2019-05-22T12:21:31-05:00 2017-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2016-07-01 042103552 Brandeis University % SAMUEL SOLOMON CFO AND TREA BRAN 7817362000 PO BOX 9110 WALTHAM MA 024549110 SAMUEL SOLOMON CFO & TREASURER 7817362000 2019-05-16 true SHY JOSEPH P01085371 6179881000 2019-05-16 167.68.102.5 04502320181345000018 2018-05-14 P 1E0C08893291BB9BB3F548AABB5759CCCB52B89D 072F242B0F8FA55BC44C4BBFD6D81B3F0B7E1C92 2016 2019-02-21 02:37:17Z X RONALD LIEBOWITZ PO BOX 9110 WALTHAM MA 024549110 717258884 false X WWW.BRANDEIS.EDU X 1947 MA AN EDUCATIONAL INSTITUTION, A COMMUNITY OF SCHOLARS AND STUDENTS UNITED BY THEIR COMMITMENT TO THE PURSUIT OF KNOWLEDGE AND ITS TRANSMISSION FROM GENERATION TO GENERATION. 37 35 5302 3196 1334035 527511 36329038 79939479 353010851 364125327 50837096 73146942 2716808 3330716 442893793 520542464 99770521 102667775 0 0 185443245 191792316 0 0 10144932 147046750 150818839 432260516 445278930 10633277 75263534 1329427256 1474125833 316932682 359780884 1012494574 1114344949 AS A RESEARCH UNIVERSITY, BRANDEIS IS DEDICATED TO THE ADVANCEMENT OF THE HUMANITIES, ARTS AND SOCIAL, NATURAL, AND PHYSICAL SCIENCES. AS A LIBERAL ARTS COLLEGE, BRANDEIS AFFIRMS THE IMPORTANCE OF A BROAD AND CRITICAL EDUCATION IN ENRICHING THE LIVES OF STUDENTS. false false 304147707 98069459 261866643 INSTRUCTIONAL AND ACADEMIC SUPPORT: BRANDEIS UNIVERSITY IS A RARE COMBINATION OF A LIBERAL ARTS COLLEGE AND A GLOBAL RESEARCH UNIVERSITY. BRANDEIS STUDENT BODY NUMBERS 5,200, INCLUDING UNDERGRADUATE AND GRADUATE STUDENTS. BRANDEIS HAS A GRADUATE SCHOOL OF ARTS AND SCIENCES AND TWO PROFESSIONAL SCHOOLS, THE HELLER SCHOOL FOR SOCIAL POLICY AND MANAGEMENT AND THE INTERNATIONAL BUSINESS SCHOOL. THE RABB SCHOOL OF CONTINUING STUDIES OFFERS GRADUATE PROFESSIONAL PROGRAMS FOR PART-TIME STUDENTS. MANY ACADEMIC PROGRAMS ARE ENRICHED BY MYRIAD INTERACTIONS WITH THE NUMEROUS OTHER LEADING UNIVERSITIES IN THE AREA. 53896410 4598316 61278788 SPONSORED PROGRAMS INCLUDE VARIOUS RESEARCH AND INSTRUCTIONAL PROGRAMS FUNDED BY EXTERNAL PARTIES, INCLUDING THE FEDERAL GOVERNMENT, FOREIGN AND STATE GOVERNMENTS AND PRIVATE FOUNDATIONS AND CORPORATIONS. BRANDEIS RESEARCH IS AT THE HEART OF MANY SOCIETAL, ARTISTIC, INTELLECTUAL AND SCIENTIFIC ADVANCES. RESEARCH AT BRANDEIS IS INTERDISCIPLINARY, BOLD AND COLLABORATIVE. ITS AN APPROACH THAT ENABLES THE FACULTY TO LEVERAGE THE RELATIVELY SMALL SIZE OF THE UNIVERSITY TO ACHIEVE AN IMPACT WELL BEYOND THE SUM OF ITS PARTS. BRANDEIS IS WHOLLY COMMITTED TO THE PROPOSITION THAT BASIC RESEARCH IS THE ENGINE OF INNOVATION IN HUMAN HEALTH AND WELL-BEING. 36504533 0 41200782 AUXILIARY ENTERPRISES: BRANDEIS UNIVERSITY SERVES THE NEEDS AND INTERESTS OF STUDENTS AND HAS BROAD RESPONSIBILITY FOR THE SERVICES AND ACTIVITIES THAT ENHANCE THE QUALITY OF STUDENT LIFE OUTSIDE THE CLASSROOM. THESE SERVICES AND ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO COMMUNITY LIVING, DINING SERVICES, HEALTH CENTER, PSYCHOLOGICAL COUNSELING CENTER, AND INTERFAITH CHAPLAINCY. 394548650 true true false true true false true false true true false false false true true true false true false true false true false true false false true true true true false false false false false false false false true false true true false false false true true true false true 6898 0 true 5302 true true true false false false false true true false false false false false false false X 37 35 false false false false false false false true true false false true true true true true true true true false AZ CA FL MD MA NJ NY X X SAMUEL SOLOMON CFO AND TREA 7817362000 415 SOUTH STREET WALTHAM MA 02454 LAWRENCE S KANAREK TRUSTEE-CHAIR 2.0 0.0 X X 6000 0 0 JONATHAN G DAVIS TRUSTEE-VICE CHAIR 2.0 0.0 X X 0 0 0 STEPHEN B KAY TRUSTEE-VICE CHAIR 2.0 0.0 X X 0 0 0 CURTIS H TEARTE TRUSTEE-SECRETARY 2.0 0.0 X X 0 0 0 LISA R KRANC TRUSTEE-TREASURER 2.0 0.0 X X 0 0 0 ALLEN B ALTER TRUSTEE 1.0 0.0 X 0 0 0 LESLIE M ARONZON TRUSTEE 1.0 0.0 X 0 0 0 STEVEN M BUNSON TRUSTEE 1.0 0.0 X 0 0 0 JEFFREY S FLIER MD TUSTEE 1.0 0.0 X 0 0 0 LEONARD C GOODMAN TRUSTEE 1.0 0.0 X 0 0 0 PAUL S GROGAN TRUSTEE 1.0 0.0 X 0 