2019-05-15T09:03:29-05:00 2018-06-30 PricewaterhouseCoopers LLP 2001 MARKET ST SUITE 1800 PHILADELPHIA PA 19103 990 2017-07-01 210634501 The Trustees of Princeton University % CONTROLLEROFFICE OF FIN&TRE TRUS 6092583080 701 CARNEGIE CENTER Suite 445 PRINCETON NJ 08540 KENNETH MOLINARO CONTROLLER 6092583080 2019-05-14 true ERIC M MCNEIL P00460263 2673303000 2019-05-20 155.201.188.33 23522320191355000012 2019-05-15 P 9CC56F9E7E80573A3A352EDFF87528DC5A5B7B9D CFCED273F45E15359E1AD418F281705A5641D1F2 2017 2019-02-21 02:37:17Z CHRISTOPHER EISGRUBER ONE NASSAU HALL PRINCETON NJ 08544 4348333399 false X WWW.PRINCETON.EDU X 1746 NJ Princeton University is a private not-for-profit, nonsectarian institution of higher learning and a world-renowned research institution. 40 38 14910 15000 4727174 -2297669 552859000 662945000 441735521 459707271 1841402000 1724428000 234218479 129427729 3070215000 2976508000 347639922 372610086 0 0 843825000 947951000 0 0 25998000 894749078 699912914 2086214000 2020474000 984001000 956034000 28994579000 31119631000 4628511000 4189520000 24366068000 26930111000 X RESEARCH, EDUCATION AND GENERAL - PRINCETON UNIVERSITY IS A PRIVATE NOT-FOR-PROFIT, NON-SECTARIAN INSTITUTION OF HIGHER LEARNING WITH APPROXIMATELY 5,400 UNDERGRADUATE AND 2,900 GRADUATE STUDENTS. 2,300 STUDENTS GRADUATED IN THE 2017-2018 ACADEMIC YEAR. AS A WORLD-RENOWNED RESEARCH UNIVERSITY, PRINCETON SEEKS TO ACHIEVE THE HIGHEST LEVELS OF DISTINCTION IN THE DISCOVERY AND TRANSMISSION OF KNOWLEDGE AND UNDERSTANDING. AT THE SAME TIME, PRINCETON IS DISTINCTIVE AMONG RESEARCH UNIVERSITIES IN ITS COMMITMENT TO UNDERGRADUATE TEACHING. false false 687144000 260958000 369223000 EDUCATION - Princeton University is a private not-for-profit, non-sectarian institution of higher learning with approximately 5,400 undergraduate and 2,900 graduate students. 2,300 students graduated in the 2017-2018 academic year. As a world-renowned research university, Princeton seeks to achieve the highest levels of distinction in the discovery and transmission of knowledge and understanding. At the same time, Princeton is distinctive among research universities in its commitment to undergraduate teaching. 758992000 67494000 12558000 RESEARCH-One of the world's great research centers,Princeton University is the site of pioneering work across all academic areas.Every member of the faculty is engaged in scholarly research; each year the members of the faculty publish more than 3,000 scholarly documents.In addition, graduate students and upperclass undergraduates pursue independent research.External sources funded 1,458 separate projects in 2017-18 as well as the Princeton Plasma Physics Lab.;there were 847 sponsored projects in the natural sciences,463 in engineering and applied science,133 in the humanities and social sciences,and 15 in other areas. 97418000 90061000 AUXILIARY ACTIVITIES-PRINCETON UNIVERSITY FURNISHES SERVICES TO THE CAMPUS COMMUNITY INCLUDING HOUSING, DINING, AND CONFERENCE AND EVENT SERVICES TO APPROXIMATELY 8,300 STUDENTS, 1,300 FACULTY, 5,600 STAFF, AS WELL AS THE PUBLIC. ONE OF PRINCETON'S DEFINING CHARACTERISTICS IS ITS SMALL, RESIDENTIAL COMMUNITY THAT OFFERS A WEALTH OF ACADEMIC, EXTRACURRICULAR AND CAMPUS LIFE OPPORTUNITIES FOR STUDENTS. NEARLY ALL OF THE UNIVERSITY'S UNDERGRADUATES AND 70 PERCENT OF GRADUATE STUDENTS LIVE ON CAMPUS. THE UNIVERSITY ALSO OFFERS A VARIETY OF HOUSING AND DINING PROGRAMS FOR FACULTY AND STAFF. 232248000 9014000 12322000 1775802000 true true false true true false true false true true true false false true true false true true true true true true false true false false true true true true false false false false false true true false true false true true false false true true true true false false true X 9840 0 true 14910 true true true true AS BR CA CI CH FR GM CJ GR EI false false false true true false false false false X 40 38 false false true false false true false true true false true true true true true true true true true true true true CA IN NH WA WV X CONTROLLEROFFICE OF FINTRE 6092583080 701 CARNEGIE CENTER PRINCETON NJ 08540 X Akinlawon Fiyinfoluwa TRUSTEE 5.0 0.0 X 0 0 0 Alvarez Jose B trustee 5.0 0.0 X 0 0 0 BERG A SCOTT TRUSTEE 6.0 0.0 X 0 0 0 Bradley Katherine Trustee 6.0 0.0 X 0 0 0 Cobert Beth F Trustee 5.0 0.0 X 0 0 0 CHRISTIE CHRISTOPHER j TRUSTEE 5.0 0.0 X 0 0 0 Cohen Azza C Trustee 5.0 0.0 X 0 0 0 Diekman John D Trustee 7.0 0.0 X 0 0 0 Effron Blair W Trustee 5.0 0.0 X 0 0 0 Ford Henri R Trustee 5.0 0.0 X 0 0 0 Forese Laura L TRUSTEE 6.0 0.0 X 0 0 0 Fouche Lori Dickerson TRUSTEE 5.0 0.0 X 0 0 0 Fraga Arminio TRUSTEE 5.0 0.0 X 0 0 0 Gerken Heather K TRUSTEE 5.0 0.0 X 0 0 0 Gonzalez Yvonne Rogers TRUSTEE 5.0 0.0 X 0 0 0 Goodwin C Kim TRUSTEE 5.0 0.0 X 0 0 0 Haaga Jr Paul G TRUSTEE 6.0 0.0 X 0 0 0 Hall Kathryn A TRUSTEE 10.0 0.0 X 0 0 0 Hammarskjold Philip U Trustee 8.0 0.0 X 0 0 0 Henry Brent L TRUSTEE 8.0 0.0 X 0 0 0 Hugin Robert J TRUSTEE 6.0 0.0 X 0 0 0 Huo Yan Trustee 5.0 0.0 X 0 0 0 Jackson Lisa P TRUSTEE 6.0 0.0 X 0 0 0 Julis Mitchell R TRUSTEE 5.0 0.0 X 0 0 0 Kilmer Derek C TRUSTEE 5.0 0.0 X 0 0 0 Kirschner Ann Trustee 5.0 0.0 X 0 0 0 Lawson Melanie C TRUSTEE 5.0 0.0 X 0 0 0 Lee Anthony HP TRUSTEE 5.0 0.0 X 0 0 0 Maeder Paul A TRUSTEE 5.0 0.0 X 0 0 0 Murphy Philip D TRUSTEE 5.0 0.0 X 0 0 0 Overdeck Laura B Trustee 5.0 0.0 X 0 0 0 Reilly Brian M TRUSTEE 5.0 0.0 X 0 0 0 Roberts Thomas S TRUSTEE 5.0 0.0 X 0 0 0 Sams Louise S TRUSTEE 5.0 0.0 X 0 0 0 Sherrerd Anne C TRUSTEE 5.0 0.0 X 0 0 0 Smith Bradford L Trustee 5.0 0.0 X 0 0 0 Sohmen-Pao Doris L TRUSTEE 5.0 0.0 X 0 0 0 Tenkiang Achille Trustee 5.0 0.0 X 0 0 0 wendell peter C TRUSTEE 5.0 0.0 X 0 0 0 Yeh C James TRUSTEE 6.0 0.0 X 0 0 0 EISGRUBER CHRISTOPHER PRESIDENT 50.0 0.0 X X 937650 0 130350 AINSLIE CAROLYN VP FOR FINANCE/TREASURER 50.0 0.0 X 532527 0 67925 Calhoun W Rochelle V.P. for Campus Life 50.0 0.0 X 359199 0 57030 COLBURN BRENT VP for