2019-09-03T16:49:19-05:00 2018-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2017-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2019-08-22 1 KELLY M WHITE P00622256 4808346030 216.27.213.138 2019-08-22 15:53:16 US P AABCA7D4A69FE23C4645447E4DBAE51B3FD989F2 AABCA7D4A69FE23C4645447E4DBAE51B3FD989F2 2017 2019-02-21 02:37:17Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 34172278 0 X WWW.AZHUMANE.ORG X 1957 AZ MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. VISION: END ANIMAL SUFFERING, HOMELESSNESS AND NEEDLESS EUTHANASIA. 22 22 334 2636 3001 2001 16978398 24329751 4168608 3994335 453397 539435 399400 486652 21999803 29350173 0 0 0 0 10408022 13186548 0 0 2907831 7965028 7076271 18373050 20262819 3626753 9087354 45798698 55103795 2134597 2933765 43664101 52170030 X MISSION: WE SAVE THE MOST VULNERABLE ANIMALS AND ENRICH THE LIVES OF PETS AND PEOPLE. VISION: END ANIMAL SUFFERING, HOMELESSNESS AND NEEDLESS EUTHANASIA. 0 0 6240475 1122451 AHS SERVES AS A SAFETY NET FOR THE VALLEY'S MOST VULNERABLE PETS, AND OUR COMPREHENSIVE MEDICAL, BEHAVIORAL REHABILITATION, SURRENDER INTERVENTION AND SPAY/NEUTER INITIATIVES SAVED AN ADDITIONAL 80,000 LIVES OVER THE LAST FIVE YEARS. OUR LIFESAVING PROGRAMS, INCLUDING OUR SECOND CHANCE ANIMAL TRAUMA HOSPITAL, MUTTERNITY SUITES, KITTEN NURSERY, BOTTLE BABY KITTEN ICU AND PARVO PUPPY ICU SAVE THE LIVES OF PETS ROUTINELY EUTHANIZED IN SHELTERS. LAST YEAR, OUR TRAUMA HOSPITAL TREATED 11,493 SICK, INJURED AND ABUSED HOMELESS PETS - NEARLY TWO THIRDS OF ALL THE ANIMALS WHO CAME THROUGH OUR DOORS. WE ALSO CARED FOR 409 CRITICALLY ILL DOGS IN OUR PARVO PUPPY ICU AND 306 MOMS AND BABIES IN OUR MUTTERNITY SUITES. OUR KITTEN NURSERY AND BOTTLE BABY KITTEN ICU CARED FOR MORE THAN 1,800 FRAGILE FELINES. 2729930 2516232 LAST YEAR, AHS SAVED 12,229 ANIMALS THROUGH ADOPTION AND OTHER PLACEMENT OUTLETS, AND OUR ETHICAL NO-KILL PHILOSOPHY ENSURES WE NEVER EUTHANIZE A PET FOR SPACE OR LENGTH OF TIME. WE ARE ALSO COMMITTED TO KEEPING PETS IN HOMES BY CONNECTING PET OWNERS WITH AFFORDABLE MEDICAL, BEHAVIOR AND SUPPORT SERVICES. OUR PET RESOURCE CENTER HANDLES NEARLY 200 CALLS A DAY, AND LAST YEAR OUR PRC HELPED KEEP 4,229 PETS WITH THEIR FAMILIES. IN ADDITION, WE PROVIDED SPAY/NEUTER SURGERY TO 16,097 OWNED AND SHELTER ANIMALS, HELPING TO REDUCE PET OVERPOPULATION IN OUR COMMUNITY, AND VETERINARY SERVICES TO 19,936 OWNED ANIMALS THROUGH OUR PUBLIC CLINICS. OUR FOSTER HEROES EXPAND OUR CAPACITY FOR CARE, PROVIDING TEMPORARY HOMES FOR 400-800 PETS AT ANY GIVEN TIME, WHILE OUR VOLUNTEERS GIVE OVER 360,000 HOURS OF THEIR TIME TO OUR PETS EACH YEAR. WE ALSO INSPIRE A COMPASSIONATE AND CARING COMMUNITY FOR ALL ANIMALS THROUGH EDUCATION AND OUTREACH. 