0 0 MARTIN J GROSS TRUSTEE 1.0 0.0 X 0 0 0 DANIEL J JICK TRUSTEE 1.0 0.0 X 0 0 0 RONALD L KAISERMAN TRUSTEE 1.0 0.0 X 0 0 0 ELLEN LASHER KAPLAN TRUSTEE 1.0 0.0 X 0 0 0 DOLORES KOHL TRUSTEE 1.0 0.0 X 0 0 0 MEYER KOPLOW TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL A KOSS TRUSTEE 1.0 0.0 X 0 0 0 JOYCE GAIL KRASNOW TRUSTEE 1.0 0.0 X 0 0 0 GEORGE D KRUPP TRUSTEE 1.0 0.0 X 0 0 0 MARTIN R KUPFERBERG TRUSTEE 1.0 0.0 X 0 0 0 BARBARA A MANDEL TRUSTEE 1.0 0.0 X 0 0 0 GEORG B MUZICANT TRUSTEE 1.0 0.0 X 0 0 0 LOUIS PERLMUTTER TRUSTEE 0.0 0.0 X 0 0 0 GREGORY A PETSKO TRUSTEE 1.0 0.0 X 0 0 0 BRUCE G POLLACK TRUSTEE 1.0 0.0 X 0 0 0 STEPHEN R REINER TRUSTEE 1.0 0.0 X 0 0 0 ADAM RIFKIN TRUSTEE 1.0 0.0 X 0 0 0 CAROL R SAIVETZ TRUSTEE 1.0 0.0 X 0 0 0 BARBARA Z SANDER TRUSTEE 1.0 0.0 X 0 0 0 MINDY L SCHNEIDER TRUSTEE 1.0 0.0 X 0 0 0 CYNTHIA SHAPIRA TRUSTEE 1.0 0.0 X 0 0 0 MALCOM L SHERMAN TRUSTEE 1.0 0.0 X 0 0 0 MARK A SURCHIN TRUSTEE 1.0 0.0 X 0 0 0 PERRY TRAQUINA TRUSTEE 1.0 0.0 X 0 0 0 BARTON J WINOKUR TRUSTEE 1.0 0.0 X 0 0 0 RONALD LIEBOWITZ PRESIDENT 60.0 0.0 X X 449708 0 41888 LISA LYNCH PROVOST 50.0 0.0 X 471161 0 75164 STEWART URETSKY EVP FINANCE AND ADMINISTRATION 50.0 0.0 X 168762 0 11076 MARIANNE CWALINA SVP FOR FINANCE & TREASURER 50.0 0.0 X 288722 0 50774 PETER GIUMETTE ASSISTANT SECRETARY 50.0 0.0 X 178558 0 17170 STEVEN MANOS SVP/CHIEF OPERATING OFFICER 50.0 0.0 X 253733 0 21936 ANDREW FLAGEL SVP, STUDENTS & ENROLLMENT 50.0 0.0 X 258055 0 48300 NANCY WINSHIP SVP, INSTITUTIONAL ADVANCEMENT 50.0 0.0 X 501429 0 28002 NICHOLAS WARREN CHIEF INVESTMENT OFFICER 50.0 0.0 X 716533 0 26200 STEVEN LOCKE GENERAL COUNSEL 50.0 0.0 X 221219 0 64949 JAMES GRAY VP FOR OPERATIONS 50.0 0.0 X 249380 0 33318 JUDITH GLASSER INTERIM SVP, COMMUNICATIONS 50.0 0.0 X 218723 0 23908 JAMES LA CRETA Interim Chief Information Off. 50.0 0.0 X 176816 0 37286 EDWARD HACKETT VP FOR RESEARCH 50.0 0.0 X 221038 0 21698 FREDERICK LAWRENCE FACULTY 50.0 0.0 X 955334 0 43163 STEVEN GOLDSTEIN FACULTY 50.0 0.0 X 543218 0 51050 BRUCE MAGID DEAN OF IBS 50.0 0.0 X 541139 0 41683 IRVING EPSTEIN FACULTY 50.0 0.0 X 398458 0 31132 DEBORAH SHUFRIN DIRECTOR OF INVESTMENTS 50.0 0.0 X 368026 0 33258 DAVID BUNIS FORMER CHF LEGAL CNSL/ADVISOR 0.0 0.0 X 348239 0 17889 7534251 0 719844 364 true true false SODEXO INC AFFILIATES PO BOX 360170 PITTSBURGH PA 152516170 FOOD SERVICE 17678020 CONSIGLI CONSTRUCTION CO INC 72 SUMNER STREET MILFORD MA 01757 CONSTRUCTION 2711856 BIGELOW FLEMING LLC 14 NORFOLK AVENUE SOUTH EASTON MA 02375 CONSTRUCTION MGMT 2047177 WILLIAM RAWN ASSOCIATES ARCHITECTS 10 POST OFFICE SQUARE 1010N BOSTON MA 02109 ARCHITECTS 965729 TRUSTEES OF TUFTS COLLEGE 150 HARRISON AVENUE BOSTON MA 02111 EDUCATION - GRANT 944962 178 0 253949 245581 0 0 79439949 4674495 79939479 TUITION & FEES 611710 252145109 252145109 0 0 SPONSORED PROGRAMS 611710 61278788 61278788 0 0 AUXILIARY SERVICES 721000 41200782 40836688 233502 130592 BRANDEIS NATIONAL COMMITTEE 611710 1542471 1542471 0 0 FOSTER BIO LAB 611710 72773 0 72773 0 7885404 7882554 2850 364125327 9821207 0 -542893 10364100 0 0 0 0 1566811 0 0 1566811 1543019 0 0 0 1543019 0 1543019 0 825592 717427 259660063 196334328 63325735 63325735 0 742211 62583524 382092 245581 382092 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MISCELLANEOUS 611710 220886 220886 0 0 220886 520542464 363906496 1334035 75362454 4598316 4598316 95992035 95992035 2077424 2077424 0 5256471 1032993 3559849 663629 929639 929639 149606532 133261920 11634466 4710146 9839943 8841443 703426 295074 15923559 13925794 1447978 549787 10236172 9034529 865028 336615 0 1307161 1116543 190618 0 348600 0 348600 0 6290 6290 0 0 0 3758168 0 3758168 0 5434593 3163888 2245205 25500 1322350 1132712 178993 10645 11657202 9067886 2167359 421957 5906432 4123452 1712298 70682 0 21017117 18691160 2054627 271330 6705868 6268910 286504 150454 0 1756872 1662754 70213 23905 9808015 9040420 631772 135823 0 26689179 24575891 1739351 373937 1667719 19332 1648387 0 DINING SERVICES 18349743 17376038 870302 103403 STIPENDS AND FELLOWSHIPS 11411630 11403694 7936 0 STUDY ABROAD PAYMENTS 4754422 4742452 11970 0 LIBRARY 3827128 