2019-08-07T07:02:23-05:00 2018-09-30 990 2017-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASST. TREASURER 6144244971 2019-08-07 131.167.254.133 2019-08-07 07:02:19 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 009FC94BA3865021936524DF3021AFB7D83620F2 2017 2019-02-21 02:37:17Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 5093709518 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 20892 0 71075507 0 4021423284 4189544923 884647052 849993139 31391496 38374853 9888222 9966272 4947350054 5087879187 7552130 7255841 0 0 2657047923 2655339323 0 0 0 2293338682 2385078249 4957938735 5047673413 -10588681 40205774 1050938764 1094142717 631686654 558330135 419252110 535812582 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 2683030062 363161565 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE FIVE UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: PACIFIC NORTHWEST NATIONAL LABORATORY; OAK RIDGE NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; BROOKHAVEN NATIONAL LABORATORY AND NATIONAL RENEWABLE ENERGY LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A SIXTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 487986926 415951209 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 7255841 7255841 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT MEASURE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 3178272829 1 0 0 1 0 0 0 0 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 X 3039 0 1 20892 1 1 1 1 GG JA SA SZ UK 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 CA DC IL KY MA NY OR VA X X EDWARD GRECCO 6144247997 505 KING AVENUE COLUMBUS OH 432012693 JOHN K WELCH CHAIRMAN AND DIRECTOR 3.00 X 143434 0 0 VICKY A BAILEY DIRECTOR 3.00 X 116448 0 0 FRANK L DOUGLAS DIRECTOR TO 11/17 3.00 X 110526 0 0 MICHAEL J GASSER DIRECTOR 3.00 X 123288 0 0 LESTER L LYLES DIRECTOR 3.00 X 117783 0 0 MICHAEL G MORRIS DIRECTOR 3.00 X 108762 0 0 SEAN C O'KEEFE DIRECTOR 3.00 X 125784 0 0 KIRKLAND H DONALD DIRECTOR 3.00 X 115653 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 123267 0 0 STEPHANIE O'SULLIVAN DIRECTOR FROM 02/18 3.00 X 0 0 0 LEWIS VON THAER PRESIDENT & CEO FROM 10/17 39.00 1.00 X 1215446 0 14486 DAVID C EVANS EXECUTIVE VP,CFO TO 02/18 40.00 X 1380784 0 -22285 EDWARD GRECCO EXECUTIVE VP,CFO FROM 05/18 40.00 X 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLOBAL LAB OPS 40.00 X 1325372 0 53101 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 672230 0 33 MALESA LITTERAL SR VP, CHIEF HR OFFICER 40.00 X 484187 0 55123 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 40.00 X 507292 0 -17750 STEPHEN E KELLY SENIOR VP TO 12/17 40.00 X 761481 0 5184 STEVEN F ASHBY SR VP, LAB DIRECTOR 40.00 X 744944 0 38547 THOMAS E MASON SENIOR VP 07/17 TO 11/17 40.00 X 452159 1882188 185712 MARK T PETERS SR VP, LAB DIRECTOR 40.00 X 802764 0 62802 MATTHEW L VAUGHAN SR VP, CONTRACT RESEARCH FROM 02/18 40.00 X 341953 0 1800 AIMEE KENNEDY SR VP, PHILANTHROPY & EDUCATION 38.00 2.00 X 360687 0 10243 ROBERT J DILLON VP FINANCE & ASST TREAS TO 12/17 40.00 X 264794 0 56333 MARIO WONG ASST TREAS. & CONTROLLER FROM 01/18 40.00 X 234903 0 37248 BRIAN R SMITH TREASURER 39.00 1.00 X 