2019-07-09T14:29:38-05:00 2018-09-30 371611326 ARONSON LLC 805 KING FARM BLVD 3RD FLOOR ROCKVILLE MD 20850 990 2017-10-01 521317896 HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE HENR 2406942000 6720A ROCKLEDGE DRIVE NO 100 BETHESDA MD 20817 COREY HASTINGS CHIEF FINANCIAL OFFICER 2406942000 2019-07-09 1 ROBERT EBY CPA P01682202 3012316200 65.242.31.146 2019-07-09 08:50:29 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AE52A3203D4031C702096EC497AFFA8967FED576 2017 2019-02-21 02:37:17Z DR JOSEPH CARAVALHO 6720A ROCKLEDGE DRIVE NO 100 BETHESDA MD 20817 559234282 0 X WWW.HJF.ORG X 1983 MD THE HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE, INC. IS A PRIVATE, NOT-FOR-PROFIT ORGANIZATION AUTHORIZED BY CONGRESS TO SUPPORT MEDICAL RESEARCH AT THE UNIFORMED SERVICES UNIVERSITY OF THE HEALTH SCIENCES AND THROUGHOUT THE ARMED FORCES. THE FOUNDATION PROVIDES SCIENTIFIC AND RESEARCH PROJECT MANAGEMENT SUPPORT TO THE U.S. MILITARY MEDICAL COMMUNITY AROUND THE WORLD. GRANTS, CONTRACTS AND COOPERATIVE AGREEMENTS FROM GOVERNMENT AND NONGOVERNMENT SPONSORS, AS WELL AS GIFTS FROM CORPORATE AND INDIVIDUAL CONTRIBUTIONS, FUND THE RESEARCH PROJECTS AND EDUCATIONAL PROGRAMS. 9 9 2823 0 -3297 465171 510026148 498047138 2465296 2114541 12398852 8338997 2167233 2218037 527057529 510718713 0 0 0 0 204939094 213697115 0 0 243671 312814191 289797805 517753285 503494920 9304244 7223793 282791669 277974134 87545024 129662934 195246645 148311200 WE PARTNER TO ADVANCE MILITARY MEDICINE FOR OUR NATIONS WARFIGHTERS. OUR MISSION HAS PLACED US WHERE MEDICINE AND SCIENCE ARE MOST NEEDED: TO ADVANCE SURGERY, BIOMEDICAL DEFENSE, COMBAT INJURY, EMERGENCY MEDICINE, HUMANITARIAN ASSISTANCE AND INFECTIOUS DISEASE. 0 0 495607951 2114541 MEDICAL RESEARCH, GENERAL/OTHER: CONDUCT/SUPPORT MEDICAL RESEARCH - THE FOUNDATION ADMINISTERED SPONSORED RESEARCH GRANTS, CONTRACTS AND COOPERATIVE AGREEMENTS TO PROVIDE COMPREHENSIVE SUPPORT SERVICES TO APPROXIMATELY 1,053 MEDICAL RESEARCH AND EDUCATION PROJECTS. RESEARCH GRANTS AND CONTRACTS INCLUDE EXPENDITURES FOR THE US MILITARY HIV RESEARCH PROGRAM, THE INFECTIOUS DISEASE CLINICAL RESEARCH PROGRAM, THE CENTER FOR NEUROSCIENCE AND REGENERATIVE MEDICINE, THE CENTER FOR PROSTATE DISEASE RESEARCH, THE CENTER FOR GLOBAL AND HEALTH ENGAGEMENT AND OTHER FEDERALLY FUNDED RESEARCH PROJECTS. 3649679 ENDOWMENT PROGRAMS: ENDOWMENTS - ENDOWMENT AND SIMILAR PROGRAMS ARE ASSETS AND FUNDS MANAGED AND HELD BY THE FOUNDATION, WHICH ARE PRIMARILY USED TO SUPPORT EDUCATIONAL ACTIVITIES AT THE UNIFORMED SERVICES UNIVERSITY OF THE HEALTH SCIENCES ("USUHS"). THE FOUNDATION MANAGED OVER 50 ENDOWMENT FUNDS, WHICH PRIMARILY FUNDED MEDICAL EDUCATION AT USUHS. 952295 PARTNERSHIPS IN EDUCATION PROGRAMS: SUPPORT SPECIAL PROJECTS - EDUCATION PROJECTS ARE EXPENDITURES TO SUPPORT GRADUATE AND CONTINUING MEDICAL EDUCATION AT USUHS AND OTHER MEDICAL SITES. THE FOUNDATION MANAGED NEARLY 130 PROJECT EDUCATION FUND ACCOUNTS FOR THE PURPOSE OF FOSTERING GRADUATE CONTINUING MEDICAL EDUCATION BY SUPPORTING VISITING SPEAKERS, SEMINARS AND OTHER SPECIAL EVENTS AT OVER 150 U.S. MILITARY FACILITIES, RESEARCH ORGANIZATIONS, AND MEDICAL ORGANIZATIONS. 