3825383 1745 0 15090350 8637752 4450553 2002045 445278930 394548650 40585348 10144932 5676339 13345591 24398913 16813122 22422877 14394956 10498440 11181044 0 0 0 0 13069760 11979758 354952 329802 5880958 7211214 744890893 404104412 346858405 340786481 890239945 1001202493 0 0 0 0 0 0 10026667 56881372 1329427256 1474125833 24376414 28906571 0 0 23634574 23491200 240663053 251721495 0 0 0 0 2922964 31416269 0 0 25335677 24245349 316932682 359780884 X 177796409 184152053 235674213 273864262 599023952 656328634 1012494574 1114344949 1329427256 1474125833 X 75263534 27533962 0 0 0 -947121 X false true X true true true X 33638176 41087158 48364246 36329038 79939479 239358097 0 0 33638176 41087158 48364246 36329038 79939479 239358097 49750916 189607181 6898746 7579307 10970543 8162116 12648338 46259050 0 66112 77992 99743 88305 130592 462744 286079891 1718199598 0.66278 0.76140 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false false false true 6290 6290 false LOBBYING ACTIVITY PART II-B, LINE 1I THE UNIVERSITY IS A MEMBER OF VARIOUS NATIONAL AND STATE ORGANIZATIONS, SUCH AS ASSOCIATION OF AMERICAN UNIVERSITIES, ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN MASSACHUSETTS, NATIONAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS, NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT. MEMBERSHIP FEES TO THESE ORGANIZATIONS ALLOCABLE TO LOBBYING ACTIVITIES AMOUNTED TO $6,290. 11 0 212990 0 496907 0 993873 0 true true X X X X false 866777766 62895086 95868789 16645319 32009304 976887018 915087079 27549415 -29715218 14288816 31854694 866777766 861152435 50320741 46096107 15474765 27007439 915087079 766204932 9847167 125121860 13199317 26822207 861152435 674521865 19595377 110316495 12604466 25624339 766204932 0.11150 0.64530 0.24320 false false 44903617 44903617 319811214 152359062 167452152 207890603 155197158 52693445 155614788 96548192 59066596 16670671 16670671 340786481 0 ESTIMATED LIABILITY TO ANNUITANTS 11535058 DEFERRED COMPENSATION AND SEVERANCE 995918 ENVIRONMENTAL LIABILITY 5719000 REFUNDABLE STUDENT LOAN ADVANCES 5995373 24245349 X 445301679 27533963 0 -99016580 -71482617 516784296 3758168 3758168 520542464 343451303 0 -98069459 -98069459 441520762 3758168 3758168 445278930 COLLECTIONS OF ART PART III, LINE 1: SFAS116, FOOTNOTE 1(L) COLLECTIONS AT BRANDEIS UNIVERSITY ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED. SALES AND PURCHASES OF COLLECTION ITEMS ARE RECORDED AS NON-OPERATING REVENUE AND EXPENSES IN THE UNIVERSITY'S FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE SOLD OR ACQUIRED, RESPECTIVELY. PART III, LINE 4: FOUNDED IN 1961, THE ROSE ART MUSEUM (THE ROSE) IS AN INTEGRAL PART OF BRANDEIS UNIVERSITY. THE ROSE IS AN EDUCATIONAL AND CULTURAL MUSEUM DEDICATED TO COLLECTING, PRESERVING AND EXHIBITING THE FINEST OF MODERN AND CONTEMPORARY ART. THE PROGRAMS OF THE ROSE ADHERE TO THE OVERALL MISSION OF THE UNIVERSITY, EMBRACING ITS VALUES OF ACADEMIC EXCELLENCE, SOCIAL JUSTICE, AND FREEDOM OF EXPRESSION. THE ROSE IS ACTIVE IN THE ACADEMIC, CULTURAL, AND SOCIAL LIFE OF BRANDEIS. THE ROSE SEEKS TO STIMULATE PUBLIC AWARENESS AND DISSEMINATE KNOWLEDGE OF MODERN AND CONTEMPORARY ART TO ENRICH EDUCATIONAL, CULTURAL, AND ARTISTIC COMMUNITIES REGIONALLY, NATIONALLY, AND INTERNATIONALLY. IT PROMOTES LEARNING AND UNDERSTANDING OF THE EVOLVING MEANINGS, IDEAS, AND FORMS OF VISUAL ART RELEVANT TO CONTEMPORARY SOCIETY. ENDOWMENT FUNDS PART V, LINE 4 BRANDEIS UNIVERSITY'S ENDOWMENT AND QUASI-ENDOWMENT CONSISTS OF APPROXIMATELY 1,950 INDIVIDUAL ENDOWMENT ACCOUNTS ESTABLISHED FOR A VARIETY OF PURPOSES IN ACCORDANCE WITH THE APPLICABLE LAW AND DONOR INTENT AND FUNDS DESIGNATED BY THE UNIVERSITY'S BOARD TO OPERATE AS ENDOWMENT (QUASI-ENDOWMENT). A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL AID ASSISTANCE TO UNDERGRADUATE AND GRADUATE STUDENTS. OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF ENDOWED CHAIRS AND PROFESSORSHIPS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S ENDOWMENT INVESTMENT OBJECTIVES ARE TO MAXIMIZE RISK-ADJUSTED RETURNS FOR A LONG-TERM HORIZON. THE ENDOWMENT INTENDS TO ACHIEVE ITS OBJECTIVES BY