2019-11-06T10:40:12-06:00 2018-12-31 410746749 CLIFTONLARSONALLEN LLP 1301 W 22ND ST STE 1100 OAK BROOK IL 60523 990 2018-01-01 362181944 AMERICAN SOCIETY OF ANESTHESIOLOGISTS AMER 8478255586 1061 AMERICAN LANE SCHAUMBURG IL 601734973 PAUL POMERANTZ CHIEF EXECUTIVE OFFICER 8478255586 2019-11-04 1 MICHAEL STEPHENS P01302903 6305738600 2019-11-04 67.137.57.251 2019-11-04 12:47:39 CS P 74360C0F9F998AEB88742761FB50F404B4DAF3FD 82E529E4E4A7453430FC95DC7CD7478FBE6B70F3 2018 2020-03-31 21:24:44Z PAUL POMERANTZ 1061 AMERICAN LANE SCHAUMBURG IL 601734973 54173491 0 X WWW.ASAHQ.ORG X 1936 NY ADVANCING THE PRACTICE AND SECURING THE FUTURE OF ANESTHESIOLOGY THROUGH MEDICAL EDUCATION, CREATION AND DISSEMINATION OF NEW KNOWLEDGE, IMPROVEMENT OF PATIENT CARE, AND LEGISLATIVE AND REGULATORY ADVOCACY. 65 62 188 1774 1034858 151887 51147 66418 47890566 48539956 2240317 2339881 3165059 3227236 53347089 54173491 5212827 5605359 0 0 21288486 22466135 0 0 0 25138766 27356721 51640079 55428215 1707010 -1254724 132753546 126458692 51389085 57990816 81364461 68467876 X ADVANCING THE PRACTICE AND SECURING THE FUTURE OF ANESTHESIOLOGY THROUGH MEDICAL EDUCATION, CREATION AND DISSEMINATION OF NEW KNOWLEDGE, IMPROVEMENT OF PATIENT CARE, AND LEGISLATIVE AND REGULATORY ADVOCACY. 0 0 MEMBERSHIP - MEMBERS OF ASA INCLUDE MD/DOS WHO ARE LICENSED PHYSICIANS AND HAVE COMPLETED A TRAINING PROGRAM IN ANESTHESIOLOGY, AS WELL AS MEDICAL STUDENTS INTERESTED IN ANESTHESIOLOGY AND RESIDENTS ENROLLED IN AN ANESTHESIOLOGY TRAINING PROGRAM. ANESTHESIOLOGISTS PRACTICING OUTSIDE THE US AND SCIENTISTS INVOLVED IN ANESTHESIA RESEARCH MAY BECOME AFFILIATE MEMBERS. EDUCATIONAL MEMBERS INCLUDE NURSE ANESTHETISTS AND ANESTHESIOLOGIST ASSISTANTS. THE SOCIETY HAS 54,268 MEMBERS. THE SOCIETY MANAGES INDIVIDUAL AND GROUP DUES INVOICING AND PROCESSING FOR ASA MEMBERS. THE SOCIETY MAINTAINS A COMPREHENSIVE MEMBER AND CUSTOMER DATABASE TRACKING ALL SALES AND TRANSACTIONS WITH THE SOCIETY. PUBLICATIONS - ASA PRODUCES STATEMENTS, GUIDELINES, AND STANDARDS WHICH FOCUS ON WAYS OF IMPROVING THE PRACTICE OF ANESTHESIOLOGY. ADDITIONAL PUBLICATIONS PROVIDE INFORMATION ON THE VARIOUS ASPECTS OF ANESTHETIC CARE FOR BOTH MEDICAL PERSONNEL AND THE LAY PUBLIC. A DISTINGUISHED SCIENTIFIC JOURNAL, "ANESTHESIOLOGY", IS PUBLISHED MONTHLY, AS IS THE OFFICIAL NEWSLETTER, "MONITOR", WHICH PROVIDES GENERAL INFORMATION AND NEWS ON CURRENT ISSUES AFFECTING ANESTHESIOLOGY. CONTINUING EDUCATION - ASA SPONSORS CONTINUING MEDICAL EDUCATION VIA ONLINE