2019-08-06T11:25:01-05:00 2018-12-31 942290202 SHEA LABAGH DOBBERSTEIN PC 44 MONTGOMERY STREET SUITE 3200 SAN FRANCISCO CA 94104 990PF 2018-01-01 366049231 A FRANK ROTHSCHILD FUND AFRA 6505299966 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 A FRANK ROTHSCHILD PRESIDENT 6505299966 2019-07-22 1 KEVIN DANIEL TUSING P01241383 4153974444 2019-07-21 64.88.174.3 2019-07-22 11:46:49 PD P F762D1FE3F5BDC5FDB8C0541ED88E1D38E0BFC25 E7F55EF844266F4F9D2F035DABA8E6E8805C7D72 2018 2019-02-21 02:37:17Z X 314618 X 0 X 4806 4806 4806 4330 4330 4330 -66027 26585 0 0 -56891 9136 9136 0 0 0 0 99 0 0 0 4335 0 0 0 2334 2334 0 0 128 0 0 0 749 0 249 1536 0 0 0 9181 2334 249 0 21018 21018 30199 2334 249 21018 -87090 6802 8887 -1 -1 14994 22833 22833 27180 27180 25328 174924 145975 186324 84109 84109 79960 51798 51624 64584 174 174 365791 280270 314618 0 0 X 0 0 0 0 365791 280270 365791 280270 365791 280270 365791 -87090 1569 280270 0 280270 EAECOM TECHNOLOGIES CORP P 2017-03-10 2018-07-20 9115 10071 -956 -956 ALLERGAN P 2016-07-18 2018-05-31 6020 9703 -3683 -3683 FACEBOOK, INC. P 2017-02-01 2018-03-20 11450 9176 2274 2274 -2365 0 0 30874 638573 0.048348 43983 651556 0.067505 35160 676360 0.051984 17900 639997 0.027969 14864 643808 0.023088 0.218894 0.043779 388715 17018 68 17086 21018 X 68 0 68 0 68 0 0 0 0 0 68 0 0 0 0 0 0 0 0 0 0 1 1 IL CA 1 1 0 0 0 1 N/A A FRANK ROTHSCHILD 6505299966 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 A FRANK ROTHSCHILD 37 MOUNTAIN MEADOW DRIVE WOODSIDE CA 94062 PRES & TREASURE 40.00 0 0 0 PHILIP A HART 201 MISSION STREET SUITE 1825 SAN FRANCISCO CA 94105 SECRETARY & VP 1.00 0 0 0 CHRISTINA ALLEN 2413 SHARON ROAD MENLO PARK CA 94025 VICE PRESIDENT 1.00 0 0 0 NONE 0 NONE 0 THE A. F. ROTHSCHILD FUND IS A PRIVATE OPERATING FOUNDATION DEDICATED TO ADVANCING THE WELL-BEING OF HORSES. THE FUND DIRECTLY ENGAGES IN INITIATION, DEVELOPMENT, AND IMPLEMENTATION OF EQUINE-RELATED SCIENTIFIC RESEARCH, TECHNOLOGICAL INNOVATIONS, AND EDUCATIONAL ACTIVITIES IN FURTHERANCE OF ITS PUBLIC PURPOSE THROUGH PROGRAM INITIATIVES OF THE CENTER FOR CONTEMPORARY EQUINE STUDIES (CCES), A SUPPORTING ORGANIZATION HEADQUARTERED IN WOODSIDE, CA. 0 A MULTI-YEAR ORGANIZATIONAL RESEARCH COLLABORATION WITH THE LONDON-BASED PETA INTERNATIONAL SCIENCE CONSORTIUM (PISC) TO EXPEDITE DEVELOPMENT, VALIDATION, REGULATORY ACCEPTANCE, AND INTERNATIONAL ADOPTION OF RECOMBINANT METHODS OF DRUG MANUFACTURE TO REPLACE THE CURRENT SCIENTIFICALLY AND ETHICALLY REGRESSIVE USE OF HORSES FOR BIOLOGICAL MASS PRODUCTION OF ANTIBODY-BASED PHARMACEUTICAL PRODUCTS. THE COLLABORATION, ORIGINALLY FORMED IN 2017 TO SUPPORT PISC'S GROUND-BREAKING INITIATIVE TO DEVELOP A RECOMBINANT DIPHTHERIA ANTITOXIN, WAS EXPANDED IN 2018 UNDER A JOINT FUNDING AGREEMENT FOR DEVELOPMENT OF A NOVEL RECOMBINANT ANTIVENOM. 0 A COMPLEMENTARY WEB-BASED PROJECT TO DEVELOP AN ONLINE EXHIBITION OF THE FUND'S ENCYCLOPEDIC DATABASE OF DOCUMENTS, PHOTOS, AND OTHER SUBJECT MATERIAL AS AN AUTHORITATIVE SOURCE OF KNOWLEDGE FOR EDUCATION AND CRITICAL ENGAGEMENT OF THE PUBLIC IN THE PURPOSE OF THE FUND'S ABOVE-REFERENCED RESEARCH COLLABORATION WITH PISC AND ITS SIGNIFICANCE FOR THE WELFARE OF HORSES WORLD-WIDE. THE PROJECT IS SCHEDULED TO BE COMPLETED DURING 1Q 2019. SOFTWARE DEVELOPED FOR THE PROJECT WILL BE MADE PUBLICLY AVAILABLE THROUGH THE CORPORATION FOR DIGITAL SCHOLARSHIP (CDS) AS FREE OPEN-SOURCE SOFTWARE UNDER THE GPLV3.0 LICENSE. 