223493 0 33114 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 39.00 1.00 X 285033 0 50563 BRETT BOSLEY ACTING CFO 7/17 TO 05/18 40.00 X 476918 0 30081 MIKE SCHLENDER DEPUTY OF OPERATIONS 40.00 X 464582 0 37762 BOBI A GARRETT DEPUTY PROGRAMS, PARTNERSHIPS 40.00 X 473318 0 -98207 JUAN ALVAREZ DEPUTY LAB DIRECTOR 40.00 X 475518 0 25722 KELLY BEIERSCHMITT DEPUTY LAB DIRECTOR 40.00 X 505400 0 17855 ZACHARY TUDOR ASSOC. LAB DIRECTOR 40.00 X 535518 0 3907 SUBRA SURESH DIRECTOR TO 08/17 3.00 X 107931 0 0 JEFFREY WADSWORTH PRESIDENT & CEO TO 09/17 39.00 1.00 X 3549056 0 -91644 UZMA S BURKI SR VP, CHIEF HR TO 01/16 40.00 X 156600 0 0 17887308 1882188 489730 34 1 1 0 SECURUS CAPITAL LLC 211 N UNION STREET ALEXANDRIA VA 22314 EQUIPMENT LEASING 17645102 YOH SERVICES LLC 1500 SPRING GARDEN ST PHILADELPHIA PA 19130 SCIENTIFIC & TECHNICAL SERVICES 16062197 NATIONAL SECURITY TECHNOLOGIES PO BOX 98521 LAS VEGAS NV 891938521 SCIENTIFIC & TECHNICAL SERVICES 15447676 CADRE5 LLC 320 CORPORATE DRIVE KNOXVILLE TN 379234610 SCIENTIFIC & TECHNICAL SERVICES 7217201 HOLMAN'S USA LLC 6201 JEFFERSON ST NE ALBUQUERQUE NM 871093431 SCIENTIFIC & TECHNICAL SERVICES 7069114 5 4172018289 17526634 4189544923 GOVERNMENT CONTRACTS 541700 676318741 676318741 SCIENTIFIC RESEARCH 541700 173674398 102794033 70880365 849993139 8215344 195142 8020202 9520724 9520724 641753 500606 141147 141147 141147 25937663 9551571 1767477 3562248 24170186 5989323 30159509 30159509 OPERATING REVENUE 541700 159176 159176 MISCELLANEOUS REVENUE 541700 145225 145225 304401 5087879187 779112774 71075507 48145983 X 7255841 7255841 17019309 17019309 1898833081 1204993039 693840042 147126538 92362770 54763768 446386840 284250826 162136014 145973555 92619734 53353821 1946916 1946916 8441891 8441891 2884970 2884970 1071030 1071030 1112979 1112979 1431842442 907739945 524102497 3042503 3042503 10019338 538400 9480938 65337203 40098095 25239108 161797302 103150472 58646830 93457853 58230326 35227527 3010458 1939499 1070959 6638927 4074037 2564890 26881549 16065223 10816326 4799535 4799535 PURCHASES 439252121 278473122 160778999 RENTAL & MAINTENANCE 90088004 58734408 31353596 RESEARCH AND DEVELOPMEN 9730511 9730511 NON-INCOME TAX EXPENSE 6786070 3934723 2851347 16936647 8021409 8915238 5047673413 3178272829 1869400584 0 39941033 51874742 75857012 81977427 247455986 224237798 8454100 4752180 24567972 69489351 598556422 391951191 227908500 206605231 306476251 311276282 77092823 76811785 43185087 67117921 1050938764 1094142717 134625020 157789249 21717337 27116980 202500000 155000000 272844297 218423906 631686654 558330135 X 0 0 0 0 419252110 535812582 419252110 535812582 1050938764 1094142717 X 40205774 76354698 X 0 1 X 1 1 1 X 4036275724 3989960217 4051515397 4021423284 4189544923 20288719545 4036275724 3989960217 4051515397 4021423284 4189544923 20288719545 20288719545 17696880 16103324 16826722 17433343 18682222 86742491 894717 26784 3133898 2624143 4657994 11337536 20386799572 3566988668 0.99520 0.99550 X 0 0 0 0 0 1 0 0 0 0 1 1030943 0 1 40087 1071030 0 PART II-B, LINE 1: LINE 1 (I) OTHER ACTIVITIES THIRTY-FOUR ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $414,280 AND EXTERNAL LOBBYING EXPENSES TOTALED $616,663 FOR A TOTAL OF $1,030,943. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF AGRICULTURE (FOOD AND DRUG ADMINISTRATION); DEPARTMENT OF COMMERCE (NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION); DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF THE TREASURY (INTERNAL REVENUE SERVICE), DEPARTMENT OF VETERANS AFFAIRS, AND THE NATIONAL SCIENCE FOUNDATION. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: AGRICULTURE, RURAL DEVELOPMENT, FOOD AND DRUG ADMINISTRATION, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; MILITARY CONSTRUCTION, VETERANS AFFAIRS, AND RELATED AGENCIES. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 10179244 10179244 339593156 249672914 89920242 223753841 142278277 81475564 25030181 25030181 206605231 66244607 C RABBI TRUSTS 10567178 F 76811785 OTHER ASSETS 6404371 GOODWILL 24856143 PREPAID PENSION COSTS 35857407 67117921 LONG TERM BENEFIT RELATED LIABILITIES 12943831 OTHER LONG TERM LIABILITIES 4242930 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 201237145 218423906 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. EUROPE INVESTMENTS 34117746 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 99725316 EAST ASIA AND THE PACIFIC 1 2 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES 532268 EUROPE 3 19 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 7018702 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 2 4 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 1055282 6 25 0 0 6 25 142449314 0 142449314 1 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. PART 1, LINE 3 EXPENDITURES ASSOCIATED WITH PROGRAM SERVICES PERFORMED IN RUSSIA AND NEIGHBORING STATES WERE MADE IN CONNECTION WITH THE PERFORMANCE OF CONTRACTS WITH THE U.S. GOVERNMENT. 1 CAMERATA MUSICA 2444 HARRIS AVENUE RICHLAND WA 99352 237100858 501(C)(3) 25000 FMV GRAND PIANO GENERAL OPERATING SUPPORT AMERICAN CANCER SOCIETY 5555 FRANTZ ROAD BOISE ID 83705 131788491 501(C)(3) 9453 GENERAL OPERATING SUPPORT AMERICAN FALLS SCHOOL DISTRICT 827 FORT HALL AVENUE AMERICAN FALLS ID 83211 826000865 170(C)(1) 9883 GENERAL OPERATING SUPPORT AMERICAN HEART ASSOCIATION 5455 N HIGH STREET COLUMBUS OH 43214 135613797 501(C)(3) 7530 GENERAL OPERATING SUPPORT AMERICAN NATIONAL RED CROSS 995 E BROAD STREET COLUMBUS OH 43205 530196605 501(C)(3) 12740 GENERAL OPERATING SUPPORT ART MUSEUM OF EASTERN IDAHO 300 S CAPITAL AVENUE IDAHO FALLS ID 83402 481273754 501(C)(3) 5500 GENERAL OPERATING SUPPORT AUBURN UNIVERSITY FOUNDATION 317 S COLLEGE STREET AUBURN AL 36849 636022422 501(C)(3) 8500 GENERAL 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STREET COLUMBUS OH 43205 316044264 501(C)(3) 4978840 GENERAL OPERATING SUPPORT COLUMBUS METROPOLITAN CLUB 100 E BROAD STREET COLUMBUS OH 43215 310889324 501(C)(3) 8875 GENERAL OPERATING SUPPORT COLUMBUS METROPOLITAN LIBRARY FOUNDATION 96 S GRANT AVE COLUMBUS OH 43215 311692755 501(C)(3) 52000 GENERAL OPERATING SUPPORT COLUMBUS MUSEUM OF ART 480 E BROAD STREET COLUMBUS OH 43215 314379447 501(C)(3) 30545 GENERAL OPERATING SUPPORT COLUMBUS SYMPHONY ORCHESTRA 55 E STATE STREET COLUMBUS OH 43215 316402408 501(C)(3) 9360 GENERAL