2019-05-14T14:39:27-05:00 2018-06-30 420714325 RSM US LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 20878 990 2017-07-01 135643515 NATIONAL ASSOCIATION OF SOCIAL WORKERS INC NATI 2023368286 750 FIRST STREET NE NO 800 WASHINGTON DC 20002 DR ANTHONY MCCLAIN CEO 2023368286 2019-05-13 1 WILLIAM E TURCO CPA P00369217 3012963600 66.98.98.9 2019-05-13 14:46:36 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 00BFBB601F26E6691F3C42FDB75EEBE807206D5E 2017 2019-02-21 02:37:17Z DR ANTHONY MCCLAIN 750 FIRST STREET NE NO 800 WASHINGTON DC 20002 37036025 0 X WWW.SOCIALWORKERS.ORG X 1955 DE SUPPORT PROFESSIONAL DEVELOPMENT, ADVANCE SOUND SOCIAL POLICIES AND MAINTAIN PROFESSIONAL STANDARDS. 21 21 270 200 1458291 227187 954800 673631 32261302 33068760 538865 930184 2699825 2260475 36454792 36933050 138824 38043 0 0 19815876 18372874 0 0 0 19049760 21471750 39004460 39882667 -2549668 -2949617 86207353 83662424 21904571 21242242 64302782 62420182 X THE NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC.'S (NASW) EXEMPT PURPOSE IS TO IMPROVE AND EXTEND THE SOCIAL WORK PROFESSION THROUGH ADVANCEMENT OF SOUND SOCIAL POLICIES AND PROGRAMS, PROVISION OF MEMBERSHIP SERVICES, AND CREATION AND MAINTENANCE OF PROFESSIONAL STANDARDS AND TO ENSURE THE PROFESSIONAL DEVELOPMENT OF MEMBERS. 0 0 POLICY PRACTICE AND PROFESSIONAL DEVELOPMENT:- ADVANCED FEDERAL AND STATE LEGISLATION, REGULATION AND OTHER POLICY AROUND THE SOCIAL WORK WORKFORCE AND A VARIETY OF SOCIAL JUSTICE ISSUES, THROUGH LOBBYING, GRASSROOTS MOBILIZATION AND OTHER INITIATIVES. - PROVIDED THE SOCIAL WORK PERSPECTIVE IN KEY AREAS OF PRACTICE INCLUDING HEALTH, AGING, BEHAVIORAL HEALTH, MENTAL HEALTH, CHILD WELFARE AND SCHOOLS; PARTICIPATED IN OVER 30 MULTI-STAKEHOLDER COALITIONS.- PROMOTED THOUGHT LEADERSHIP FOR THE PROFESSION BY DEVELOPING AND DISSEMINATING COMPELLING RESOURCES ON PRACTICE AND SOCIAL JUSTICE TOPICS, INCLUDING PRACTICE STANDARDS, GUIDELINES AND ISSUE BRIEFS; REGULARLY UPDATED SOCIAL WORK SPEAKS, THE "GO TO" MANUAL FOR PRACTITIONERS, RESEARCHERS, POLICY MAKERS AND OTHERS ARTICULATING THE SOCIAL WORK PERSPECTIVE ON OVER 65 TOPICS.- ADVANCED EXCELLENCE IN SOCIAL WORK PRACTICE- INSPIRED THE NEXT GENERATION OF LEADERS THROUGH AWARDS PROGRAMS AND ENGAGEMENT IN ORGANIZATIONAL EFFORTS OF VARIOUS TYPES.- HELD NASW NATIONAL CONFERENCE, JUNE 2018; WITH CLOSE TO 2,000 SOCIAL WORK PROFESSIONALS, AND 100 EXHIBITORS ATTENDING THE MEETING OF THE PROFESSION IN WASHINGTON, DC- HELD CONTINUING EDUCATION WEBINARS ON AVERAGE OF ONE PER MONTH ON A VARIETY OF TOPICS. THE TOTAL VIEWERSHIP FOR THESE WEBINARS EXCEEDED 1,000.- CONDUCTED A VIRTUAL ROUNDTABLE BY THE OFFICE OF ETHICS AND PROFESSIONAL REVIEW. HELD A LIVE-STREAMED ROUNDTABLE ON THE REVISIONS TO THE NASW CODE OF ETHICS THAT WENT INTO EFFECT ON JANUARY 1ST 2018. TO DATE, THE ROUNDTABLE HAS BEEN VIEWED BY THOUSANDS OF SOCIAL WORK PROFESSIONALS. MEMBER ENGAGEMENT:NASW PROVIDES ONGOING CUSTOMER SERVICE TO ITS 115,000 MEMBERS TO ENSURE THEY RECEIVE THE MOST VALUE FOR THEIR MEMBERSHIP DOLLARS AT THE CHAPTER AND NATIONAL LEVELS. NASW MEMBERS RECEIVE:- A MONTHLY NATIONAL PUBLICATION WITH TIMELY PROGRAM, POLICY AND PROFESSIONAL ARTICLES. MOST CHAPTERS ALSO PRODUCE QUARTERLY MEMBER PUBLICATIONS (PRINT OR DIGITAL).