2019-07-15T16:30:21-05:00 2018-08-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2017-09-01 510149370 STEPPENWOLF THEATRE COMPANY STEP 3126545642 1700 N HALSTED STREET CHICAGO IL 60614 VERETT A MIMS TRUSTEE 3126545642 2019-07-15 1 LU ANN TRAPP P01506476 3122071040 2019-07-15 69.136.173.86 2019-07-15 10:04:51 CD P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 BC3C601473DBFA21F2EC98090FDE5B85B06AE70F 2017 2019-02-21 02:37:17Z ERIC LEFKOFSKY 1700 N HALSTED STREET CHICAGO IL 60614 67020244 0 X WWW.STEPPENWOLF.ORG X 1975 IL PROVIDE THEATRICAL LEARNING OPPORTUNITIES FOR AUDIENCES THAT SPUR CIVIC CONVERSATION. 55 52 502 1000 477123 5849 10606858 25237704 5951000 8061014 1300893 585356 -313024 536164 17545727 34420238 0 0 0 0 9741346 10101965 121206 110191 1871550 7368140 7753589 17230692 17965745 315035 16454493 56921453 74108532 24822266 23966910 32099187 50141622 X STEPPENWOLF THEATRE COMPANY IS WHERE GREAT ACTING MEETS BIG IDEAS. OUR PASSION IS TO TELL STORIES ABOUT HOW WE LIVE NOW. OUR MISSION IS TO ENGAGE AND EDUCATE AUDIENCES USING AN EXCHANGE OF IDEAS THAT MAKES US THINK HARDER, LAUGH LONGER, FEEL MORE.THE COMPANY WAS FORMED IN 1975 BY A COLLECTIVE OF ACTORS AND IS DEDICATED TO AN ETHIC OF MUTUAL RESPECT AND THE DEVELOPMENT OF ARTISTS THROUGH ONGOING GROUP WORK. STEPPENWOLF HAS GROWN INTO AN INTERNATIONALLY RENOWNED ENSEMBLE OF 49 ACTORS WHO REPRESENT A REMARKABLE GENERATION OF ACTORS, DIRECTORS, AND PLAYWRIGHTS. 0 0 12532393 7969158 STEPPENWOLF PRODUCES A SEVEN-PLAY MAIN STAGE SUBSCRIPTION SERIES AND A MULTI-GENRE PERFORMANCE SERIES CALLED "LOOKOUT." STEPPENWOLF EDUCATION PROVIDES ARTS EDUCATION FOR 20,000 THROUGH TWO PLAYS, IN-SCHOOL ARTS RESIDENCIES, TEACHER PROFESSIONAL DEVELOPMENT, AFTERSCHOOL LEADERSHIP PROGRAM, AND COMMUNITY PROGRAMMING THAT UTILIZES PARTNERSHIPS. OUR NATIONALLY COMPETITIVE PROFESSIONAL LEADERSHIP PROGRAMS AND MULTICULTURAL FELLOWSHIP PROGRAM PROVIDES MENTORSHIP, HANDS-ON TRAINING, NETWORKING OPPORTUNITIES AND CAREER ADVANCEMENT FOR ASPIRING ARTS ADMINISTRATORS. THE SCHOOL AT STEPPENWOLF IS A PROGRAM THAT TRAINS WORKING ACTORS IN ENSEMBLE PRINCIPLES AND PRACTICES. 12532393 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 240 0 1 502 1 1 1 0 0 0 0 1 1 0 0 0 0 X 55 52 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X MARIA NONDORF 3126545642 1700 N HALSTED STREET CHICAGO IL 60614 X ERIC LEFKOFSKY CHAIR 5.00 0.00 X X 0 0 0 KEATING CROWN VICE CHAIR 5.00 0.00 X X 0 0 0 DEBORAH H QUAZZO SECRETARY 5.00 0.00 X X 0 0 0 L HEATHER MITCHELL TREASURER 5.00 0.00 X X 0 0 0 SARAH BEARDSLEY TRUSTEE 5.00 0.00 X 0 0 0 MICHAEL W BENDER TRUSTEE 5.00 0.00 X 0 0 0 SUSAN O BERGHOEF TRUSTEE 5.00 0.00 X 0 0 0 HENRY S BIENEN TRUSTEE 5.00 0.00 X 0 0 0 JONATHAN BLANC TRUSTEE 5.00 0.00 X 0 0 0 AMY BLUHM TRUSTEE 5.00 0.00 X 0 0 0 MEREDITH BLUHM-WOLF TRUSTEE 5.00 0.00 X 0 0 0 MARLENE BRESLOW-BLITSTEIN TRUSTEE 5.00 0.00 X 0 0 0 CAROLE L BROWN TRUSTEE 5.00 0.00 X 0 0 0 DOUGLAS R BROWN TRUSTEE 5.00 0.00 X 0 0 0 