OPERATING SUPPORT COLUMBUS ZOOLOGICAL PARK ASSOCIATION 9990 RIVERSIDE DRIVE POWELL OH 43065 314390844 501(C)(3) 22786 GENERAL OPERATING SUPPORT COMMUNITY SHELTER BOARD 111 LIBERTY STREET COLUMBUS OH 43215 311181284 501(C)(3) 79750 GENERAL OPERATING SUPPORT CUSTER COUNTY ECONOMIC DEVELOPMENT ASSOCIATION 411 CLINIC ROAD CHALLIS ID 83226 820536118 501(C)(3) 14415 GENERAL OPERATING SUPPORT DRAKE UNIVERSITY 2507 UNIVERSITY AVENUE DES MOINES IA 50311 420680460 501(C)(3) 6720 GENERAL OPERATING SUPPORT FAITH MISSION 500 W WILSON BRIDGE ROAD WORTHINGTON OH 43085 310809759 501(C)(3) 5254 GENERAL OPERATING SUPPORT FIRST COMMUNITY FOUNDATION 1320 CAMBRIDGE BLVD COLUMBUS OH 43212 316027662 501(C)(3) 8260 GENERAL OPERATING SUPPORT TENNESSEE TECHNOLOGICAL UNIVERSITY FOUNDATION 1010 N PEACH TREE DRIVE COOKVILLE TN 38501 591777911 501(C)(3) 5000 GENERAL OPERATING SUPPORT FOR INSPIRATION AND RECOGNITION OF SCIENCE & TECHNOLOGY 1020 COMMERCE PARK DRIVE OAK RIDGE TN 37830 264400392 501(C)(3) 10000 GENERAL OPERATING SUPPORT FREDERICK COUNTY PUBLIC SCHOOLS 191 S EAST STREET FREDERICK MD 21701 526000941 170(C)(1) 50000 GENERAL OPERATING SUPPORT FRIENDS OF THE CONSERVATORY 1777 E BROAD STREET COLUMBUS OH 43203 311657027 501(C)(3) 8175 GENERAL OPERATING SUPPORT BOY SCOUTS OF AMERICA TRUST 373 CAMP BUCK TOMS ROAD ROCKWOOD TN 37854 620476811 501(C)(3) 5280 GENERAL OPERATING SUPPORT BONNEVILLE JOINT DISTRICT 2800 OWEN STREET IDAHO FALLS ID 83406 826001206 170(C)(1) 6008 GENERAL OPERATING SUPPORT HILLIARD BASEBALL ASSOCIATION PO BOX 202 HILLIARD OH 43026 311022221 501(C)(3) 10000 GENERAL OPERATING SUPPORT HORIZON COMMUNITY ENGAGEMENT CORPORATION 48 E NORTH BROADWAY COLUMBUS OH 43214 263052918 501(C)(3) 10000 GENERAL OPERATING SUPPORT 91 EDUCATION FOUNDATION INC 690 JOHN ADAMS PARKWAY IDAHO FALLS ID 83401 820456533 501(C)(3) 12500 GENERAL OPERATING SUPPORT IDAHO FALLS SYMPHONY SOCIETY 440 N CAPITAL AVENUE IDAHO FALLS ID 83402 826007411 501(C)(3) 7500 GENERAL OPERATING SUPPORT IDAHO GOVERNOR'S CUP SCHOLARSHIPS FUND PO BOX 983 BOISE ID 83701 208277116 501(C)(3) 10000 GENERAL OPERATING SUPPORT IDAHO STEM ACTION CENTER FOUNDATION 802 W BANNOCK STREET BOISE ID 83702 822903945 501(C)(3) 223109 GENERAL OPERATING SUPPORT INDIAN INSTITUTE OF TECHNOLOGY KANPUR FOUNDATION 3838 MUMFORD PLACE PALO ALTO CA 94306 943370645 501(C)(3) 8500 GENERAL OPERATING SUPPORT INTERNATIONAL JUSTICE MISSION 1235 S CLARK STREET ARLINGTON VA 22202 541722887 501(C)(3) 5600 GENERAL 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IDAHO FALLS ID 83402 820363177 501(C)(3) 22000 GENERAL OPERATING SUPPORT NATURAL HERITAGE TRUST 625 BROADWAY ALBANY NY 12207 161019635 501(C)(3) 10000 GENERAL OPERATING SUPPORT OAK RIDGE PUBLIC SCHOOLS EDUCATIONAL FUND 1450 OAK RIDGE TPKE OAK RIDGE TN 37831 621809810 170(C)(1) 22450 GENERAL OPERATING SUPPORT OHIO STATE UNIVERSITY FOUNDATION 1480 W LANE AVENUE COLUMBUS OH 43221 311145986 501(C)(3) 61961 GENERAL OPERATING SUPPORT OTTERBEIN UNIVERSITY 1 S GROVE STREET WESTERVILLE OH 43081 314379532 501(C)(3) 5615 GENERAL OPERATING SUPPORT PENNSYLVANIA STATE UNIVERSITY PHILANTHROPIC FUND 2583 GATEWAY DRIVE STATE COLLEGE PA 16801 274628784 501(C)(3) 10000 GENERAL