0 0 308674 34163 51798 394635 0 0 394635 5920 388715 19436 X 21018 0 21018 68 20950 2010-03-18 X 8887 12305 13001 7635 41828 7554 10459 11051 6490 35554 21018 30999 44051 36163 132231 0 0 0 0 0 21018 30999 44051 36163 132231 0 0 12957 21286 21719 22545 78507 0 0 0 0 X THE CORPORATION FOR DIGITAL SCHOLARSHIP 8300 BOONE BLVD SUITE 500 VIENNA VA 22182 NONE PUBLICLY SUPPORTED C TO COORDINATE AND PROMOTE THE DEVELOPMENT, PRODUCTION, DISTRIBUTION, AND USE OFFREE AND OPEN SOURCE SOFTWARE USEFUL FOR ACADEMIC, ARCHIVAL, AND RESEARCH PURPOSES,INCLUDING THE SOFTWARE PACKAGES KNOWN AS ZOTERO AND OMEKA (THE "SOFTWARE"). TO MAKE THE SOFTWARE AVAILABLE FOR FREE TO THE PUBLIC TO USE, CHANGE, OR DISTRIBUTE ITAS FREE AND OPEN SOURCE SOFTWARE. TO DEFEND THE RIGHT OF THE PUBLIC TO FREELY OBTAIN, DEVELOP, AND DISTRIBUTE THE SOFTWARE. TO FUND THE CORPORATION'S NONPRO?T ACTIVITIES IN PART BY PROVIDING, FOR A FEE, SERVICESRELATED TO THE SOFTWARE, SUCH AS ONLINE HOSTING OF DATA USED IN CONJUNCTION WITH THESOFTWARE. TO PROMOTE THE USE AND DEVELOPMENT OF FREE AND OPEN SOURCE SOFTWARE AND OPENACCESS SCHOLARSHIP. 21018 21018 0 14 4806 14 4330 18 -66027 0 -56891 0 -56891 3 N/A 4 N/A 8 N/A 0 0 0 0 0 0 0 0 0 0 TAX PREP FEE 4335 0 0 0 SOFTWARE DEVELOPMENT 2006-07-19 5720 5720 SL 3.000000000000 0 0 0 INERTIAL SENSOR SYSTEM 2006-07-06 13464 13464 200DB 7.000000000000 0 0 0 MTI-G SENSOR 2007-11-29 5381 5381 200DB 7.000000000000 0 0 0 SYNCED XB-3 SYSTEM 2007-05-24 30338 30338 200DB 7.000000000000 0 0 0 SOFTWARE DEVELOPMENT 2007-08-23 6266 6266 SL 3.000000000000 0 0 0 HORSE MODEL 2008-05-31 830 830 200DB 7.000000000000 0 0 0 SOFTWARE DEVELOPMENT 2008-04-04 9626 9626 SL 3.000000000000 0 0 0 SOFTWARE & EQUIPMENT 2008-12-02 62125 27168 200DB 7.000000000000 0 0 0 SOFTWARE & EQUIPMENT 2009-03-19 63370 38795 200DB 7.000000000000 0 0 0 SOFTWARE & EQUIPMENT 2010-04-14 66353 66353 200DB 7.000000000000 0 0 0 SOFTWARE & EQUIPMENT 2011-12-16 61793 57073 200DB 7.000000000000 590 0 0 HORSE SUIT 2012-08-28 743 643 200DB 7.000000000000 66 0 100 VIDEO CAMERA 2013-06-06 1042 809 200DB 7.000000000000 93 0 149 DISPOSITION OF ASSETS PURCHASED 0 -63662 211591 TIME WARNER ENTMT CO DUE 3/15/2023 29347 28475 FORD MOTOR COMPANY DUE 8/1/2026 29228 27069 APPLE INC AT 3.35% DUE 2/9/2027 25534 24416 15 SHS ALPHABET INC 11286 15674 90 SHS APPLE INC 9531 14197 330 SHS CISCO SYS INC 9884 14299 100 SHS CME GROUP INC 10167 18812 100 SHS CVS HEALTH INC 9699 6552 300 SHS FLIR SYSTEMS INC 9749 13062 110 SHS GILEAD SCIENCES INC 9594 6881 125 SHS LYONDELLBASELL INDS 9813 10395 160 SHS MERCK & CO INC 9970 12226 30 SHS OCCIDENTAL PETROL CO 2302 7979 100 SHS OCCIDENTAL PETROL CO 7675 9977 75 SHS TRAVELERS COMPANIES INC 8705 8981 130 SHS VISA INC 10198 17152 100 SHS WALT DISNEY CO 10042 10965 400 SHS SCHWAB US MID CAP ETF 17360 19172 0 0 27180 25328 INERTIAL SENSOR SYSTEM 13464 13464 0 0 MTI-G SENSOR 5381 5381 0 0 SYNCED XB-3 SYSTEM 30338 30338 0 0 HORSE MODEL 830 830 0 0 HORSE SUIT 743 709 34 34 VIDEO CAMERA 1042 902 140 140 LEGAL FEES/ DUES 99 0 0 0 POSTAGE 20 0 0 0 MISCELLANEOUS FEES 1516 0 0 0 TAX EXEMPT INCOME NET OF ACCRUED INT PAID 1569 INVESTMENT MANGEMENT FEES 2334 2334 0 0 ILLINOIS FILING FEES 25 0 0 0 FRANCHISE TAX BOARD 10 0 0 0 FEDERAL TAXES 93 0 0 0