INVESTING IN MULTIPLE ASSET CLASSES. IN ORDER TO MEET THE PRIMARY INVESTMENT GOALS FOR ENDOWMENT FUNDS, THE AVERAGE ANNUAL NET TOTAL RETURN OVER AN EXTENDED PERIOD, AFTER ADJUSTING FOR INFLATION, IS DEEMED SUFFICIENT TO SUPPORT THE SPENDING RATE AS DETERMINED BY THE UNIVERSITY'S BOARD OF TRUSTEES. TO HAVE A REASONABLE PROBABILITY OF ACHIEVING THE ENDOWMENT'S PRIMARY INVESTMENT GOAL AT AN ACCEPTABLE RISK LEVEL, THE INVESTMENT COMMITTEE HAS ADOPTED A LONG-TERM ASSET ALLOCATION POLICY. FIN 48 (ASC 740) FOOTNOTE PART X, LINE 2 THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED (THE CODE), AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY IS REQUIRED TO ASSESS UNCERTAIN TAX POSITIONS AND HAS DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. OTHER REVENUE INCLUDED IN FINANCIAL STATEMENTS BUT NOT ON RETURN PART XI, LINE 2D UNIVERSITY FUNDED FINANCIAL AID (98,069,459) CHANGE IN VALUE OF SPLIT INTEREST (947,121) ------------ TOTAL (99,016,580) OTHER EXPENSES INCLUDED ON RETURN BUT NOT FINANCIAL STATEMENTS PART XII, LINE 4B UNIVERSITY FUNDED FINANCIAL AID 98,069,459 ------------ TOTAL 98,069,459 true true true true true true true false false false false false false false false true false true NONDISCRIMINATION POLICY PART I, LINE 3 THE UNIVERSITY'S NON-DISCRIMINATION AND HARASSMENT POLICY IS PUBLICIZED IN THE STUDENT HANDBOOK AND HUMAN RESOURCE AND EMPLOYEE RELATIONS POLICY AND PROCEDURES MANUAL. THE POLICY APPLIES TO ALL BRANDEIS STUDENTS, FACULTY AND STAFF. BRANDEIS UNIVERSITY IS COMMITTED TO PROVIDING ITS STUDENTS, FACULTY AND STAFF WITH AN ENVIRONMENT CONDUCIVE TO LEARNING AND WORKING WHERE ALL PEOPLE ARE TREATED WITH RESPECT AND DIGNITY. TOWARD THAT END, IT IS ESSENTIAL THAT BRANDEIS BE FREE FROM DISCRIMINATION AND HARASSMENT ON THE BASIS OF RACE, COLOR, ANCESTRY, RELIGIOUS CREED, GENDER IDENTITY AND EXPRESSION, NATIONAL OR ETHNIC ORIGIN, SEX, SEXUAL ORIENTATION, AGE, GENETIC INFORMATION, DISABILITY, VIETNAM ERA VETERAN, QUALIFIED SPECIAL, DISABLED VETERAN OR OTHER ELIGIBLE VETERAN STATUS OR ANY OTHER CATEGORY PROTECTED BY LAW. IT IS THE UNIVERSITYS RESPONSIBILITY TO HELP PREVENT HARASSMENT AND DISCRIMINATION FROM OCCURRING, TO PURSUE CONCERNS OF WHICH IT IS AWARE, TO OBJECTIVELY INVESTIGATE CONCERNS, AND TO TAKE IMMEDIATE AND APPROPRIATE ACTION TO REMEDY ISSUES OF HARASSMENT AND DISCRIMINATION. BRANDEIS TAKES THIS RESPONSIBILITY SERIOUSLY. THEREFORE, VIOLATIONS OF THIS POLICY WILL NOT BE TOLERATED AND MAY RESULT IN CORRECTIVE ACTIONS UP TO AND INCLUDING DISMISSAL FROM SCHOOL OR RELEASE FROM EMPLOYMENT. FUNDS FROM GOVERNMENT AGENCIES PART I, LINE 6A THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS, TO SUPPORT SPONSORED RESEARCH AND THE CONSTRUCTION OF EDUCATIONAL FACILIITIES. true Central America and the Caribbean Program Services STUDY ABROAD 91531 East Asia and the Pacific Program Services STUDY ABROAD 623403 Europe (Including Iceland and Greenland) Program Services STUDY ABROAD 3215247 Middle East and North Africa Program Services STUDY ABROAD 66935 Russia and the Newly Independent States Program Services STUDY ABROAD 14315 South America Program Services STUDY ABROAD 180065 South Asia Program Services STUDY ABROAD 27848 Sub-Saharan Africa Program Services STUDY ABROAD 83976 Europe (Including Iceland and Greenland) Program Services CERN 216373 Central America and the Caribbean Investments 261573170 Europe (Including Iceland and Greenland) Investments 21885941 287978804 287978804 SCHOLARSHIP AND FINANCIAL AID Central America and the Caribbean 6 37411 SEE PART V SCHOLARSHIP AND FINANCIAL AID East Asia and the Pacific 39 278968 SEE PART V SCHOLARSHIP AND FINANCIAL AID Europe (Including Iceland and Greenland) 178 1557959 SEE PART V SCHOLARSHIP AND FINANCIAL AID Middle East and North Africa 6 48910 SEE PART V SCHOLARSHIP AND FINANCIAL AID Russia and the Newly Independent States 1 9655 SEE PART V SCHOLARSHIP AND FINANCIAL AID South America 12 72386 SEE PART V SCHOLARSHIP AND FINANCIAL AID South Asia 2 2130 SEE PART V SCHOLARSHIP AND FINANCIAL AID Sub-Saharan Africa 6 70005 SEE PART V true false true true true false PROCEDURE FOR MONITORING USE OF GRANT