OPERATING SUPPORT REDI FOUNDATION INC 901 PIER VIEW DRIVE IDAHO FALLS ID 83402 820460529 501(C)(3) 25000 GENERAL OPERATING SUPPORT REGION IV DEVELOPMENT ASSOCIATION 315 FALLS AVENUE TWIN FALLS ID 83301 820311062 501(C)(3) 10000 GENERAL OPERATING SUPPORT ROANE STATE COMMUNITY COLLEGE FOUNDATION 276 PATTON LANE HARRIMAN TN 37748 581413034 501(C)(3) 36000 GENERAL OPERATING SUPPORT OAK RIDGE CITY SCHOOL DISTRICT 245 ROBERTSVILLE ROAD OAK RIDGE TN 37830 626014956 170(C)(1) 15805 GENERAL OPERATING SUPPORT SCHOLARSHIP AMERICA 7900 INTERNATIONAL DRIVE ST PETER MN 56082 042296967 501(C)(3) 25000 GENERAL OPERATING SUPPORT SECOND CHANCE SHELTER 130 COUNTY ROAD 398 BOAZ AL 35957 262717351 501(C)(3) 10000 GENERAL OPERATING SUPPORT SHOSHONE-BANNOCK TRIBES 85 W AGENCY ROAD FORT HALL ID 83203 820197554 501(C)(3) 24000 GENERAL OPERATING SUPPORT SKYLINE HIGH SCHOOL 1767 BLUE SKY DRIVE IDAHO FALLS ID 83402 826001158 170(C)(1) 20000 GENERAL OPERATING SUPPORT BROOKHAVEN WOMEN'S & YOUTH SERVICES 1 INDEPENDENCE HILL FARMINGVILLE NY 11738 112822637 501(C)(3) 5420 GENERAL OPERATING SUPPORT TRAGEDY ASSISTANCE PROGRAM FOR SURVIVORS 3033 WILSON BLVD ARLINGTON VA 22201 920152268 501(C)(3) 9895 GENERAL OPERATING SUPPORT TULANE UNIVERSITY 6329 FRERET STREET NEW ORLEANS LA 70161 720423889 501(C)(3) 9850 GENERAL OPERATING SUPPORT UNITED STATES COAST GUARD ACADEMY ALUMNI ASSOCIATION 47 MOHEGAN AVENUE NEW LONDON CT 06320 061354978 501(C)(3) 10250 GENERAL OPERATING SUPPORT UNITED WAY OF GREATER KNOXVILLE 1301 HANNAH AVENUE KNOXVILLE TN 37921 621818021 501(C)(3) 100000 GENERAL OPERATING SUPPORT UNITED WAY OF CENTRAL OHIO 360 S 3RD STREET COLUMBUS OH 43215 314393712 501(C)(3) 9257 GENERAL OPERATING SUPPORT UNITED WAY OF IDAHO FALLS & BONNEVILLE COUNTY 151 NORTH RIDGE AVENUE IDAHO FALLS ID 83402 820233588 501(C)(3) 51578 GENERAL OPERATING SUPPORT UNITED WAY OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 13000 GENERAL OPERATING SUPPORT UNITED WAY OF SOUTHEASTERN IDAHO 2755 E 5TH AVENUE POCATELLO ID 83204 820209625 501(C)(3) 10705 GENERAL OPERATING SUPPORT UNITED WAY OF THE BLUEGRASS 100 MIDLAND AVE LEXINGTON TX 40508 610444679 501(C)(3) 9250 GENERAL OPERATING SUPPORT UNIVERSITY OF IDAHO FOUNDATION 875 PERIMETER DRIVE MOSCOW ID 83844 237098404 501(C)(3) 18900 GENERAL OPERATING SUPPORT UNIVERSITY OF TENNESSEE 800 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 170(C)(1) 20000 GENERAL OPERATING SUPPORT WYCLIFFE BIBLE TRANSLATORS 11221 JOHN WYCLIFF BLVD ORLANDO FL 32862 951831097 501(C)(3) 12000 GENERAL OPERATING SUPPORT YOUNG MENS CHRISTIAN ASSOCIATION OF IDAHO FALLS 155 NORTH CORNER IDAHO FALLS ID 83402 820222174 501(C)(3) 6500 GENERAL OPERATING SUPPORT 76 0 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE (BMI) SENDS A LETTER TO EACH ORGANIZATION THAT STATES THAT BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THAT THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS TO SIGN A DONOR OBJECTIVE LETTER THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS OVER $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THAT GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), UNDER THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. THE FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. DISTRIBUTIONS TO THE FUND FULFILL THE OBLIGATIONS UNDER THE WILL OF GORDON BATTELLE AND THE AGREEMENT WITH THE OHIO ATTORNEY GENERAL. X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 1 1 LEWIS VON THAER PRESIDENT & CEO FROM 10/17 386689 0 750000 0 78757 0 5625 0 8861 0 1229932 0 0 0 DAVID C EVANS EXECUTIVE VP,CFO TO 02/18 440617 0 551272 0 388895 0 -47114 0 24829 0 1358499 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLOBAL LAB OPS 620627 0 551272 0 153473 0 50005 0 3096 0 1378473 0 0 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 408742 0 260153 0 3335 0 -17843 0 17876 0 672263 0 0 0 MALESA LITTERAL SR VP, CHIEF HR OFFICER 291434 0 191235 0 1518 0 25364 0 29759 0 539310 0 0 0 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 306214 0 199554 0 1524 0 -47583 0 29833 0 489542 0 0 0 STEPHEN E KELLY SENIOR VP TO 12/17 421263 0 336720 0 3498 0 -15324 0 20508 0 766665 0 0 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 414920 0 232367 0 97657 0 13367 0 25180 0 783491 0 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 259626 248283 152868 159214 39665 1474691 10800 136464 23798 14650 486757 2033302 0 0 MARK T PETERS SR VP, LAB DIRECTOR 435637 0 235413 0 131714 0 30291 0 32511 0 865566 0 0 0 MATTHEW L VAUGHAN SR VP, CONTRACT RESEARCH FROM 02/18 38470 0 300000 0 3483 0 1800 0 0 0 343753 0 0 0 AIMEE KENNEDY SR VP, PHILANTHROPY & EDUCATION 251183 0 108680 0 824 0 -6652 0 16895 0 370930 0 0 0 ROBERT J DILLON VP FINANCE & ASST TREAS TO 12/17 223826 0 36327 0 4641 0 37832 0 18501 0 321127 0 0 0 MARIO WONG ASST TREAS. & CONTROLLER FROM 01/18 202358 0 32082 0 463 0 16076 0 21172 0 272151 0 0 0 BRIAN R SMITH TREASURER 183750 0 39454 0 289 0 9354 0 23760 0 256607 0 0 0 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 232970 0 51158 0 905 0 23091 0 27472 0 335596 0 0 0 BRETT BOSLEY ACTING CFO 7/17 TO 05/18 342726 0 132745 0 1447 0 12685 0 17396 0 506999 0 0 0 MIKE SCHLENDER DEPUTY OF OPERATIONS 282299 0 94007 0 88276 0 22994 0 14768 0 502344 0 0 0 BOBI A GARRETT DEPUTY PROGRAMS, PARTNERSHIPS 333150 0 136533 0 3635 0 -115552 0 17345 0 375111 0 0 0 JUAN ALVAREZ DEPUTY LAB DIRECTOR 312930 0 160028 0 2560 0 5569 0 20153 0 501240 0 0 0 KELLY BEIERSCHMITT DEPUTY LAB DIRECTOR 334937 0 168510 0 1953 0 -11944 0 29799 0 523255 0 0 0 ZACHARY TUDOR ASSOC. LAB DIRECTOR 306703 0 101970 0 126845 0 0 0 3907 0 539425 0 0 0 SUBRA SURESH DIRECTOR TO 08/17 107931 0 0 0 0 0 0 0 0 0 107931 0 0 0 JEFFREY WADSWORTH PRESIDENT & CEO TO 09/17 1157192 0 1517452 0 874412 0 -113282 0 21638 0 3457412 0 0 0 UZMA S BURKI SR VP, CHIEF HR TO 01/16 0 0 156600 0 0 0 0 0 0 0 156600 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. EXPENSES ASSOCIATED WITH ALL COMPANION TRAVEL NOT MADE FOR A BONA FIDE BUSINESS PURPOSE WERE TREATED AS TAXABLE COMPENSATION TO THE RECEIPIENT. ANY TRAVEL NOT DEEMED AS NON-TAXABLE IS REPORTABLE AS TAXABLE COMPENSATION IN THE W-2. FOR 2017 THREE CURRENT OFFICERS HAD REPORTABLE TRAVEL LISTED IN THE W-2 WITH A GROSS UP FOR TAXES. BMI PROVIDES A TAX GROSS-UP FOR FOREIGN TAXES, FOREIGN ALLOWANCES, RELOCATION COSTS, AND OTHER MISCELLANEOUS ITEMS. FOR 