COURSES, TANGIBLE PRODUCTS, AND LIVE MEETINGS THAT ARE DESIGNED TO ADVANCE PHYSICIAN ANESTHESIOLOGISTS' CURRENT KNOWLEDGE AND BUILD SKILLS ON NEWEST CLINICAL DEVELOPMENTS, TECHNOLOGY ADVANCEMENTS, AND RESEARCH. SELF STUDY COURSES INCLUDE TWO BASED ON A QUESTION AND ANSWER FORMAT: ANESTHESIOLOGY CONTINUING EDUCATION (ACE), AND THE SELF-EDUCATION AND EVALUATION (SEE), THAT ARE USED TO ASSESS PROFESSIONAL KNOWLEDGE AND PREPARE FOR MAINTENANCE OF CERTIFICATION AND LICENSURE. OTHER SELF-STUDY COURSES INCLUDE A JOURNAL CME PROGRAM USING ARTICLES FROM "ANESTHESIOLOGY, REFRESHER COURSES IN ANESTHESIOLOGY" AN EXPANSION OF ANNUAL MEETING COURSES, PATIENT SAEFETY, ETHICS, AND A VARIETY OF E-LEARNING PROGRAMS ON CLINICAL TOPICS. ASA IN-PERSON EDUCATION PROGRAMS INCLUDE AN ANNUAL MEETING, THE WORLD'S LARGEST EDUCATION PROGRAM FOR PHYSICIAN ANESTHESIOLOGISTS, OFFERING A VARIETY OF SESSIONS AND WORKSHOPS THAT COVER THE CURRENT TOPICS AND EMERGING SCIENCE. THE 2018 ANNUAL MEETING NUMBER OF ATTENDEES WAS AS FOLLOWS:MEMBERS 8,437NON-MEMBERS 2,180EXHIBITORS 2,304GUEST/SPOUSE 1,324FOR A TOTAL OF 14,245 ATTENDEESOTHER ANNUAL PROGRAMS INCLUDE CONFERENCE ON PRACTICE MANAGEMENT, ANESTHESIA QUALITY MEETING, LEGISLATIVE CONFERENCE, AND THE CERTIFICATE IN BUSINESS ADMINISTRATION. 0 1 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 382 0 188 1 1 1 0 0 0 1 1 0 0 0 X 65 62 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X LISA STEININGER 8472689220 1061 AMERICAN LANE SCHAUMBURG IL 601734973 LINDA J MASON PRESIDENT 40.00 2.00 X X 0 0 0 MARY DALE PETERSON PRESIDENT ELECT 40.00 1.00 X X 0 0 0 BEVERLY K PHILIP FIRST VICE PRESIDENT 30.00 0.00 X X 4701 0 0 JAMES D GRANT IMMEDIATE PAST PRESIDENT 20.00 1.00 X X 0 0 0 JEFFREY S PLAGENHOEF PAST PRESIDENT 20.00 1.00 X X 0 0 0 ANDREW D ROSENBERG VP OF SCI. AFFAIRS (AS OF OCT 2018) 20.00 1.50 X X 0 0 0 JEFF T MUELLER VP OF PROF. AFFAIRS (AS OF OCT 2018) 20.00 1.00 X X 2181 0 0 STANLEY W STEAD VP OF PROF. AFFAIRS (UNTIL OCT 2018) 20.00 1.00 X X 0 0 0 JOHN F DOMBROWSKI SECRETARY 5.00 0.00 X X 1800 0 0 KENNETH ELMASSIAN ASSISTANT SECRETARY 5.00 0.00 X X 3400 0 0 MICHAEL W CHAMPEAU TREASURER 5.00 2.00 X X 2000 0 0 DONALD E ARNOLD ASSISTANT TREASURER 5.00 1.00 X X 3105 0 0 RONALD L HARTER SPEAKER, HOUSE OF DELEGATES 5.00 0.00 X X 6800 0 0 PATRICK GIAM VICE SPEAKER, HOUSE OF DELEGATES 5.00 1.00 X X 2400 0 0 ALAN P MARCO DIRECTOR 1.00 0.00 X 1200 0 0 ANJUM BUX DIRECTOR 1.00 1.10 X 600 0 0 BRETT ARRON DIRECTOR 1.00 0.00 X 600 0 0 BRETT WINTHROP DIRECTOR 1.00 0.00 