FUNDS TO INDIVIDUALS PART I, LINE 2 BRANDEIS UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS THAT ARE STUDYING ABROAD. THE UNIVERSITY ENSURES THAT SUCH GRANTS AND OTHER ASSISTANCE ARE USED FOR STUDY ABROAD PURPOSES OR ARE NOT OTHERWISE DIVERTED FROM THE INTENDED USE BY DIRECTLY APPLYING THE GRANTS AND ASSISTANCE TO THE STUDY ABROAD INSTITUTIONS. MANNER OF CASH DISBURSEMENT PART III, COLUMN (E) STUDENT SCHOLARSHIPS AND FINANCIAL AID TO STUDENTS ARE CREDITED TO EACH STUDENT'S ACCOUNT AND PAID DIRECTLY TO THE INSTITUTIONS AT WHICH THE STUDENT IS STUDYING ABROAD. LUNCHEON 171682 80062 91620 0 0 2500 72702 0 16418 LUNCHEON 61682 22892 38790 0 0 1800 31072 0 5918 21 394309 142627 251682 0 0 97056 106849 0 47777 627673 245581 382092 0 0 101356 210623 0 70113 382092 true B'NAI B'RITH HILLEL FOUNDATIONS INC 565 MAYFIELD AVE STANFORD CA 94305 941156365 501(c)(3) 207923 BRIGHAM & WOMENS HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 93448 BROWN UNIVERSITY PO BOX 1839 PROVIDENCE RI 029121839 050258809 501(C)(3) 116485 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 270266 CARNEGIE MELLON UNIVERSITY 500 FORBES AVE PITTSBURGH PA 152133890 250969449 501(C)(3) 56939 COLD SPRING HARBOR LABORATORY 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 112013303 501(C)(3) 418120 COMMONWEALTH OF MASSACHUSETTS 1 ASHBURTON PLACE BOSTON MA 02108 046002284 GOV'T 32630 EMORY UNIVERSITY 201 DOWMAN DRIVE ATLANTA GA 30322 580566256 501(C)(3) 148304 FLORIDA STATE UNIVERSITY 874 TRADITIONS WY TALLAHASSEE FL 323064166 591961248 GOV'T 34893 HARVARD UNIVERSITY HARVARD UNIVERSITY CAMBRIDGE MA 02138 042103580 501(C)(3) 256192 HEBREW SENIOR LIFE 1200 CENTRE STREET ROSLINDALE MA 02131 042104298 501(C)(3) 40194 IJIS INSTITUTE 44983 KNOLL SQUARE ASHBURN VA 20147 311783179 501(C)(3) 211977 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 21091 NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE BOSTON MA 02115 041679980 501(C)(3) 18462 PALO ALTO INSTITUTE FOR RESEARCH 3801 MIRANDA AVE151P PALO ALTO CA 94304 770207331 501(C)(3) 71048 PRESIDENT & FELLOWS OF HARVARD COLLEGE PO BOX 415649 BOSTON MA 022415649 042103580 501(C)(3) 772773 REGENTS OF THE UNIVERSITY OF MICHIGAN 500 S STATE STREET ANN ARBOR MI 48109 386006309 501(c)(3) 7274 REGENTS OF THE UNIVERSITY OF MINNESOTA 3 MORRILL HALL 100 CHURCH ST SE MINNEAPOLIS MN 55455 416007513 GOV'T 24833 THE BALTIMORE MUSEUM OF ART 10 ART MUSEUM DRIVE BALTIMORE MD 21218 526000162 501(c)(3) 127385 THE SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA CA 92037 990435954 501(C)(3) 70934 TRUSTEES OF BOSTON COLLEGE 140 COMMONWEALTH CHESTNUT HILL MA 02467 042103545 501(C)(3) 23508 TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(c)(3) 87245 TRUSTEES OF DARTMOUTH COLLEGE DARTMOUTH COLLEGE HANOVER NH 03755 020222111 501(c)(3) 27281 TRUSTEES OF TUFTS COLLEGE 419 BOSTON AVE MEDFORD MA 02155 042103634 501(C)(3) 983066 UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 GOV'T 10551 UNIVERSITY OF FLORIDA 123 GRINTER HALL PO BOX 113301 GAINESVILLE FL 326117305 596002052 GOV'T 10403 UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77004 746001399 GOV'T 69172 UNIVERSITY OF MASSACHUSETTS - AMHERST 140 HICKS WAY AMHERST MA 010039272 043167352 GOV'T 42687 UNIVERSITY OF MASSACHUSETTS - WORCESTER 55 N LAKE AVE WORCESTER MA 01655 043167352 GOV'T 38767 UNIVERSITY OF MISSOURI - COLUMBIA AR PO BOX 807012 KANSAS CITY MO 641807012 436003859 GOV'T 187536 UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON ST COLUMBIA SC 29208 576001153 GOV'T 116926 31 0 UNDERGRADUATE FINANCIAL AID 2161 65712074 MASTERS PROGRAM FINANCIAL AID 853 15487761 DOCTORAL PROGRAM FINANCIAL AID 531 12850699 CONTINUING PROGRAM FINANCIAL AID 25 460665 OTHER FINANCIAL AID 91 319957 TRAINEE TUITION AND FEES 202 942602 TUITION DISCOUNT 172 218276 PROCEDURE OF MONITORING USE OF GRANTS TO GOVERMENTAL AGENCIES & GOVERMENTS PART I, LINE 2 THE UNIVERSITY MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED RESEARCH POLICIES AND PROCEDURES AS GUIDELINES TO PRINCIPAL INVESTIGATORS IN MANAGING THEIR GRANT AT BRANDEIS UNIVERSITY. PROCEDURE OF MONITORING USE OF GRANTS AND ASSISTANCE