2019-05-15T17:13:22-05:00 2018-12-31 770051130 ABBOTT STRINGHAM & LYNCH 1530 MERIDIAN AVE 2ND FLR SAN JOSE CA 95125 990 2018-01-01 710992446 KIVA MICROFUNDS KIVA 4153587500 875 HOWARD STREET NO 340 SAN FRANCISCO CA 94103 PAMELA YANCHIK CONNEALY CFO/COO 4153587500 2019-05-14 1 SHEBA B DALANEY P00351252 4083778700 2019-05-14 12.217.167.66 2019-05-14 13:47:04 PD P 3D5DA163242231EA4F454A0E565EB3DD183A47A8 50F812C9499AE5D43302E20DB569BCD626741CE6 2018 2019-02-21 02:37:17Z PAMELA YANCHIK CONNEALY 875 HOWARD STREET NO 340 SAN FRANCISCO CA 94103 23199160 0 X WWW.KIVA.ORG X 2005 CA KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE. 7 4 127 450 0 0 17394640 23064341 0 0 288214 71368 28272 47950 17711126 23183659 0 0 0 0 10811619 10756728 0 0 1435358 6903232 7958581 17714851 18715309 -3725 4468350 40525883 46231095 12860844 14089517 27665039 32141578 X KIVA IS A NON-PROFIT ORGANIZATION WITH A MISSION TO EXPAND FINANCIAL ACCESS TO HELP UNDERSERVED COMMUNITIES THRIVE. 1 0 14200650 47950 KIVA PARTNERS WITH OVER 312 GLOBAL MICROFINANCE INSTITUTIONS ("MFIS") AND OTHER SOCIALLY MINDED ORGANIZATIONS AND ENTERPRISES IN MORE THAN NINETY-FOUR (94) COUNTRIES ACROSS THE GLOBE. THIS NETWORK OF PARTNERSHIPS ENABLES KIVA TO CONNECT WITH BORROWERS SEEKING MICRO-LOANS. KIVA'S PARTNER ORGANIZATIONS ARE RESPONSIBLE FOR SELECTING AND VETTING THE BORROWERS AND ADMINISTRATING THE LOANS. KIVA'S ONLINE PLATFORM CONNECTS THESE BORROWERS WITH OVER 1.8 MILLION INDIVIDUALS TO DATE WHO WANT TO CONTRIBUTE LOAN FUNDS VIA THE INTERNET. IN 2012, KIVA INITIATED MORE CONCERTED WORK ON A PILOT PROGRAM (FORMERLY "KIVA ZIP" NOW RENAMED "KIVA UU"), DESIGNED TO TEST THE FEASIBILITY OF FACILITATING MICROFINANCE LOANS FROM KIVA USERS MORE DIRECTLY TO KIVA BORROWERS VIA A SEPARATE WEBSITE URL (ZIP.KIVA.ORG). IN 2016, THE KIVA US WEBSITE WAS INTEGRATED INTO THE MAIN KIVA.ORG WEBSITE.KIVA CREATED KIVA-DAF, LLC ("KDAF") IN 2013 TO HOLD DONOR ADVISED FUND ACCOUNTS, KIVA IMPACT FUNDS, LLC ("KIF") IN 2016 TO FACILITATE MICROLOANS MADE WITH CAPITAL FROM OPIC, AND KIVA PROTOCOL, LLC IN 2018 TO FURTHER ITS MISSION. 14200650 1 1 0 0 0 1 0 0 1 0 1 0 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 45 0 1 127 1 0 1 KE 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 4 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK CA CT FL IL KS KY MD MA MI MN MS NH NJ NM NY NC ND OK OR PA RI SC TN UT WV WI X X PAMELA YANCHIK CONNEALY 4153587500 875 HOWARD STREET SUITE 340 SAN FRANCISCO CA 94103 REID HOFFMAN DIRECTOR 1.00 X 0 0 0 JULIE HANNA FARRIS DIRECTOR 10.00 X 83300 0 0 AMY ROWE KLEMENT DIRECTOR 1.00 X 0 0 0 JOHN MULLER DIRECTOR 1.00 X 0 0 0 MAYA CHORENGEL DIRECTOR 1.00 X 0 0 0 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 40.00 X X 346897 0 19750 PREMAL SHAH PRESIDENT & BOARD MEMBER 40.00 X X 253180 0 28210 AUSTIN CHOI GENERAL COUNSEL 40.00 X 240950 0 28849 LISA HOGEN CHIEF DEVELOPMENT OFFICER 30.00 X 82034 0 15986 JONATHAN PRICE SR. DIRECTOR, KIVA US 40.00 X 31887 0 1142 SONALI KOTHARI CHIEF OPERATING OFFICER 40.00 X 187910 0 10541 CHELSA BOCCI VP, EMPLOYEE ENGAGEMENT 40.00 X 147066 0 11232 KEVIN O'BRIEN CHIEF TECHNOLOGY OFFICER 40.00 X 145465 0 9295 CHER JACQUES VP, GLOBAL PARTNERSHIPS 40.00 X 69609 0 12820 CHAD STERBENZ CHIEF INVESTMENT OFFICER 40.00 X 176738 0 22527 KENNETH LEUNG VP, ENGINEERING 40.00 X 221388 0 29335 FAITH SEDLIN CHIEF MARKETING OFFICER 40.00 X 140266 0 8763 PAMELA YANCHIK CONNEALY CFO, COO, AND CHRO 40.00 X 131716 0 14020 JEN KOBAYASHI DIRECTOR, SOFTWARE DEVELOP 40.00 X 152783 0 35775 BENNETT GRASSANO VP, STRATEGIC DEVELOPMENT 40.00 X 141134 0 19498 KAREN LITTLE VP, DEVELOPMENT 40.00 X 125974 0 21195 VAN MITTAL-HENKLE PRINCIPAL SOFTWARE ENGINEER 40.00 X 130185 0 29816 TIM LEDLIE PRINCIPAL SOFTWARE ENGINEER 40.00 X 128473 0 11865 2936955 0 330619 15 0 1 0 TAVITI INC 1001 SW EMKAY BLVD SUITE 100-S BEND OR 97702 CONSULTING FEE FOR KIVA PROTOCOL INITIAT 286813 PYGMALION ENTERPRISES 80 ADOBE WAY SONOMA CA 94117 PRODUCT AND DEVELOPMENT SUPPORT 105435 ATRALA CONSULTING 478 OCONNOR ST OTTAWA ONTARIO CA K1S 3P4 CONSULTING FEE FOR SOFTWARE SERVICES 102099 3 23064341 