500209925 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 X 519 0 1 2823 1 1 1 1 KE MZ NI TH TZ JO GM JA 0 0 0 1 1 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA CT FL IL MA MD MO NC NH NJ NY OH PA SC VA WA X DARYL LEGRANDE 2406942000 6720A ROCKLEDGE DRIVE SUITE 100 BETHESDA MD 20817 MR PHILIP A ODEEN DIRECTOR - CHAIRMAN 1.00 X X 0 0 0 US SENATOR JOHN MCCAIN EX OFFICIO DIRECTOR 1.00 X 0 0 0 US SENATOR JACK REED EX OFFICIO DIRECTOR 1.00 X 0 0 0 RICHARD W THOMAS EX OFFICIO DIRECTOR 1.00 X 0 0 0 JOHN DRESSENDORFER DIRECTOR 1.00 X 0 0 0 THE HONORABLE BEVERLY BYRON DIRECTOR 1.00 X 0 0 0 US SENATOR JAMES INHOFE EX OFFICIO DIRECTOR 1.00 X 0 0 0 US CONGRESSMAN SCOTT DESJARLAIS EX OFFICIO DIRECTOR 1.00 X 0 0 0 THE HONORABLE SALUD CARBAJAL EX OFFICIO DIRECTOR 1.00 X 0 0 0 GENERAL JOHN JAY M PAXTON JR DIRECTOR 1.00 X 0 0 0 DR JOSEPH CARAVALHO PRESIDENT, CEO & EXECUTIVE DIRECTOR 55.00 X 153323 0 24853 CRAIG D ANDERSON VICE PRESIDENT &CFO 57.00 X 381514 0 76707 STEPHEN E GOODWIN VP OPERATIONS 61.00 X 313569 0 69126 WILLIAM SLADE GENERAL COUNSEL 49.00 X 293397 0 73899 ARTHUR W HAPNER VP PROGRAM MANAGEMENT OFFI 53.00 X 292514 0 35496 ELIZABETH T FOLK VP OFFICE OF SPONSORED PRG 49.00 X 283895 0 51308 WILLIAM KINNER ASSISTANT SECRETARY 44.00 X 204952 0 32869 CYNTHIA GILMAN SENIOR VP, STRATEGIC INITIATIVES 44.00 X 211353 0 59764 JOHN SIGMON SR VP AND CHIEF HUMAN RESOURCES OFFICER 46.00 X 80589 0 8583 NADINE SHEWELL INTERIM VP AND COO 45.00 X 234591 0 18449 TRACEY PATILLO INTERIM SENIOR VICE, CFO AND TREASURER 43.00 X 225186 0 62431 ALYSSA SHEPARD VP FOR RESEARCH ADMINISTRATION 50.00 X 206489 0 78594 RIZWAN JAN VP AND CHIEF INFORMATION OFFICER 43.00 X 159232 0 25490 CATHERINE CLARK SENIOR VP AND GENERAL COUNSEL 40.00 X 235384 0 46240 JESSICA BEJARANO VP AND CHIEF ETHICS AND COMPLIANCE OFFICER 40.00 X 0 0 0 HILLARY LONGO VICE PRESIDENT COMMUNICATIONS 40.00 X 0 0 0 WENDY DEAN MD SENIOR VICE PRESIDENT 40.00 X 0 0 0 JEFFREY HOOKE HEAD OF PATHOLOGY 40.00 X 258879 0 58214 MERLIN ROBB PROGRAM DIRECTOR 55.00 X 262882 0 71252 MARK SCHER CHIEF TECH TRANSFER OFFICER 54.00 X 244807 0 66422 SANDHYA VASAN SCIENTIFIC DIRECTOR 45.00 X 324289 0 38667 EDWARD BLOOM PROGRAM MANAGER 40.00 X 257272 0 37159 JOHN LOWE FORMER OFFICER PRESIDENT/CEO 46.00 X 209077 0 38508 4833194 0 974031 439 1 1 0 MAKERERE UNIVERSITY WALTER REED PO BOX 16524 KAMPALA UG RESEARCH SERVICES 15919034 THE REGENTS OF THE UNIVERSITY OF CALIFOR PO BOX 0812 UCA SAN FRANCISCO CA 94143 RESEARCH SERVICES 12905259 WINDBER RESEARCH INSTITUTE 600 SOMERSET AVENUE WINDBER PA 15963 RESEARCH SERVICES 5104006 THE THAI RED CROSS AIDS RESEARCH CENTER 104 RATCHADUMRI ROAD BANGKOK TH RESEARCH SERVICES 3991653 THE REGENTS OF THE UNIVERSITY OF MICHIGA 3003 S STATE STREET RM 1054 ANN