X 1200 0 0 BRIAN E HARRINGTON DIRECTOR 1.00 0.00 X 0 0 0 CHAD GREENE DIRECTOR 1.00 0.00 X 2200 0 0 CHRIS A KITTLE DIRECTOR 1.00 0.00 X 0 0 0 CHRISTOPHER D EMERSON DIRECTOR 1.00 0.00 X 0 0 0 CHRISTOPHER E SWIDE DIRECTOR 1.00 0.00 X 600 0 0 CLAUDE D BRUNSON DIRECTOR (UNTIL OCTOBER 2018) 1.00 0.00 X 1600 0 0 CURTIS KOONS JR DIRECTOR (UNTIL AUGUST 2018) 1.00 0.00 X 100 0 0 DANNY L WILKERSON DIRECTOR 1.00 0.00 X 1200 0 0 DAVID L HEPNER DIRECTOR 1.00 0.00 X 2101 0 0 DAVID MARTIN DIRECTOR 1.00 2.00 X 6404 0 0 DAVID VARLOTTA DIRECTOR 1.00 0.00 X 1200 0 0 DAVID W SIEGEL DIRECTOR 1.00 0.00 X 600 0 0 DAVID WLODY DIRECTOR 1.00 0.00 X 2101 0 0 ELIZABETH W LAU DIRECTOR 1.00 0.00 X 1200 0 0 EMIL ENGELS DIRECTOR 1.00 0.00 X 0 0 0 ERIN A SULLIVAN DIRECTOR 1.00 0.00 X 1000 0 0 FRANCISCO GRINBERG DIRECTOR 1.00 0.00 X 600 0 0 GEOFFREY WILSON DIRECTOR 1.00 0.00 X 0 0 0 GERARD T COSTELLO DIRECTOR 1.00 0.00 X 1600 0 0 GILDASIO DE OLIVEIRA DIRECTOR (AS OF NOVEMBER 2018) 1.00 0.00 X 0 0 0 HOWARD ODOM DIRECTOR 1.00 0.00 X 0 0 0 JAMES B KELLY JR DIRECTOR 1.00 0.00 X 3200 0 0 JAMES D KINDSCHER DIRECTOR 1.00 0.00 X 1600 0 0 JAMES M WEST DIRECTOR 1.00 0.00 X 1400 0 0 JAMES R HEBL DIRECTOR 1.00 0.00 X 0 0 0 JAMES R MESROBIAN DIRECTOR 1.00 0.00 X 2905 0 0 JAY D CUNNINGHAM DIRECTOR 1.00 0.00 X 1200 0 0 JEFFREY R KIRSCH DIRECTOR 1.00 0.00 X 1600 0 0 JEFFREY S JACOBS DIRECTOR 1.00 0.00 X 0 0 0 JENNIFER ROOT DIRECTOR 1.00 0.00 X 800 0 0 JOHN LAGORIO DIRECTOR 1.00 0.00 X 1505 0 0 JOHN LEROY MANSELL DIRECTOR 1.00 0.00 X 0 0 0 JOHN R ROTRUCK DIRECTOR 1.00 0.00 X 1200 0 0 JOSEPH F CASSADY JR DIRECTOR 1.00 0.00 X 0 0 0 JOSEPH W SZOKOL DIRECTOR 1.00 0.00 X 2505 0 0 KENNETH R STONE DIRECTOR 1.00 0.00 X 1684 0 0 KRAIG DE LANZAC DIRECTOR 1.00 0.00 X 2000 0 0 LILIAN KANAI DIRECTOR 1.00 0.00 X 0 0 0 LINDA B HERTZBERG DIRECTOR 1.00 0.00 X 1200 0 0 LOC NGUYEN DIRECTOR 1.00 2.00 X 0 0 0 MARK A GILBERT DIRECTOR 1.00 0.00 X 0 0 0 MARY B WEBER DIRECTOR 1.00 0.00 X 0 0 0 MAXINE LEE DIRECTOR 1.00 0.00 X 600 0 0 MICHAEL BECK DIRECTOR (UNTIL FEBRUARY 2018) 1.00 0.00 X 600 0 0 MICHAEL GOSNEY DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL K CAHALAN DIRECTOR 1.00 0.00 X 600 0 0 NARIMAN RAHIMZADEH DIRECTOR 1.00 0.00 X 0 0 0 PATRICIA BROWNE DIRECTOR 1.00 0.00 X 600 0 0 PATRICK H ALLAIRE DIRECTOR (UNTIL OCTOBER 2018) 1.00 0.00 X 2200 0 0 PETER J DUNBAR DIRECTOR 1.00 1.00 X 1704 0 0 R SCOTT HERD DIRECTOR 1.00 0.00 X 0 0 0 RAAFAT S HANNALLAH DIRECTOR 1.00 0.00 X 0 0 0 RANDALL M CLARK DIRECTOR 1.00 1.00 X 0 0 0 RICHARDO DOMINGO