- A WEEKLY EMAIL DIGEST OF EVENTS, COURSES, RESOURCES AND RESEARCH FROM NASW AND ITS PARTNERS.- 12-HOUR DAILY ACCESS TO PROFESSIONAL MEMBER SERVICES REPRESENTATIVES. APPROXIMATELY 7,000 MEMBERS ARE SERVED BY NASW'S CUSTOMER CALL CENTER EVERY MONTH.- 24/7 ACCESS TO PRACTICE, ETHICS, LEGAL, EVENT, RESEARCH AND MEDIA TOOLS VIA THE SOCIALWORKERS.ORG NATIONAL WEBSITE, CHAPTER WEBSITES AND SPECIAL INTEREST BLOGS. MANY RESOURCES ARE MEMBERS-ONLY. - INFORMATION THROUGH MULTIPLE CURATED SOCIAL MEDIA NETWORKS FOR SOCIAL WORKERS. IN JULY 2018, NASW HAD 144,000 FACEBOOK FANS, 71,000 LINKEDIN GROUP MEMBERS AND 42,000 TWITTER FOLLOWERS.- TARGETED NATIONAL AND CHAPTER EMAIL COMMUNICATION ABOUT SPECIAL EVENTS, INSURANCE COVERAGE, ADVOCACY EFFORTS, ASSOCIATION POLICIES, GOVERNANCE ISSUES, AND CAREER DEVELOPMENT SERVICES. PUBLICATIONS:- CONTINUED TIMELY PUBLICATION OF FIVE SCHOLARLY JOURNALS, PUBLISHED QUARTERLY: SOCIAL WORK (FLAGSHIP JOURNAL OF NASW); CHILDREN & SCHOOLS; HEALTH & SOCIAL WORK; AND SOCIAL WORK RESEARCH - PUBLISHED SIX BOOKS: (1) EARLY CHILDHOOD EDUCATION AND CARE: AN EMERGING FIELD OF PRACTICE FOR SOCIAL WORK (2) FOUNDATIONS OF SOCIAL WORK PRACTICE IN THE FIELD OF AGING: A COMPETENCY-BASED APPROACH (3) SOCIAL WORK SPEAKS 11TH EDITION (4) DISABILITY, INTIMACY, AND SEXUAL HEALTH: A SOCIAL WORK PERSPECTIVE (5) ENGAGING HUMAN SERVICES WITH EVIDENCE-INFORMED PRACTICE AND (6) HANDBOOK ON BULLYING PREVENTION: A LIFE COURSE PERSPECTIVE - PUBLISHED THE UPDATED CODE OF ETHICS (OCTOBER 2017)- PUBLISHED AN EBOOK UPDATE TO THE 10TH EDITION OF SOCIAL WORK SPEAKS- WORKED WITH PRACTICE STAFF TO PUBLISH ONE STANDARD AND THREE BROCHURES- EXHIBITED AT THE 2017 CSWE APM CONFERENCE IN DALLAS, TX 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 484 0 1 270 1 1 1 0 0 0 1 1 0 X 21 21 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 X DR ANTHONY MCCLAIN CEO 2024088600 750 FIRST STREET NE SUITE 800 WASHINGTON DC 200024241 KATHRYN CONLEY WEHRMANN PRESIDENT 4.00 X X 0 0 0 MILDRED JOYNER VICE PRESIDENT 1.00 X X 0 0 0 HEATHER-BRADLEY-GEARY SECRETARY 1.00 X X 0 0 0 PATRICK JOHNSON TREASURER 1.00 X X 0 0 0 MARIANNE YOSHIOKA DIRECTOR 1.00 X 0 0 0 AMY DIMAURO DIRECTOR 1.00 X 0 0 0 PAULA A MADRIGAL DIRECTOR 1.00 X 0 0 0 RUFUS SYLVESTER LYNCH DIRECTOR 1.00 X 0 0 0 ANTHONY J HILL DIRECTOR 1.00 X 0 0 0 SONYA HUNTE DIRECTOR 1.00 X 0 0 0 SANDRA K RUNKLE DIRECTOR 1.00 X 0 0 0 CORNELIA GORDON-HEMPE DIRECTOR 1.00 X 0 0 0 AMY CAPPICCIE DIRECTOR 1.00 X 0 0 0 DAN SHEA DIRECTOR 1.00 X 0 0 0 LARRY D WATSON DIRECTOR 1.00 X 0 0 0 R MARC ANDREWS DIRECTOR 1.00 X 0 0 0 MARTHA A GUERRERO DIRECTOR 1.00 X 0 0 0 JEANNE F COOK DIRECTOR 1.00 X 0 0 0 GUADALUPE LARA