Comm. as of 2/1/18 50.0 0.0 X 0 0 0 dominick james VP FOR INFO. TECHNOLOGY & CIO 50.0 0.0 X 439705 0 69804 DURKEE ROBERT VICE PRESIDENT & SECRETARY 50.0 0.0 X 462761 0 51185 GOLDEN ANDREW PRESIDENT,P.U.INVESTMENT CO. 50.0 0.0 X 3625484 0 2438584 Heaney Kevin Vice President for Advancement 50.0 0.0 X 540613 0 59856 KLAUS CHAD VP FOR UNIVERSITY SERVICES 50.0 0.0 X 344898 0 52123 PRENTICE DEBORAH PROVOST AS OF 7/1/17 50.0 0.0 X 641414 0 73748 ROMERO RAMONA General Counsel 50.0 0.0 X 628872 0 60351 SHROFF NILUFER CHIEF AUDIT&COMPLIANCE OFFICER 50.0 0.0 X 373703 0 49635 SULLIVAN-CROWLEYLIANNE VICE PRESIDENT OF HR 50.0 0.0 X 381713 0 68521 Whang KyuJung VP Facilities as of 1/23/17 50.0 0.0 X 436991 0 50678 WILLIAMS CHARLOTTE TREBY Executive Vice President 50.0 0.0 X 558170 0 75666 DEBENEDETTI PABLO DEAN FOR RESEARCH 50.0 0.0 X 420371 0 57980 Dolan Jill DEAN OF THE COLLEGE 50.0 0.0 X 399993 0 50167 KULKARNI SANJEEV DEAN OF FACULTY AS OF 7/1/17 50.0 0.0 X 463228 1000 72866 Leslie Sarah-Jane DEAN OF GRAD SCH. AS OF 1/1/18 50.0 0.0 X 370634 0 48716 Birmingham Jennifer MANAGING DIRECTOR OF PRINCO 50.0 0.0 X 1113310 0 539417 ERICKSON JONATHAN MANAGING DIRECTOR OF PRINCO 50.0 0.0 X 2107520 0 943363 KARNS EDWARD MANAGING DIRECTOR OF PRINCO 50.0 0.0 X 1441300 0 968628 Massey Douglas Prof.of Sociology&Pub. Affairs 50.0 0.0 X 837880 0 53641 millar james MANAGING DIRECTOR OF PRINCO 50.0 0.0 X 1576432 0 993410 LEE DAVID Prof. of Economics/Fmr Provost 50.0 0.0 X 627843 0 51647 MCKAY MICHAEL FORMER VP FOR FACILITIES 0.0 0.0 X 361000 0 0 TILGHMAN SHIRLEY PROFESSOR/FORMER PRESIDENT 50.0 0.0 X 493335 0 49849 DOBKIN DAVID PROF/FMR DEAN OF THE FACULTY 50.0 0.0 X 482240 0 57621 RUSSEL WILLIAM PROF/FMR DEAN OF GRAD. SCHOOL 50.0 0.0 X 585162 0 5362 SMITH STEWART AJ Prof. Emeritus/Fmr Dean of Res 50.0 0.0 X 118081 0 19095 21662029 1000 7217218 1801 true true false First Transit Inc 22192 Network Place CHICAGO IL 60673 Transportation 4586537 Urban Strategies Inc 197 SPADINA AVENUE TORONTO 0 CA M5T 2CB Campus Planning 3156164 JJ Staffing Resources 1814 Marlton Pike East CHERRY HILL NJ 08003 Staffing Agency 3720320 Simpson Thacher Bartlett LLP 425 Lexington Avenue NEW YORK NY 10017 Legal 1239661 Steven Holl Architect PC 450 West 31st Street 11th Floor NEW YORK NY 10001 ARCHITECTURE 1871073 772 X 364302 292917000 369663698 24089684 662945000 TUITION AND FEES 900099 369223000 369223000 SALES AND SERVICES OF AUXILIARY ACTIVITIES 900099 90061086 90061086 CONFERENCE/EVENT SERVICES 812900 4827 4827 ADVERTISING 511120 418358 418358 459707271 1702251000 4298529 1697952471 698000 698000 12558000 12558000 35176000 5843000 29333000 0 29333000 29333000 1380307000 7028000 1356934000 8922000 23373000 -1894000 21479000 21479000 48670 364302 126399 -77729 -77729 0 0 0 0 0 0 OTHER REVENUE 211110 33672458 12322000 5460 21344998 PAYMENTS FROM AFFILIATES 525990 53942000 53942000 87614458 2976508000 484164086 4727174 1824671740 24501920 24501920 328451827 328451827 19656339 19656339 0 13734000 4229000 8852000 653000 1788000 1788000 713671000 552821000 145120000 15730000 62013000 54250000 6471000 1292000 112726000 99104000 11312000 2310000 44019000 38509000 4593000 917000 1139000 756000 383000 3222000 1173000 2039000 10000 1095000 8000 1082000 5000 413000 413000 0 2177000 2177000 80985000 54682000 25913000 390000 7995000 6157000 1446000 392000 80897000 78657000 1952000 288000 12745000 7434000 5147000 164000 8291000 8291000 61473000 11307000 49997000 169000 22064000 19744000 1667000 653000 0 8083000 7281000 656000 146000 148916000 92675000 56241000 37320000 37320000 173677000 164346000 8901000 430000 3752000 213000 3538000 1000 SUBCONTRACTS 29975000 29975000 OPERATION&MAINTENANCE ALLOC. 115440000 -116945000 1505000 OTHER EXPENSES 15693914 54351914 -39601000 943000 2020474000 1775802000 218674000 25998000 X 14981000 23231000 461506000 427100000 282569000 359966000 16886000 31867000 3613525 4931379 0 0 414842475 432381621 4665000 5404000 8022000 9244000 5943832000 1770887000 4131254000 4172945000 1346742000 1730619000 22309498000 23921942000 0 0 0 0 0 0 28994579000 31119631000 91682000 78850000 0 0 192124000 167660000 2100563000 2006200000 0 0 0 0 47648000 48067000 1489177000 1266976000 707317000 621767000 4628511000 4189520000 X 10448479000 11666006000 11880851000 13147618000 2036738000 2116487000 24366068000 26930111000 28994579000 31119631000 X 956034000 1483269000 124740000 X false true X true true true X 465156000 505260000 554181000 552859000 662945000 2740401000 0 0 465156000 505260000 554181000 552859000 662945000 2740401000 0 2740401000 335498491 299004529 298794399 203724900 219889000 1356911319 0 14891372 31197908 31792306 49570012 33672458 161124056 4258436375 2144177068 0.64352 0.61055 X X 413019 413019 413019 413019 2020060981 2110376355 2020474000 2110789374 1000000 1000000 250000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 245287 252731 425172 413019 1336209 250000 250000 250000 250000 1000000 1500000 Affiliated group list - Schedule C, Part II-A Trustees of Princeton University-Alumni Organizations and Classes 701 Carnegie Center, Princeton NJ 08540 22-2711242 Share of Expenses: 2,559,835 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Agricultural Corporation 701 Carnegie Center, Princeton NJ 08540 36-3625291 Share of Expenses: 50,213,807 501(h)Election: NO Share of Excess Lobbying Expenditures: None Forrestal Investment Corporation 701 Carnegie Center, Princeton NJ 08540 22-2968912 Share of Expenses: 3,728,348 501(h)Election: NO Share of Excess Lobbying Expenditures: None Founding Fathers Papers, Inc. 701 Carnegie Center, Princeton NJ 08540 22-2365602 Share of Expenses: 1,190,120 501(h)Election: NO Share of Excess Lobbying Expenditures: None Princeton University Press 41 William Street, Princeton NJ 08540 21-0634483 Share of Expenses: 26,079,464 501(h)Election: NO Share of Excess Lobbying Expenditures: None Stanley J. Seeger Hellenic Fund 