GALAN DIRECTOR 1.00 0.00 X 0 0 0 ROBERT E JOHNSTONE DIRECTOR 1.00 3.00 X 1200 0 0 ROBERT OLSZEWSKI DIRECTOR (AS OF OCTOBER 2018) 1.00 0.00 X 0 0 0 ROBERT P RIEKER JR DIRECTOR 1.00 0.00 X 0 0 0 ROBERT W THOMSEN DIRECTOR 1.00 0.00 X 1200 0 0 SCOTT E KERCHEVILLE DIRECTOR 1.00 0.00 X 1704 0 0 SEAN HUNT DIRECTOR 1.00 0.00 X 600 0 0 STEVEN HATTAMER DIRECTOR 1.00 0.00 X 504 0 0 STEVEN J SIVILS DIRECTOR 1.00 0.00 X 600 0 0 TIMOTHY N BEESON DIRECTOR 1.00 0.00 X 600 0 0 TRAVIS TEETOR DIRECTOR (AS OF OCTOBER 2018) 1.00 0.00 X 0 0 0 VIJAY K GABA DIRECTOR 1.00 0.00 X 1600 0 0 YEWANDE JOHNSON DIRECTOR 1.00 0.00 X 600 0 0 DANIEL CAMPOS III DIRECTOR 1.00 0.00 X 1200 0 0 PAUL POMERANTZ CHIEF EXECUTIVE OFFICER 70.00 1.00 X 667880 0 89433 JEREMY B LEWIN GENERAL COUNSEL 50.00 0.00 X 464863 0 71630 LISA STEININGER CFO (AS OF APRIL 2018) 50.00 0.00 X 212087 0 39291 BRIAN REILLY CHIEF OPERATING OFFICER 50.00 0.00 X 370857 0 74540 MANUEL BONILLA CHIEF ADVOCACY & PRACTICE OFFICER 50.00 0.00 X 334125 0 74839 CHRISTOPHER J WEHKING ASSOC & BUSINESS RELATIONS EXECUTIVE 50.00 0.00 X 271247 0 69611 THOMAS R MILLER DIRECTOR OF ANALYTICS & RESEARCH 50.00 0.00 X 261916 0 51837 NORA B MATUS DIRECTOR OF POLITICAL AFFAIRS 50.00 0.00 X 237128 0 34305 ROSEANNE FISCHOFF ECONOMICS & PRACTICE EXECUTIVE 50.00 0.00 X 215254 0 32046 MARC J BERNSTEIN DIRECTOR OF INFORMATION TECHNOLOGY 50.00 0.00 X 208467 0 66733 DEBORAH GREIF DIRECTOR OF CORPORATE RELATIONS 50.00 0.00 X 203402 0 46443 THOMAS CONWAY FORMER CFO 0.00 0.00 X 185792 0 1456 3724422 0 652164 39 1 1 0 RIGHTPOINT 29 N WACKER DRIVE 4TH FLOOR CHICAGO IL 60606 IT SERVICES 1281531 WOLTERS KLUWER HEALTH INC 2001 MARKET STREET PHILADELPHIA PA 19103 EDITORIAL SERVICES 1158795 PSAV PRESENTATION SERVICES 549 W LAKE STREET ELMHURST IL 60126 AUDIO VISUAL SERVICES 972435 CAE HEALTHCARE INC 6300 EDGELAKE DRIVE SARASOTA FL 34240 CONTINUED EDUCATION SERVICES 960793 MCDERMOTT WILL & EMERY 227 W MONROE CHICAGO IL 60606 LEGAL SERVICES 657802 53 66418 66418 DUES 900099 24733797 24733797 ANNUAL MEETING 541900 9072968 8761968 311000 ANESTHESIA CONTINUING EDUCATION 541900 6561381 6561381 OTHER PROGRAM INCOME 541900 3233743 3233743 OTHER SUPPORT 541900 3073010 2416467 656543 1865057 1865057 48539956 2339881 2339881 2988812 67315 2921497 230056 0 230056 230056 230056 SHARED SERVICES 900099 8368 8368 8368 54173491 47572413 1034858 5499802 5577859 27500 3019055 14828660 1395167 2215597 1007656 71627 36753 787772 71987 953190 389497 1331318 990977 1840271 789846 7744961 815075 