2019-08-08T16:25:32-05:00 2018-09-30 111986323 MARCUM LLP 53 STATE STREET BOSTON MA 02109 990 2017-10-01 222546079 LEGACY ECHN INC LEGA 8606461222 71 HAYNES STREET MANCHESTER CT 06040 ROBERT A SCHWARTZ MD PRESIDENT 8606461222 2019-08-06 1 DOUGLAS FARRINGTON P00370668 6178075000 2019-08-06 47.19.127.190 2019-08-06 15:19:53 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 4D78E7A4154047DCC1BB3E43ECC8BD385CD73D44 2017 2019-02-21 02:37:17Z ROBERT A SCHWARTZ MD 71 HAYNES STREET MANCHESTER CT 06040 9137815 0 X X 1995 CT TO BENEFIT, PERFORM THE FUNCTIONS OF, CARRY OUT THE PURPOSES OF, AND UPHOLD, PROMOTE AND FURTHER THE WELFARE, MISSION AND ACTIVITIES OF THE CHARITABLE HOSPITAL CORPORATIONS FORMERLY KNOWN AS THE MANCHESTER MEMORIAL HOSPITAL, OF MANCHESTER, CONNECTICUT AND THE ROCKVILLE GENERAL HOSPITAL, INCORPORATED, OF VERNON, CONNECTICUT (THE "HOSPITAL CORPORATIONS"): (I) BY FURTHERING, EFFECTING, AND CARRYING OUT THE HOSPITAL CORPORATIONS' GOALS, OBLIGATIONS, AND FUNCTIONS TO BENEFIT THE HOSPITAL CORPORATIONS AND THE INTERESTS OF THE COMMUNITIES THEY SERVED; AND (II) BY RECEIVING, COLLECTING, PRESERVING, MANAGING, APPLYING AND DISPOSING OF ASSETS AND CHARITABLE FUNDS FOR THE EXCLUSIVELY CHARITABLE PURPOSES OF THE CORPORATION AND BENEFITING THE TRADITIONAL MISSIONS OF THE HOSPITAL CORPORATIONS. 3 3 0 0 0 0 371723 8934609 3954903 203206 6730170 0 62932 0 11119728 9137815 0 0 0 0 0 610898 0 0 0 993335 608439 993335 1219337 10126393 7918478 16922080 16870666 64941 156581 16857139 16714085 TO BENEFIT, PERFORM THE FUNCTIONS OF, CARRY OUT THE PURPOSES OF, AND UPHOLD, PROMOTE AND FURTHER THE WELFARE, MISSION AND ACTIVITIES OF THE RELATED CORPORATIONS. 0 0 323982 FURTHERING, EFFECTING, AND CARRYING OUT THE HOSPITAL CORPORATIONS' GOALS, OBLIGATIONS, AND FUNCTIONS TO BENEFIT THE HOSPITAL CORPORATIONS AND THE INTERESTS OF THE COMMUNITIES THEY SERVED; AND RECEIVING, COLLECTING, PRESERVING, MANAGING, APPLYING AND DISPOSING OF ASSETS AND CHARITABLE FUNDS FOR THE EXCLUSIVELY CHARITABLE PURPOSES OF THE CORPORATION AND BENEFITING THE TRADITIONAL MISSIONS OF THE HOSPITAL CORPORATIONS. 323982 1 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 3 3 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X NICHOLAS JAMIESON 8606461222 320 MAIN STREET MANCHESTER CT 06040 ROBERT A SCHWARTZ MD PRESIDENT 1.00 1.00 X X 0 0 0 THOMAS F SCANLON TREASURER 1.00 1.00 X X 0 0 0 MICHELE R BLEZARD SECRETARY 1.00 1.00 X X 0 0 0 PETER J KARL FORMER PRESIDENT AND CEO 0.00 0.00 X 593775 0 0 593775 0 0 1 1 1 0 0 8934609 8934609 3RD PARTY REVENUE 900099 203206 203206 203206 9137815 203206 0 0 593775 593775 17123 17123 192091 192091 77250 77250 113723 113723 TRANSITION SERVICES 100000 100000 REMEDIATION 67000 67000 ENVIRONMENTAL CONSULTIN 31470 31470 TAXES 15116 15116 11789 11789 1219337 323982 895355 0 983204 9636838 378817 279513 12110909 4049376 3449150 2904939 16922080 16870666 29605 72732 35336 83849 64941 156581 X 4746230 12664709 12110909 4049376 16857139 16714085 16922080 16870666 X 7918478 -8061533 X 0 0 0 X X 2 LEGACY MMH INC 060646710 3 1 0 0 LEGACY RGH INC 060653151 3 1 0 0 2 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 0 BENEFICIAL INTEREST IN