2019-11-15T17:47:46-06:00 2019-06-30 341912961 COHEN & COMPANY LTD OFFICES LISTED AT WWWCOHENCPACOM OH 44115 990EZ 2018-07-01 273063903 CALIFORNIA ALTERNATIVE INVESTMENTS ASSOCIATION CALI 4153699646 575 MARKET STREET NO 2125 SAN FRANCISCO CA 94105 CHRISTINA PACINI EXECUTIVE DIRECTOR 4153699646 2019-11-15 1 TIMOTHY CHESSER P00051772 8002291099 2019-11-11 38.67.199.130 2019-11-15 16:52:13 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9F4C1B0CB2A6533AA2D8023AF2D41F2F51372458 2018 2020-03-31 21:24:44Z X X WWW.CALALTS.ORG X X 172249 X 26691 145550 8 172249 67488 5957 102608 176053 -3804 57591 0 53787 X 44757 36305 12834 17482 57591 53787 0 0 57591 53787 X THE CALIFORNIA ALTERNATIVE INVESTMENTS ASSOCIATION (CALALTS) IS A NON-PROFIT, MEMBER BASED ORGANIZATION FOUNDED TO FOSTER THE GROWTH AND DEVELOPMENT OF THOSE WITHIN THE ALTERNATIVE INVESTMENTS INDUSTRY IN CALIFORNIA THROUGH KNOWLEDGE SHARING, THOUGHT-LEADERSHIP, ADVOCACY OF SOUND BUSINESS PRACTICES, EVENTS, RESOURCES, AND EDUCATIONAL PROGRAMS. CALALTS HAS BEEN OFFERING INDUSTRY NETWORKING AND EDUCATIONAL EVENTS, FEATURING TOPICAL DISCUSSIONS ON MATTERS INCLUDING REGULATION, BEST PRACTICES, ECONOMIC OUTLOOK, PORTFOLIO CONSTRUCTION, AND RISK MANAGEMENT. DURING THE YEAR, CALALTS INCURRED APPROXIMATELY $100,000 IN EXPENSES TO HOST 25 EDUCATIONAL AND NETWORKING EVENTS THAT SERVED MORE THAN 1,750 ATTENDEES. 0 0 CALALTS CONTINUES TO INVEST IN THE WEBSITE ENHANCEMENTS AND COMMUNICATIONS DESIGNED TO SERVE OVER 4,000 INDIVIDUALS - INCLUDING ITS MEMBERSHIP AND NON-MEMBERS WITHIN THE ALTERNATIVE INDUSTRY. COMMUNICATION EFFORTS, IN THE FORM OF WEBSITE, EMAIL, WEBINAR, AND SOCIAL MEDIA ANNOUNCEMENT, FOCUS ON PROMOTING THE MISSION OF THE ORGANIZATION WITH THE PUBLIC, CALALTS EVENTS THAT ARE OPEN TO BOTH MEMBERS AND NON-MEMBERS, AND SUPPORT INDUSTRY-RELATED EVENT ANNOUNCEMENTS. 0 0 CALALTS CONTINUES TO OFFER FREE MONTHLY EDUCATIONAL WEBINARS TO ITS MEMBERS AND MEMBERS WITHING THE ALTERNATIVE INDUSTRY. CALALTS INCURRED HOSTING SERVICE EXPENSES OF APPROXIMATELY $1,000. EXPENSES TO DEVELOP, MANAGE, AND HOST PROGRAMS WERE APPROXIMATELY $5,000. 0 0 X ADAM WAGNER DIRECTOR 3.00 0 0 0 JASON GERLACH PRESIDENT 3.00 0 0 0 CHRIS AINSWORTH CHAIRMAN OF THE BOARD 3.00 0 0 0 RACHEL ROTH DIRECTOR 3.00 0 0 0 VINCE CALCAGNO 1ST VICE PRESIDENT 7.00 0 0 0 MICK SWARTZ DIRECTOR 3.00 0 0 0 ART ZWICKEL TREASURER 3.00 0 0 0 LAURI MARTIN HAAS 2ND VICE PRESIDENT 5.00 0 0 0 ROBIN FINK DIRECTOR 3.00 0 0 0 MICHAEL WU SECRETARY 3.00 0 0 0 KEITH MILLER DIRECTOR 3.00 0 0 0 KERRY WONG DIRECTOR 3.00 0 0 0 X 0 0 0 0 0 0 0 0 CA HOLLAND-PARLETTE ASSOCIATES 