2819562 150401 OTHER OUTSIDE SERVICES 5900214 SUBSCRIPTIONS 1095397 CREDIT CARD FEES 872952 RESEARCH SERVICES 462488 232433 55428215 7845663 9393175 2083770 2266028 1158297 1320642 46341310 14829116 33523510 31512194 86915273 81543401 1227033 423252 132753546 126458692 9144978 11542066 11426522 16050737 27780667 26788500 3036918 3609513 51389085 57990816 X 81364461 68054331 413545 81364461 68467876 132753546 126458692 X -1254724 -8678804 -2990754 27697 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 AMERICAN SOCIETY OF ANESTHESIOLOGISTS POLITICAL ACTION COMMITTEE 1501 M STREET NW SUITE 300 WASHINGTON DC DC 20005 363887214 37018 0 0 0 24733797 787772 787772 989352 -201580 PART I-A, LINE 1: AT TIMES, THE SOCIETY COLLECTS CONTRIBUTIONS FROM ENTITIES ON BEHALF OF A RELATED POLITICAL ACTION COMMITTEE ("RELATED PAC"). THESE FUNDS ARE USED TO OFFSET THE RELATED PAC'S EXPENSES INCLUDING EMPLOYEE COSTS, MAILING COSTS, AND OTHER. 2805806 2805806 24550968 2889560 21661408 1236187 224836 1011351 17609482 11661206 5948276 138867 53514 85353 31512194 DEFERRED RENT 3609513 3609513 X PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE SOCIETY AND RECOGNIZE A TAX LIABILITY IF THE SOCIETY HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE SOCIETY AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2018, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY IN THE FINANCIAL STATEMENTS. 1 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 501(C)3 2000000 OPERATION SUPPORT ANESTHESIA QUALITY INSTITUTE 1061 AMERICAN LANE SCHAUMBURG IL 60173 263848288 501(C)3 1457768 OPERATION SUPPORT ANESTHESIA PATIENT SAFETY FOUNDATION 1061 AMERICAN LANE SCHAUMBURG IL 60173 510287258 501(C)3 425000 OPERATION SUPPORT WOOD LIBRARY-MUSEUM OF ANESTHESIOLOGY 1061 AMERICAN LANE SCHAUMBURG IL 60173 363573324 501(C)3 400000 OPERATION SUPPORT MALIGNANT HYPERTHERMIA 1 NORTH MAIN STREET SHERBURNE NY 134601069 011076301 501(C)3 25000 OPERATION SUPPORT NATIONAL ACADEMY OF SCIENCES 500 FIFTH STREET NW ROOM 843 WASHINGTON DC 20001 530196932 501(C)3 5000 OPERATION SUPPORT 6 0 EDUCATIONAL GRANTS - POLICY RESEARCH ROTATION IN POLITICAL AFFAIRS PROGRAM 5 27500 PART I, LINE 2: ASA ISSUES GRANTS TO ITS RELATED ORGANIZATIONS WHICH, IN TURN, ADHERE TO THEIR PARTICULAR GUIDELINES FOR REVIEWING GRANT APPLICATIONS, THE DISBURSEMENT OF AWARDS AND THE MONITORING OF GRANT FUNDS. ASA ALSO AWARDS GRANTS TO OUTSIDE ENTITIES, WHO ARE THEN REQUIRED TO PROVIDE WRITTEN REPORTS ON THE PROGRESS OF THE INITIATIVE. X X 1 1 X X