TO INDIVIDUALS PART III THE UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS AND APPLIES THE FINANCIAL AID DIRECTLY CREDITING EACH STUDENT'S ACCOUNT. X X X true true X X X X X X true true false false false false false false false RONALD LIEBOWITZ PRESIDENT 369213 0 0 0 80495 0 26500 0 16691 0 492899 0 0 0 LISA LYNCH PROVOST 446017 0 0 0 25144 0 26500 0 50362 0 548023 0 0 0 STEWART URETSKY EVP FINANCE AND ADMINISTRATION 138447 0 0 0 30315 0 11076 0 425 0 180263 0 0 0 MARIANNE CWALINA SVP FOR FINANCE & TREASURER 280785 0 0 0 7937 0 26500 0 25947 0 341169 0 0 0 PETER GIUMETTE ASSISTANT SECRETARY 171700 0 0 0 6858 0 17170 0 1067 0 196795 0 0 0 STEVEN MANOS SVP/CHIEF OPERATING OFFICER 215692 0 0 0 38041 0 21583 0 788 0 276104 0 0 0 ANDREW FLAGEL SVP, STUDENTS & ENROLLMENT 256403 0 0 0 1652 0 21200 0 28904 0 308159 0 0 0 NANCY WINSHIP SVP, INSTITUTIONAL ADVANCEMENT 413521 0 55000 0 32908 0 26500 0 3536 0 531465 0 0 0 NICHOLAS WARREN CHIEF INVESTMENT OFFICER 544125 0 148838 0 23570 0 21200 0 6698 0 744431 0 0 0 STEVEN LOCKE GENERAL COUNSEL 219476 0 0 0 1743 0 22700 0 43687 0 287606 0 0 0 JAMES GRAY VP FOR OPERATIONS 245959 0 0 0 3421 0 24767 0 10079 0 284226 0 0 0 JUDITH GLASSER INTERIM SVP, COMMUNICATIONS 209785 0 0 0 8938 0 14210 0 14541 0 247474 0 0 0 JAMES LA CRETA Interim Chief Information Off. 176337 0 0 0 479 0 12736 0 25490 0 215042 0 0 0 EDWARD HACKETT VP FOR RESEARCH 212100 0 0 0 8938 0 21210 0 1343 0 243591 0 0 0 FREDERICK LAWRENCE FACULTY 361234 0 0 0 594100 0 26500 0 17335 0 999169 0 150000 0 STEVEN GOLDSTEIN FACULTY 510333 0 0 0 32885 0 26500 0 26527 0 596245 0 0 0 BRUCE MAGID DEAN OF IBS 228326 0 0 0 312813 0 23722 0 20941 0 585802 0 0 0 IRVING EPSTEIN FACULTY 357693 0 0 0 40765 0 26500 0 5480 0 430438 0 0 0 DEBORAH SHUFRIN DIRECTOR OF INVESTMENTS 359666 0 0 0 8360 0 21200 0 12854 0 402080 0 0 0 DAVID BUNIS FORMER CHF LEGAL CNSL/ADVISOR 0 0 0 0 348239 0 0 0 17889 0 366128 0 0 0 PART III PART I QUESTION I: TRAVEL FOR COMPANIONS: DURING CALENDAR YEAR 2016, THE UNIVERSITY REIMBURSED PRESIDENT LIEBOWITZ FOR TRAVEL EXPENSES INCURRED BY HIS SPOUSE WHILE CONDUCTING BUSINESS OF THE UNIVERSITY. SUCH REIMBURSEMENTS WERE MADE IN ACCORDANCE WITH UNIVERSITY POLICY. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDED PRESIDENT LIEBOWITZ WITH A HOUSING ALLOWANCE AS A CONDITION OF HIS EMPLOYMENT. THE VALUE OF SUCH HOUSING IS INCLUDABLE AS TAXABLE INCOME UNDER IRS CODE SECTION 119 (D). PERSONAL SERVICES: DURING CALENDAR YEAR 2016, THE UNIVERSITY REIMBURSED PRESIDENT LIEBOWITZ FOR PERSONAL LEGAL AND FINANCIAL SERVICE EXPENSES. THE AMOUNT PAID BY THE UNIVERSITY WAS INCLUDED IN THE INDIVIDUAL'S FORM W-2 AND REPORTED ON SCHEDULE J, PART II, COLUMN B(III). OTHER BUSINESS EXPENSES: THE UNIVERSITY REIMBURSES ITS OFFICERS AND KEY EMPLOYEES FOR ORDINARY AND NECESSARY BUSINESS EXPENSES INCURRED WHILE CONDUCTING BUSINESS OF THE UNIVERSITY. SUCH REIMBURSEMENT IS MADE UNDER AN ACCOUNTABLE PLAN AND REQUIRES SUBSTANTIATION USING THE ORIGINAL EXPENSE DOCUMENTATIONS AND APPROVAL BY APPROPRIATE PARTIES AS AUTHORIZED UNDER UNIVERSITY POLICY. PART I QUESTION 4A SEVERANCE OR CHANGE OF CONTROL PAYMENT THE UNIVERSITY HAS AN EMPLOYMENT AND SEPARATION POLICY THAT COVERS MEMBERS OF THE SENIOR MANAGEMENT GROUP, WHICH PROVIDES SEVERANCE PROVISION RANGING FROM 4 WEEKS TO 20 WEEKS. SOME SENIOR MANAGEMENT MAY HAVE ADDITIONAL SEVERANCE PROVISION AS PART OF THEIR EMPLOYMENT ARRANGEMENT. DAVID BUNIS, CHIEF LEGAL COUNSEL AND PRESIDENT'S ADVISOR, LEFT HIS POSITION AT THE END OF CALENDAR YEAR 2015. AS PART OF HIS SEPARATION AGREEMENT, MR. BUNIS RECEIVED SEVERANCE OF $348,249, WHICH WAS INCLUDED IN HIS W-2 AND REPORTED ON SCHEDULE J PART II COLUMN B(III). BRUCE MAGID, DEAN OF IBS, LEFT HIS POSITION AT THE BEGINNING OF FISCAL YEAR 2017. AS PART OF HIS SEPARATION AGREEMENT, MR. MAGID RECEIVED SEVERANCE OF $259,982, WHICH WAS INCLUDED IN HIS W-2 AND REPORTED ON SCHEDULE J PART II COLUMN B(III). PART I QUESTION 4B DEFERRED COMPENSATION ARRANGEMENT FORMER PRESIDENT LAWRENCE PARTICIPATED IN A NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER IRS CODE SECTION 457(F). THE AMOUNT VESTED DURING 2016 AND IS INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). A MA DEVELOPMENT FINANCE AGENCY 2008 - SERIES N 043431814 57583RZB8 2008-08-06 48160410 CONSTRUCTION false false false B MA DEVELOPMENT FINANCE AGENCY 2010 - SERIES O 043431814 57583RW92 2010-03-09 188794806 CONSTRUCTION, REFUND '98 BOND false false false C MA DEVELOPMENT FINANCE AGENCY 2013 - SERIES P 043431814 2013-07-18 36500000 CONSTRUCTION, REFUND '04 BOND false false false D MA DEVELOPMENT FINANCE AGENCY 2017 - SERIES Q 043431814 2017-06-15 20000000 CONSTRUCTION false false false A 5190410 0 48160410 0 6802005 0 559405 0 0 40000000 799000 0 2009 false false true B 38299806 0 188794806 0 0 0 1501706 0 6500000 18000000 162793100 0 2010 true false true true C 1110000 0 36500000 0 0 0 403050 0 0 14591609 21505341 0 2014 true false true true D 0 0 20000000 0 0 0 0 0 0 123269 0 19876731 2018 false false false A false false false true false 0.02000 0.02000 false false false true B false false false true false 0.01550 0.01550 false false false true C false false false false 0.01470 0.01470 false false false true D false false true true false 0.00060 0.00060 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true PART I, COLUMN F PROCEEDS FROM THE SERIES O BOND WERE USED FOR THE REFUND OF '98 BOND ISSUED ON 11/15/1998. PROCEEDS FROM THE SERIES P BOND WERE USED FOR THE REFUND OF '04 BOND ISSUED ON 01/08/2004. PART IV, LINE 2C Arbitrage rebate computations: The arbitrage rebate computations for the series N, O, and P bonds were performed on July 3, 2017, October 9, 2017, and September 5, 2017, respectively. JESSICA LIEBOWITZ R.LIEBOWITZ-PRESIDENT 67064 EMPLOYEE COMPENSATION false MARGOT DAVIS J. DAVIS-TRUSTEE 68108 EMPLOYEE COMPENSATION false PART IV THE UNIVERSITY ENGAGES FAMILY MEMBERS OF CERTAIN OFFICERS OR TRUSTEES OF THE UNIVERSITY, IN THE ORDINARY COURSE OF BUSINESS, AS FOLLOWS: Jessica Liebowitz, spouse of University President Ronald Liebowitz, is employed by the University as a visiting scholar who studies doctoral education. Dr. Liebowitz received employee compensation of $67,064. PRESIDENT RONALD LIEBOWITZ DOES NOT PARTICIPATE IN ESTABLISHING THE COMPENSATION OF DR. LIEBOWITZ. MARGOT T. DAVIS, SPOUSE OF UNIVERSITY TRUSTEE JONATHAN G. DAVIS, IS EMPLOYED BY THE UNIVERSITY AS A PART-TIME SENIOR RESEARCH ASSOCIATE. DR. DAVIS RECEIVED EMPLOYEE COMPENSATION OF $68,108. TRUSTEE DAVIS DOES NOT PARTICIPATE IN ESTABLISHING THE COMPENSATION OF DR. DAVIS. X 74 1183770 APPRAISAL X 178 3490725 AVERAGE OF HIGH LOW X BOOK COLLECTION 0 0 NO APPRAISAL 73 false true false NUMBER OF CONTRIBUTIONS LINE 1, COLUMN (B) THE UNIVERSITY IS REPORTING IN PART 1, COLUMN (B) THE NUMBERS OF ITEMS RECEIVED. ORGANIZATION'S MISSION FORM 990, PART I, LINE 1 BRANDEIS UNIVERSITY IS A COMMUNITY OF SCHOLARS AND STUDENTS UNITED BY THEIR COMMITMENT TO THE PURSUIT OF KNOWLEDGE AND ITS TRANSMISSION FROM GENERATION TO GENERATION. AS A RESEARCH UNIVERSITY, BRANDEIS IS DEDICATED TO THE ADVANCEMENT OF THE HUMANITIES, ARTS AND SOCIAL SCIENCES, AND NATURAL AND PHYSICAL SCIENCES. AS A LIBERAL ARTS COLLEGE, BRANDEIS AFFIRMS THE IMPORTANCE OF A BROAD AND CRITICAL EDUCATION IN ENRICHING THE LIVES OF STUDENTS AND PREPARING THEM FOR FULL PARTICIPATION IN A CHANGING SOCIETY. IN THIS MANNER, BRANDEIS SEEKS TO ENSURE ITS STUDENTS ARE CAPABLE OF PROMOTING THEIR OWN WELFARE WHILE REMAINING DEEPLY CONCERNED ABOUT THE WELFARE OF OTHERS. IN A WORLD OF CHALLENGING SOCIAL AND TECHNOLOGICAL TRANSFORMATION, BRANDEIS REMAINS A CENTER OF OPEN INQUIRY AND TEACHING, CHERISHING ITS INDEPENDENCE FROM ANY DOCTRINE OF GOVERNMENT. IT STRIVES TO REFLECT THE HETEROGENEITY OF THE UNITED STATES AND OF THE WORLD COMMUNITY WHOSE IDEAS AND CONCERNS IT SHARES. IN THE BELIEF THAT THE MOST IMPORTANT LEARNING DERIVES FROM THE PERSONAL ENCOUNTER AND JOINT WORK OF TEACHERS AND STUDENTS, BRANDEIS ENCOURAGES UNDERGRADUATES AND POSTGRADUATES TO PARTICIPATE WITH DISTINGUISHED FACULTY IN RESEARCH, SCHOLARSHIP AND ARTISTIC ACTIVITIES. REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE OFFICE IS RESPONSIBLE FOR DRAFTING FORM 990. THE COMPLETED DRAFT IS SUBMITTED FOR REVIEW BY THE UNIVERSITY'S