ARBOR MI 48109 RESEARCH SERVICES 3921748 198 541650 494673923 2831565 498047138 FEES AND CONTRACTS 541700 2114541 2114541 2114541 1135322 1135322 2269111 2269111 55639550 48435875 7203675 7203675 -3297 7206972 28620 541650 79694 -51074 -51074 510718713 2114541 -3297 10560331 X 3608436 3608436 159563860 128837485 30663661 62714 10341721 8165610 2172136 3975 26927705 21535388 5381647 10670 13255393 10466185 2784113 5095 1462314 41003 1421311 346326 346326 197628948 193839567 3789381 9039761 5924927 3114834 6933770 6358563 568313 6894 952577 769292 44112 139173 1830023 1830023 164530 164267 263 SUPPLIES 46464318 36152340 10310835 1143 GENERAL SERVICES 11779299 3175286 8590027 13986 EQUIPMENT PURCHASE 9246678 9011401 235277 MISCELLANEOUS 3448271 75287360 -71839110 21 500990 481251 19739 503494920 500209925 3041324 243671 4985592 3800675 43735726 39070739 121492660 120221469 9589366 11802464 25810750 20834305 5447129 4976445 87008427 86013242 10532769 12089100 282791669 277974134 54250560 57252941 6816380 5770672 26478084 66639321 87545024 129662934 X 88249893 88815909 82661404 49462672 24335348 10032619 195246645 148311200 282791669 277974134 X 7223793 -54159238 X 0 1 X 1 1 1 X 396536925 391051310 466877838 510026148 498047138 2262539359 396536925 391051310 466877838 510026148 498047138 2262539359 2262539359 5411865 4097798 3042628 3188746 3404433 19145470 2281684829 16695149 0.99160 0.99040 X 97586596 1503326 7778344 56812970 116000 49939296 88729353 763441 12328939 4121137 114000 97586596 85201112 2664712 5469672 4487143 119000 88729353 87297446 6590175 -3329626 5231391 125492 85201112 84048868 1777466 7188561 5587403 130046 87297446 0.20000 0.80000 0 0 6264155 3943299 2320856 19546595 16891006 2655589 4976445 DEFERRED RENT 5695276 OTHER PAYABLES 60944045 66639321 X PART V, LINE 4: THE FOUNDATION'S ENDOWMENT FUNDS SUPPORT U.S. MILITARY MEDICAL EDUCATION AND RESEARCH AT THE USUHS AND OTHER MILITARY MEDICAL INSTITUTIONS. PART X, LINE 2: UNDER ASC 740-10, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE-LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED. MANAGEMENT BELIEVES IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS NOR ANY PENALTIES AND INTEREST TO BE ACCRUED FOR THE YEARS ENDED SEPTEMBER 30, 2018 AND 2017, AND, ACCORDINGLY, THERE IS NO LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE FOUNDATION IS STILL OPEN TO EXAMINATION BY TAXING AUTHORITIES FROM FISCAL YEAR 2015 FORWARD. EAST ASIA AND THE PACIFIC 1 9 PROGRAM SERVICES SCIENTIFIC AND ADMINISTRATIVE SUPPORT FOR MEDICAL RESEARCH 7609420 SUB-SAHARAN AFRICA 5 489 PROGRAM SERVICES SCIENTIFIC AND ADMINISTRATIVE SUPPORT FOR MEDICAL RESEARCH 67767250 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SCIENTIFIC AND ADMINISTRATIVE SUPPORT FOR MEDICAL RESEARCH 117892 6 498 0 0 6 498 75494562 0 75494562 1 0 1 0 0 0 HMM DINNER 541650 513030 28620 28525 51169 541650 513030 28620 28525 51169 79694 -51074 X X 1 0 0 0 0 0 0 0 0 DR JOSEPH CARAVALHO