X X X 1 0 0 PAUL POMERANTZ CHIEF EXECUTIVE OFFICER 578687 0 89193 0 0 0 64326 0 25107 0 757313 0 0 0 JEREMY B LEWIN GENERAL COUNSEL 411646 0 53217 0 0 0 35750 0 35880 0 536493 0 0 0 LISA STEININGER CFO (AS OF APRIL 2018) 212087 0 0 0 0 0 16500 0 22791 0 251378 0 0 0 BRIAN REILLY CHIEF OPERATING OFFICER 333840 0 37017 0 0 0 35750 0 38790 0 445397 0 0 0 MANUEL BONILLA CHIEF ADVOCACY & PRACTICE OFFICER 297176 0 36949 0 0 0 35750 0 39089 0 408964 0 0 0 CHRISTOPHER J WEHKING ASSOC & BUSINESS RELATIONS EXECUTIVE 242921 0 28326 0 0 0 33802 0 35809 0 340858 0 0 0 THOMAS R MILLER DIRECTOR OF ANALYTICS & RESEARCH 232995 0 28921 0 0 0 34182 0 17655 0 313753 0 0 0 NORA B MATUS DIRECTOR OF POLITICAL AFFAIRS 211578 0 25550 0 0 0 30392 0 3913 0 271433 0 0 0 ROSEANNE FISCHOFF ECONOMICS & PRACTICE EXECUTIVE 192298 0 22956 0 0 0 24155 0 7891 0 247300 0 0 0 MARC J BERNSTEIN DIRECTOR OF INFORMATION TECHNOLOGY 189467 0 19000 0 0 0 27806 0 38927 0 275200 0 0 0 DEBORAH GREIF DIRECTOR OF CORPORATE RELATIONS 180468 0 22934 0 0 0 22568 0 23875 0 249845 0 0 0 THOMAS CONWAY FORMER CFO 161558 0 24234 0 0 0 1456 0 0 0 187248 0 0 0 PART I, LINE 1A THE ASA ADMINISTRATIVE PROCEDURES ALLOW DOMESTIC FIRST-CLASS AIRFARE FOR PRESIDENT, PRESIDENT-ELECT, FIRST VP, ROVENSTEIN LECTURER, RECIPIENT OF THE DISTINGUISHED SERVICE AWARD, RECIPIENT OF THE EXCELLANCE IN RESEARCH AWARD, LEGISLATIVE CONFERENCE KEYNOTE SPEAKER, AND THE NICHOLAS M. GREENE, MD, OUTSTANDING HUMANITARIAN CONTRIBUTION AWARD, ALONG WITH THE SPOUSES OF EACH. ASA ALLOWS DOMESTIC FIRST-CLASS TRAVEL FOR THE SPEAKER AT THE JOHN W. SEVERINGHAUS LECTURE ON TRANSLATIONAL SCIENCE. PART I, LINE 3 OUTSIDE COMPENSATION EXPERTS ARE UTILIZED REGARDING BENCHMARKED POSITION OF THE CHIEF EXECUTIVE OFFICER. THE EXECUTIVE COMPENSATION COMMITTEE MAKES DECISIONS ON ANY MERIT INCREASES FOR THE CHIEF EXECUTIVE OFFICER BASED ON DATA PROVIDED BY AN EXTERNAL COMPENSATION CONSULTANT. FORM 990, PART VI, SECTION A, LINE 7A THE HOUSE OF DELEGATES MEETS ON AN ANNUAL BASIS TO AFFIRM THE MANAGEMENT OF THE ORGANIZATION BY THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS EXERCISES FINAL AUTHORITY OVER AND MANAGES THE BUSINESS AND FINANCIAL AFFAIRS OF THE SOCIETY, INCLUDING, BUT NOT LIMITED TO, THE ACQUISITION, MANAGEMENT, CONTROL AND DISPOSITION OF ITS PROPERTY AND THE AUTHORIZATION OF ALL CONTRACTS ON ITS BEHALF; THE BOARD OF DIRECTORS MAY DELEGATE PORTIONS OF SUCH AUTHORITY TO THE OFFICERS, COUNCILS, SECTIONS OR COMMITTEES AND PERFORM SUCH OTHER DUTIES AS ARE PROVIDED