DIRECTOR 1.00 X 0 0 0 ABRIANA TERRELL DIRECTOR 1.00 X 0 0 0 JENNIFER PECK DIRECTOR 1.00 X 0 0 0 ANTHONY MCCLAIN CHIEF EXECUTIVE OFFICER 22.50 15.00 X 370362 0 23717 KATHLEEN C WAUGH CHIEF OPERATING OFFICER 37.50 X 225965 0 33574 ANNE B CAMPER GENERAL COUNSEL 33.75 X 182606 0 42641 HEIDI MCINTOSH DEPUTY DIRECTOR, PROGRAMS 37.50 X 177041 0 40258 GAIL WALLER-WOODS DEPUTY DIRECTOR, MMC 37.50 X 151568 0 31157 JOEL RUBIN EXECUTIVE DIRECTOR, IL CHAPTER 37.50 X 137487 0 46620 CHERYL BRADLEY PUBLISHER 37.50 X 133859 0 32402 ROBERT ARNOLD DIRECTOR DEVELOPMENT 15.00 22.50 X 134209 0 21904 MARTHA LEQUEUX DIRECTOR, HR AND FACILITIES 37.50 X 131932 0 25010 1645029 0 297283 27 0 1 0 COHNREZNICK LLP 7501 WISCONSIN AVENUE SUITE 400E BETHESDA MD 208146583 ACCOUNTING SERVICES 733569 BRIGHTKEY INC 9050 JUNCTION DRIVE ANNAPOLIS JUNCTION MD 20701 MEMBER CALL CENTER & OUTREACH 440456 RR DONNELLEY PO BOX 842307 BOSTON MA 022842307 PRINTING & MAILING SERIVCE 329864 ABISO LAMBEBO CONSULTING LLC 300 YOAKUM PARKWAY UNIT 616 ALEXANDRIA VA 22304 SOFTWARE DEVELOPER SERVICES 289060 RSM US LLP 9737 WASHINGTONIAN BLVD SUITE 400 GAITHERSBURG MD 20878 AUDIT & TAX SERVICES 287564 14 95191 578440 673631 MEMBERSHIP DUES 900099 18821644 18821644 CONFERENCES 900099 5231161 4411302 24846 795013 CE APPROVAL PROGRAMS 900099 5100753 5100753 PUBLICATIONS & SUB. 541800 2395210 1723282 531930 139998 CERTIFICATION & CREDEN 900099 1519992 1519992 33068760 209979 209979 345183 306047 39136 64967 0 64967 64967 64967 720205 0 720205 720205 720205 70872 102975 -32103 -32103 ADMINISTRATIVE OH 900099 756950 756950 JOBLINK 541800 595468 595468 LABEL REVENUE 900099 530010 530010 1882428 36933050 31544870 1458291 3256258 38043 1111812 13116043 1109603 1919766 1115650 51832 1414895 667214 41582 3894892 277111 3747193 717679 109068 2480452 933740 3869741 67772 424886 234333 BANK FEES 761276 INCOME TAX EXPENSE 742286 EQUIPMENT COSTS 427821 MEMBERSHIP DUES 207179 400798 39882667 13943 23812 9729381 9453641 49938 1130988 1098611 364253 335748 434161 594878 8188663 5548229 2927141 2640434 12763703 12815897 58714130 56649465 129653 0 86207353 83662424 4071592 4987827 10605340 10319811 7227639 5934604 21904571 21242242 X 64302782 62420182 64302782 62420182 86207353 83662424 X -2949617 30982 1036035 X 0 1 X 1 0 0 0 1 18821644 1212002 -4265200 -3053198 941082 -3994280 235576 235576 614504 492640 121864 3805409 1913069 1892340 3533174 3142520 390654 2640434 56649465 C 56649465 550000 DEFERRED RENT AND LEASE INCENTIVES 2960249 ACCRUED DEFINED PENSION LIABILITY 1019744 DUE TO AFFILIATES 1404611 5934604 X 50374988 30982 13307981 13338963 37036025 -102975 -102975 36933050 50556201 11415820 11415820 39140381 742286 742286 39882667 PART X, LINE 2: MANAGEMENT EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. GENERALLY, THE ASSOCIATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2015. PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY IN EARNINGS OF ASSURANCE SERVICES, INC. 1,221,556. RELATED ENTITIES REVENUES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 11,225,756. INTERCOMPANY TRANSACTIONS 721,107. CHAPTER PAC REVENUE 139,562. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD REPORTED ON LINE 10B -102,975. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES EXPENSES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 10,489,117. COST OF GOODS SOLD REPORTED ON LINE 10B 102,975. INTERCOMPANY TRANSACTIONS 721,107. CHAPTER PAC EXPENSES 102,621. PART XII, LINE 4B - OTHER ADJUSTMENTS: INCOME TAX EXPENSE 742,286. X X X X 0 0 0 ANTHONY MCCLAIN CHIEF EXECUTIVE OFFICER 367788 0 0 0 2574 0 23717 0 4557 0 398636 0 0 0 KATHLEEN C WAUGH CHIEF OPERATING OFFICER 224524 0 0 0 1441 0 21593 0 15076 0 262634 0 0 0 ANNE B CAMPER GENERAL COUNSEL 181818 0 0 0 788 0 17816 0 26538 0 226960 0 0 0 HEIDI MCINTOSH DEPUTY DIRECTOR, PROGRAMS 176805 0 0 0 236 0 16794 0 27895 0 221730 0 0 0 GAIL WALLER-WOODS DEPUTY DIRECTOR, MMC 151370 0 0 0 198 0 8612 0 25478 0 185658 0 0 0 JOEL RUBIN EXECUTIVE DIRECTOR, IL CHAPTER 136992 0 0 0 495 0 10997 0 36511 0 184995 0 0 0 CHERYL BRADLEY PUBLISHER 133130 0 0 0 729 0 7637 0 25603 0 167099 0 0 0 ROBERT ARNOLD DIRECTOR DEVELOPMENT 133734 0 0 0 475 0 9923 0 14817 0 158949 0 0 0 MARTHA LEQUEUX DIRECTOR, HR AND FACILITIES 131251 0 0 0 681 0 12672 0 15931 0 160535 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE CLASSES OF MEMBERSHIP AND THEIR RIGHTS ARE AS FOLLOWS: REGULAR MEMBERS: ELECTING THE MEMBERS OF THE BOARD, HOLDING NATIONAL ELECTIVE OFFICE AND VOTING IN NATIONAL ELECTIONS. ASSOCIATE MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERS EXCEPT THOSE OF HOLDING NATIONAL ELECTIVE OFFICE AND VOTING IN NATIONAL ELECTIONS. STUDENT MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERSHIP EXCEPT HOLDING NATIONAL ELECTIVE OFFICE OTHER THAN SUCH POSITIONS AS ARE SPECIFICALLY DESIGNATED TO BE HELD BY STUDENTS. TRANSITIONAL MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A REGULAR MEMBERS: ELECTING THE MEMBERS OF THE BOARD, HOLDING NATIONAL ELECTIVE OFFICE AND VOTING IN NATIONAL ELECTIONS. ASSOCIATE MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERS EXCEPT THOSE OF HOLDING NATIONAL ELECTIVE OFFICE AND VOTING IN NATIONAL ELECTIONS. STUDENT MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERSHIP EXCEPT HOLDING NATIONAL ELECTIVE OFFICE OTHER THAN SUCH POSITIONS AS ARE SPECIFICALLY DESIGNATED TO BE HELD BY STUDENTS. TRANSITIONAL MEMBERS: ALL RIGHTS AND PRIVILEGES OF REGULAR MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE DELEGATE ASSEMBLY IS COMPOSED OF 200 DELEGATES ELECTED FROM AMONG THE MEMBERSHIP. PURSUANT TO ARTICLE IV OF NASW BYLAWS, THE DELEGATE ASSEMBLY HAS THE AUTHORITY TO TAKE FINAL ACTION ON BYLAWS AMENDMENTS RELATING TO DELEGATE ASSEMBLY AND THE NATIONAL/CHAPTER DUES ALLOCATION, AS WELL AS DETERMINING THE ASSOCIATION'S MAJOR PROGRAM PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B FOLLOWING THE