701 Carnegie Center, Princeton NJ 08540 22-2266810 Share of Expenses: 2,303,370 501(h)Election: NO Share of Excess Lobbying Expenditures: None The Research Collections and Preservation Consortium 701 Carnegie Center, Princeton NJ 08540 22-3751732 Share of Expenses: 4,240,430 501(h)Election: NO Share of Excess Lobbying Expenditures: None 1 132559 false false 160026 260927401 X X X X X DIGITAL COLLECTIONS false 23107357000 172264000 3195584000 232513000 903069000 23401000 25316222000 21529991000 29540000 2631651000 197860000 864137000 21828000 23107357000 22081227000 208646000 156391000 178927000 711383000 25963000 21529991000 20364964000 175432000 2405883000 171512500 668131500 25408000 22081227000 17328783000 210421000 3648181000 166802000 630082000 25537000 20364964000 0.42000 0.08000 0.50000 true true true 31645000 112214000 143859000 4797568000 1371023000 3426545000 406466000 248527000 157939000 595939000 151337000 444602000 4172945000 INVESTMENTS LTD. PARTNERSHIPS 23566204000 F BOND PROCEED AWAITING DRAWDOWN 125124000 F PLANNED GIVING INVESTMENTS 176527000 F OTHER SECURITIES 54087000 F 23921942000 0 DEP HELD IN CUSTODY FOR OTHERS 138939000 LIAB.-PLANNED GIVING ARRANGEME 94742000 POST RETIREMENT BENEFITS 388086000 621767000 X COLLECTIONS OF ART, HISTORICAL TREASURES, OR OTHER SIMILIAR ASSETS Schedule D, Part III, Line 4 The primary mission of Princeton University Art Museum ("PUAM") is to effectively support and enhance the university's goals of teaching, research, and service. The museum does this through the study, preservation, conservation, exhibition, and development of its collections. Through direct and sustained access to original works of art, and by collaborating with faculty, students, and staff from the Department of Art and Archaeology and many other disciplines, the museum contributes to the development of critical thinking and visual literacy at Princeton. As one of the finest cultural resources in the state of New Jersey, the museum also has a clear commitment to serve the local community, the region, and beyond. The museum makes its collections and exhibitions accessible to a wide public. All audiences are encouraged to participate in PUAM's principal activities through specific programs and outreach initiatives. Scholarly exhibitions, publications, symposia, and an active loan program extend the museum's reach to a national and international audience, assuring its continuing vitality and active participation in the university's primary commitment to advance and impart knowledge. The Department of Rare Books and Special Collections, located in the Harvey S. Firestone Library and the Seeley G. Mudd Manuscript Library, is one of the premier repositories of its kind. Its holdings span five millennia and five continents, and include around 200,000 rare or significant printed works; 30,000 linear feet of textual materials, ranging from cuneiform tablets to contemporary manuscripts; a collection of prints, drawings, photographs, maps, coins, and other visual materials; the Cotsen Children's Library; and the Princeton University Archives. These collections support scholarship, research, faculty and students, and help further the overall mission of the university. ENDOWMENT FUNDS SCHEDULE D, PART V, QUESTION 4 Endowment funds are designated by donors or the university to support schools or departments of the University, often for specific purposes such as professorships, research, faculty support, scholarships and fellowships, athletics, library and art museum, building construction, and other specific purposes. FASB INTERPRETATION NO. 48 SCHEDULE D, PART X, LINE 2 ASC 740, INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF ASC 740, AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM INCOME TAXES ON RELATED INCOME. THE UNIVERSITY FILES U.S. FEDERAL AND VARIOUS STATE AND LOCAL TAX RETURNS. THE STATUTE OF LIMITATIONS ON THE UNIVERSITY'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2015, THROUGH THE PRESENT. true true true true true true true false false false false false false false false true false true NONDISCRIMINATORY POLICY Schedule E, Part I, Line 3 PRINCETON UNIVERSITY DOES NOT HAVE A STUDENT SOLICITATION PROGRAM. INDIVIDUALS WHO REQUEST INFORMATION ABOUT UNDERGRADUATE ADMISSION RECEIVE A COPY OF THE ADMISSION "VIEWBOOKCAN DOWNLOAD THE MATERIALS ONLINE. GRADUATE ADMISSION INFORMATION CAN BE VIEWED ON THE GRADUATE SCHOOL WEBSITE. ALL INCOMING FRESHMEN RECEIVE A COPY OF "RIGHTS, RULES, RESPONSIBILITES" IN THE MAIL DURING THE SUMMER BEFORE THEY MATRICULATE. ALL OTHER STUDENTS RECEIVE THIS PUBLICATION AT FALL REGISTRATION. THE CURRENT EDITIONS OF THESE PUBLICATIONS, ALONG WITH THE UNDERGRADUATE AND GRADUATE SCHOOL WEBSITES, CONTAIN THE UNIVERSITY'S POLICY REGARDING EQUAL OPPORTUNITY UNDER THE HEADING "NONDISCRIMINATION STATEMENT". FINANCIAL AID OR ASSISTANCE FROM GOVERNMENTAL AGENCY Schedule E, Part I, Line 6a THE UNIVERSITY RECEIVES SIGNIFICANT RESEARCH GRANT FUNDS FROM THE FEDERAL GOVERNMENT. THIS AMOUNT IS INCLUDED IN FORM 990, PART 1, LINE 8. true Central America and the Caribbean 50 Program Services RES,EDU,TRAVEL,CONSULT 114949 East Asia and the Pacific 2 470 Program Services RES,EDU,TRAVEL,CONSULT 2941236 Europe (Including Iceland and Greenland) 6 2450 Program Services RES,EDU,TRAVEL,CONSULT 11637544 Middle East and North Africa 150 Program Services RES,EDU,TRAVEL,CONSULT 793333 North America 170 Program Services RES,EDU,TRAVEL,CONSULT 841094 Russia and the Newly Independent States 60 Program Services RES,EDU,TRAVEL,CONSULT 202874 South America 130 Program Services RES,EDU,TRAVEL,CONSULT 958735 South Asia 90 Program Services RES,EDU,TRAVEL,CONSULT 262238 Sub-Saharan Africa 1 360 Program Services RES,EDU,TRAVEL,CONSULT 1904336 Central America and the Caribbean Investments 7259595306 North America Investments 293991521 East Asia and the Pacific Investments 434984413 Europe (Including