PRESIDENT, CEO & EXECUTIVE DIRECTOR 140111 0 0 0 13212 0 24000 0 853 0 178176 0 0 0 CRAIG D ANDERSON VICE PRESIDENT &CFO 262350 0 50000 0 69164 0 38539 0 38168 0 458221 0 0 0 STEPHEN E GOODWIN VP OPERATIONS 219532 0 25000 0 69037 0 33923 0 35203 0 382695 0 0 0 WILLIAM SLADE GENERAL COUNSEL 227017 0 0 0 66380 0 38539 0 35360 0 367296 0 0 0 ARTHUR W HAPNER VP PROGRAM MANAGEMENT OFFI 236683 0 0 0 55831 0 14539 0 20957 0 328010 0 0 0 ELIZABETH T FOLK VP OFFICE OF SPONSORED PRG 247371 0 0 0 36524 0 24000 0 27308 0 335203 0 0 0 WILLIAM KINNER ASSISTANT SECRETARY 202810 0 1500 0 642 0 10163 0 22706 0 237821 0 0 0 CYNTHIA GILMAN SENIOR VP, STRATEGIC INITIATIVES 205781 0 0 0 5572 0 24000 0 35764 0 271117 0 0 0 NADINE SHEWELL INTERIM VP AND COO 231032 0 3000 0 559 0 5400 0 13049 0 253040 0 0 0 TRACEY PATILLO INTERIM SENIOR VICE, CFO AND TREASUR 222575 0 2000 0 611 0 36000 0 26431 0 287617 0 0 0 ALYSSA SHEPARD VP FOR RESEARCH ADMINISTRATION 205471 0 0 0 1018 0 42000 0 36594 0 285083 0 0 0 RIZWAN JAN VP AND CHIEF INFORMATION OFFICER 157409 0 1500 0 323 0 10943 0 14547 0 184722 0 0 0 CATHERINE CLARK SENIOR VP AND GENERAL COUNSEL 232607 0 1500 0 1277 0 24000 0 22240 0 281624 0 0 0 JEFFREY HOOKE HEAD OF PATHOLOGY 257637 0 0 0 1242 0 15683 0 42531 0 317093 0 0 0 MERLIN ROBB PROGRAM DIRECTOR 254318 0 5000 0 3564 0 42000 0 29252 0 334134 0 0 0 MARK SCHER CHIEF TECH TRANSFER OFFICER 224488 0 3000 0 17319 0 24000 0 42422 0 311229 0 0 0 SANDHYA VASAN SCIENTIFIC DIRECTOR 198589 0 800 0 124900 0 10031 0 28636 0 362956 0 0 0 EDWARD BLOOM PROGRAM MANAGER 121375 0 0 0 135897 0 24000 0 13159 0 294431 0 0 0 JOHN LOWE FORMER OFFICER PRESIDENT/CEO 157686 0 0 0 51391 0 18692 0 19816 0 247585 0 0 0 PART I, LINE 4A SCHEDULE J, PART I, LINE 4A, SEVERANCE PAYMENTS: STEPHEN E GOODWIN $140,613 CRAID D ANDERSON $162,500 ARTHUR W HAPNER $119,340 WILLIAM SLADE $143,688 FORM 990, PART VI, SECTION B, LINE 11B HJF PROVIDES THE FORM 990 TO THE COUNCIL OF DIRECTORS AS A DRAFT COPY PRIOR TO FILING IT WITH THE IRS. THE COUNCIL PROVIDES ANY COMMENTS THAT ARE TAKEN INTO ACCOUNT FOR THE FINAL RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE COUNCIL OF DIRECTORS AND ALL EMPLOYEES MUST DISCLOSE ALL ACTUAL AND ANY APPARENT CONFLICTS OF INTEREST. TO COMPLY WITH THIS REQUIREMENT, ALL NEW EMPLOYEES EXECUTE A CONFLICT OF INTEREST DISCLOSURE FORM AS PART OF INITIAL IN-PROCESS. EMPLOYEES ALSO RECERTIFY THEIR CONFLICT OF INTEREST STATUS AT THE CONCLUSION OF THE ONLINE ETHICS TRAINING, WHICH IS COMPLETED BY ALL NEW HIRES. ADDITIONALLY, ALL BOARD MEMBERS AND EMPLOYEES UPDATE THEIR CONFLICT OF INTEREST STATUS ANNUALLY. DIRECTORS HAVE BEEN MADE AWARE OF THEIR OBLIGATION TO REPORT ANY ACTUAL OR PERCEIVED CONFLICTS. THE CONFLICT OF INTEREST UPDATES ARE REVIEWED BY THE ETHICS DEPARTMENT. WHEN APPROPRIATE, THE ETHICS DEPARTMENT WORKS WITH THE EMPLOYEE TO CREATE A MITIGATION PLAN THAT ADDRESSES THE PERCEIVED OR ACTUAL CONFLICT. ANY NEEDED RESTRICTIONS ARE TAILORED TO FIT THE