FOR IN THE BYLAWS. CERTAIN MEMBERS OF THE HOUSE OF DELEGATES ARE MEMBERS OF THE BOARD OF DIRECTORS UNDER THE ORGANIZATION'S BYLAWS. OFFICERS ARE ELECTED BY THE HOUSE OF DELEGATES AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B THE HOUSE OF DELEGATES HAS THE AUTHORITY TO CHANGE THE ORGANIZATION'S BYLAWS AND MODIFY SELECT DECISIONS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE SECTION ON FISCAL AFFAIRS, WHICH IS A SUB-COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS THE FORM 990 WITH THE INDEPENDENT CPA FIRM THAT PREPARED THE RETURN. A REPORT OF THIS REVIEW AND A FULL COPY WILL BE POSTED TO THE "MEMBERS ONLY" PORTION OF THE WEBSITE, WWW.ASAHQ.ORG, AS SOON AS POSSIBLE FOLLOWING THE MEETING WITH THE CPA FIRM. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, ASA BOARD MEMBERS AND OFFICERS ARE REQUIRED TO DISCLOSE WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS OF INTEREST, AND IF SO, ARE REQUIRED TO DISCLOSE THEM. THE GOVERNANCE UNIT SHALL MONITOR COMPLIANCE WITH THE POLICY. THE ASA OFFICE OF GENERAL COUNSEL, IN CONSULTATION WITH THE ADMINISTRATIVE COUNCIL, SHALL HAVE PRIMARY RESPONSIBILITY TO MONITOR AND ENFORCE THE CONFLICT OF INTEREST POLICY AS IT PERTAINS TO THE ADMINISTRATIVE COUNCIL. ON OR BEFORE COMMENCEMENT OF A NEW TERM OF OFFICE OR SERIVCE, THE INCOMING COMMITTEE CHAIRS, ADMINISTRATIVE COUNCIL, AND THE OFFICE OF GENERAL COUNSEL SHALL INITIATE REVIEW OF THE POTENTIAL CONFLICT OF INTEREST DISCLOSURE STATEMENTS AND COMPLETE INIITAL REVIEW OF SUCH STATEMENTS WITHIN 30 DAYS OF THE COMMENCEMENT OF THE TERM. THE SECRETARY SHALL BE NOTIFIED IN THE EVENT OF AN ALLEGED FAILURE TO CONFORM TO THE STANDARDS. THE SECRETARY SHALL REFER THE EXCEPTION OR FAILURE TO THE ADMINISTRATIVE COUNCIL. THE ADMINISTRATIVE COUNCIL MAY DETERMINE THAT A CONFLICT DOES NOT EXIST, DETERMINE THAT A CONFLICT DOES EXIST BUT GRANT A WAIVER, DETERMINE THAT THE MATTER SHOULD BE HEARD BY THE JUDICIAL CONCIL, OR IN THE BASE OF ALLEGED CONFLICT BY A DIRECTOR OR ALTERNATE DIRECTOR, REFER THE MATTER TO THE COMPONENT SOCIETY NOMINATING THE DIRECTOR OR ALTERNATE DIRECTOR FOR APPROPRIATE ACTION. THESE REQUIREMENTS SHALL APPLY EQUALLY TO THE MEMBERS OF THE ASA EXECUTIVE STAFF. IN THE CASE OF SUCH INDIVIDUALS, THE EXECUTIVE COMMITTEE OF THE ADMINISTRATIVE COUNCIL SHALL BE RESPONSIBLE FOR MONITORING AND ENFORCING COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY AS IT PERTAINS TO THE ASA EXECUTIVE STAFF, INCLUDING THE DETERMINATION OF ANY WAIVER OR FOR THE APPLICATION