.SEA.EDU. FORM 990, PART XI, LINE 9: CHANGE IN SPLIT INTEREST AGREEMENT -1,824.