Iceland and Greenland) Investments 372797544 Sub-Saharan Africa Investments 756515914 9 3930 9 3930 9137541037 9137541037 East Asia and the Pacific RES/EDU/TRAV 871470 check N/A N/A Europe (Including Iceland and Greenland) RES/EDU/TRAV/CONSULT 5390818 CHECK N/A N/A Middle East and North Africa RES/EDU/TRAVEL/CONSULT 419029 CHECK N/A N/A North America RES/EDU/TRAVEL/CONSULT 83228 CHECK N/A N/A Russia and the Newly Independent States RES/EDU/TRAV/CONSUL 73871 CHECK N/A N/A South America RES/EDU/TRAV/CONSUL 484271 CHECK N/A N/A South Asia RES/EDU/TRAV/CONSUL 43105 CHECK N/A N/A Sub-Saharan Africa RES/EDU/TRAV/CONSUL 1182078 CHECK N/A N/A 175 250 SCHOLARSHIP/FELLOWSHIP Central America and the Caribbean 20 114949 CREDIT SCHOLARSHIP/FELLOWSHIP East Asia and the Pacific 250 2069766 CREDIT SCHOLARSHIP/FELLOWSHIP Europe (Including Iceland and Greenland) 1090 6246726 CREDIT SCHOLARSHIP/FELLOWSHIP Middle East and North Africa 80 374304 CREDIT SCHOLARSHIP/FELLOWSHIP North America 260 757866 CREDIT SCHOLARSHIP/FELLOWSHIP Russia and the Newly Independent States 30 129004 CREDIT SCHOLARSHIP/FELLOWSHIP South America 50 474464 CREDIT SCHOLARSHIP/FELLOWSHIP South Asia 90 219132 CREDIT SCHOLARSHIP/FELLOWSHIP Sub-Saharan Africa 110 722258 CREDIT true false true true true true ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS SCHEDULE F, PART I, QUESTION 2 The University provides the necessary institutional review and approval which is required prior to the awarding of grant funds outside the U.S. Grant awards are not authorized for projects that have not been properly approved by the University. The Office of Research and Project Administration (ORPA) provides guidance on export controls, foreign travel voucher policies, approval verifications, foreign travel checklists, and Federal Aviation Administration waiver checklists. ORPA completes the restricted party screening process for payments to foreign organizations and individuals. The University also maintains a travel registration database which informs users of potentially relevant export control laws and similar concerns when they register for travel to particular destinations. In order to monitor and ensure appropriate use of non-U.S. grant funds, the University analyzes all project results and prepares financial reports that are reviewed at both the program and central office levels. BEST AVAILABLE INFORMATION FOR TOTAL EXPENDITURES, NUMBER OF EMPLOYEES/AGENTS/INDEPENDENT CONTRACTORS IN REGION, AND NUMBER OF RECIPIENTS Schedule F, Part I, Part II, and Part III The University accounts for all foreign expendtures on the organization financial statements in accordance with generally accepted accounting principles. Activities outside the United States have been identified on a reasonable efforts basis where such activities were not tracked separately under the university's current accounting procedures. These reasonable efforts included reviews of financial records, interviews with University personnel, review of the University's website and publications, etc. Expenditures by region in Part I, Column (F) are based on actual expenditures where available under current accounting procedures. The estimate for Part I line 3 column(c) and Part III column (c) is based on historical surveys of employees/agents/contractors engaged in activities outside the U.S. and the average expenditures per person in each region. ACTIVITIES CONDUCTED IN REGION SCHEDULE F, PART I, QUESTION 3 Pursuant to IRS guidance, Part I, Line 3, column D detail for each type of activity conducted outside the United States for each region is shown on a separate line. Part I, Line 3, column E Program Services include research, education, travel, consulting, conferences, workshops, fellowship research, and study abroad programs. Sub-awards Schedule F, Part II In furtherance of its research activities, Princeton University makes sub-awards to other foreign institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "foreign activities" for Form 990, Schedule F reporting, since the foreign recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. Best available information for total number of tax-exempt recipient organizations and other organizations Schedule F, Part II, Lines 2 & 3 Both the total number of recipient organizations listed above that are recognized as charities by the foreign country, as well as the total number of other organizations or entities have been identified on a reasonable efforts basis where such organizations were not tracked separately under the Universitys current accounting procedures. These reasonable efforts included reviews of University financial records and historical surveys of past recipient organizations engaged in activities outside the U.S. PUAM GALA 412972 364302 48670 76568 4631 45200 0 412972 364302 48670 76568 4631 45200 126399 -77729 true PRINCETON FIRST AID AND RESCUE SQUAD PO BOX 529 PRINCETON NJ 085420529 237140015 501(C)(3) 35000 CONTRIBUTION PRINCETON FIRE DEPARTMENT 400 witherspoon street PRINCETON NJ 08540 300746654 GOVERNMENT 20000 CONTRIBUTION STONY BROOK MILLSTONE WATERSHED 31 TITUS MILL RD PENNINGTON NJ 08534 210649717 501(C)(3) 15200 CONTRIBUTION UNITED WAY OF GREATER MERCER COUNTY 3131 PRINCETON PIKE LAWRENCEVILLE NJ 08648 210683073 501(c)(3) 16187 CONTRIBUTION WEST WINDSOR TOWNSHIP 271 CLARKSVILLE ROAD WEST WINDSOR NJ 08550 216001354 GOVERNMENT 95863 CONTRIBUTION PRINCETON 400 Witherspoon Street Princeton NJ 08540 300746654 GOVERNMENT 3155000 CONTRIBUTION ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE SOUTH NEW YORK NY 10010 116107128 501(C)(3) 294407 CONTRIBUTION THIRD SECTOR NEW ENGLAND INC 89 SOUTH ST NO 700 BOSTON MA 02111 042261109 501(C)(3) 50853 CONTRIBUTION ROBERTSON FOUNDATION FOR GOVERNMENT INC 14255 US HIGHWAY 1 JUNO BEACH FL 33408 204630877 501(C)(3) 15487500 CONTRIBUTION PRINCETON HEALTHCARE SYSTEM 253 WITHERSPOON STREET PRINCETON NJ 08540 