2017 ONE EMPLOYEE, TWELVE OFFICERS, AND TEN DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2017 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINE 4B NO SEVERANCE PAYMENTS WERE MADE TO ANY INDIVIDUAL LISTED ON FORM 990, PART VII. EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BATTELLE MEMORIAL INSTITUTE RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN YEAR OF VESTING. IN 2017, FOUR OFFICERS WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. ROBERT DILLION $1,470 DAVE EVANS $251,760 RON TOWNSEND $144,642 JEFF WADSWORTH $350,172 PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. PART I, LINE 8 PAYMENTS IN PART VII SUBJECT TO THE INITIAL CONTRACT EXCEPTION: LEWIS VON THAER - HIRING BONUS MATTHEW VAUGHAN - HIRING BONUS AND RETENTION PAYMENT SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS AND/OR QUALIFIED MOVING EXPENSE REIMBURSEMENTS INCURRED BEFORE JAN. 1, 2018 EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3),132(A)(4),AND 132(A)(6) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; AND MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS, AND QUALIFIED MOVING EXPENSE REIMBURSEMENTS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST, FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 907,739,945. MANAGEMENT AND GENERAL EXPENSES 524,102,497. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,431,842,442. FORM 990, PART XI, LINE 9: MARKET VALUE ADJUSTMENT ON MARKETABLE SECURITIES 11,495,974. CURRENCY TRANSLATION ADJUSTMENT -139,184. TRANSFERS 467,702. PENSION AND POST RETIREMENT BENEFITS 64,475,393. NONCONTROLLING INTEREST 54,813. FORM 990, PART I, LINE 7A FORM 990 IS PREPARED ON GAAP FINANCIAL ACCOUNTING BASIS AND FORM 990T IS PREPARED ON AN INCOME TAX ACCOUNTING BASIS. THEREFORE THERE ARE BOOK TO TAX DIFFERENCES THAT ARE RECONCILED IN THE FOLLOWING SCHEDULE FOR THE UNRELATED BUSINESS REVENUE TO FORM 990T, PART I, LINE 13, COLUMN A FORM 990 UNRELATED BUSINESS REVENUE 71,075,507 DEDUCT INCOME TAX BASIS PARTNERSHIP LOSS 30,928 DEDUCT THE COSTS OF GOODS SOLD 63,958,573 ADD PARKING FRINGE BENEFIT 610,346 EQUALS TOTAL ON FORM 990T PART I, LINE 13, COLUMN A 7,696,352 BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC 8300 RESEARCH PLAZA FREDERICK MD 21702 043851808 MANAGEMENT OF NATIONAL LABORATORY DE 37598374 10826607 BATTELLE MEMORIAL INSTITUTE BATTELLE ENERGY ALLIANCE LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 MANAGEMENT OF NATIONAL LABORATORY DE 1089178058 7161120 BATTELLE MEMORIAL INSTITUTE BATTELLE SANDIA LLC 505 KING AVENUE COLUMBUS OH 43201 812597561 MANAGEMENT OF NATIONAL LABORATORY DE 0 0 BATTELLE MEMORIAL INSTITUTE SEEBYTE LIMITED ORCHARD BRAE HOUSE 30 QUEENSFERRY R EDINBURGH UK 981146573 CUSTOM COMPUTER PROGRAMING SERVICES UK 6685813 7798934 SEEBYTE HOLDINGS LTD SEEBYTE HOLDINGS LTD 16 CHARLOTTE SQUARE EDINBURGH UK 981140866 HOLDING COMPANY UK 0 19828891 BATTELLE MEMORIAL INSTITUTE BATTELLE EDUCATION 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(C)(3) 12 (A) I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38TH ST SUITE 100 BOULDER CO 80301 204510571 ECOLOGICAL MONITORING DC 501(C)(3) 7 BATTELLE MEMORIAL INSTITUTE 0 BATTELLE