1280712 690894 AHS' EMERGENCY ANIMAL MEDICAL TECHNICIANS ARE ON THE ROAD 365 DAYS A YEAR RESCUING MORE THAN 4,000 ABUSED, INJURED AND ABANDONED ANIMALS. WE SEEK JUSTICE FOR ABUSED ANIMALS, AND OUR EAMTS PARTNER WITH LAW ENFORCEMENT TO CONDUCT 7,400 CRUELTY INVESTIGATIONS EACH YEAR. THIS PAST YEAR, EAMTS RESPONDED TO 49 CASES IN WHICH WE SEIZED 10 ANIMALS OR MORE - THE LARGEST OF WHICH INCLUDED 165 ANIMALS. WE ADVANCE LEGISLATION TO PROTECT PETS INVOLVED IN THE MOST HORRIFIC CASES AND ADVOCATE TO FIGHT CRUELTY AND NEGLECT. AHS LED THE FIGHT TO SUCCESSFULLY PASS HB2671, AN ANTI-CRUELTY BILL THAT WILL ENSURE ANIMAL ABUSERS FACE STRONGER PENALTIES IN THE WORST CASES OF ABUSE. AHS ALSO SERVES AS THE DESIGNATED RESPONDER FOR ANIMALS IN DISTRESS DURING NATURAL DISASTERS. 6466470 36908 OUR SUPPORT TEAMS, WHICH INCLUDE FACILITIES & MAINTENANCE, TRANSPORT, ANIMAL CARE & EXPERIENCE, CUSTOMER EXPERIENCE, WAREHOUSE AND OPERATIONS SUPPORT AND SERVICE OPERATIONS MANAGEMENT, PLAY A CRITICAL ROLE IN HELPING US SAVE THE LIVES OF HOMELESS PETS IN OUR COMMUNITY. 6466470 36908 16717587 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 108 0 1 334 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 22 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 MELINDA MORRISON GULICK DIRECTOR 2.00 X 0 0 0 ANN DAMIANO CHAIR EMERITUS 4.00 X X 0 0 0 KIMBERLEE REIMANN PADILLA DIRECTOR 2.00 X 0 0 0 SUSIE INGOLD DIRECTOR 2.00 X 0 0 0 KATHERINE K CECALA DIRECTOR 2.00 X 0 0 0 DEBBIE DEPAOLI DIRECTOR 2.00 X 0 0 0 TRACEY LYONS DIRECTOR 2.00 X 0 0 0 ANDREA MARCONI VICE CHAIR 4.00 X X 0 0 0 MELISSA RUPOLI-KATZ DIRECTOR 2.00 X 0 0 0 KERRY MILLIGAN SECRETARY 4.00 X X 0 0 0 SUZANNE PEARL CHAIR 8.00 X X 0 0 0 MARY FRANCES EWING DIRECTOR 2.00 X 0 0 0 ANN SINER DIRECTOR 2.00 X 0 0 0 DR CRAIG D THATCHER DIRECTOR 2.00 X 0 0 0 RONALD WILSON DIRECTOR 2.00 X 0 0 0 BRYAN ALBUE VICE CHAIR 4.00 X X 0 0 0 ANTHONY ALFONSO DIRECTOR 2.00 X 0 0 0 PATRCIA TATE DIRECTOR 2.00 X 0 0 0 MATTHEW WALLER TREASURER 4.00 X X 0 0 0 JEN WEINBRENNER DIRECTOR 2.00 X 0 0 0 COURTNEY BELLER DIRECTOR 2.00 X 0 0 0 DYAN GETZ DIRECTOR 2.00 X 0 0 0 STEVEN HANSEN PRESIDENT & CEO 40.00 X 330938 0 38163 KELSEA PATTON VP OF EXTERNAL AFFAIRS 40.00 X 175002 0 948 ROBYN JAYNES VP OF MEDICAL SERVICES 40.00 X 168963 0 1115 MICHELLE GIESEN CFO 32.00 X 131192 0 5634 JILL SANTA VP OF HUMAN RESOURCES 40.00 X 130685 0 5575 MELISSA THOMPSON STAFF VETERINARIAN 40.00 X 122756 0 5552 KATHERINE DAIGLE STAFF VETERINARIAN 40.00 X 114873 0 902 LAUREN MARTICH DIRECTOR OF DEVELOPMENT 40.00 X 115350 0 5166 1289759 0 63055 9 0 1 0 0 X 711999 23617752 2153202 24329751 ADOPTION FEES 541900 1645072 1645072 CLINIC OPERATIONS 541900 1121924 1121924 ANIMAL RESUCE SERVICES 541900 743849 743849 ANIMAL