TAX ADVISORY FIRM. RECOMMENDED CHANGES ARE DISCUSSED WITH THE FINANCE OFFICE AND INCORPORATED INTO THE RETURN, AS APPROPRIATE. FOR FISCAL YEAR 2017, THE BOARD OF TRUSTEES HAS DELEGATED THE REVIEW OF THE FORM 990 TO THE RISK MANAGEMENT AND AUDIT COMMITTEE. THE COMMITTEE REVIEWED THE FORM 990 AND DISCUSSED ANY QUESTIONS WITH THE FINANCE OFFICE AND THE UNIVERSITY'S TAX ADVISORY FIRM. AFTER THE COMMITTEE'S REVIEW, AND PRIOR TO FILING THE COMPLETED FORM 990, A COPY OF THE FORM 990 WAS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C The Brandeis University Conflict of Interest policy for trustees, officers and committee members establishes a process whereby potential, apparent and actual conflicts of interest of trustees, officers and non-trustee committee members may properly be avoided or managed so that the best interests of the university are protected. Officers, trustees and committee members complete an annual conflict of interest disclosure form, which is consistent with the policy and the applicable regulatory and auditing requirements. The investment committee members complete an annual disclosure form with additional questions related to universitys investments. Certain senior officers and financial employees are also required to complete an annual disclosure form. The Coordination Committee of the Board of Trustees, with the assistance of the General Counsel, oversees the collection and review of the disclosure forms. In the case of a potential, apparent, or actual related party transaction or other situation presenting a possible conflict of interest, the Coordination Committee of the Board of Trustees Chair is responsible for deciding whether to submit the transaction or situation to the Coordination Committee of the Board of Trustees or the Board for a determination. In addition, the university has established a separate conflict of interest policy for its employees. Under this policy, disclosure forms are completed annually by all senior officers, the presidents cabinet, department chairs, heads of centers and institutes, principal investigators and other designated senior officials and financial personnel. Persons with a conflict are recused from discussions and do not vote of resolutions that pertain directly to their conflict. COMPENSATION POLICY FORM 990, PART VI, SECTION B, LINE 15B The University is committed to attracting, retaining and motivating qualified employees, relating compensation to performance, promoting an equitable relationship between compensation and responsibility and ensuring compliance with law and regulation. This process is the foundation of all hiring, annual performance evaluations and salary adjustments. The Coordination Committee of the Board of Trustees is authorized by the Board of Trustees and directed to perform a direct review and approval at regular intervals of the performance and compensation of the officers and, where appropriate, other senior management of the university. The Coordination Committee of the Board of Trustees utilizes independent external consultants to assist with both the review of compensation agreements and the gathering of comparability data in determining the reasonableness of compensation and compliance with procedures described in Treasury Regulation section 53.4958-6. PUBLIC DISCLOSURE FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU/FINANCIALAFFAIRS. THE UNIVERSITY'S GOVERNING DOCUMENTS ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU. THE ORGANIZATION'S FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO AVAILABLE AT THE WEBSITE OF MASSACHUSETTS ATTORNEY GENERAL. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 9 CHANGE IN VALUE OF SPLIT INTEREST (947,121) ------------ TOTAL (947,121) REASON FOR AMENDED RETURN FORM 990, HEADER, SECTION B BRANDEIS UNIVERSITY IS AMENDING FORM 990 FOR FISCAL YEAR ENDED JUNE 30, 2017 TO REPORT CORRECT INFORMATION PERTAINING TO INDEPENDENT CONTRACTORS REPORTED ON FORM 990, PART VII, SECTION B. CHARITABLE REMAINDER TRUSTS (16) NA false false false false false false false false false false false false false false false false false false false