23064341 71419 71419 15450 15501 -51 -51 -51 OTHER MISC INCOME 900099 47950 47950 47950 23183659 47950 0 71368 2576135 2070175 261079 244881 6052071 4863428 613347 575296 216547 176629 21809 18109 1148144 888451 153460 106233 763831 629038 70662 64131 24600 12538 12062 152767 152767 307453 12100 295353 367723 367631 92 98264 47695 49283 1286 796041 596303 146486 53252 1490770 1183095 154623 153052 369989 237521 109617 22851 330000 330000 1330135 1065243 137146 127746 165156 126869 24063 14224 CONTRACTORS 1744412 1023864 719839 709 CURRENCY AND DAF LOSS 178111 178111 PORTFOLIO TEAM TRAINING 161504 160895 609 STAFF DEVELOPMENT 151649 39247 112402 290007 191817 44602 53588 18715309 14200650 3079301 1435358 13097928 18729011 503159 6 1379928 1647556 36716 16815 22256973 22870329 1234672 1096156 19044639 17462654 1630646 1581985 1315 6857 25000 25000 359546 257380 40525883 46231095 1341601 2127201 1492918 1926960 10000000 10000000 26325 35356 12860844 14089517 X 12042675 10831687 15622364 21309891 27665039 32141578 40525883 46231095 X 4468350 -986 9175 X X 0 1 X 1 0 X 16402028 19779764 17070812 17394640 23064341 93711585 16402028 19779764 17070812 17394640 23064341 93711585 93711585 75327 63720 126632 288499 84317 638495 151352 4401 22436 28272 47950 254411 94604491 0.99060 0.98730 X 34 1761553 304374 12574574 1 1 1 162190613 53198951 49537060 165852504 0 164826 162576 2250 1153005 1152168 837 17726808 16147910 1578898 1581985 DEFERRED RENT OBLIGATION 35356 35356 X 24899523 -986 1894961 1893975 23005548 178111 178111 23183659 20422984 1885785 1885785 18537199 178110 178110 18715309 PART IV, LINE 1B: THE FUNDS OF KIVA'S USERS ARE HELD IN FBO ACCOUNTS SEPARATE FROM KIVA'S OPERATIONAL FUNDS. KIVA IS ENTITLED TO THE INTEREST EARNED ON THE FUNDS HELD IN THE FBO ACCOUNTS, PURSUANT TO THE BINDING TERMS OF USE WITH INDIVIDUAL USERS AT THE TIME A USER ACCOUNT IS ESTABLISHED. KIVA IS ALSO ENTITLED TO THE AUTO-CONVERTED DONATIONS FROM KIVA CARDS HELD IN THESE ACCOUNTS, AND ONLINE DONATIONS INTENDED FOR KIVA THAT ARE PROCESSED THROUGH THESE ACCOUNTS. PART X, LINE 2: KIVA HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. MANAGEMENT HAS CONSIDERED ITS TAX POSITIONS AND BELIEVES THAT ALL OF THE POSITIONS TAKEN BY KIVA IN ITS FEDERAL AND STATE EXEMPT ORGANIZATION TAX RETURNS ARE MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION; THEREFORE, NO LIABILITY FOR UNRECOGNIZED INCOME TAX BENEFITS HAS BEEN RECORDED AS OF DECEMBER 31, 2018 AND 2017. KIVA, KUF, KDAF, KIF, AND KP ARE SUBJECT TO EXAMINATION BY A MAJOR TAX JURISDICTION BACK TO 2014. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION OF LOAN LOSSES 178,111. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION OF LOAN LOSSES 178,111. ROUNDING -1. 1 SUB SAHARAN AFRICA 1 6 MANAGEMENT PARTNER MONITORING 69442 SUB SAHARAN AFRICA 1 6 PROGRAM PARTNER MONITORING 680861 EUROPE 0 0 MANAGEMENT PARTNER MONITORING 802 EUROPE 0 0 PROGRAM PARTNER MONITORING 91783 RUSSIA 0 0 PROGRAM PARTNER MONITORING 3236 MIDDLE EAST 0 0 MANAGEMENT PARTNER MONITORING 750 MIDDLE EAST 0 0 PROGRAM PARTNER MONITORING 28814 EAST ASIA 0 3 MANAGEMENT PARTNER MONITORING 642 EAST ASIA 0 3 PROGRAM PARTNER MONITORING 227776 SOUTH ASIA 0 0 MANAGEMENT PARTNER MONITORING 1444 SOUTH ASIA 0 0 PROGRAM PARTNER MONITORING 2516 CENTRAL AMERICA 0 0 MANAGEMENT PARTNER MONITORING 465 CENTRAL AMERICA 0 0 PROGRAM PARTNER MONITORING 11717 SOUTH AMERICA 0 0 MANAGEMENT PARTNER MONITORING 7539 SOUTH AMERICA 0 0 PROGRAM PARTNER MONITORING 20535 NORTH AMERICA 0 1 FUNDRAISING PARTNER MONITORING 1675 NORTH AMERICA 0 1 MANAGEMENT PARTNER MONITORING 4431 NORTH AMERICA 0 1 PROGRAM PARTNER MONITORING 51123 CENTRAL AMERICA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1069000 EAST ASIA 1 3 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1283750 EUROPE 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 137950 MIDDLE EAST 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1021150 RUSSIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 679550 SOUTH AMERICA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 945625 SOUTH ASIA 0 0 