PREPARATION OF THE 990 AND 990-T BY THE INDEPENDENT TAX PREPARER, THE SCHEDULES ARE SENT TO THE CONTROLLER FOR REVIEW. THE CONTROLLER REVIEWS THE SCHEDULES AND THEN PRESENTS THEM TO THE CHIEF EXECUTIVE OFFICER (CEO) AND THE CHIEF OPERATING OFFICER (COO). ONCE REVIEW BY BOTH THE CEO AND COO IS COMPLETED, AND THE CEO HAS APPROVED DISTRIBUTION OF THE FORM, THE DRAFT COPY IS SENT TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE BOARD OR A DESIGNATED COMMITTEE OF THE BOARD REVIEWS THE RETURN IN DETAIL. FOLLOWING THIS REVIEW, THE RETURNS ARE FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C AT THE TIME A MEMBER RUNS FOR AN ELECTED POSITION ON THE NASW BOARD OF DIRECTORS, THE PERSON IS REQUIRED TO REVIEW AND SIGN THE NASW CONFLICT OF INTEREST POLICY. NEW MEMBERS OF THE BOARD OF DIRECTORS OF THE NATIONAL ASSOCIATION OF SOCIAL WORKERS ARE REQUIRED TO PARTICIPATE IN NEW BOARD MEMBER ORIENTATION. AT THIS TIME THEY AGAIN REVIEW THE POLICY. IT IS A BOARD MEMBER'S RESPONSIBILITY TO BRING UP, EITHER ABOUT THEMSELVES OR OTHER MEMBERS OF THE BOARD, ANY PERCEIVED OR ACTUAL CONFLICTS OF INTEREST. THEY ARE ALSO RESPONSIBLE FOR RECUSING THEMSELVES FROM ANY BOARD BUSINESS THAT MAY CONFLICT WITH THEIR OTHER INTERESTS. FINALLY, BOARD MEMBERS ARE NOT ALLOWED TO ACT AS PAID CONSULTANTS TO NASW OR ANY OF ITS AFFILIATES OR CHAPTERS. FORM 990, PART VI, SECTION B, LINE 15A NASW HAS A COMPENSATION POLICY THAT COVERS COMPENSATION OF THE CHIEF EXECUTIVE OFFICER. FOR THE CHIEF EXECUTIVE OFFICER, THE NASW EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS IS REQUIRED TO REVIEW COMPARABILITY DATA, INCLUDING BUT NOT LIMITED TO: EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; AND INFORMATION OBTAINED FROM IRS FILINGS OF SIMILAR ORGANIZATIONS. THE BOARD MUST DOCUMENT HOW IT REACHED ITS DECISION REGARDING COMPENSATION. THE DOCUMENTATION MUST INCLUDE THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; THE MEMBERS OF THE BOARD WHO WERE PRESENT DURING THE DISCUSSIONS REGARDING COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; THE COMPARABILITY DATA OBTAINED AND RELIED ON, AND HOW THE DATA WAS OBTAINED; AND ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION ON THE COMPENSATION BY ANYONE ON THE BOARD WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION. FORM 990, PART VI, SECTION C, LINE 19 NASW MAKES ITS AUDITED FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, GOVERNING DOCUMENTS AND TAX RETURNS AVAILABLE AT ITS NATIONAL HEADQUARTERS AT 750 FIRST STREET, NE, WASHINGTON, D.C FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). UPON WRITTEN REQUEST, NASW DIRECTS THE INDIVIDUAL TO GUIDESTAR WEBSITE. IF THE INDIVIDUAL DOES NOT HAVE ELECTRONIC ACCESS TO THE INTERNET, NASW WILL PROVIDE A COPY. FORM 990, PART XI, LINE 9: RETIREMENT RELATED CHANGES OTHER THAN NET PERIODIC BENEFIT COSTS -185,521. EQUITY IN EARNINGS OF ASSURANCE SERVICES, INC. 1,221,556. 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