OF SANCTIONS IN THE EVENT OF ANY VIOLATIONS OF THE POLICY. THE COI STATEMENT AND THE FORMS ARE AVAILABLE ON THE ASA WEBSITE IN THE "MEMBERS ONLY" SECTION. HARD COPIES MAY BE OBTAINED FROM THE ASA EXECUTIVE OFFICE. FORM 990, PART VI, SECTION B, LINE 15 OUTSIDE COMPENSATION EXPERTS ARE UTILIZED REGARDING BENCHMARKED POSITION OF THE CHIEF EXECUTIVE OFFICER. THE EXECUTIVE COMPENSATION COMMITTEE MAKES DECISIONS ON ANY MERIT INCREASES FOR THE CHIEF EXECUTIVE OFFICER BASED ON DATA PROVIDED BY AN EXTERNAL COMPENSATION CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, GOVERNING DOCUMENTS, AND FINANCIAL STATEMENTS ARE AVAILBALE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: BENEFIT PLAN CHANGES OTHER THAN NET PERIODIC POSTRETIREMENT BENEFIT COSTS 27,697. FORM 990, PART XII, LINE 2C: THE PROCESS RELATED TO THE COMMITTEE WHICH ASSUMES THE OVERALL RESPONSIBILITY FOR THE AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR. WOOD LIBRARY-MUSEUM OF ANESTHESIOLOGY 1061 AMERICAN LANE SCHAUMBURG IL 60173 363573324 COLLECTION OF ANESTHESIA LITERATURE IL 501(C)(3) LINE 12A, I AMERICAN SOCIETY OF ANESTHESIOLOGISTS 1 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 ANESTHESIA CARE EDUCATION AND RESEARCH IL 501(C)(3) LINE 7 AMERICAN SOCIETY OF ANESTHESIOLOGISTS 1 ANESTHESIA PATIENT SAFETY FOUNDATION 1061 AMERICAN LANE SCHAUMBURG IL 60173 510287258 ANESTHESIA PATIENT SAFETY EDUCATION IL 501(C)(3) LINE 7 AMERICAN SOCIETY OF ANESTHESIOLOGISTS 1 AMERICAN SOCIETY OF ANESTHESIOLOGISTS POLITICAL ACTION COMMITTEE 1061 AMERICAN LANE SCHAUMBURG IL 60173 363887214 POLITICAL CAMPAIGN ACTIVITIES IL 527 0 ANESTHESIA QUALITY INSTITUTE 1061 AMERICAN LANE SCHAUMBURG IL 60173 263848288 ADVANCES IN QUALITY OF CARE MEASUREMENT AND DELIVERY IN ANESTHESIA IL 501(C)(3) LINE 12A, I AMERICAN SOCIETY OF ANESTHESIOLOGISTS 1 ASA CHARITABLE FOUNDATION 1061 AMERICAN LANE SCHAUMBURG IL 60173 454946512 IMPROVE HEALTH AND MEDICAL CARE IN UNDER-SERVICED COMMUNITIES IL 501(C)(3) LINE 12A, I AMERICAN SOCIETY OF ANESTHESIOLOGISTS 1 0 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0 0 FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH B 2000000 FMV ANESTHESIA QUALITY INSTITUTE B 1457768 FMV FOUNDATION FOR ANESTHESIA EDUCATION AND RESEARCH Q 699014 FMV WOOD LIBRARY-MUSEUM OF ANESTHESIOLOGY Q 469450 FMV ANESTHESIA PATIENT SAFETY FOUNDATION Q 454781 FMV ANESTHESIA PATIENT SAFETY FOUNDATION B 425000 FMV WOOD LIBRARY-MUSEUM OF ANESTHESIOLOGY B 400000 FMV WOOD LIBRARY-MUSEUM OF ANESTHESIOLOGY J 204073 FMV