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 527825 SUB SAHARAN AFRICA 1 6 PROGRAM MICROFIANCE LOANS DISBURSED TO PARTNERS 1366325 2 15 2 15 4 30 876330 7360396 8236726 CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 30100 WIRE TRANSFER FMV EUROPE (INCLUDING ICELAND AND GREENLAND) MICROFINANCE LOANS DISBURSED TO PARTNERS 137950 WIRE TRANSFER FMV MIDDLE EAST AND NORTH AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 1950 WIRE TRANSFER FMV MIDDLE EAST AND NORTH AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 496350 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 100000 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 26450 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 58050 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 96500 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 625 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 25550 WIRE TRANSFER FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 105075 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 14150 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 3200 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 6050 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 4600 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 875 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 11775 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 76075 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 47175 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 36775 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 37475 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 14400 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 358950 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 13675 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 37875 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 21125 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 57900 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 148250 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 22325 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 19500 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 52025 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 147850 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 36500 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 9375 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 2000 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 21300 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 86825 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 30550 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 83350 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 148375 WIRE TRANSFER FMV MIDDLE EAST AND NORTH AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 85700 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 224775 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 22575 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 359450 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 290100 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 68375 WIRE TRANSFER FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 193125 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 42800 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 80900 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 85375 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 67675 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 106575 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 8400 WIRE TRANSFER FMV SOUTH ASIA MICROFINANCE LOANS DISBURSED TO PARTNERS 229625 WIRE TRANSFER FMV MIDDLE EAST AND NORTH AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 114025 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 144925 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 99100 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 262925 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 130325 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 183975 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 1700 WIRE TRANSFER FMV MIDDLE