210635009 501(C)(3) 20000 CONTRIBUTION BARNARD COLLEGE 3009 BROADWAY NEW YORK NY 10027 131628149 501(C)(3) 55426 CONTRIBUTION climate central inc 1 Palmer Sq Ste 330 Princeton NJ 08542 261797336 501(c)(3) 190140 contribution GREATER TRENTON INC 102 BARRACKS ST TRENTON NJ 08608 261307260 501(C)(3) 50000 CONTRIBUTION New Jersey Symphony Orchestra 60 Park Place Newark NJ 07102 221559422 501(c)(3) 10000 Contribution MARY JOHN GOREE LAS ANIMAS CTY SCHOLARSHIP FOUND 1899 WYNKOOP STREET DENVER CO 80202 275026539 501(C)(3) 426824 CONTRIBUTION THE WILDERNESS SOCIETY 1615 M STREET NW WASHINGTON DC 20036 530167933 501(C)(3) 99982 CONTRIBUTION THE PETEY GREENE PROGRAM INC 9 MERCER STREET PRINCETON NJ 08540 300499760 501(C)(3) 121040 CONTRIBUTION mccarter theatre company 91 UNIVERSITY PLACE PRINCETON NJ 08540 210724198 501(C)(3) 407767 CONTRIBUTION LEADERSHIP ENTERPRISE FOR A DIVERSE AMERICA 501 SEVENTH AVE NEW YORK NY 10018 331071771 501(C)(3) 815652 CONTRIBUTION LEADERSHIP ENTERPRISE FOR A DIVERSE AMERICA 501 SEVENTH AVE NEW YORK NY 10018 331071771 501(C)(3) 716479 FMV CONFERENCE SERVICES CONTRIBUTION INSTITUTE FOR ADVANCED STUDY 1 EINSTEIN DRIVE PRINCETON NJ 08540 210634988 501(C)(3) 20000 CONTRIBUTION WOMANSPACE INC 1530 BRUNSWICK AVE LAWRENCEVILLE NJ 08648 222172522 501(C)(3) 6441 CONTRIBUTION REGIONAL PLAN ASSOCIATION INC 1 WHITEHALL STREET NEW YORK NY 10004 131624154 501(C)(3) 65000 CONTRIBUTION PRINCETON COMMUNITY HOUSING INC 1 MONUMENT DRIVE PRINCETON NJ 08540 133026182 501(C)(3) 50000 CONTRIBUTION Habitat for Humanity of Burlington County 530 East Route 38 Maple Shade NJ 08052 222905055 501(C)(3) 40000 CONTRIBUTION NASSAU SWIMMING CLUB PO BOX 1158 PRINCETON NJ 08542 210729492 501(C)(7) 10000 CONTRIBUTION CENTER FOR POPULAR DEMOCRACY INC 449 TROUTMAN STREET NOA BROOKLYN NY 11237 453813436 501(C)(3) 10000 CONTRIBUTION PRINCETON PUBLIC LIBRARY FOUNDATION INC 65 WITHERSPOON ST PRINCETON NJ 08542 223494366 501(C)(3) 6000 CONTRIBUTION AMERICAN RED CROSS&ITS CONSTITUENT CHAPTERS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 5217 CONTRIBUTION THE FOOD PROJECT INC 10 LEWIS STREET LINCOLN MA 01773 043262532 501(C)(3) 91941 CONTRIBUTION THE VERMONT COMMUNITY FOUNDATION 3 COURT STREET MIDDLEBURY VT 05753 222712160 501(C)(3) 46546 CONTRIBUTION DRAPER RICHARDS KAPLAN FOUNDATION 1600 EL CAMINO REAL MENLO PARK CA 94025 912172351 501(C)(3) 54955 CONTRIBUTION COMMUNITY FOUNDATION OF NEW JERSEY 35 KNOX HILL ROAD MORRISTOWN NJ 07963 222281783 501(C)(3) 1987500 CONTRIBUTION WITHERSPOON-JACKSON DEVELOPMENT CORPORATION PO BOX 1176 PRINCETON NJ 08542 510177365 501(C)(3) 25000 CONTRIBUTION 33 1 UNDERGRADUATE STUDENTS-SCHOLARSHIPS FOR TUITION 5073 149523243 UNDERGRADUATE STUDENTS-SCHOLARSHIPS NON-TUITION 910 7815776 GRADUATE STUDENTS-FELLOWSHIPS FOR TUITION 2672 110646974 GRADUATE STUDENTS-FELLOWSHIPS FOR NON-TUITION 1470 60465834 RECORDS MAINTAINED FOR GRANTS OR ASSISTANCE SCHEDULE I, PART I, LINE 2 The University has agreements with various government agencies regarding annual contributions. Also, Each year the University makes numerous small contributions to community organizations. THE UNIVERSITY'S Department of Community and Regional Affairs reviews requests from local non-profits, and looks to provide program support for organizations in the Princeton area who provide important services and resources to the community. All Contributions are evaluated to assure that they support the Princeton community at large. The University's Pace Center for Civic Engagement provides grants and support efforts by students, faculty, staff, and alumni to identify and address issues of public concern, to be actively engaged citizens, and to practice effective public leadership for the purpose of building stronger communities and societies throughout the world. THE UNDERGRADUATE FINANCIAL AID DEPARTMENT MAINTAINS THE RECORDS RELATED TO THE UNDERGRADUATE NEED-BASED GRANTS. THE PROCEDURE IS AS FOLLOWS: THE STUDENTS APPLY ANNUALLY FOR GRANTS BASED ON THEIR FAMILIES' FINANCIAL CIRCUMSTANCES. EACH APPLICATION IS THEN REVIEWED TO DETERMINE THE AMOUNT OF GRANT THAT IS NEEDED. THE GRANTS ARE PROVIDED FROM APPROPRIATE SOURCES AND APPLIED TO EACH STUDENT'S PRINCETON BILL FOR TUITION, FEES, ROOM, BOARD AND OTHER CHARGES. At the time of admission, graduate student fellowships are awarded on the basis of a combination of academic merit and financial need. All students must remain in good academic standing in order to receive funding. Students in certain programs receive research grants after their first year of study, While other students receive fellowships for the duration of their program. Graduate student fellowships are funded through a combination of university resources including endowment, general university funds, and/or departmental resources. Sub-awards Schedule I, Part II In furtherance of its research activities, Princeton University makes sub-awards to other institutions that perform research in connection with research grants awarded to Princeton University. Princeton University does not categorize these sub-awards as "grants and other assistance" for Form 990 reporting, since the recipient organizations perform research services for the University and are considered independent contractors which serve the direct needs of the University. During the year ended June 30, 2018, Princeton University made sub-award payments to 192 recipient organizations totaling $29,975,106. X X X X true true X X X X X true true false false false false false true false AINSLIE CAROLYN VP FOR FINANCE/TREASURER 489402 0 0 0 43125 0 33250 0 34675 0 600452 0 0 0 Birmingham Jennifer MANAGING DIRECTOR OF PRINCO 524818 0 541789 0 46703 0 511400 0 28018 0 1652728 0 0 0 Calhoun W Rochelle V.P. for Campus Life 343286 0 0 0 15913 0 33250 0 23780 0 416229 0 0 0 DEBENEDETTI PABLO DEAN FOR RESEARCH 393032 0 0 0 27339 0 33250 0 24730 0 478351 0 0 0 Dolan Jill DEAN OF THE COLLEGE 364725 0 