EBS BURNOUGH TRUSTEE 5.00 0.00 X 0 0 0 BETH BOOSALIS DAVIS TRUSTEE 5.00 0.00 X 0 0 0 ELIZABETH H CONNELLY TRUSTEE 5.00 0.00 X 0 0 0 NORA DALEY TRUSTEE 5.00 0.00 X 0 0 0 AMY ESHLEMAN TRUSTEE 5.00 0.00 X 0 0 0 RICH FEITLER TRUSTEE 5.00 0.00 X 0 0 0 JULIETTE FELD TRUSTEE 5.00 0.00 X 0 0 0 D CAMERON FINDLAY TRUSTEE 5.00 0.00 X 0 0 0 PAUL W GOODRICH TRUSTEE 5.00 0.00 X 0 0 0 MATTHEW GRAY TRUSTEE 5.00 0.00 X 0 0 0 ROBERT J GREENEBAUM JR TRUSTEE 5.00 0.00 X 0 0 0 CARYN HARRIS TRUSTEE 5.00 0.00 X 0 0 0 JOHN HART TRUSTEE 5.00 0.00 X 0 0 0 JON MICHAEL HILL TRUSTEE 5.00 0.00 X 4879 0 0 DENNIS D HOWARTER TRUSTEE 5.00 0.00 X 0 0 0 GEORGE A JOSEPH TRUSTEE 5.00 0.00 X 0 0 0 TINA LANDAU TRUSTEE 5.00 0.00 X 23909 0 0 TRACY LETTS TRUSTEE 5.00 0.00 X 99748 0 0 MARY LUDFORD TRUSTEE 5.00 0.00 X 0 0 0 RONALD J MALLICOAT JR TRUSTEE 5.00 0.00 X 0 0 0 HOLLY MALONEY TRUSTEE 5.00 0.00 X 0 0 0 TARELL ALVIN MCCRANEY TRUSTEE 5.00 0.00 X 0 0 0 DAVID E MENDELSOHN TRUSTEE 5.00 0.00 X 0 0 0 VERETT MIMS TRUSTEE 5.00 0.00 X 0 0 0 CHRISTOPHER M MURPHY TRUSTEE 5.00 0.00 X 0 0 0 LYNN LOCKWOOD MURPHY TRUSTEE 5.00 0.00 X 0 0 0 PAM NETZKY TRUSTEE 5.00 0.00 X 0 0 0 YASEN PEYANKOV TRUSTEE 5.00 0.00 X 3650 0 0 ANNE M PHILLIPS TRUSTEE 5.00 0.00 X 0 0 0 CARI B SACKS TRUSTEE 5.00 0.00 X 0 0 0 BRUCE SAGAN TRUSTEE 5.00 0.00 X 0 0 0 ROBERT SANBORN TRUSTEE 5.00 0.00 X 0 0 0 MANUEL MANNY SANCHEZ TRUSTEE 5.00 0.00 X 0 0 0 MATTHEW SHAPIRO TRUSTEE 5.00 0.00 X 0 0 0 STEPHANIE B SMITH TRUSTEE 5.00 0.00 X 0 0 0 COLETTE CACHEY SMITHBURG TRUSTEE 5.00 0.00 X 0 0 0 ELLIOT A STULTZ TRUSTEE 5.00 0.00 X 0 0 0 BRYAN TRAUBERT TRUSTEE 5.00 0.00 X 0 0 0 JOHN R WALTER TRUSTEE 5.00 0.00 X 0 0 0 HELEN ZELL TRUSTEE 5.00 0.00 X 0 0 0 ANNA D SHAPIRO ARTISTIC DIRECTOR 40.00 1.00 X X 305115 0 18000 DAVID SCHMITZ EXECUTIVE DIRECTOR 40.00 1.00 X 265329 0 53250 SANDY KARUSCHAK DIRECTOR OF DEVELOPMENT 40.00 0.00 X 163582 0 37898 JOHN ZINN DIRECTOR OF MARKETING 40.00 0.00 X 105850 0 6345 LESLIE MASTROIANNI CAMPAIGN DIRECTOR 40.00 0.00 X 142050 0 5711 1114112 0 121204 5 0 1 0 ADRIAN SMITH & GORDON GILL 30 W MONROE STE 400 CHICAGO IL 60603 ARCHITECTS 1614020 CHARCOAL BLUE LLC 150 WEST 28TH STREET NEW YORK NY 10001 ARCHITECTS 457804 PRO EM NATIONAL EVENT SERVICES 6150 WEST HOWARD STREET NILES IL 60714 PARTY SUPPLY 139447 FROST LIGHTING 840 W 40TH STREET CHICAGO IL 60609 LIGHTING & SOUND 121000 CLIENT FIRST 980 MONTECITO DR STE 209 CORONA CA 92879 IT SERVICES 107867 7 1260654 136000 23841050 668093 25237704 SUBSCRIPTION REVENUE 711110 6425399 6425399 TICKET REVENUE 711110 455065 455065 FILM PRODUCTION RENTAL 711110 314279 314279 COSTUME SALES/RENTALS 711110 292973 292973 TICKET HANDLING INCOME 711110 215183 215183 358115 99114 50670 208331 8061014 633742 633742 4701 4701 58001 0 58001 58001 58001 31675375 31723761 -48386 -48386 -48386 299073 1260654 460489 -161416 -161416 1009354 415756 593598 460118 133480 MISCELLANEOUS INCOME 900099 41280 41280 41280 34420238 7969158 477123 736253 806701 302623 222098 281980 