575 MARKET STREET SUITE 2125 SAN FRANCISCO CA 94105 4153699646 0 0 0 0 0 0 0 0 FORM 990-EZ, PART I, LINE 4 - OTHER INVESTMENT INCOME DESCRIPTION: INTEREST INCOME. AMOUNT: 8. FORM 990-EZ, PART I, LINE 16 - OTHER EXPENSES DESCRIPTION: BANK FEES. AMOUNT: 5,950. DESCRIPTION: INSURANCE. AMOUNT: 5,644. DESCRIPTION: SUPPLIES. AMOUNT: 1,139. DESCRIPTION: TELEPHONE/FAX/INTERNET. AMOUNT: 2,010. DESCRIPTION: WEBSITE. AMOUNT: 18,113. DESCRIPTION: BOARD EXPENSES. AMOUNT: 4,884. DESCRIPTION: BAD DEBTS. AMOUNT: 505. DESCRIPTION: MISC. EXPENSE - GENERAL. AMOUNT: 1,544. DESCRIPTION: EVENT EXPENSE - CATERING/HOTEL. AMOUNT: 51,394. DESCRIPTION: EVENT EXPENSE - MISC. EXPENSES. AMOUNT: 1,623. DESCRIPTION: EVENT EXPENSE - STAFF EXPENSE/TRAVEL. AMOUNT: 4,406. DESCRIPTION: EVENT EXPENSE - INTEREST GROUP EVENTS. AMOUNT: 2,621. DESCRIPTION: EVENT EXPENSE - FOUNDATION SUPPORT. AMOUNT: 1,000. DESCRIPTION: EVENT EXPENSE - YOUNG PROFESSIONALS MIXER. AMOUNT: 1,775. TOTAL TO FORM 990-EZ, LINE 16: 102,608. FORM 990-EZ, PART II, LINE 24 - OTHER ASSETS DESCRIPTION: PREPAID EXPENSES. BEG. OF YEAR AMOUNT: 5,624. END OF YEAR AMOUNT: 0. DESCRIPTION: ACCOUNTS RECEIVABLE. BEG. OF YEAR AMOUNT: 7,210. END OF YEAR AMOUNT: 17,121. DESCRIPTION: AR-HP-OVERPAYMENT. BEG. OF YEAR AMOUNT: 0. END OF YEAR AMOUNT: 66. DESCRIPTION: ACCRUED REVENUE. BEG. OF YEAR AMOUNT: 0. END OF YEAR AMOUNT: 295. FORM 990-EZ, PART V, INFORMATION REGARDING PERSONAL BENEFIT CONTRACTS: THE ORGANIZATION DID NOT, DURING THE YEAR, RECEIVE ANY FUNDS, DIRECTLY, OR INDIRECTLY, TO PAY PREMIUMS ON A PERSONAL BENEFIT CONTRACT. FORM 990-EZ, PART V, QUESTION 35: AMOUNTS REPORTED ON PART I,LINE 2 REPRESENT GUEST FEES FOR ATTENDING ONE OF THE ORGANIZATION'S EVENTS HELD FOR ITS MEMBERS. AS INDICATED IN PART III, THE EVENTS ARE PUT ON TO FOSTER GROWTH AND DEVELOPMENT IN THE ALTERNATIVE INVESTMENT INDUSTRY THROUGH EDUCATIONAL AND NETWORKING PROGRAMS. THEREFORE, SUCH FEES FURTHER THE ORGANIZATION'S EXEMPT PURPOSE AND ARE NOT CONSIDERED UNRELATED BUSINESS INCOME. MANAGEMENT AND ADMINISTRATIVE SERVICES: EFFECTIVE JULY 1, 2018, THE ORGANIZATION HAD CONTRACTED WITH HOLLAND-PARLETTE ASSOCIATES INC. (HPA) TO PROVIDE MANAGEMENT AND ADMINISTRATIVE SERVICES FOR THE ORGANIZATION. FOR SUCH SERVICES (ESTIMATED TO BE 40 HOURS PER WEEK), THE ORGANIZATION PAID HPA $67,488 FOR THE FISCAL YEAR ENDING JUNE 30, 2019. THE ORGANIZATION DID NOT, DURING THE YEAR, RECEIVE ANY FUNDS, DIRECTLY,OR INDIRECTLY, TO PAY PREMIUMS ON A PERSONAL BENEFIT CONTRACT.THE ORGANIZATION, DID NOT, DURING THE YEAR, PAY ANY PREMIUMS, DIRECTLY,OR INDIRECTLY, ON A PERSONAL BENEFIT CONTRACT.