0 0 35268 0 33250 0 16918 0 450161 0 0 0 dominick james VP FOR INFO. TECHNOLOGY & CIO 411628 0 0 0 28077 0 33250 0 36555 0 509510 0 0 0 DURKEE ROBERT VICE PRESIDENT & SECRETARY 431980 0 0 0 30781 0 33250 0 17935 0 513946 0 0 0 EISGRUBER CHRISTOPHER PRESIDENT 846015 0 0 0 91635 0 33250 0 97100 0 1068000 0 0 0 ERICKSON JONATHAN MANAGING DIRECTOR OF PRINCO 496480 0 1567481 0 43559 0 920000 0 23364 0 3050884 0 1254981 0 GOLDEN ANDREW PRESIDENT,P.U.INVESTMENT CO. 920242 0 2604032 0 101210 0 2388679 0 49906 0 6064069 0 1801449 0 Heaney Kevin Vice President for Advancement 498948 0 0 0 41665 0 33250 0 26606 0 600469 0 0 0 KARNS EDWARD MANAGING DIRECTOR OF PRINCO 493903 0 911610 0 35787 0 940150 0 28478 0 2409928 0 455741 0 KLAUS CHAD VP FOR UNIVERSITY SERVICES 331305 0 0 0 13593 0 33250 0 18873 0 397021 0 0 0 KULKARNI SANJEEV DEAN OF FACULTY AS OF 7/1/17 436390 0 0 0 26838 1000 33250 0 39617 0 536095 1000 0 0 Leslie Sarah-Jane DEAN OF GRAD SCH. AS OF 1/1/18 239977 0 0 0 130657 0 33250 0 15466 0 419350 0 0 0 Massey Douglas Prof.of Sociology&Pub. Affairs 349782 0 0 0 488098 0 33250 0 20391 0 891521 0 0 0 millar james MANAGING DIRECTOR OF PRINCO 520992 0 1014118 0 41322 0 966642 0 26768 0 2569842 0 688851 0 PRENTICE DEBORAH PROVOST AS OF 7/1/17 590342 0 0 0 51072 0 33250 0 40498 0 715162 0 0 0 ROMERO RAMONA General Counsel 537061 0 0 0 91811 0 33250 0 27101 0 689223 0 0 0 SHROFF NILUFER CHIEF AUDIT&COMPLIANCE OFFICER 358627 0 0 0 15076 0 33250 0 16385 0 423338 0 0 0 SULLIVAN-CROWLEYLIANNE VICE PRESIDENT OF HR 359201 0 0 0 22512 0 33250 0 35271 0 450234 0 0 0 Whang KyuJung VP Facilities as of 1/23/17 391111 0 0 0 45880 0 33250 0 17429 0 487670 0 0 0 WILLIAMS CHARLOTTE TREBY Executive Vice President 517588 0 0 0 40582 0 33250 0 42417 0 633837 0 0 0 DOBKIN DAVID PROF/FMR DEAN OF THE FACULTY 362592 0 0 0 119648 0 33250 0 24371 0 539861 0 0 0 LEE DAVID Prof. of Economics/Fmr Provost 472274 0 0 0 155569 0 33250 0 18398 0 679491 0 0 0 MCKAY MICHAEL FORMER VP FOR FACILITIES 0 0 0 0 361000 0 0 0 0 0 361000 0 0 0 RUSSEL WILLIAM PROF/FMR DEAN OF GRAD. SCHOOL 36007 0 0 0 549155 0 3404 0 1959 0 590525 0 0 0 SMITH STEWART AJ Prof. Emeritus/Fmr Dean of Res 117821 0 0 0 260 0 11062 0 8033 0 137176 0 0 0 TILGHMAN SHIRLEY PROFESSOR/FORMER PRESIDENT 370364 0 0 0 122971 0 33250 0 16599 0 543184 0 0 0 RELEVANT INFORMATION REGARDING TRAVEL, HOUSING & PERSONAL SERVICES SCHEDULE J, PART I, LINE 1A Under the University expense guidelines, Employees may travel at fares other than coach class for special health or other business reasons as approved by the Executive VP or the Dean of the Faculty or, in the case of the president, by the compensation committee. Spousal/partner travel is permissible in rare instances when the presence of a spouse/partner is required by the University to further an institutional business purpose as approved by the Executive VP or the Dean of the Faculty. The University may provide tax gross-up payments under certain circumstances as approved by the compensation committee, president, provost, executive vice president, vice president for human resources, or the dean of the faculty. The University does not provide tax indemnifications. The University requires its president and dean of the graduate school to live in its official university residences for the university's convenience and as a condition of employment. The University employs staff to support business events at the official residences. Severance Payments Schedule J, Part I, Line 4a and Part II, Column B (III) Michael McKay received a severance payment as part of a leadership transition. VOLUNTARY INCENTIVE RETIREMENT PLAN SCHEDULE J, PART I, LINE 4A DOUGLAS MASSEY, PROFESSOR OF SOCIOLOGY & PUBLIC AFFAIRS, RECEIVED LUMP-SUM COMPENSATION OF $361,600 AND WILLIAM RUSSEL, PROFESSOR AND FORMER DEAN OF GRADUATE SCHOOL, RECEIVED LUMP-SUM COMPENSATION OF $549,000 IN ACCORDANCE WITH A VOLUNTARY INCENTIVE RETIREMENT PLAN OFFERED TO FACULTY MEMBERS WHO REACH RETIREMENT AGE. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B The President and the Managing Directors of Princeton University Investment Company, a University department, participated in and received compensation from nonqualified unfunded 457(f) incentive compensation plans which provide for the deferral of compensation (which amount can increase or decrease substantially depending on the performance of certain market benchmarks), until such compensation is no longer subject to a substantial risk of forfeiture. NON-FIXED PAYMENTS SCHEDULE J, PART I, LINE 7 The President and the Managing Directors of Princeton University Investment Company, a University department, received incentive compensation from the University based on investment results relative to various benchmark indices, peer group performance and a discretionary factor. PRIOR YEAR COMPENSATION SCHEDULE J, PART II, COLUMN F THE AMOUNTS REPORTED IN COLUMN (F) ONLY REFLECT COMPENSATION REPORTED IN COLUMN (B) THAT WAS REPORTED AS DEFERRED COMPENSATION ON PRIOR YEAR RETURNS. A NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 64605LGG7 2003-10-23 125451946 FIN ADV REFUND OF VAR NOTES false false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065E32 2010-01-28 262164806 FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUA true false false C NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646065Z21 2011-07-06 266360210 FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUA false false false D NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 6460657Z9 2014-01-16 219254544 FUNDS-REFUNDCP,MAINT,EQUIP,CONSTR& false false false A 103365000 0 125451946 0 0 0 405172 0 0 0 125046773 0 true true true true B 34990000 209225000 262164806 0 0 0 1275345 0 0 261570820 0 0 2012 false false true true C 28540000 0 266360210 0 0 0 1357150 0 0 265439166 0 0 2012 false false true true D 8065000 0 219254544 0 0 0 566750 0 0 219033044 0 0 2014 false false