INTAKE 541900 311990 311990 EDUCATION 611600 171500 171500 3994335 573791 573791 42648 0 42648 42648 42648 3437851 10200 3481872 535 -44021 9665 -34356 -34356 185743 711999 185743 0 104970 36117 68853 68853 1489988 1117838 372150 372150 OTHER INCOME 541900 3001 3001 3001 29350173 4366485 3001 650936 574438 307089 114578 152771 10517130 9402026 104304 1010800 129577 111006 4130 14441 1157478 1061384 5881 90213 807925 712848 13326 81751 44417 11612 8661 24144 35950 7871 27458 621 28800 28800 67397 67397 993586 686519 23069 283998 3148432 2031783 109485 1007164 235692 124554 45141 65997 491401 441037 24137 26227 324487 299227 7361 17899 4066 3457 10 599 769323 702967 25354 41002 112532 84870 17647 10015 HIRING, TRAINING & DEVE 206571 169460 6585 30526 OUTSIDE ANIMAL SERVICES 202810 202810 REPAIRS & MAINTENANCE 170754 156837 5284 8633 RECOGNITION & AWARDS 60065 25767 372 33926 179988 145663 27221 7104 20262819 16717587 637401 2907831 9048871 11151301 607445 134664 5706245 7368925 217833 36050 221502 247738 343549 438772 25146650 10977587 9828976 14169063 11267339 12002650 8556938 9554632 45798698 55103795 1879131 2338499 52780 423873 202686 171393 2134597 2933765 X 28815202 34858196 9476899 12106834 5372000 5205000 43664101 52170030 45798698 55103795 X 9087354 -273307 -308118 X X 0 1 X 1 0 X 12235799 12879259 13534855 16978398 24329751 79958062 12235799 12879259 13534855 16978398 24329751 79958062 1853120 78104942 256892 384735 519977 459005 616439 2237048 2359 3378 5073 5433 3001 19244 69221 135528 93431 298180 82512534 25218262 0.94660 0.95420 X SCHEDULE A PART II LINE 10 EXPLANATION FOR OTHER INCOME: TRAINING FEES, FIELD REVENUE FROM CONTRACTS, AND OTHER MISCELLANEOUS INCOME 1 1 1 0 1 0 0 0 0 0 1 28800 28800 0 PART II-B, LINE 1: DURING 2017, THE ORGANIZATION LED EFFORTS TO PASS LEGISLATION THAT ALLOWS GOOD SAMARITANS TO TAKE ACTION WITHOUT RISK OF CIVIL LIABILITY IF THEY RESCUE A CHILD OR A PET FROM A HOT CAR AND ALLOW ARIZONA RESIDENTS TO MAKE A VOLUNTARY CONTRIBUTION VIA A CHECK OFF BOX TO FUND MUCH-NEEDED AFFORDABLE SPAY/NEUTER SERVICES THROUGHOUT ARIZONA. THE ORGANIZATION LED COLLABORATIVE EFFORTS FOR THE HUMANE LEGISLATIVE COALITION OF ARIZONA AND ALSO RETAINED A LOBBYIST TO ENSURE PASSAGE OF THE LEGISLATION. THE ORGANIZATION UTILIZED EMAIL, WEBSITE, NEWSLETTER AND SOCIAL MEDIA OUTREACH TO ENCOURAGE THE PUBLIC TO CONTACT THEIR LOCAL REPRESENTATIVES IN SUPPORT OF THESE MEASURES. THE TOTAL FUNDS EXPENDED ON THESE ACTIVITIES IS LESS THAN 1% OF THE ORGANIZATION'S REVENUE AND LESS THAN 1% OF THE ORGANIZATION'S TOTAL EXPENSES FOR THE YEAR. 4723139 4723139 15858925 7417628 8441297 97725 48406 49319 2673213 2075781 597432 1793648 1435772 357876 14169063 DEPOSITS 39632 BENEFICIARY INTEREST IN