7485956 5135442 1601003 749511 218819 203978 2850 11991 938321 693135 158810 86376 652168 441958 139883 70327 37723 37723 58015 58015 110191 110191 63441 63441 67307 60244 7063 1014980 1008421 3033 3526 501990 309001 156419 36570 265171 100242 66708 98221 439176 439176 695768 479566 193187 23015 496113 414685 10286 71142 8218 6316 1283 619 439537 433967 5570 1146487 859865 114649 171973 105402 79052 10540 15810 DESIGN AND PRODUCTION F 810421 810421 PRODUCTION MATERIALS 776447 776447 BANK FEES 268970 207197 21429 40344 UBI TAX 1725 1725 556698 263143 206234 87321 17965745 12532393 3561802 1871550 6389571 8369390 701554 462659 6917052 14927369 109085 87489 1197461 847527 34417187 16121543 17727358 18295644 23879372 30969723 0 148731 56921453 74108532 1401709 791656 3158488 3394111 16260521 15780683 4001548 4000460 24822266 23966910 X 12037214 15090776 11924624 24413497 8137349 10637349 32099187 50141622 56921453 74108532 X 16454493 1135838 452104 X 0 1 X 1 0 X 10266669 8069567 8653727 10606858 25237704 62834525 10266669 8069567 8653727 10606858 25237704 62834525 337706 62496819 1865084 1048242 713869 662275 1010723 5300193 -43969 38975 -4994 3704 22106 51131 41909 41280 160130 68289854 40909859 0.91520 0.84820 X 13596418 2706956 1024702 401200 16926876 12591449 25687 1636487 657205 13596418 12147524 345286 756060 657421 12591449 13134443 -338831 648088 12147524 11609341 77240 2056260 608398 13134443 0.25000 0.63000 0.12000 1 0 4055840 4055840 20489749 11937305 8552444 5785502 3599096 2186406 4086096 585142 3500954 18295644 ANNUITIES PAYABLE CURRENT 40398 DUE TO AFFILIATE 3750937 ANNUITIES PAYABLE LONG TERM 209125 4000460 37298911 1135838 34050 1772226 2942114 34356797 63441 63441 34420238 18923709 34050 987355 1021405 17902304 63441 63441 17965745 PART V, LINE 4: THE THEATRE USES ENDOWMENT FUNDS ON AN ANNUAL BASIS AS PERMITTED BY LAW AND POLICY FOR PROGRAMMING AND ARTISTIC INITIATIVES THAT FULFILL THE MISSION OF THE ORGANIZATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 415,756. CONSOLIDATED STATEMENTS - REVENUE OF AFFILIATED ORGANIZATION 443,877. CHANGE IN FAIR VALUE OF INTEREST RATE SWAPS 452,104. SPECIAL EVENT EXPENSES 460,489. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 460,489. COST OF GOODS SOLD 415,756. CONSOLIDATED STATEMENTS - EXPENSES OF AFFILIATED ORGANIZATION 111,110. X X X X X X X 1 HURLEY & ASSOCIATES 860 N LAKE SHORE DR 15L CHICAGO IL 60611 CONSULTING ON FUNDRAISING BEST PRACTICES. 0 0 94500 -94500 94500 -94500 IL GALA 1345552 1082804 262748 48553 102909 7250 256865 WOMEN IN THE ARTS 203725 177550 26175 600 26408 16938 1 10450 300 10150 307 659 1559727 1260654 299073 49153 129624 7250 274462 460489 -161416 SCHEDULE G, PART I, LINE 2B, COLUMN (V) CONSULTING ON FUNDRAISING BEST PRACTICES. THE CONSULTANT WAS NOT RESPONSIBLE FOR ANY DIRECT FUNDRAISING. X X 0 0 0 0 0 0 0 0 0 ANNA D SHAPIRO ARTISTIC DIRECTOR 305115 0 0 0 0 0 18000 0 0 0 323115 0 0 0 DAVID SCHMITZ EXECUTIVE DIRECTOR 265329 0 0 0 0 0 18000 