TRUST ASSETS HELD FOR LEGACY MMH, INC. 2084579 C BENEFICIAL INTEREST IN TRUST ASSETS HELD FOR LEGACY RGH INC. 1964797 C 4049376 ESTIMATED SETTLEMENTS DUE FROM THIRD-PARTY PAYERS 1836022 BUILDING - 319 BROAD STREET 186628 DUE FROM PROSPECT ECHN, INC. 882289 2904939 ESTIMATED SETTLEMENTS DUE TO THIRD PARTY PAYERS 16849 ASSET ENVIRONMENTAL REMEDIATION 67000 83849 1 0 0 0 0 0 0 0 0 PETER J KARL FORMER PRESIDENT AND CEO 0 0 0 0 593775 0 0 0 0 0 593775 0 0 0 SCHEDULE J, PART II, COLUMN B AMOUNTS PAID TO FORMER PRESIDENT AND CEO OF LEGACY MMH, INC., AS REPORTED IN PART II, COLUMN B ARE COMPRISED OF THE FOLLOWING: SEVERANCE PAY TOTAL: $593,775 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED AND APPROVED BY THE LEGACY ECHN, INC. BOARD OF DIRECTORS. EACH MEMBER OF THE BOARD OF DIRECTORS IS PROVIDED ACCESS TO A COPY OF THE FORM 990 PRIOR TO FILING. THE FORM 990 IS ALSO REVIEWED FOR ACCURACY BY KEY MANAGEMENT EMPLOYEES OF PROSPECT ECHN, INC., INCLUDING MICHAEL D. VEILLETTE, CHIEF FINANCIAL OFFICER OF PROSPECT ECHN, INC., AND NICHOLAS JAMIESON, DIRECTOR OF ACCOUNTING OF PROSPECT ECHN, INC. THE DIRECTOR OF ACCOUNTING ALSO CONDUCTS AN EXTENSIVE REVIEW AND DISCUSSION OF THE FORM 990 WITH THE CPA FIRM THAT PREPARES THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE CORPORATE COMPLIANCE/INTERNAL AUDIT DEPARTMENT PROVIDES TO OFFICERS, DIRECTORS, OR TRUSTEES AND KEY EMPLOYEES THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND DISCLOSURE STATEMENT, AND EACH INDIVIDUAL IS REQUIRED TO RETURN TO THE DEPARTMENT, A SIGNED DOCUMENT, ACKNOWLEDGING RECEIPT OF THE POLICY AND DISCLOSURE STATEMENT AND DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. A SUMMARY OF THE DISCLOSURES IS SHARED WITH THE CHAIRMAN OF THE BOARD OF TRUSTEES AND WITH THE AUDIT AND CORPORATE COMPLIANCE COMMITTEE OF THE BOARD. INDIVIDUALS WHO ARE IDENTIFIED AS HAVING A CONFLICT OF INTEREST ARE PROHIBITED IN PARTICIPATING IN THE GOVERNING BODIES DELIBERATIONS AND DECISIONS RELATED TO THE TRANSACTION. THE RETURNED STATEMENTS ARE RETAINED BY THE CORPORATE COMPLIANCE/INTERNAL AUDIT DEPARTMENT FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION, WILL, UPON REQUEST, ALLOW FOR REVIEW OF OUR GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND MOST RECENT ANNUAL AUDITED FINANCIAL STATEMENTS AT AN OFFICE OF THE ORGANIZATION. FORM 990, PART XI, LINE 9: TRANSFER OUT OF TRUST'S ASSETS - ANDREW AND ANN FERGUSON -4,066,325. TRANSFER OUT OF TRUST'S ASSETS - GERTRUDE H. ROGERS FUND -3,969,564. TRANSFER OUT OF TRUST'S ASSETS - ME MOXON & D M YOST MEMORIAL TRUST -293,561. CHANGE IN MARKET VALUE OF TRUSTS ASSETS 267,917. FORM 990, PART XI, LINE 9, CHANGES IN NET ASSETS IT WAS DETERMINED THAT LEGACY ECHN HAD NO INTEREST IN THE TRUST ASSETS AND THEY WERE REMOVED AS AN ASSET ON THE BALANCE SHEET. LEGACY MMH INC 71 HAYNES STREET MANCHESTER CT 06040 060646710 HOSPITAL CT 501(C)(3) LINE 3 ECHN 1 LEGACY RGH INC 31 UNION STREET ROCKVILLE CT 06066 060653151 HOSPITAL CT 501(C)(3) LINE 3 ECHN 1 ECHN COMMUNITY HEALTHCARE FOUNDATION INC 71 HAYNES STREET MANCHESTER CT 06040 222546080 FUNDRAISING/SUPPORT CT 501(C)(3) LINE 7 ECHN 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0