true true A 0 B false true true true true true 0 false false false true C false true true true true true 0 false false false true D false true true true true true 0 false false false true A true false false 0 false 0 false true B false false true false false false 0 false 0 false true C false false true false false false 0 false 0 false true D false false true false false false 0 0 false true A true B true C true D true DIFFERENCE BETWEEN PROCEEDS AND ISSUE PRICE SCHEDULE K, PART II, LINE 3 FOR ALL BOND ISSUANCES, ANY DIFFERENCE BETWEEN THE TOTAL PROCEEDS AND THE ISSUE PRICE IS DUE TO INVESTMENT EARNINGS INCLUDED IN TOTAL PROCEEDS. ENGAGEMENT OF BOND COUNSEL SCHEDULE K, PART III, LINE 3D THE UNIVERSITY ENGAGED BOND COUNSEL THROUGH THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, AND ALSO ENAGED ITS INTERNAL OFFICE OF GENERAL COUNSEL TO REVIEW CONTRACTS AND AGREEMENTS RELATING TO THE FINANCED PROPERTY. REBATE DUE SCHEDULE K, PART IV, LINE 2C FOR ALL BOND ISSUANCES, THE NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY, THE CONDUIT ISSUER OF THE BONDS, MONITORED DEBT SERVICE AT 6/30/18 TO DETERMINE IF REBATE WAS DUE. A NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646066HR4 2015-05-15 187083313 FIN CURRENT REFUND&DEFEASANCE OF O false false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646066JQ4 2015-05-15 169793154 FUNDS-REFUND CP, MAINT,EQUIP,CONST false false false C NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646066RS1 2016-04-05 278301862 REF CP,MAINT,EQ,CON,CU REF DEF,NOT false false false D NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221829511 646066P79 2017-04-04 395919758 FIN CURRENT/ADV REFUND&DEFEASANCE false false false A 22055000 0 187083313 0 0 0 344045 0 0 0 186905020 0 true false true true B 5585000 0 169793154 0 0 0 330250 0 0 169633891 0 0 2016 false false true true C 8690000 0 278301862 0 0 0 516889 0 0 131539458 146515022 0 2017 true false true true D 2780000 0 395919758 0 0 0 959201 0 0 0 395261595 0 true true true true A false true true true true true 0 false false false true B false true true true true true 0 false false false true C false true true true true true 0 false false false true D false true true true true true 0 false false false true A false false true false false false 0 false 0 false true B false false true false false false 0 false 0 false true C false false true false false false 0 false 0 false true D false false true false false false 0 false 0 false true A true B true C true D true A NEW JERSEY EDICATIONAL FACILITIES AUTHORITY 221829511 646066S50 2017-04-04 162455632 FUNDS-MAINT,EQUIP,CONSTR&PAY ISSUA false false false B NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY 221892511 6460665P1 2017-12-27 423797743 FIN CURRENT/ADV REFUND&DEFEASANCE false false false A 16785000 0 162455632 0 0 0 420176 0 0 141337061 0 20810745 false false false true B 0 0 423797743 0 0 215884238 1078160 0 0 0 423092082 0 false true true true A false true true true true true 0 false false false true B false true true true true true 0 false false false true A false false true false false false 0 false 0 false true B false false true false false false 0 false 0 false true A true B true CALHOUN W ROCHELLE OFFICER MORTGAGE X 445993 438721 false false true DOLAN JILL Key Employee MORTGAGE X 257667 228362 false false true DOLAN JILL KEY EMPLOYEE RECRUITMENT X 150000 7500 false false true DOMINICK JAMES Officer MORTGAGE X 476028 442376 false false true HEANEY KEVIN OFFICER MORTGAGE X 713475 685956 false false true KLAUS CHAD Officer MORTGAGE X 474835 400153 false false true KULKARNI SANJEEV KEY EMPLOYEE MORTGAGE X 800000 800000 false false true LESLIE SARAH-JANE KEY EMPLOYEE RECRUITMENT X 125000 50000 false false true Romero Ramona Officer Mortgage X 880000 841838 false false true TRUSTEE FERPA TRUSTEE EDUCATIONAL X 17220 20511 false false true Tilghman Shirley Former Officer Mortgage X 417000 377785 false false true WHANG KYUJUNG OFFICER MORTGAGE X 560040 531628 false false true OFFICER FERPA OFFICER PARENT LOAN X 160000 106549 false false true 4931379 NOT REQUIRED 55800 SCHOLARSHIPS EDUCATION FERPA Son of officer 18232 Compensation as a grad.student false STACY WOLF Spouse of Key Employee 150775 Compensation as an employee false Mark Johnston Spouse of Key Employee 358072 COMPENSATION AS AN EMPLOYEE false Rachel Leslie Sibling of Key Employee 90715 Compensation as an employee false Jeremy Ian Adelman Spouse of Officer 284695 Compensation as an Employee false Christina Lee Spouse of Former Officer 95700 Compensation as an Employee false Loans to and/or from interested persons Schedule L, Part II In accordance with a mortgage loan program, the University provides home financing assistance on residential properties in the area surrounding the University to eligible employees, including officers and key employees, under the authority of resolutions adopted by the Committee on Finance of the Board of Trustees. X 26 160026 SEE PART II X 354950 SEE PART II X 1146 23549008 SEE PART II X Computer Equipment 1 11180 SEE PART II X Miscellaneous 2 5000 SEE PART II X Laboratory Equipment 1 9520 SEE PART II 30 false true true NUMBER OF CONTRIBUTIONS Schedule M, PART I, COLUMN B AMOUNT REPRESENTS THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. TYPE OF PROPERTY Schedule M, PART I, LINES 1,4,& 25 METHOD OF DETERMINING REVENUES FOR ART WORK, BOOKS & PUBLICATIONS, AND OTHER (COMPUTER Equipment, Laboratory Equipment, & Miscellaneous) ARE BASED ON APPRAISAL AND OTHER VALUATION METHODS. SECURITIES Schedule M, PART I, LINE 12 SECURITIES-MISCELLANEOUS INCLUDES BOTH MARKETABLE AND NON-MARKETABLE SECURITIES. REVENUES FOR MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON QUOTED MARKET PRICES. REVENUES FOR NON-MARKETABLE SECURITY CONTRIBUTIONS ARE VALUED BASED ON DISCOUNTED CASH FLOW AND OTHER VALUATION APPROACHES. USE OF THIRD PARTIES Schedule M, PART I, QUESTION 