ARABIA FOR SCIENCE & TECHNOLOGY AL-AKARIA PLAZA LEVEL 6 NORTH WIN RIYADH SA 11673 SCIENTIFIC RESEARCH (DORMANT) SA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE INSTITUTE EV FRANKFURT AM MAIN FRANKFURT GM SCIENTIFIC RESEARCH (DORMANT) GM BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE LABORATORY MANAGEMENT SERVICES LLC 505 KING AVENUE COLUMBUS OH 43201 825131944 LAB MANAGEMENT (DORMANT) DE BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE OKLAHOMA LLC 505 KING AVENUE COLUMBUS OH 43201 200292062 REAL ESTATE ACTIVITIES OK BATTELLE MEMORIAL INSTITUTE C 391212 364204 1.00000 1 BATTELLE SERVICES COMPANY INC 505 KING AVENUE COLUMBUS OH 43201 311792334 EMPLOYEE LEASING OH BATTELLE MEMORIAL INSTITUTE C 317870 282162 1.00000 1 BATTELLE UK LIMITED 29 SPRINGFIELD LYONS APPROACH CHELSFORD ESSEX UK CM2 5LB SCIENTIFIC RESEARCH UK BATTELLE MEMORIAL INSTITUTE C 12765077 16521935 1.00000 1 B-C JV LLC 1204 TECHNOLOGY DRIVE ABERDEEN MD 21004 471470805 SCIENTIFIC RESEARCH (DORMANT) MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 GEOSAFE AUSTRALIA PTY LIMITED LEVEL 14 140 ST GEORGES TERRACE PERTH AS WA 6000 HAZARDOUS WASTE REMEDIATION (DORMANT) AS GEOSAFE CORPORATION C 1.00000 1 GEOSAFE CORPORATION 505 KING AVENUE COLUMBUS OH 43201 911404268 WASTE CLEANUP WA BATTELLE MEMORIAL INSTITUTE C 12044 480072 1.00000 1 SCIENTIFIC ADVANCES INC 505 KING AVENUE COLUMBUS OH 43201 316024333 VENTURE CAPITAL MANAGEMENT OH BATTELLE MEMORIAL INSTITUTE C 914 107252 1.00000 1 SEEBYTE INC 2240 SHELTER ISLAND DRIVE SUITE 210 SAN DIEGO CA 92106 980563142 SOFTWARE DEVELOPMENT DE SEEBYTE LIMITED C 1361765 749841 1.00000 1 VITEX SYSTEMS INC 505 KING AVENUE COLUMBUS OH 43201 770526364 LICENSING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 776013 49295 1.00000 1 RESEARCH INSURANCE COMPANY LTD 73 FRONT STREET 3RD FLOOR HAMILTON BD INSURING BATTELLE RISKS BD BATTELLE MEMORIAL INSTITUTE C 993036 101116883 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 BATTELLE OKLAHOMA LLC - SPECIFIED PAYMENT A 3381 FMV BATTELLE SERVICES COMPANY - SPECIFIED PAYMENT A 18925 FMV BATTELLE UK LIMITED A 80587 FMV GEOSAFE CORPORATION - SPECIFIED PAYMENT A 172836 FMV BATTELLE OKLAHOMA LLC D 56500 FMV BATTELLE UK LIMITED L 266538 FMV SEEBYTE INC L 132534 FMV BATTELLE UK LIMITED M 464388 FMV SEEBYTE INC M 439081 FMV RICL M 2055396 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 2301030 3327504 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 4746675 3959526 0 0 0 0.50000 NATIONAL DEFENSE ENERGY & ENVIRONMENTAL ALLIANCE LLC 6165 GUARDIAN GATEWAY ABERDEEN MD 21005 474206336 PROCURE AND PERFORM US GOVERNMENT PRIME CONTRACTS MD RELATED 1 -1799 0 0 0 0 0.50000 TRIAD NATIONAL SECURITY LLC BIKINI ATOLL RD SM 30 LOS ALAMOS NM 87545 823291283 MANAGEMENT OF NATIONAL LABORATORY NM RELATED 1 999954 4743217 0 0 0 0.44630 SCHEDULE R,PART V DURING FISCAL YEAR 2018, BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. SERVICES TO BMI AND BMI'S SWITZERLAND AND UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF SWITZERLAND, UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE PROVISION OF CAPITAL AND THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.