0 35250 0 318579 0 0 0 SANDY KARUSCHAK DIRECTOR OF DEVELOPMENT 163582 0 0 0 0 0 24000 0 13898 0 201480 0 0 0 A ILLINOIS FINANCE AUTHORITY 861091967 S99992590 2013-02-28 17000000 TO REPAY EXISTING TAXABLE AND TAX EXEMPT DEBT AND TO RENNOVATE PROPERTY 0 0 0 A 970000 16974044 265282 17098 2128394 1496732 2013 1 0 1 1 A 0 0 0 0 1 0 0 A 0 1 0 0 1 0 0 0 0 A 0 SCHEDULE K, PART II, LINE 3: THE PROCEEDS ARE NET OF THE UNDERWRITER'S DISCOUNT. $6,259,147.69 OF PROCEEDS WERE APPLIED TO PAYMENT OF THE TAXABLE 2012 LOAN. $556,643.03 OF PROCEEDS WERE APPLIED TO PAYMENT OF THE 2011 TAXABLE LOAN. X 49 483113 FAIR MARKET VALUE X 1 28000 COST X AIRFARE 1 150000 COST X HOTEL 1 6980 COST 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. PART I, LINE 32B: SECURITIES ARE DONATED THROUGH A BROKERAGE FIRM AND SOLD IMMEDIATELY. FORM 990, PART VI, SECTION A, LINE 2 MEREDITH BLUHM-WOLF AND AMY BLUHM HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. THE AUDIT COMMITTEE IS THE COMMITTEE OF THE GOVERNING BODY WHICH IS DESIGNATED TO REVIEW THE FORM 990. THE RETURN IS DISTRIBUTED VIA E-MAIL TO THE ENTIRE GOVERNING BODY PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF TRUSTEES ARE ASKED TO SIGN A CONFLICT OF INTEREST POLICY EITHER INDICATING THAT THEY HAVE NO CONFLICTS OF INTEREST AS DEFINED IN THE POLICY OR TO LIST EXCEPTIONS WHEN THEY DO HAVE CONFLICTS OF INTEREST. WE DISTRIBUTE THE POLICY TO THE BOARD OF TRUSTEES ANNUALLY. THE SIGNED POLICIES ARE COLLECTED AND KEPT ON FILE. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF TOP MANAGEMENT IS MANAGED BY THE BOARD CHAIR THROUGH THE EXECUTIVE COMMITTEE. THEY REVIEW PUBLISHED COMPENSATION OF COMPARABLE POSITIONS WITHIN THE CITY AND INDUSTRY. COMPENSATION IS ALSO BASED ON THE ORGANIZATIONAL BUDGET, INDIVIDUAL QUALIFICATIONS, AND INDUSTRY STANDARDS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART VII, SECTION A: THE FOLLOWING BOARD MEMBERS RECEIVED COMPENSATION FOR ART SERVICES AND NOT FOR BOARD DUTIES. THE COMPENSATION IS REPORTED ON PART VII. JON MICHAEL HILL - $4,879 TINA LANDAU - $23,909 TRACY LETTS - $99,748 YASEN PEYANKOV - $3,650 FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 452,104. STEPPENWOLF FOUNDATION I 1700 N HALSTED ST CHICAGO IL 60614 364041811 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 12A, I STEPPENWOLF THEATRE COMPANY 1 STEPPENWOLF FOUNDATION II 1700 N HALSTED ST CHICAGO IL 60614 364041812 TO SUPPORT THE STEPPENWOLF THEATRE COMPANY'S THEATRE PROGRAMS IL 501(C)(3) LINE 12A, I STEPPENWOLF THEATRE COMPANY 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 STEPPENWOLF FOUNDATION I E 16030000 LOAN DOCUMENT STEPPENWOLF FOUNDATION II E 16030000 LOAN DOCUMENT STEPPENWOLF FOUNDATION I S 395000 CASH PART V, LINE 1E: STEPPENWOLF THEATRE COMPANY REFINANCED EXISTING DEBT AND SECURED ADDITIONAL DEBT FOR THE RENOVATION OF 1700 N. HALSTED. STEPPENWOLF THEATRE COMPANY, STEPPENWOLF FOUNDATION I AND STEPPENWOLF FOUNDATION II ARE ALL LISTED ON THE LOAN DOCUMENTS.