SITUATION AND CAN INCLUDE FOR EXAMPLE, MODIFICATION OF WORK SCHEDULES AND RESTRICTING DECISION MAKING CAPACITY. MITIGATION PLANS ARE REVIEWED BY THE ETHICS OFFICER AND ARE SIGNED BY THE EMPLOYEE AND EMPLOYEE'S SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15 A CONSULTING COMPANY UTILIZING MULTIPLE SURVEY SOURCES WAS HIRED TO ESTABLISH THE MARKET RATES FOR THE CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER POSITIONS EVERY YEAR TAKING INTO ACCOUNT NOT-FOR-PROFIT ORGANIZATIONS SIMILAR IN SIZE TO HJF. ALL OTHER POSITIONS ARE PRICED AT THE TIME OF CREATION, HIRE OR PROMOTION. SEVERAL KEY EXECUTIVE POSITIONS WERE REPRICED IN 2016/17. THE COMPENSATION SYSTEM IS A MARKET BASED SYSTEM IN WHICH POSITIONS ARE MARKET PRICED INITIALLY AND THEN MONITORED ANNUALLY BASED ON OVERALL MARKET FACTORS AND SURVEYS FROM INDUSTRY EXPERTS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON HJF'S WEBSITE. HJF'S GOVERNING DOCUMENTS, ANNUAL FINANCIAL STATEMENTS AND UNIFORM GUIDANCE REPORT ARE AVAILABLE UPON REQUEST. THE CONTACT INFORMATION TO MAKE SUCH REQUESTS IS AVAILABLE ON HJF'S WEBSITE. FORM 990, PART IX, LINE 11G PERSONAL SERVICES & SUBCONTRACTS: PROGRAM SERVICE EXPENSES 193,839,567. MANAGEMENT AND GENERAL EXPENSES 3,789,381. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 197,628,948. FORM 990, PART XI, LINE 9: CHANGE IN DONOR INTENT -54,159,238. FORM 990, PART XI, LINE 9 DURING THE YEAR ENDED SEPTEMBER 30, 2018, THE FOUNDATION WAS NOTIFIED BY A DONOR THAT CERTAIN UNSPENT CONTRIBUTIONS PREVIOUSLY PROVIDED BY A DONOR RESULTING FROM ROYALTY PAYMENTS A DONOR RECEIVED, AS WELL AS SUBSEQUENT UNSPENT EARNINGS ON THESE CONTRIBUTIONS, WOULD BE REQUIRED TO BE RETURNED TO A DONOR. DURING THE YEAR ENDED SEPTEMBER 30, 2018, THE FOUNDATION HAS DISBURSED $6,124,320 OF THE UNSPENT CONTRIBUTIONS TO A DONOR. THE REMAINING $48,034,918 OF UNSPENT DONOR RESTRICTED CONTRIBUTIONS PREVIOUSLY HELD IN ENDOWMENT FUNDS AND TEMPORARILY RESTRICTED NET ASSETS HAS BEEN RECORDED AS A LIABILITY DUE TO CHANGE IN DONOR INTENT TO REFLECT THE PENDING REPAYMENT OF THE BALANCE OF FUNDS UPON NOTIFICATION TO A DONOR. HJF MEDICAL RESEARCH INTERNATIONAL INC 6720A ROCKLEDGE DR STE 100 BETHESDA MD 20817 522322791 PROGRAM SERVICES MD 501(C)(3) LINE 7 N/A 1 HJF MEDICAL RESEARCH INTERNATIONAL LTD USUMA STREET MAITAMA ABUJA NI HEALTH RESEARCH NI HJF 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 HJF MEDICAL RESEARCH INTERNATIONAL INC P 62272926 FMV HJF MEDICAL RESEARCH INTERNATIONAL INC R 17900000 FMV HJF MEDICAL RESEARCH INTERNATIONAL INC S 39600884 FMV HJF MEDICAL RESEARCH INTERNATIONAL LTD P 6657604 FMV HJF MEDICAL RESEARCH INTERNATIONAL LTD R 6584086 FMV HJF MEDICAL RESEARCH INTERNATIONAL INC B 4000000 CASH HJF MEDICAL RESEARCH INTERNATIONAL LTD B 800000 CASH SCHEDULE R, PART V, LINE 2 HJF MEDICAL RESEARCH INTERNATIONAL, INC. AND HJF MEDICAL RESEARCH INTERNATIONAL LTD RECEIVE COST REIMBURSEMENTS FOR ADMINISTERING RESEARCH GRANTS AS SUBRECIPIENTS TO HJF.