EAST AND NORTH AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 323125 WIRE TRANSFER FMV CENTRAL AMERICA AND THE CARIBBEAN MICROFINANCE LOANS DISBURSED TO PARTNERS 20125 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 93725 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 60225 WIRE TRANSFER FMV RUSSIA AND THE NEWLY INDEPENDENT STATES MICROFINANCE LOANS DISBURSED TO PARTNERS 84350 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 47050 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 116175 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 274225 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 56025 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 67525 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 116625 WIRE TRANSFER FMV EAST ASIA AND THE PACIFIC MICROFINANCE LOANS DISBURSED TO PARTNERS 142725 WIRE TRANSFER FMV SOUTH AMERICA MICROFINANCE LOANS DISBURSED TO PARTNERS 126925 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 57125 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 150 WIRE TRANSFER FMV SUB- SAHARAN AFRICA MICROFINANCE LOANS DISBURSED TO PARTNERS 13750 WIRE TRANSFER FMV 0 77 0 0 0 0 0 0 SCHEDULE F, PART I, LINE 2 SEE SCHEDULE O FOR EXPLANATION. X X 0 0 0 0 0 0 0 0 0 NEVILLE CRAWLEY CHIEF EXECUTIVE OFFICER 346897 0 0 0 0 0 2500 0 17250 0 366647 0 0 0 PREMAL SHAH PRESIDENT & BOARD MEMBER 253180 0 0 0 0 0 2500 0 25710 0 281390 0 0 0 AUSTIN CHOI GENERAL COUNSEL 190950 0 50000 0 0 0 2500 0 26349 0 269799 0 0 0 SONALI KOTHARI CHIEF OPERATING OFFICER 187910 0 0 0 0 0 2500 0 8041 0 198451 0 0 0 CHELSA BOCCI VP, EMPLOYEE ENGAGEMENT 143066 0 4000 0 0 0 2500 0 8732 0 158298 0 0 0 KEVIN O'BRIEN CHIEF TECHNOLOGY OFFICER 145465 0 0 0 0 0 2500 0 6795 0 154760 0 0 0 CHAD STERBENZ CHIEF INVESTMENT OFFICER 172738 0 4000 0 0 0 2500 0 20027 0 199265 0 0 0 KENNETH LEUNG VP, ENGINEERING 221388 0 0 0 0 0 2500 0 26835 0 250723 0 0 0 JEN KOBAYASHI DIRECTOR, SOFTWARE DEVELOP 151483 0 1300 0 0 0 2500 0 33275 0 188558 0 0 0 BENNETT GRASSANO VP, STRATEGIC DEVELOPMENT 141134 0 0 0 0 0 0 0 19498 0 160632 0 0 0 VAN MITTAL-HENKLE PRINCIPAL SOFTWARE ENGINEER 124185 0 6000 0 0 0 2500 0 27316 0 160001 0 0 0 FORM 990, PART III, LINE 2 KIVA PROTOCOL, LLC WAS FORMED IN DELAWARE IN 2018 AS PART OF AN INITIATIVE TO HELP ADDRESS THE PROBLEMS OF FINANCIAL EXCLUSION BY GIVING UNBANKED PEOPLE A DIGITAL IDENTITY AND A WAY FOR THEM TO BUILD VERIFIABLE CREDIT HISTORY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE AUDIT COMMITTEE AND BOARD BEFORE IT IS FILED. ANY CONCERNS OR QUESTIONS WILL BE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE REQUIRED TO SIGN A STATEMENT AND THERE IS A FORMAL REQUEST TO DISCLOSE ANY CONFLICTS OF INTEREST ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE REVIEWS COMPENSATION ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS AND POLICIES ARE MADE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: AMORTIZATION OF DONATED SERVICES 9,175. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990, SCHEDULE F, PARTS I AND II PLEASE NOTE: KIVA DOES NOT MAKE GRANTS TO ORGANIZATIONS. RATHER, THE INFORMATION PROVIDED ON SCHEDULE F PARTS I AND II REFLECT THE VALUE OF MICROLOANS EXTENDED VIA KIVA'S DAF, KIVA'S MICROFINANCE PARTNER ORGANIZATIONS, AND DIRECT LOANS TO BORROWERS, TO SUPPORT THEIR MICROLOAN CLIENTS. IN ORDER TO ELECTRONICALLY FILE THE FORM 990, PART IV LINE 15 WAS REQUIRED TO BE CHECKED "YES". FORM 990, SCHEDULE R, PART I (B) FINANCIAL INCLUSION VIA DIGITAL IDENTITY CREATION AND RELATED CREDIT HISTORY BUILDING IN DEVELOPING COUNTRIES. KIVA USER FUNDS LLC 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 261778383 FBO ACCOUNT HOLDER CA KIVA MICROFUNDS KIVA-DAF LLC 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 463976029 DONOR ADVISED FUND DE 1761553 12567300 KIVA MICROFUNDS KIVA IMPACT FUNDS LLC 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 813992333 INSTITUTIONAL INVESTOR FUNDS DE 8124 10828207 KIVA MICROFUNDS KIVA PROTOCOL LLC 875 HOWARD STREET STE 340 SAN FRANCISCO CA 94103 832560412 SEE DESCRIPTION AT SCHEDULE O DE 5000000 4999985 KIVA MICROFUNDS