32B BROKERS ARE USED TO SELL CONTRIBUTED SECURITIES. THE ORGANIZATION DOES NOT USE THIRD PARTIES TO SOLICIT NONCASH CONTRIBUTIONS. OTHER PROGRAM SERVICES PART III, LINE 4D INCLUDES ACADEMIC SUPPORT ACTIVITIES SUCH AS ACADEMIC ADMINISTRATION, RESEARCH ADMINISTRATION, AND THE PRINCETON UNIVERSITY ART MUSEUM; STUDENT SERVICES SUCH AS ADMISSION, FINANCIAL AID, REGISTRAR, CAREER SERVICES, HEALTH SERVICES AND ATHLETICS; AND PUBLIC SERVICE. FOREIGN COUNTRIES PART V, LINE 4B, CONTINUED FROM ATTACHMENT 2 HONG KONG JAPAN JERSEY NETHERLANDS POLAND SPAIN SWITZERLAND UNITED KINGDOM Significant changes to its governing documents Part VI, Section A, Question 4 The University made a significant change in its bylaws during the fiscal year. The University created a new position, Vice President for Communications and Public Affairs, which changed the number and composition of the organizations officers. Governing Body PART VI, SECTION A, QUESTION 7A The Princeton University Board of Trustees consists of 40 MEMBERS. Thirteen members are Alumni Trustees who are elected by the alumni members of the University and serve four-year terms. Four Alumni Trustees are elected by the junior and senior classes and the two most recently graduated undergraduate classes. Nine of these alumni trustees are elected through an alumni-wide election overseen by the Committee to Nominate Alumni Trustees. Alumni trustees have the same rights and powers as other trustees. FORM 990 PROVIDED TO ORGANIZATIONS GOVERNING BODY PART VI, SECTION B, LINE 11a The Form 990 is prepared by the University's Office of Finance & Treasury and is reviewed by management. The Schedule J compensation information is reviewed by the Compensation Committee and the entire Form 990 is reviewed by the Audit & Compliance Committee at a meeting prior to its filing with the IRS. A draft copy of the form, along with supplementary information, is provided in electronic form to the committees in advance of the meetings, and the draft is revised subsequently, as necessary. The full Board of Trustees is provided access to the final draft form prior to the filing date, allowing sufficient time for review. Conflict of Interest Policy Part VI, Section B, Line 12c On an annual basis, all trustees are provided with a copy of the conflict of interest policy for trustees and a statement of compliance affirmation which they are required to sign and return to the office of the Vice President and Secretary. Where questions arise about potential conflicts of interest or the possible perception of such conflicts, the policy requires that those issues be brought to the chair of the trustee committee on compensation for resolution. On an annual basis, the vice president of human resources, the dean of the faculty, and the director of the Princeton Plasma Physics Laboratory ("PPPL") are responsible for ensuring compliance with the University's conflict of interest policies by all employees hired through their respective units. All office heads, managers of departments, programs, centers, and institutes, and academic department chairs are reminded of their obligation to ensure compliance in their functional areas. All employees are required to review the conflict of interest policies, which are provided to them online, and to complete a disclosure form acknowledging that they have reviewed the policies and requiring that any conflicts or potential conflicts be disclosed. All disclosed conflicts are reviewed by the applicable office head, manager or department chair, and then brought to the respective vice president of human resources, the dean of the faculty, or the director of the PPPL for further review and resolution. Conflict disclosure forms completed by officers are reviewed by the president of the University and by the compensation committee of the board of trustees; the president's disclosure form is reviewed by the compensation committee of the board of trustees, and disclosed conflicts, if any, are appropriately resolved. DETERMINATION OF COMPENSATION PART VI, SECTION B, QUESTIONS 15a & 15b THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES MEETS EVERY SPRING TO SET THE PRESIDENT'S COMPENSATION AND THE COMPENSATION LEVELS FOR CERTAIN CORPORATE OFFICERS AND TO REVIEW THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE HAS AN INDEPENDENT COMPENSATION CONSULTANT WHO PROVIDES ALL OF THE COMPARABILITY DATA FOR THE PRESIDENT'S POSITION. WITH THIS INFORMATION, THE COMMITTEE THEN DETERMINES THE PRESIDENT'S COMPENSATION. THE HUMAN RESOURCES DEPARTMENT PROVIDES THE COMMITTEE WITH MARKET COMPARABILITY DATA FOR THE REMAINING OFFICERS AND KEY EMPLOYEES. THE COMMITTEE DISCUSSES AND REVIEWS THE RECOMMENDED COMPENSATION OF SUCH INDIVIDUALS WITH THE PRESIDENT. THE SECRETARY TO THE COMMITTEE TAKES NOTES DURING THE MEETINGS AND WRITES THE MINUTES REFLECTING THE REVIEW, DELIBERATION AND DECISION PROCESSES. FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY AND THE FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH PRINCETON UNIVERSITY'S WEBSITE. AVERAGE HOURS PER WEEK PART VII, SECTION A, COLUMN B Certain officers of the Trustees of Princeton University also serve on the boards of related organizations: Stanley J. Seeger Hellenic Fund, Forrestal Investment Corporation, Princeton Charitable Foundation Limited, Princeton University Press, and Forrestal Agricultural Corporation. The average hours per week that these officers devote to the related organizations during the year is less than one hour a week or month. UNRESTRICTED NET ASSETS PART X, LINE 27 Included in Line 27, Unrestricted net assets, is a non-controlling interest of $200,961,000. Other changes in net assets or fund balances Part XI, Line 9 Included in line 9 are net periodic benefit cost other than service cost of $(17,374,000) and other postretirement benefit changes of 142,114,000. 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