REMAINDER TRUSTS 4310000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 5205000 9554632 GIFT ANNUITY PAYABLE 171393 171393 X 30283882 -273307 1515134 -308118 933709 29350173 0 29350173 21777953 1515134 1515134 20262819 0 20262819 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME, WHICH HAVE NOT BEEN SIGNIFICANT, AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY US GAAP RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2018, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2015 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2014 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -308,118. COMPASSION WITH FASHION 828566 644281 184285 184285 PET TELETHON 65423 63965 1458 1458 1 3753 3753 897742 711999 185743 185743 185743 0 104970 31454 4663 1 0.50000 104970 31454 4663 36117 68853 AZ 0 AZ DOES NOT REQUIRE 0 0 0 1.00000 LINDA GENTRY 1521 W DOBBINS RD PHOENIX AZ 85041 0 PAGE ENGLERT 0 RAFFLE COORDINATION X 0 X X X X X 0 1 0 0 0 0 0 0 0 STEVEN HANSEN PRESIDENT & CEO 296327 0 18664 0 15947 0 18000 0 20163 0 369101 0 0 0 KELSEA PATTON VP OF EXTERNAL AFFAIRS 161422 0 11248 0 2332 0 0 0 948 0 175950 0 0 0 ROBYN JAYNES VP OF MEDICAL SERVICES 156566 0 10897 0 1500 0 0 0 1115 0 170078 0 0 0 PART I, LINE 4B STEVEN HANSEN PARTICIPATES IN THE ORGANIZATION'S SECTION 457 NON-QUALIFIED PLAN. X 1 5000 FAIR MARKET VALUE X 65 FAIR MARKET VALUE X 53110 FAIR MARKET VALUE X 106 70443 AUCTIONED PRICE X 20 260547 VALUE ON DAY OF RECEIPT X 1 1500000 DONOR PROVIDED FMV X 2 9900 FAIR MARKET VALUE X 4 100 FAIR MARKET VALUE X EVENT PRIZES 372 197288 DONOR PROVIDED FMV X FOOD/CARE 635 56639 DONOR PROVIDED FMV X GIFT CARDS 2 110 FACE VALUE 1 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $370,567. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE CEO/PRESIDENT AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES, INCLUDING SALARY SURVEYS FOR NON-PROFIT ORGANIZATIONS, AS WELL AS PHOENIX-AREA CEO COMPENSATION FOR NON-PROFIT ORGANIZATIONS OF COMPARABLE BUDGETS, ARE UTILIZED TO ENSURE THAT OUR CEO COMPENSATION IS IN-LINE WITH MARKET PAY. THE SOCIETY HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART VIII, LINE 10C: THE ORGANIZATION RECEIVES DONATIONS OF SUPPLIES AND FOOD AND SELLS THESE ITEMS TO THE GENERAL PUBLIC THROUGH THREE THRIFT STORES. ALTHOUGH THE REVENUES ARE APPROXIMATELY $1,200,000 THE COST OF THE DONATED ITEMS CONTRIBUTED ARE RECORDED IN THE STATEMENT OF ACTIVITIES AT THEIR FAIR VALUE WHICH IS BASED ON THE ESTIMATED SELLING PRICE OF THE SPECIFIC ITEMS. NET THRIFT STORE REVENUES ARE MINIMAL DUE TO COST OF THE ITEMS BEING RECORDED AS A CONTRIBUTION. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -308,118. FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.